United States v. Mario Washington , 702 F.3d 886 ( 2012 )


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  •                       RECOMMENDED FOR FULL-TEXT PUBLICATION
    Pursuant to Sixth Circuit I.O.P. 32.1(b)
    File Name: 12a0419p.06
    UNITED STATES COURT OF APPEALS
    FOR THE SIXTH CIRCUIT
    _________________
    X
    Plaintiff-Appellee, -
    UNITED STATES OF AMERICA,
    -
    -
    -
    Nos. 11-6009/6152
    v.
    ,
    >
    -
    -
    MARIO WASHINGTON (11-6009) and JEROME
    Defendants-Appellants. --
    JONES (11-6152),
    N
    Appeal from the United States District Court
    for the Western District of Tennessee at Memphis.
    No. 2:10-cr-20240—Jon Phipps McCalla, Chief District Judge.
    Decided and Filed: December 26, 2012
    Before: KEITH, MARTIN, and ROGERS, Circuit Judges.
    _________________
    COUNSEL
    ON BRIEF: Kemper B. Durand, THOMASON, HENDRIX, HARVEY, JOHNSON
    AND MITCHELL, PLLC, Memphis, Tennessee, for Appellant in 11-6009. Doris
    Randle-Holt, OFFICE OF THE FEDERAL PUBLIC DEFENDER, Memphis,
    Tennessee, for Appellant in 11-6152. Tony R. Arvin, UNITED STATES
    ATTORNEY’S OFFICE, Memphis, Tennessee, for Appellee.
    _________________
    OPINION
    _________________
    ROGERS, Circuit Judge. Criminal defendants Mario Washington and Jerome
    Jones appeal their convictions and sentences of 180 months and 330 months,
    respectively, for carjacking and, in Jones’s case, for the use and carrying of a firearm
    during a crime of violence. There was sufficient evidence to convict the defendants of
    these crimes, and none of their arguments on appeal warrants reversal. In particular, the
    district court could properly decline to allow impeachment questioning on the basis of
    1
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    the victim-witness’s prior conviction for theft of services, because that crime did not
    involve a dishonest act for purposes of Federal Rule of Evidence 609(a)(2). The district
    court also did not abuse its discretion by responding to jury questions in the way that it
    did, or in its sentencing determinations.
    I.
    On May 31, 2009, Jerome Jones shot Jeramie Lipford four times in the parking
    lot of a Memphis convenience store, and Lipford’s car was taken from the scene.
    Lipford sustained two gunshot wounds to the legs, one to the torso, and one to his hand.
    Beyond these agreed facts, the defendants and the Government differ significantly in
    their versions of the events surrounding the shooting. While there is no dispute that
    Jones shot Lipford, the Government maintains that the shooting occurred during the
    course of a robbery and carjacking, while Jones and Washington describe the incident
    as a drug deal gone bad. Contrary to the Government’s assertions, the defendants deny
    having taken the vehicle and claim to have fled on foot.
    Jones and Washington maintain that they went to a Citgo convenience store in
    the Frayser area of Memphis with two female friends, Trenika Lambert and Mia
    Williams, after Williams arranged a drug transaction with Lipford. They claim they
    arrived shortly before Lipford pulled into the parking lot. In the defendants’ version of
    events, Jones then entered the car, gave Lipford money for marijuana and ecstasy, and
    discovered that the “ecstasy” was fake. Jones then tried, first verbally, and then
    physically, to retake his money. Jones maintains that he drew his gun only when Lipford
    began to exit the car and appeared to be reaching for his own weapon. According to
    Jones, he shot Lipford once in the hand during the ensuing struggle over Jones’s gun,
    and he shot Lipford three additional times as Lipford tried to run away from the car.
    Eventually, says Jones, a wounded Lipford tossed him the money, and Jones and
    Washington fled on foot.
    The Government contends that the parties did not have an arranged meeting at
    the store. In the Government’s version of events, Lipford asked Williams to buy cigars
    for him, and while she was inside the store, Jones entered Lipford’s vehicle and
    Nos. 11-6009/6152       United States v. Washington, et al.                         Page 3
    immediately drew his gun in an attempt to rob him. Lipford was able to knock the pistol
    out of Jones’s hand, but when Lipford left the car to dive for the gun, Washington hit
    Lipford in the back of the head. When Lipford was able to run, Jones recovered his
    weapon and started shooting at him. It was Lipford’s testimony that Jones shot him once
    “in the butt,” causing him to fall to the ground, and twice more (in the legs) as he stood
    over him. Jones then took money from Lipford’s pockets and climbed into Lipford’s car,
    which Washington had taken during the shooting. According to the Government, Jones
    fired the final shot, hitting Lipford in the hand, as the defendants fled the scene in the
    stolen vehicle.
