Donald Bass v. Wendy's of Downtown, Inc. ( 2013 )


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  •                 NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
    File Name: 13a0495n.06
    No. 12-3575                                   FILED
    May 16, 2013
    UNITED STATES COURT OF APPEALS                       DEBORAH S. HUNT, Clerk
    FOR THE SIXTH CIRCUIT
    DONALD K. BASS,                                          )
    )        ON APPEAL FROM THE
    Plaintiff-Appellant,                              )        UNITED STATES DISTRICT
    )        COURT FOR THE NORTHERN
    v.                                                       )        DISTRICT OF OHIO
    )
    WENDY’S OF DOWNTOWN, INC.,                               )                          OPINION
    )
    Defendant-Appellee.                               )
    BEFORE:        KEITH, COLE and ROGERS, Circuit Judges.
    COLE, Circuit Judge. Plaintiff-Appellant Donald Bass, proceeding pro se, sued Defendant-
    Appellee Wendy’s of Downtown (“Wendy’s”), alleging that Wendy’s violated the Employee
    Polygraph Protection Act (“EPPA”), 
    29 U.S.C. § 2001
     et seq., by disclosing polygraph results to the
    Ohio Civil Rights Commission and by refusing to promote him on the basis of those results. The
    district court dismissed Bass’s claims on summary judgment and Bass appealed. For the following
    reasons, we affirm the judgment of the district court.
    I.
    Bass was employed by Wendy’s from the late 1990s until September 2010. Though Bass was
    initially a full-time employee, he began working part-time in 2002 after taking full-time employment
    at another restaurant. In July 2007, a cash deposit went missing at Wendy’s. Wendy’s asked Bass
    and another employee to submit to a polygraph examination as part of an investigation into the
    No. 12-3575
    Bass v. Wendy’s of Downtown
    disappearance of the money. They both consented. The other employee passed the examination;
    Bass failed. Bass continued to work for Wendy’s for another two and a half years.
    In February 2010, Wendy’s posted two full-time manager positions. Bass expressed interest
    in these positions, but was not considered. A few months later, a female colleague accused Bass of
    inappropriately touching her. A security tape confirmed her claim, and Bass was given a choice of
    either resigning from Wendy’s or being fired. Bass resigned.
    Bass and Wendy’s had a tumultuous relationship. By the time he resigned, Bass had
    accumulated twenty-two corrective notices from Wendy’s for tardiness, food safety violations, and
    other issues. Wendy’s, for its part, was not blameless; the management at Wendy’s allowed
    employees to refer to Bass in derogatory terms and joked about Bass being a thief.
    Two months after Bass’s resignation, Bass filed a complaint with the Ohio Civil Rights
    Commission (“OCRC”) alleging that Wendy’s’s decision not to consider him for the manager
    positions in February 2010 was age discrimination and retaliation for previously filed allegations of
    discrimination. Wendy’s filed a response with the OCRC, in which it disclosed that Bass had failed
    his polygraph test:
    Don [Bass] was not considered as a viable candidate for the General Manager and
    Assistant Manager positions that were advertised via Craigslist in February 2010.
    The reason Don was not considered was due to his employment history with
    Wendy’s. Don’s employment history includes the following:
    22 Corrective Action Notices have been written on Don . . . . Seven while being
    employed full time for approximately 4½ years and 15 notices while employed part
    time for the past 8½ years. These notices range from security violations, food safety
    violations, tardiness issues, cost control problems, etc.
    In July 2007, there was a missing bank deposit from the restaurant Don was working
    at. There were two managers that had access to the deposit. Of the two managers,
    the other manager passed a polygraph and Don failed his polygraph test. This
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    No. 12-3575
    Bass v. Wendy’s of Downtown
    created a trust issue. If this is relevant, we have documentation of Don’s failed
    polygraph.
    Don has been defiant and insubordinate to his superiors over the past couple of years,
    not following specific instructions and in some cases, disregarding what was told to
    him. He also began to refuse to sign written Corrective Action Notices after talking
    to his attorney.
    Bass v. Wendy’s of Downtown, Inc., No. 11-CV-940, 
    2012 WL 1552264
    , at *2 (N.D. Ohio May 1,
    2012) (quoting Wendy’s OCRC Position Statement) (emphasis in original).
    Bass subsequently filed suit in the United States District Court for the Northern District of
    Ohio, alleging that: (1) Wendy’s had unlawfully disclosed the results of his polygraph examination,
    in violation of 
    29 U.S.C. § 2008
    , and (2) Wendy’s had unlawfully discriminated against him on the
    basis of his failed polygraph examination, in violation of 
    29 U.S.C. § 2002
    (3)(B).
