Sherry Capps v. Cremation Options, Inc. , 617 F. App'x 428 ( 2015 )

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 15a0456n.06
No. 14-6106
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
SHERRY J. CAPPS, CHARLOTTE P. ) FILED
DELGAICCO, individually and as executor ) Jun 17, 2015
of the estate of Richard A. Pierce, and ) DEBORAH S. HUNT, Clerk
BRIAN D. PIERCE, )
)
Plaintiffs-Appellants, )
ON APPEAL FROM THE UNITED
)
STATES DISTRICT COURT FOR THE
v. )
EASTERN DISTRICT OF TENNESSEE
)
CREMATION OPTIONS, INC., )
)
Defendant-Appellee.
BEFORE: DAUGHTREY, GIBBONS, and GRIFFIN, Circuit Judges.
MARTHA CRAIG DAUGHTREY, Circuit Judge. Rhonda Barnes, Steven Crumley,
and Joseph Crumley, who were originally defendants in this case, arranged for defendant
Cremation Options, Inc., to cremate of the remains of their deceased step-father, Richard A.
Pierce, by representing to Cremation Options that they were Pierce’s only children and,
therefore, had the authority to permit cremation. In fact, Pierce had three additional, biological
children—plaintiffs Sherry Capps, Charlotte DelGaicco, and Brian Pierce—who were religiously
and culturally opposed to cremation. They were not informed of the contract between Cremation
Options and the other three defendants until after the decedent was cremated. They then brought
suit against Cremation Options, their step-siblings, additional family members, and East
Tennessee Cremation Company, the facility that actually carried out the cremation under a
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subcontract with Cremation Options. All defendants except Cremation Options were eventually
dropped from suit at one time or another in district court. The claims against the remaining
defendant included intentional infliction of emotional distress, negligent infliction of emotional
distress, trespass upon the right to possess a body for decent burial, and conversion of cremated
remains.
Cremation Options moved for summary judgment on all the claims against it, arguing,
first, that the decedent’s advance directive authorized cremation and, second, that Tennessee
Code Annotated §§ 62-5-707 and -708 absolved it of all liability because it reasonably relied on
the representations of Rhonda Barnes and Steven and Joseph Crumley in proceeding with the
cremation. The district court granted summary judgment to Cremation Options solely on the
basis of §§ 62-5-707 and -708. The plaintiffs now appeal this ruling, on the ground that those
statutes were enacted after Cremation Options’s allegedly tortious conduct occurred and should
not be applied retroactively. The plaintiffs, however, did not raise this issue in the district court.
We nevertheless find it necessary to vacate the district court’s grant of summary judgment to
Cremation Options and remand on the plaintiffs’ claims against that defendant.
FACTUAL AND PROCEDURAL BACKGROUND
On October 13, 2011, while terminally ill, Richard A. Pierce appointed former defendant
Rhonda Barnes as his health-care agent, authorizing her to make all health-care decisions on his
behalf if he became unable to do so. He also signed an “advance care plan” form, again
designating Rhonda Barnes as his health-care agent. On the form, under a section entitled
“[o]ther instructions, such as burial arrangements, hospice care, etc.,” the word “creamation”
(sic) was written.
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Pierce died ten days later, on October 23, 2011. The next day, Jarrett Vance, an
employee of defendant Cremation Options, Inc., met with Barnes and Steven and Joseph
Crumley. Barnes identified herself to Vance as Pierce’s daughter; the Crumleys identified
themselves as Pierce’s sons. When Vance asked whether Pierce had any other children, the three
of them said that he did not. In signing the “cremation and disposition authorization” form
provided by Cremation Options, they averred that they were legally authorized to arrange for the
cremation, processing, and final disposition of Pierce’s remains; that any other adult children of
the decedent had been notified of his death and none had expressed an objection to cremation;
and that they had the legal right to authorize Pierce’s cremation and agreed to hold Cremation
Options harmless from any liability on account of their authorization of Pierce’s cremation,
identification, and final disposition.
The decedent’s remains were cremated on October 24, in accordance with a cremation
permit obtained from the state. Despite the representations of Barnes and the Crumleys, they
were not Richard Pierce’s only children. They were, in fact, his step-children by a second
marriage; he also had three biological children—plaintiffs Sherry Capps, Charlotte DelGaicco,
and Brian Pierce—by an earlier marriage. Because the plaintiffs purportedly had cultural and
religious aversions to cremation, they brought suit against various defendants, including their
step-siblings,1 for intentional infliction of emotional distress, negligent infliction of emotional
distress, trespass upon the right to possess a body for decent burial, and conversion of cremated
remains,2 all in violation of Tennessee law.
