Merrill v. Burke E. Porter MacHinery Co. ( 2005 )

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 05a0961n.06
Filed: December 14, 2005
No. 04-2188
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
DANIEL LEE MERRILL, SR. )
)
Plaintiff-Appellant, )
)
v. ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR THE
BURKE E. PORTER MACHINERY CO., ) WESTERN DISTRICT OF MICHIGAN
)
Defendant-Appellee. )
)
Before: SILER and SUTTON, Circuit Judges; SHARP, District Judge.*
PER CURIAM. Daniel Lee Merrill, Sr. appeals from the district court’s order entering
summary judgment in favor of appellee Burke E. Porter Machinery Co. (“BEPCO”), his former
employer. Merrill contends that BEPCO violated the Americans with Disabilities Act (“ADA”), 42
U.S.C. § 12101, et seq. (1994), by terminating his employment. The district court rejected Merrill’s
claims, concluding that he failed to establish the essential elements of a disability discrimination
claim under the ADA. On appeal, Merrill argues that the district court erred in excluding sworn
statements in his complaint, in requiring that disability discrimination be the sole cause of his
termination, in failing to find that the facts permit a “reasonable inference” that he was terminated
*
The Honorable Allen Sharp, United States District Judge for the Northern District of
Indiana, sitting by designation.
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Merrill v. Burke E. Porter Machine Co.
because of his alleged disability, and in finding that his impairment was not a “disability.” Because
we find that the plaintiff failed to establish a prima facie case of discrimination, we affirm the
judgment of the district court.
I. FACTUAL AND PROCEDURAL BACKGROUND
BEPCO, which designs and manufactures large specialized machines, hired Merrill as a
mechanical project engineer in May 1997. Merrill reported to mechanical engineering manager
Tim Leep. When Merrill became stressed, Leep would allow him to walk around the building,
leave work early, work at home, and arrive at work early in the morning when there were fewer
distractions.
In September, 1999, Merrill saw psychologist Timothy Zwart. Zwart noted that Plaintiff
avoided eye contact. In May, 2000, Zwart concluded that Merrill suffered from Asperger’s
syndrome, a condition that causes, among other things, avoidance of eye contact. Merrill also
began counseling with psychologist Gailord Weeks, who testified that Merrill had problems with
interpersonal behavior and eye contact, and that those are symptoms of Asperger’s.
In November, 2000, Merrill met with Human Resources Manager Diane Roodvoets and
engineering manager Ralph Palmer. Palmer learned at this meeting that Merrill had Asperger’s
syndrome. According to Merrill, Palmer treated him differently after the meeting, refusing to
talk to Merrill in Palmer’s office and calling Merrill “stupid.”
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Merrill was transferred to John Clawson’s supervision in December, 2000. In April,
2001, Clawson was moved to a different department and Merrill came under the direct
supervision of Palmer. Palmer and Merrill continued to have problems working together. Palmer
requested that Merrill redesign a certain machine, but Merrill never did. According to Merrill,
when he told Palmer he had not redesigned the machine, Palmer questioned, “[w]hat the h*ll is
wrong with you?”
On June 8, 2001, Palmer came to Merrill’s work station and said that problems had been
raised at a production meeting regarding one of Merrill’s designs. After Merrill acknowledged
the problems with the parts he designed, Palmer asked him, “why is [sic] there always mistakes
on your jobs?” Merrill replied that he could not control the detailers and checkers upon whom
he relied. Palmer said that Merrill was “technically incompetent” and could not “draw worth a
[expletive deleted].” Merrill then asked Palmer “how would [you] know” and told Palmer: “you
are out of line.” Palmer then escorted Merrill to the Human Resources office and out of the
building, terminating Merrill’s employment at BEPCO. Palmer later stated that he terminated
Merrill for poor performance, citing repeated design mistakes and Merrill’s unwillingness to
correct them.
At a review meeting on June 12, 2001 involving BEPCO President Andrew Murch,
Roodvoets, Palmer and Merrill, Merrill was asked if he had ever mentioned his disability to any
one. Merrill replied: “That was the statement that [Palmer] said that was weird . . . where he said
that when he would talk to me I wouldn’t hold eye contact with him; that means I can’t be
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trusted.” He also stated that Palmer stated that “when [Palmer] was talking to me out in the
shop, I made funny faces at him and . . . that was insubordination in his mind.” Merrill was
neither reinstated, nor replaced, and his position was not left open.
Merrill, proceeding pro se, filed his complaint in the district court in September 2002 and
retained counsel in August 2003. Merrill’s counsel did not amend Merrill’s pro se complaint.
BEPCO moved for summary judgment on April 2, 2004, and summary judgment was granted in
BEPCO’s favor on September 2, 2004. This appeal followed.
II. STANDARD OF REVIEW
This court reviews the district court’s grant of summary judgment de novo. Lautermilch
v. Findlay City Sch., 314 F.3d 271, 274 (6th Cir. 2003). “Summary judgment is appropriate if
there is no genuine issue of material fact and the moving party is entitled to judgment as a matter
of law.” Id.; see Fed. R. Civ. P. 56(c); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48
(1986). The court must view the evidence in the light most favorable to the nonmovant and draw
all reasonable inferences in the nonmovant’s favor. See United States v. Diebold, Inc., 369 U.S.
654, 655 (1962); Bender v. Southland Corp., 749 F.2d 1205, 1210-11 (6th Cir. 1984).
