United States v. Matthews , 298 F. App'x 460 ( 2008 )

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 08a0638n.06
Filed: October 21, 2008
No. 07-3135
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA ) ON APPEAL FROM THE
) UNITED STATES DISTRICT
Plaintiff-Appellee, ) COURT FOR THE NORTHERN
) DISTRICT OF OHIO
v. )
) OPINION
ERNEST MATTHEWS )
)
Defendant-Appellant. )
BEFORE: COLE and GIBBONS, Circuit Judges; FORESTER, District Judge.*
COLE, Circuit Judge. Defendant-Appellant Ernest Matthews was convicted of attempting
to possess with intent to distribute 100 kilograms or more of marijuana, in violation of 21 U.S.C.
§ 841(a)(1), (b)(1)(B) and § 846. On appeal, Matthews argues that (1) the trial evidence was
insufficient to sustain his conviction, entitling him to a judgment of acquittal under Rule 29(c) of the
Federal Rules of Criminal Procedure, and (2) a new trial is warranted based on newly discovered
evidence and in the interest of justice. For reasons set forth below, we AFFIRM Matthews’s
conviction and the district court’s denial of his motion for a new trial.
I. BACKGROUND
*
The Honorable Karl S. Forester, United States District Judge for the Eastern District of
Kentucky, sitting by designation.
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Matthews was tried and convicted of a single-count charge of attempting to possess with
intent to distribute 100 kilograms or more of marijuana.
The following evidence was introduced at trial. On March 26, 2005, the Kansas State
Highway Patrol stopped a semi-tractor-trailer near Kansas City because the registration number
displayed on the truck’s door had an extra digit. The truck had a flat bed that was loaded with sheets
of housing insulation covered by tarps. The police became suspicious and asked the driver, Arnulfo
Quintana, to follow them to a police station so a drug-detection dog could search the truck. At the
station, Quintana told the officers that marijuana was hidden in the insulation in a certain pallet of
the truck’s load. There, the officers discovered thirty-nine bales of marijuana, weighing 749 pounds.
Quintana testified that an individual named Martin Guzman had proposed that Quintana haul
a load of marijuana to Cleveland, Ohio in exchange for $25,000. Quintana spoke to Guzman about
the proposition several times, including once at a truck stop near Tuscon, Arizona. Quintana was
inconsistent about the date of the truck-stop meeting, but sometime around March 15 or 16 he
dropped off an empty flat-bed tractor-trailer at a location specified by Guzman. When Quintana
returned a day later, the trailer had been loaded with the insulation sheets and the marijuana.
Quintana admitted that he had been using crystal methamphetamine around the time of his truck-stop
meeting with Guzman.
After being stopped by the Kansas State Highway Patrol, Quintana agreed to serve as a
cooperating witness and to continue with the load and make a controlled delivery. Accordingly,
Quintana, accompanied by Kansas City task force officers, continued overnight on his planned route
to Cleveland. Once in Cleveland the following day, Quintana and the Kansas officers went to the
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Cleveland Drug Enforcement Agency (“DEA”) office where DEA officers equipped Quintana with
a recording device. Quintana then drove the tractor-trailer alone to the delivery destination, with
close police surveillance.
Meanwhile, personnel at the Cleveland DEA contacted DEA Special Agent William Leppla
late on March 26 or early on March 27 to advise him of the impending delivery of marijuana. Leppla
was told the delivery would occur on March 27 somewhere on Aurora Road in Warrensville Heights,
a suburb of Cleveland, near a warehouse marked by a parked brown tractor-trailer. The DEA
remained in contact with the Kansas officials accompanying Quintana and kept Leppla informed of
the progress of the controlled delivery. Leppla and other agents proceeded to the Aurora Road
location and, by a process of elimination, determined that the delivery point was a warehouse, sub-
divided into garages. Leppla had been in and around the area beginning at 11:00 a.m. on March 27.
He met with Task Force Officer Jamaal Ansari around 6:00 p.m., and they took settled positions at
6:30 p.m. Leppla testified that during the time he was surveying the area, there was virtually no
traffic on the street because it was Easter Sunday.