    The district court granted summary judgment in favor of Wendy’s on the first claim because
    Bass did not show or even allege that he had suffered any damages as a result of the unlawful
    disclosure. With regard to Bass’s second claim, the district court, following the Fourth Circuit, held
    that EPPA § 2002(3)(B) claims should be analyzed under the familiar burden-shifting framework
    from Title VII and Price Waterhouse v. Hopkins, 
    490 U.S. 228
     (1989) (plurality opinion). Although
    the court held that Wendy’s clearly took Bass’s polygraph results into account in their decision not
    to consider him for a promotion, the court concluded that Wendy’s submitted sufficient evidence to
    demonstrate it would not have considered him for the position irrespective of the polygraph.
    Therefore, under the Price Waterhouse framework, the district court held that Wendy’s was entitled
    to summary judgment.
    Bass brought a timely appeal.
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    Bass v. Wendy’s of Downtown
    II.
    This Court reviews an order granting summary judgment de novo. Tysinger v. Police Dep’t
    of City of Zanesville, 
    463 F.3d 569
    , 572 (6th Cir. 2006). “The court shall grant summary judgment
    if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled
    to judgment as a matter of law.” Fed. R. Civ. P. 56(a). When deciding a motion for summary
    judgment, we view the evidence and draw all reasonable inferences in favor of the non-moving party.
    Tysinger, 
    463 F.3d at 572
    .
    Although prisoner pro se litigants are given limited special aid and consideration, we have
    made clear that non-prisoner pro se litigants are treated no differently than litigants who choose
    representation by attorneys. Brock v. Henershott, 
    840 F.2d 339
    , 343 (6th Cir. 1988) (“When a [non-
    prisoner] chooses to represent himself, he should expect no special treatment which prefers him over
    others who are represented by attorneys.”); United States v. Ninety Three Firearms, 
    330 F.3d 414
    ,
    427 (6th Cir. 2003) (“The majority of circuits have held that a pro se litigant is entitled to notice of
    the consequence of a summary judgment motion . . . However, this court clearly has held that no
    such rule providing ‘special assistance’ exists with respect to nonprisoner pro se litigants.”).
    Therefore, although Bass brings this case pro se, we provide no special consideration for his case on
    that basis. 
    Id.
    Bass appeals the district court’s grant of summary judgment in favor of Wendy’s on his two
    EPPA claims: (1) that Wendy’s’s disclosure of his polygraph results was unlawful and (2) that
    Wendy’s’s reliance on the polygraph results in its failure to promote him was unlawful. We address
    these claims in turn.
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    No. 12-3575
    Bass v. Wendy’s of Downtown
    A.
    Bass alleges that Wendy’s violated EPPA § 2008 by disclosing the results of his polygraph
    examination to the OCRC. The district court granted summary judgment for Wendy’s holding that
    although this disclosure may have violated § 2008 Bass had not produced any evidence that the
    disclosure had harmed him. Therefore, he was not entitled to damages under the statute.
    Section 2008 states that “[a] person, other than the examinee, may not disclose information
    obtained during a polygraph test . . . .” 
    29 U.S.C. § 2008
    (a). Limited exceptions are made for
    employers but none are applicable here. Id at § 2008(b). Under EPPA § 2005, damages for a
    violation of the EPPA include “legal or equitable relief as may be appropriate, including, but not
    limited to, employment, reinstatement, promotion, and the payment of lost wages and benefits.”
    Bass has provided no evidence of damages resulting from the disclosure of his polygraph
    examination. Although he has alleged five million dollars of damages in his complaint, he has
    shown no evidence of harm or provided any basis upon which to justify monetary damages in any
    amount. While employers who violate the EPPA are subject to various types of damages under
    § 2005, Bass has not cited any particular material in the record demonstrating that he was harmed
    by the disclosure and entitled to relief. See Fed. R. Civ. P. 56(c)(1)(A). Furthermore, Bass has
    provided no support for his argument on appeal that the judgment of the district court should be
    reversed; instead, his reply brief merely states his conclusion that “he was harmed by Defendant-
    Appellee’s . . . disclosure of his failed polygraph test.” Therefore, we affirm the judgment of the
    district court with regard to Bass’s polygraph disclosure claim.
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    Bass v. Wendy’s of Downtown
    B.