1
All defendants except Cremation Options were voluntarily dismissed from suit after summary judgment was
granted but before the notice of appeal was filed, undoubtedly so that the summary judgment in Cremation Options
favor would constitute a final, appealable judgment.
2
Cremation Options released half of the resulting ashes to Rhonda Barnes and the other half to plaintiff Charlotte
DelGaicco. Despite her acknowledgement of receipt, DelGaicco later claimed title to all of the decedent’s remains.
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Cremation Options moved for summary judgment in the district court, in part on the
ground that, under Tennessee Code Annotated §§ 62-5-707 and -708, it was entitled to rely on
the representations of Barnes and the Crumleys, who were the only children of Richard A.
Pierce, thus relieving Cremation Options of any liability in conjunction with the cremation of his
remains. The district court agreed with this argument and granted summary judgment to
Cremation Options. The plaintiffs now appeal the judgment in favor of Cremation Options on
their claims of intentional infliction of emotional distress, negligent infliction of emotional
distress, and trespass upon the right to possess a body for decent burial, but not for conversion of
cremated remains.
DISCUSSION
The plaintiffs raise only one argument on appeal, contending that the district court erred
in granting summary judgment to Cremation Options on the basis of Tennessee Code Annotated
§§ 62-5-707 and -708 because they went into effect only after the cremation took place.
However, the plaintiffs did not make this argument in the district court, either in opposition to
the defendant’s motion for summary judgment, in which the statutory provisions were first
asserted by Cremation Options as a defense to liability, or in a motion to alter or amend
judgment under Federal Rule of Civil Procedure 59(e). Conceding that the mistake was not
brought to the district court's attention, they now ask that we review it for “plain error.”
Before we can correct an error not raised at trial, we must find that it is “plain” and that it
“affects substantial rights.” See Johnson Controls, Inc. v. Jay Industries, Inc., 459 F.3d 717, 728
(6th Cir. 2006) (quoting Johnson v. United States, 520 U.S. 461, 466-67 (1997)). If those
conditions are met, we have the discretion to review the error, but only if it “seriously affects the
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fairness, integrity, or public reputation of [the] judicial proceedings.” Id. (internal quotation
marks omitted) (quoting Johnson, 520 U.S. at 467).
The district court relied on Tennessee Code Annotated §§ 62-5-707 and -708 in finding that
Cremation Options could not be held liable for wrongful disposition of the decedent’s remains in
this case. Section 62-5-707 deems “any person signing a “funeral service agreement” that directs
the disposition of remains as warranting the truthfulness of any facts set forth in the
authorization, including that person’s authority to order such a disposition. Tenn. Code Ann.
§ 62-5-707. It also provides a funeral establishment with the right to rely on such authorization
and “to carry out the instructions of the person whom [it] reasonably believes holds the right of
disposition”. Further, under § 62-5-707 a funeral establishment is “not responsible for
contacting or independently investigating the existence of any next-of-kin or relative of the
decedent”. Id. Section 62-5-708 absolves of criminal and civil liability any “funeral
establishment or funeral director” who reasonably relies in good faith on the instructions of a
person claiming the right of disposition and carries out that person’s instructions in disposing of
the remains, unless the establishment or director knew or had reason to know that that person did
not have the right of disposition. Tenn. Code Ann. § 62-5-708. The district court reasonably,
but incorrectly, applied these statutory provisions to the facts presented in support of Cremation
Options’s motion for summary judgment.
There can be little doubt about the existence of the error here. Tennessee Code
Annotated §§ 62-5-707 and -708 were not effective until April 25, 2012, some six months after
Richard Pierce’s remains were cremated on October 24, 2011. Nothing within either section
provides for retroactive application, and Cremation Options does not argue that either statute
should be construed as having retroactive effect. Nor, importantly, did the district court indicate
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that it was retroactively applying §§ 62-5-707 and -708 to plaintiffs’ claims against Cremation
Options. In this situation, we can reasonably assume that the district court was unaware that the
statutes were enacted after the relevant conduct in this case occurred and that its decision was not
based on a knowing retroactive application of the statutes.3
Despite the inadvertence of the error, it is nevertheless “plain,” and it clearly “affects
substantial rights” in the controversy at hand, principally who had the right to control disposition
of the decedent’s remains. At the time of Richard Pierce’s death, that authority was not
governed by Tennessee statute but had devolved largely as a matter of common law. The
question had been addressed in the Tennessee Supreme Court’s then-recent opinion in Seals v. H
& F, Inc., 301 S.W.3d 237 (Tenn. 2010), a case like this one, in which the authority to direct a
cremation was challenged after the cremation was completed. The scheme adopted by the Seals
court plowed new ground, based as it was on analogy to the priorities established by the Uniform
Anatomical Gift Act, as amended, Tennessee Code Annotated §§ 68-30-101 to -120 (Supp.