    After the incident, Lipford was hospitalized for one week and was bedridden for
    five to six months. Over the course of his recovery, he underwent multiple surgeries.
    The shot to his torso caused intestinal damage, and he wore a colostomy bag for a year.
    He now has a steel rod in one of his legs due to damage from the gunshots. He is unable
    to move the finger that was injured in the shooting, and as a result, he has limited use of
    his hand.
    Based on interviews with Lipford and Williams, and on a photographic lineup
    in which Lipford identified Jones and Washington, Memphis police arrested the
    defendants. The case proceeded to trial in the United States District Court for the
    Western District of Tennessee.
    In support of its case, the Government offered testimony from Lipford, Lambert,
    several first responders, and federal and state investigators. Lipford testified to the
    Government’s version of events and described his injuries. An EMT testified that
    Lipford was “hysterical” when she arrived on the scene. She also related her
    observations about Lipford’s injuries, noting extensive bleeding in his shirt and bullet
    holes in his upper thigh and buttock area. She testified that, based on her observations,
    she had been concerned about internal injuries. A forensic investigator testified about
    the location of the bullet casings he found on the scene, recalling that casings were
    recovered in the area where Lipford was originally parked, beside where he fell, and a
    Nos. 11-6009/6152       United States v. Washington, et al.                          Page 4
    further distance away, consistent with the path the defendants allegedly took in Lipford’s
    car.
    The jury found Washington guilty of carjacking without serious bodily injury,
    and the court sentenced him to 180 months in prison. The jury returned guilty verdicts
    against Jones for carjacking resulting in serious bodily injury and for using and carrying
    a firearm during and in relation to a carjacking. The court sentenced him to 210 months
    in prison for the first count and 120 months for the second count. He was given
    sentencing enhancements for obstruction of justice (perjury) and for the infliction of a
    permanent or life-threatening injury.     Both defendants’ sentences are within the
    guidelines.
    II.
    The Government provided evidence sufficient to allow a rational trier of fact to
    conclude that Jones took Lipford’s car, and that Jones intended to cause serious harm to
    Lipford. The jury also heard sufficient evidence to satisfy the intent requirement of the
    federal carjacking statute.
    This court reviews challenges to the sufficiency of the evidence supporting a
    criminal conviction in the light most favorable to the Government, and we must
    determine whether any rational trier of fact could have found the essential elements of
    the crime beyond a reasonable doubt. United States v. Avery, 
    128 F.3d 966
    , 971 (6th
    Cir. 1997). Circumstantial evidence alone can meet this burden. United States v. Fekete,
    
    535 F.3d 471
    , 476 (6th Cir. 2008). All reasonable inferences and resolutions of
    credibility are made in the jury’s favor. Avery, 
    128 F.3d at 971
    .
    The federal carjacking statute, 
    18 U.S.C. § 2119
    , provides as follows:
    Whoever, with the intent to cause death or serious bodily harm
    takes a motor vehicle that has been transported, shipped, or received in
    interstate or foreign commerce from the person or presence of another by
    force and violence or by intimidation, or attempts to do so, shall—
    (1) be fined under this title or imprisoned not more than 15 years,
    Nos. 11-6009/6152        United States v. Washington, et al.                            Page 5
    or both,
    (2) if serious bodily injury (as defined in section 1365 of this
    title, including any conduct that, if the conduct occurred in the
    special maritime and territorial jurisdiction of the United States,
    would violate section 2241 or 2242 of this title) results, be fined
    under this title or imprisoned not more than 25 years, or both, and
    (3) if death results, be fined under this title or imprisoned for any
    number of years up to life, or both, or sentenced to death.
    
    18 U.S.C. § 2119
    .
    The Government clearly produced evidence sufficient to establish that Jones
    intended to cause serious bodily harm to Lipford. Although Jones testified that, had he
    intended to kill or seriously harm Lipford, he would have aimed higher on Lipford’s
    body as he ran, or fired at Lipford’s chest as he lay wounded, the Government presented
    uncontested evidence that Jones indeed shot him four times. The jury’s choice to
    disregard Jones’s braggadocio regarding his marksmanship was supported by the
    evidence.