    In Wendy’s Position Statement to the OCRC, it stated that one “reason [Bass] was not
    considered as a viable candidate for the General Manager and Assistant Manager positions” was that
    “[Bass] failed his polygraph test.” Bass argues that this was not only an unlawful disclosure under
    the EPPA but also a violation of EPPA § 2002(3)(B), which makes it “unlawful for any employer
    engaged in or affecting commerce . . . to discharge, discipline, discriminate against in any manner,
    or deny employment or promotion to . . . any employee or prospective employee on the basis of the
    results of any lie detector test . . . .” 29 U.S.C § 2002(3)(B). Wendy’s responds that although it did
    take the lie detector test into account when it did not promote Bass there were many other
    factors—such as Bass’s twenty-two corrective action notices and his repeated insubordination—that
    also led to Bass not being considered for the promotion. Even if Wendy’s had not known about the
    lie detector test, it argues, Bass would not have been promoted.
    The preliminary question facing the Court is what test to apply to this portion of the appeal.
    The district court, following the Fourth Circuit in Worden v. SunTrust Banks, Inc., 
    549 F.3d 334
     (4th
    Cir. 2008), applied the mixed-motives framework of Price Waterhouse v. Hopkins and granted
    summary judgment in favor of Wendy’s. This Circuit, however, has yet to determine the appropriate
    analysis for claims made under EPPA § 2002(3)(B). The original Price Waterhouse opinion is a
    Title VII employment discrimination analysis. 
    490 U.S. at 258
    . The Price Waterhouse framework
    has since been applied to a multiplicity of mixed-motive employment discrimination cases, including
    those arising under the Age Discrimination Employment Act (“ADEA”), the Uniformed Services
    and Reemployment Rights Act of 1994 and Title VII’s retaliation provision. See Worden, 549 F.3d
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    Bass v. Wendy’s of Downtown
    at 342 (discussing the many statutes to which the Price Waterhouse test has been extended)
    (collecting cases). The Supreme Court, however, has since limited the reach of Price Waterhouse
    and cautioned that courts must not “apply rules applicable under one statute to a different statute
    without careful and critical examination.” Gross v. FBL Fin. Servs., 
    557 U.S. 167
    , 174 (2009).
    Recently, we held that: “No matter the shared goals and methods of two laws . . . we should not
    apply the substantive causation standards of one anti-discrimination statute to other anti-
    discrimination statutes when Congress uses distinct language to describe the two standards.” Lewis
    v. Humboldt Acquisition Corporation, Inc., 
    681 F.3d 312
    , 318-19 (6th Cir. 2012) (interpreting
    Gross) (en banc).
    Although it is not clear that Price Waterhouse is necessarily the appropriate test, the Price
    Waterhouse framework places a relatively light burden on plaintiffs and alternative tests would thus
    not aid—indeed they would likely harm—Bass’s case. Bass does not argue otherwise.
    Under the Price Waterhouse framework, a plaintiff first must offer evidence that the
    discriminatory factor—in this case the polygraph—was a motivating factor in the adverse
    employment action—in this case failure to consider Bass for employment. 
    490 U.S. at 258
    . Once
    the plaintiff has made a prima facie case, the employer can avoid liability by proving that it would
    have made the same decision in the absence of the discriminatory motivation. 
    Id.
    Based on the record, Bass can make out a prima facie case by demonstrating that the
    polygraph was a motivating factor—Wendy’s says as much in their Position Statement to the OCRC.
    Nevertheless, as the district court held, “[o]n this record, it is abundantly clear that Wendy’s would
    not have promoted Bass . . . even if it was unaware of Bass’s failed polygraph.” The evidence of
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    Bass v. Wendy’s of Downtown
    Bass’s prior problems at work is overwhelming. For example, Wendy’s’s Area Director, William
    Kobettisch, testified in his affidavit that Bass was not promoted due in part to “22 corrective action
    notices involving matters of security violations, food safety violations, cost control issues, and
    tardiness issues,” and that Bass would not have been promoted even if he had not taken the
    polygraph. Bass has presented no evidence disputing any aspect of this affidavit. Wendy’s also
    asserts that Bass was a “defiant and insubordinate” employee, that he refused to sign corrective
    action notices, and would not “follow specific instructions” when given directions by a superior.
    Because the Price Waterhouse framework is the lowest burden this Court could apply to
    Bass’s case, and because no reasonable juror would find that Wendy’s would have promoted Bass
    had he not failed the polygraph, we affirm the district court’s grant of summary judgment on Bass’s
    failure-to-promote claim.
    III.
    For the foregoing reasons, the judgment of the district court is affirmed.
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