Leppla testified that at about 6:40 p.m., two vehicles—a two-tone Chevrolet Suburban
followed by a black Chevrolet Trailblazer, each driven by a black male and containing no other
passengers—pulled up to a garage door at the warehouse. Leppla stated that the driver of the
Suburban, whom he later identified as Matthews, exited the vehicle, entered the warehouse through
a “man door,” and then pulled up the garage door from the inside. The two men then pulled the
vehicles into the garage, stood outside the garage for several minutes, returned to their vehicles,
backed them out of the garage, shut the door, and left. Leppla testified at trial that the entire visit
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lasted about fifteen minutes, although this was inconsistent with his testimony at the suppression
hearing that they had stayed for about twenty-six minutes.
At approximately 7:10 p.m., Quintana arrived at the garage, driving the tractor-trailer.
Minutes later, the Trailblazer and Suburban reappeared. Leppla testified that they were driven by
the same men who had departed minutes earlier. Matthews, the driver of the Suburban, again opened
the garage door. He met briefly with Quintana and the driver of the Trailblazer, later identified as
Matthews’s co-defendant Edward Jackson, then entered the garage out of Leppla’s sight. Jackson
climbed onto the bed of the tractor-trailer and, with Quintana’s assistance, began loosening the
canvas straps of the pallet containing the marijuana. The wire Quintana was wearing recorded
Jackson saying something about “doing it right here.” (Trial Tr. vol. 2, 425, Sept. 14, 2005, Joint
Appendix (“JA”) 321.) Quintana testified that Jackson was referring to unloading the marijuana.
At this point, Leppla became concerned about the officers’ safety because it was getting dark outside,
so he contacted his supervisor at the DEA for approval to make the arrests. Approval was given, and
more than six officers emerged from hiding, identified themselves as officers, and arrested Quintana,
Matthews, and Jackson. A search of Matthews revealed approximately $3200 in cash, and the
officers found approximately $500 in cash on the floor near where they had arrested him. The
Trailblazer contained rental car papers, gallon-sized plastic baggies, and rolls of contact paper.
After the arrest, the police searched Matthews’s house and learned that he had flown to Las
Vegas, Nevada in March. The parties entered a stipulation that Matthews had departed Cleveland,
Ohio on an America West Airlines flight on March 1, 2005, for Las Vegas, Nevada. The stipulation
further provided that on March 13, 2005, Matthews had departed Las Vegas, Nevada on an America
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West Airlines flight, arriving in Cleveland in the early morning hours of March 14, 2005.
After the police learned that Matthews had traveled to Las Vegas, Quintana told the police
that he recognized Matthews from his mid-March meeting with Guzman at the truck stop outside
of Tuscon, Arizona. He stated that at this meeting, Guzman had introduced Matthews as “the boss
and the person [he] would be delivering the marijuana to.” (Trial Tr. vol. 2, 459, JA 344.) He stated
that he had not seen Matthews clearly at the meeting because Matthews had remained in the
passenger seat of Guzman’s car while Quintana and Guzman discussed the deal. He further testified
that “all the black people look the same, and [he] wasn’t paying much attention,” (Trial Tr. vol. 2,
463, JA 348), but that he understood that the man in the passenger seat was the one who would be
waiting for him in Cleveland, and that Matthews was one of the two people he had seen on the day
of the delivery. He also stated that he had only been to Cleveland one other time, in January 2005,
to have a truck repaired.
Leppla testified that, based on his training and experience, the baggies and contact paper
found in the Trailblazer were of a type often used by drug dealers to package large quantities of
marijuana. In addition, he testified that it was not unusual to find only $3200 in Matthews’s
possession—an amount far too small to pay for the amount of marijuana delivered—because
traffickers generally avoid having drugs and money at the same location during a drug deal.
At the close of the Government’s case, Matthews moved for a judgment of acquittal pursuant
to Federal Rule of Criminal Procedure 29, arguing that the evidence, taken in the light most
favorable to the Government, was insufficient to allow a rational jury to find beyond a reasonable
doubt the essential elements of the crime charged. Matthews pointed to Leppla’s contradictory
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testimony about the length of time the two individuals had been in the garage during their first
appearance at the warehouse and to the unreliability of Quintana’s testimony, given his uncertainty
about dates and his admission to using drugs around the time of his meeting with Guzman. The
district court denied the motion, and Matthews thereupon presented his case.