    There was also sufficient evidence at trial to support the jury’s determination that
    the defendants took Lipford’s vehicle. Under the Government’s theory, the entire
    criminal episode constituted a robbery that turned violent when Lipford either resisted
    or refused to give the defendants his property. The Government produced testimony
    from Lipford that Jones threatened him with a weapon, shot him multiple times as he
    tried to flee, took money from his pockets, and, with the aid of Washington, left the
    scene in Lipford’s car, firing one additional shot as the two sped away from the scene.
    Although the testimony of a single witness is sufficient to support a conviction, United
    States v. Gallo, 
    763 F.2d 1504
    , 1518 (6th Cir. 1985), the Government put on additional
    evidence sufficient to aid a reasonable jury in finding that the defendants left the scene
    in the victim’s vehicle. Lambert testified that Jones’s first action upon arriving at the gas
    station was to enter Lipford’s vehicle; the crime scene investigator found a bullet casing
    at a location consistent with the alleged flight in Lipford’s car; and first responders
    Nos. 11-6009/6152       United States v. Washington, et al.                        Page 6
    testified that when they arrived at the convenience store mere minutes after the shooting,
    Lipford’s car was gone.
    The Government offered evidence connecting the shooting to the auto theft in a
    manner sufficient to satisfy § 2119. The mens rea element of the carjacking statute is
    satisfied by an unconditional intent to do harm, and the Supreme Court has clarified that
    § 2119 also allows for a showing of “conditional intent,” that is, that the defendant was
    willing to inflict death or serious bodily injury had it become necessary in order to take
    the vehicle. Holloway v. United States, 
    526 U.S. 1
    , 7–8 (1999).
    Under either theory of intent, Jones argues that the Government failed to
    introduce evidence connecting the violence to the taking of the car. Jones relies on
    United States v. Applewhaite, 
    195 F.3d 679
     (3d Cir. 1999) and United States v. Harris,
    
    420 F.3d 467
     (5th Cir. 2005), for his argument that the Government must show that there
    was a nexus between the intent—conditional or otherwise—to do harm and the objective
    of stealing the car. These cases hold that, in order to satisfy the intent requirements of
    the statute, the defendant must intend harm in order to complete the theft of the car,
    distinguishing cases where the vehicle may have been stolen as an afterthought to a
    separate violent crime. See Applewhaite, 
    195 F.3d at
    684–85; Harris, 
    420 F.3d at
    471–72. However, even if this standard were controlling in this circuit, the Government
    provided sufficient evidence at trial to persuade a rational trier of fact that Jones
    possessed the requisite intent. The district judge noted at sentencing that the jury was
    entitled to credit Lipford’s testimony that the defendants intended to harm him in order
    to steal his property, including his car. The district judge additionally alluded to the
    testimony and crime scene evidence that Jones fired a fourth shot from the vehicle, and
    the judge noted that this could be construed as evidence that Jones intended to harm
    Lipford in order to facilitate the defendants’ getaway with the car. This evidence is
    sufficient to support the jury’s finding of intent.
    Nos. 11-6009/6152        United States v. Washington, et al.                          Page 7
    III.
    Prior to the shooting, Lipford was convicted of misdemeanor theft of services and
    fined fifty dollars after he had a friend, who worked for a utility company, surreptitiously
    hook services up to his home. Jones argues that the district court erred in excluding
    evidence of the conviction, because theft-of-services convictions must be admitted under
    Fed. R. Evid. 609(a)(2), which applies to crimes involving dishonest acts or false
    statements. Theft of services is not automatically admissible as a crime of dishonesty
    or false statement, and the court did not err in excluding evidence of Lipford’s prior
    conviction for impeachment purposes.
    The Federal Rules of Evidence provide that a witness’s character for truthfulness
    may be attacked by evidence of a conviction “for any crime regardless of the punishment
    . . . if the court can readily determine that establishing the elements of the crime required
    proving—or the witness’s admitting—a dishonest act or false statement.” Fed. R. Evid.
    609(a)(2). A district court lacks discretion to exclude a crime of dishonesty or false
    statement from evidence. See United States v. Rodriguez, 409 F. App’x 866, 869 n.2
    (6th Cir. 2011).
    Establishing the elements of theft of services under Tennessee law does not
    “require[] proving—or the witness’s admitting—a dishonest act or false statement.”
    See Fed. R. Evid. 609(a)(2). The relevant state statute proscribes “[i]ntentionally
    obtain[ing] services by deception, fraud, coercion, forgery, false statement, false pretense
    or any other means to avoid payment for the services.” 