2009), a solution first developed by the Tennessee Court of Appeals in Akers v. Buckner-Rush
Enterprises, Inc., 270 S.W.3d 67, 73 (Tenn. Ct. App. 2007). The Tennessee Supreme Court also
concluded that Tennessee Code Annotated § 62-5-511 controlled the question of liability for a
cremation based on the apparent authority of someone without a superior right to control
disposition of a decedent’s remains. Seals, 301 S.W.3d at 248-49. That statute provides a safe
harbor for the “operator of a crematory facility” who performs a cremation “in accordance with
the instructions set forth by the decedent or an heir or personal representative of the decedent,”
3
If the district court did intend to retroactively apply §§ 62-5-707 and -708, its decision to do so was error. “There is
a ‘presumption against retroactive legislation [that] is deeply rooted in our jurisprudence. . . . The principle that the
legal effect of conduct should ordinarily be assessed under the law that existed when the conduct took place has
timeless and universal appeal.’” Hughes Aircraft Co. v. U.S. ex rel. Schumer, 520 U.S. 939, 946 (1997) (quoting
Landgraf v. USI Film Products, 511 U.S. 244, 265 (1994)). Absent an express command that a statute operates
retroactively, the statute will be applied prospectively only. Glover v. Johnson, 138 F.3d 229, 249 (6th Cir. 1998).
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unless the operator’s action was undertaken “with malicious purpose, in bad faith or in a wanton
or reckless manner.” Tenn. Code Ann. § 62-5-511(a).
Unfortunately for Cremation Options, it clearly would have qualified as a “funeral
establishment or funeral director” for purposes of the safe-harbor provisions in §§ 62-5-707 and
708, had those statutes been in effect in October 2011, but it would not qualify as the “operator
of a crematory facility” for purposes of the safe harbor provided in § 62-5-511. Pointing to
Tennessee Code Annotated § 62-5-507, the Seals court held that “the General Assembly intended
‘operator’ to refer to the party actually performing the cremations,” meaning that H & F Inc., the
funeral director in Seals, did not qualify for protection from liability because it had subcontracted
out the actual cremation process to a separate business entity. Seals, 301 S.W.3d at 252
(emphasis added) (“Generally, however, a funeral home that does not perform cremations, but
merely makes arrangements for cremations to be carried out by another company, is not itself the
operator of a crematory facility and, in consequence, cannot rely on the section 62–5–511 safe
harbor.”). Cremation Options, like H & F Inc., had contracted with another company to perform
the actual cremation of the decedent’s remains in this case and, thus, could not have defended on
the basis of § 62-5-511.
Without the availability of a safe harbor, Cremation Options is left to look to Seals, 301
S.W. 3d at 242, “to ascertain who has control over the disposition of remains.” The Tennessee
Supreme Court in Seals held that:
[T]he decedent, as a general rule, has the primary entitlement to expressly elect
the method of disposal of his or her body, or, in the alternative, to designate an
individual to elect the method of disposal; if the decedent does not do so,
however, the legal right to direct the disposal of remains descends to the
following parties, in order of priority: (1) the spouse of the decedent; (2) adult
children of the decedent; (3) parents of the decedent; (4) adult siblings of the
decedent; (5) adult grandchildren of the decedent; (6) grandparents of the
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decedent; and (7) an adult who has exhibited special care and concern for the
decedent.
Id. (emphasis added).
Because the district court in this case rested its decision in the defendant’s favor entirely
on inapplicable Tennessee Code provisions, the court did not rule on the validity of the advance
directive purportedly executed post-mortem by Richard A. Pierce, in which he ostensibly
designated cremation as “the method of disposition of his body” and, in the alternative, also
purported “to designate [Rhonda Barnes] to elect the method of disposal.” We take this to mean
that the court’s error was not only plain and in derogation of rights, but also that the application
of plainly inapplicable statutory provisions could “seriously affect [ ] the fairness, integrity, and
public reputation of the judicial proceedings” in this case. Johnson Controls, 459 F.3d at 728.
We therefore find it necessary to vacate the order of summary judgment and remand the case to
the district court for further proceedings, including reconsideration of the plaintiffs’ request to
reopen formal discovery.
CONCLUSION
For the reasons set out above, we REVERSE the district court's judgment and REMAND
the case for further proceedings.
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