Matthews introduced several witnesses who testified to the following: Matthews traveled
to Las Vegas, Nevada on March 1, 2005, to Tucson, Arizona from March 7 through March 9 so that
his girlfriend could interview for a job, and then back to Cleveland on March 14; during this trip,
Matthews did not meet with anyone at a truck stop; Quintana had possibly been to the warehouse
on Aurora Road before to have his truck washed; Matthews’s aunt rented the Trailblazer and owned
the contact paper and baggies; Matthews’s aunt prepared an dinner on Easter Sunday at which
Matthews and Jackson were present; Mathews’s aunt asked Matthews and Jackson to take the
Trailblazer to be washed at the warehouse because it was due to be returned the following day; the
Suburban was owned by a friend named Dartanyan Thompson; and Thompson had accompanied
Jackson to the warehouse initially to look at some motorcycle parts, while Matthews had only been
present for the second trip to the warehouse, for which he had borrowed Thompson’s Suburban.
Matthews’s co-defendant, Jackson, asserted a theory that after being arrested in Kansas, Quintana
had decided to conceal the true destination of the marijuana and lead police to the warehouse in
Cleveland where he had previously had his truck washed.
The jury returned a guilty verdict, and the district court sentenced Matthews to 120 months
of imprisonment. Matthews timely appealed.
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II. ANALYSIS
Matthews essentially asserts two claims on appeal: (1) the district court erred in denying his
motion for judgment of acquittal because the evidence was insufficient to support a conviction, and
(2) the district court abused its discretion in denying his motion for a new trial based on newly
discovered evidence that Quintana gave false testimony.
A. Motion for Judgment of Acquittal
1. Standard of Review
“This court reviews de novo a denial of a motion for judgment of acquittal, but affirms the
decision if the evidence, viewed in the light most favorable to the government, would allow a
rational trier of fact to find the defendant guilty beyond a reasonable doubt.” United States v.
Solorio, 337 F.3d 580, 588 (6th Cir. 2003) (internal quotation marks omitted); see also Jackson v.
Virginia, 443 U.S. 307, 319 (1979) (when considering sufficiency of evidence to sustain a conviction
on direct appeal, the “relevant question” is whether “any rational trier of fact could have found the
essential elements of the crime beyond a reasonable doubt”). Because the issue is one of legal
sufficiency, the court “neither independently weighs the evidence, nor judges the credibility of
witnesses who testified at trial.” United States v. Talley, 164 F.3d 989, 996 (6th Cir. 1999). An
appellate court cannot substitute its judgment for that of the jury. United States v. Hilliard, 11 F.3d
618, 620 (6th Cir. 1993). “[C]ircumstantial evidence alone can sustain a guilty verdict and . . .
[such] evidence need not remove every reasonable hypothesis except that of guilt.” United States
v. Stone, 748 F.2d 361, 362 (6th Cir. 1984). This standard is a great obstacle to overcome, United
States v. Winkle, 477 F.3d 407, 413 (6th Cir. 2007), and presents the appellant in a criminal case with
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a very heavy burden, United States v. Jackson, 473 F.3d 660, 669 (6th Cir. 2007).
2. Merits
Matthews asserts that he was entitled to a judgment of acquittal pursuant to Rule 29(c)
because the Government’s proof at trial established nothing more than Matthews’s presence at the
delivery scene, which is inadequate to support his conviction of attempted possession with the intent
to distribute marijuana in violation of 21 U.S.C. § 841(a)(1) and § 846. The district court denied the
motion, finding that the evidence introduced at trial was sufficient for a rational finder of fact to
conclude that the elements of the offense had been proven beyond a reasonable doubt.
“The elements of a charge of possession with intent to distribute illegal drugs are (1) the
defendant knowingly; (2) possessed a controlled substance; (3) with intent to distribute.” United
States v. Jackson, 55 F.3d 1219, 1225 (6th Cir. 1995). To obtain a conviction for an attempt crime,
“the government must demonstrate a defendant’s intent to commit the proscribed criminal conduct
together with the commission of an overt act that constitutes a substantial step towards commission
of the proscribed criminal activity.” United States v. Bilderbeck, 163 F.3d 971, 975 (6th Cir. 1999).