III. DISCUSSION
The ADA prohibits an employer from discrimination “against a qualified individual with
a disability because of the disability of such individual in regard to job application procedures,
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the hiring, advancement, or discharge of employees, employee compensation, job training and
other terms, conditions, and privileges of employment.” 42 U.S.C. § 12112(a). A plaintiff may
establish unlawful discrimination by introducing direct evidence of intentional discrimination,
including evidence that the employer relied on the plaintiff’s disability in making its
employment decision. See Monette v. Electronic Data Systems Corp., 90 F.3d 1173, 1178 (6th
Cir. 1996). Where no direct evidence of discrimination exists, a plaintiff must proceed under the
familiar burden-shifting framework set forth in McDonnell Douglas Corp. v. Green, 411 U.S.
792, 802 (1973). Under this framework, a plaintiff may establish a prima facie case of
discrimination by showing that: (1) he is disabled; (2) he is otherwise qualified for the position;
(3) he suffered an adverse employment decision; (4) the employer knew or had reason to know
of his disability; and (5) after rejection or termination, the position remained open, or the
disabled individual was replaced by a member outside the protected class. Monette, 90 F.3d at
1185. Merrill’s claim fails under both methods.
Merrill argues that there is “direct evidence” that he was terminated because of a
disability. He testified during a deposition as follows:
Q In the meeting that you had with Murch, Palmer and Roodvoets on
June 12, did anybody talk about Asperger’s Syndrome?
A I mentioned it not in word, but in – as a disability once.
Q What did you say?
A That was the statement that Ralph [Palmer] said that was weird, I
thought was really weird, where he said that when he would talk to
me I wouldn’t hold eye contact with him; that means I can’t be
trusted. And when he was talking to me out in the shop, I made
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Merrill v. Burke E. Porter Machine Co.
funny faces at him and he said that was insubordination in his
mind, and that was – I mean, I just turned to Andy and said,
“That’s part of my disability. You can’t hold that against me.”
He argues that the inability to maintain eye contact is a symptom of Asperger’s, and that
Palmer’s reference to that symptom is tantamount to Palmer saying he fired Merrill because of
Asperger’s. He also argues that Palmer called him “stupid,” told him that he wasn’t special and
would not be treated special, and asked “what the h*ll is wrong with you.” These statements,
according to Merrill, are direct evidence of discrimination. We disagree.
“Direct evidence” is evidence which, if believed, requires the conclusion that unlawful
discrimination was a motivating factor in the employer’s decision. See Wexler v. White’s Fine
Furniture, Inc., 317 F.3d 564, 570 (6th Cir. 2003) (en banc) (citing Jacklyn v. Schering-Plough
Healthcare Products Sales Corp., 176 F.3d 921, 926 (6th Cir. 1999)). “Direct evidence is
evidence that proves the existence of a fact without requiring any inferences.” Rowan v.
Lockheed Martin Energy Systems, Inc., 360 F.3d 544, 548 (6th Cir. 2004) (citations omitted).
Palmer never made any reference to disability, and never stated that he terminated Merrill
because of a failure to hold eye contact. At best, Palmer’s statements show only that he felt
Merrill could not be trusted because of his failure to hold eye contact and that the “funny faces”
made by Merrill amount to insubordination. The jury, to conclude from these statements that
Merrill was fired because of his disability, would have to infer that Palmer’s lack of trust in
Merrill led to Merrill’s termination or that the funny faces were caused by Merrill’s disability.
They would also have to infer that Palmer knew the avoidance of eye contact to be a symptom of
Asperger’s. While these conclusions may be reasonable, they are nonetheless conclusions that
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must be reached by inference. Palmer’s other statements are similarly deficient because they
require additional inferences before they can be linked to a disability.1 Cf. Smith v. Chrysler
Corp., 155 F.3d 799, 805 (6th Cir. 1998) (noting that direct evidence “would take the form, for
example, of an employer telling an employee, ‘I fired you because you are disabled.’”).
Because Merrill lacks direct evidence of discrimination, he must establish a prima facie
case of discrimination as established in McDonnell-Douglas and outlined above. Merrill admits
that he cannot do so, because there is no evidence that he was replaced or that his position was
held open. Instead, he argues that a “reasonable inference” of discrimination precludes summary
judgment, without the need to apply McDonnell-Douglas. Merrill fails to cite any case applying
this standard to a disability discrimination claim, however, and such an approach would be
inconsistent with the case law of this circuit.2
For the foregoing reasons, the judgment of the district court is AFFIRMED.
1
Merrill also argues that the district court erred in refusing to consider sworn statements
made in Plaintiff’s complaint. Any error made by the district court on this point is necessarily
harmless, however, because the statements offered by Merrill as wrongly excluded fall far short
of establishing direct evidence of discrimination.
2
In light of this conclusion, we need not address Merrill’s ability to satisfy the other
elements of his prima facie case. Though the parties vigorously dispute whether Merrill was
“disabled” within the meaning of the ADA, his failure to satisfy the fifth prong of the prima facie
case is fatal. Additionally, we need not address the issue of whether BEPCO provided a non-
discriminatory reason for terminating Merrill. That burden does not shift to the defendant unless
the plaintiff can first establish his prima facie case. See Monette, 90 F.3d at 1185 (“If the
plaintiff fails to establish a predicate fact necessary to create the presumption of unlawful intent,
technically the ‘burden’ never shifts to the defendant.”).
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