After consideration of the evidence introduced at trial in this case, we cannot say that no rational trier
of fact could have found these elements beyond a reasonable doubt.
It was undisputed at trial that a flat-bed trailer hauling more than 700 pounds of marijuana
arrived at Jackson’s garage on Easter Sunday, March 27, 2005. Two officers testified that Jackson
and Matthews appeared at the garage briefly and then left several minutes before Quintana arrived.
It is undisputed that, minutes after Quintana arrived, Matthews and Jackson appeared at the garage
and spoke with Quintana. Leppla testified that after the truck pulled in, Jackson began to assist
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Quintana with the removal of the straps from the area of the trailer that contained the marijuana.
Although the recording from the wire worn by Quintana does not contain explicit discussion of
drugs, Jackson mentioned “doing it right here,” and Quintana testified that Jackson was referring to
unloading the marijuana. It is undisputed that Matthews had approximately $3200 in cash on his
person when he was arrested, and another $500 in cash was found on the ground near where he was
arrested. Leppla testified as an expert in drug trafficking that the items seized after searching the
vehicles were consistent with the packaging of marijuana for sale. Finally, the Government
presented Quintana’s testimony suggesting that Matthews had met earlier in Arizona with Guzman,
the alleged source of the marijuana.
Taking this evidence in the light most favorable to the Government, as we must, a rational
juror could conclude beyond a reasonable doubt that Matthews intended to receive the marijuana.
Based on the large quantity of marijuana and the fact that there were baggies and contact paper in
the car, a jury could conclude beyond a reasonable doubt that Matthews intended to distribute the
marijuana. Matthews points to discrepancies in several of the witnesses’s testimony, such as
Leppla’s and Ansari’s differing recollections as to which vehicle—the Suburban or the
Trailblazer—pulled into the garage first. But, as the district court accurately noted, these distinctions
relate to credibility and Matthews addressed them thoroughly during cross-examination. Because
this Court is prohibited from independently weighing the evidence or judging the credibility of
witnesses, see Talley, 164 F.3d at 996, Matthews’s arguments fail. There was sufficient evidence
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presented at trial to support Matthews’s conviction, and the district court did not err in denying his
motion for judgment of acquittal.
B. Motion for a New Trial
1. Standard of Review
Federal Rule of Criminal Procedure 33(a) provides that “[u]pon the defendant’s motion, the
court may vacate any judgment and grant a new trial if the interest of justice so requires.” When
faced with a Rule 33 motion, unlike a motion for judgment of acquittal under Rule 29, the district
court may weigh the evidence and assess the credibility of the witnesses; “[i]t has often been said
that [the trial judge] sits as a thirteenth juror” when considering a Rule 33 motion. United States v.
Solorio, 337 F.3d at 589 n.6 (quotation marks and citation omitted). When reviewing the district
court’s decision to deny a motion for a new trial based on newly discovered evidence, this Court may
only decide whether the district court’s determination constitutes an abuse of discretion. United
States v. Jones, 399 F.3d 640, 647 (6th Cir. 2005); see also United States v. O’Dell, 805 F.2d 637,
640 (6th Cir. 1986) (“Motions for a new trial based on newly discovered evidence are disfavored,
and a trial court’s determination that a new trial is not warranted will not be reversed absent ‘clear
abuse of discretion.’” (quoting United States v. Allen, 748 F.2d 334, 337 (6th Cir. 1984) (per
curiam))).
2. Merits
After the jury found him guilty, Matthews moved for a new trial claiming he had discovered
new evidence proving that Quintana had given false testimony. The motion was supported by hotel
reservation confirmations, credit card receipts, and expert handwriting analyses demonstrating that
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Quintana had stayed at a hotel near Cleveland from March 13, 2005 through March 17, 2005. The
district court summarized the relevance of the evidence as follows:
Quintana testified that he had visited Cleveland, Ohio in January 2005 to have a truck
repaired. He further testified that he had not visited Cleveland at any other time prior
to the arrest. Moreover, Quintana testified that he met Matthews in [Tuscon in] mid-
March 2005 (specifically March 15, although he was unsure regarding the exact date)
and the semi-tractor trailer was loaded with marijuana the following day . . . . Beyond
damaging the credibility of Quintana’s entire testimony, the newly discovered
evidence is relevant in two significant respects: (1) it demonstrates that Quintana
could not have met with Matthews on March 15, 2005 [in Tuscon] as [Quintana] was
in Cleveland, Ohio; and (2) Quintana’s presence in Cleveland, Ohio in March 2005
. . . provides corroboration to Jackson’s claim that he washed Quintana’s semi-tractor
trailer in March, 2005.
(Mem. Op. and Order, Oct. 23, 2006, JA 178-79.) Despite concluding that Quintana had presented
false testimony, the district court denied Matthews’s motion for a new trial, finding that the newly
discovered evidence was largely cumulative and impeaching and that it would not have impacted the
outcome of the trial.
To warrant a new trial on the basis of newly discovered evidence, Matthews must
demonstrate that “(1) the new evidence was discovered after the trial; (2) the evidence could not have
been discovered earlier with due diligence; (3) the evidence is material and not merely cumulative
or impeaching; and (4) the evidence would likely produce an acquittal.” Jones, 399 F.3d at 648
(citing O’Dell, 805 F.2d at 640). Although the evidence of Quintana’s mid-March stay in Cleveland
was not discovered until after trial, Matthews fails to meet the three other requirements for a new
trial. While Quintana’s name was not provided to defense counsel until trial, there is no evidence
that Matthews was surprised that the Government called Quintana as a witness. Matthews observed
Quintana at the time of the arrest, and Quintana was mentioned in the prosecution’s opening
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statement, yet Matthews did not request a continuance or trial subpoena to seek the evidence that was
later discovered. Moreover, other evidence indicates that prior to trial, defendants knew that
Quintana had previously stayed in a hotel in Cleveland. Thus, Matthews has not established that the
newly discovered evidence could not have been discovered with due diligence prior to trial.
Further, the district court concluded that the newly discovered evidence was merely
cumulative and impeaching. The district court found, and the record reflects, that defense counsel
had already “fatally damaged” Quintana’s credibility during trial. (Mem. Op. and Order, Oct. 23,
2006, JA 180.) Quintana was shown to be unable to recall dates and unable to remember that
Matthews had large, visible scars on his face. He stated that “all the black people look the same”
to him, (Trial Tr. vol. 2, 463, JA 348), that he was using drugs at the time of the events at issue, and
that he hoped for leniency from the Government in exchange for his cooperation. Accordingly, to
the extent that the new evidence would have contradicted Quintana’s testimony, the district judge
did not abuse his discretion in finding that such evidence would merely have been cumulative and
impeaching.
Matthews has also failed to show that the newly discovered evidence would likely have
resulted in an acquittal. The district court concluded that even if all portions of Quintana’s
testimony, except those that are undisputed, were removed from the record, there would still be
sufficient evidence to convict Matthews. As recounted above, there is no dispute that Quintana was
apprehended with a load of marijuana and that he indicated Jackson’s garage as the delivery location.
There is no dispute that minutes after Quintana arrived at the warehouse on Easter Sunday, Matthews
and Jackson arrived and spoke with Quintana. There is no dispute that one of the vehicles in which
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Matthews and Jackson arrived contained materials commonly used for packaging marijuana. There
is no dispute that Matthews had approximately $3200 on his person at the time of his arrest and that
another $500 was found on the floor near where he was arrested. Agent Leppla testified that Jackson
climbed onto the truck and began to undo the straps where the marijuana was hidden, saying
something about “doing it right here.” Based on this evidence, nearly all of which is undisputed, the
district court did not abuse its discretion in concluding that the newly discovered evidence would not
have resulted in an acquittal and in denying Matthews’s motion for a new trial.
III. CONCLUSION
For the foregoing reasons, we AFFIRM Matthews’s conviction and the district court’s denial
of his motion for a new trial.
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