    Tenn. Code Ann. § 39-14-104
    .
    Although a violation of the statute could indeed involve dishonesty or false
    statement—as is clear by the statute’s references to deception, fraud, false statement, and
    the like—a defendant could also be convicted for using “any other means to avoid
    payment,” so the statute clearly implicates conduct that does not fall within the ambit of
    Rule 609(a)(2). Therefore, “establishing the elements of the crime” does not require
    establishing dishonesty or false statement. Indeed, under the circumstances of Lipford’s
    conviction, it does not appear that he engaged in any of the specifically enumerated acts
    contained in the statute, although he did use “other means to avoid payment.”
    Nos. 11-6009/6152         United States v. Washington, et al.                           Page 8
    A crime of dishonesty or false statement involves some element of active
    misrepresentation. The “dishonesty or false statement” language excludes “those crimes
    which, bad though they are, do not carry with them a tinge of falsification.” See United
    States v. Ortega, 
    561 F.2d 803
    , 806 (9th Cir. 1977). Although a witness may have
    committed crimes tending to reflect poorly on his moral character, Congress in drafting
    Rule 609(a)(2) directed courts specifically toward crimes “in the nature of crimen falsi,
    the commission of which involve[] some element of deceit, untruthfulness, or
    falsification bearing on the [witness’s] propensity to testify truthfully.” See United
    States v. Seamster, 
    568 F.2d 188
    , 190 (10th Cir. 1978). The rule is intended to inform
    fact-finders that the witness has a propensity to lie, and, as morally repugnant as some
    crimes may be, crimes of violence or stealth have little bearing on a witness’s character
    for truthfulness.
    Lipford’s crime fits more comfortably in the class of crimes that this court and
    others have concluded fall outside the scope of Rule 609(a)(2). Theft is a prime example
    of a crime of stealth, and it has been distinguished from crimes of dishonesty in most
    federal circuits. For instance, “[i]t is established in [the Eleventh] Circuit . . . that crimes
    such as theft, robbery, or shoplifting do not involve ‘dishonesty or false statement’
    within the meaning of Rule 609(a)(2).” United States v. Sellers, 
    906 F.2d 597
    , 603 (11th
    Cir. 1990). The Eighth Circuit has reasoned that “[t]heft, which involves stealth and
    demonstrates a lack of respect for the persons or property of others, is not ‘characterized
    by an element of deceit or deliberate interference with a court’s ascertainment of truth.’”
    United States v. Yeo, 
    739 F.2d 385
    , 387 (8th Cir. 1984) (quoting United States v. Smith,
    
    551 F.2d 348
    , 363 (D.C. Cir. 1976)). Likewise, the Fifth Circuit has noted that
    shoplifting does not involve dishonesty or false statement within the meaning of the rule.
    United States v. Entrekin, 
    624 F.2d 597
    , 598–99 (5th Cir. 1980).
    This circuit has adopted the position that theft and related crimes do not
    ordinarily amount to crimes of dishonesty or false statement. For example, the theft of
    “one fifty-seven cent box of baking soda . . . . [is] not the type of conviction involving
    dishonesty or false statement anticipated by the rule.” United States v. Scisney, 885 F.2d
    Nos. 11-6009/6152        United States v. Washington, et al.                       Page 9
    325, 326 (6th Cir. 1989). Nor is shoplifting. See McHenry v. Chadwick, 
    896 F.2d 184
    ,
    188 (6th Cir. 1990) (dictum). We recognize that a crime that is ordinarily one of
    dishonesty, such as shoplifting, may in some circuits nonetheless be deemed such a
    crime on the particular facts of the case. See, e.g., United States v. Dunson, 
    142 F.3d 1213
    , 1216 (10th Cir. 1998). However, in any event, that is not the situation here
    because Lipford appears to have stolen services through stealth, as opposed to
    misrepresentation or fraud.
    Jones contends that two unreported Tennessee Court of Criminal Appeals cases
    indicate that Tennessee views theft of services as a crime of dishonesty, and he implies
    that these state interpretations should direct the result in this court’s review. See
    Tennessee v. Simonton, No. E2006-01529-CCA-R3-CD, 
    2007 WL 3379791
     (Tenn.
    Crim. App. Nov. 15, 2007); Tennessee v. McConnell, No. E1998-00288-CCA-R3-CD,
    
    2000 WL 688588
     (Tenn. Crim. App. May 30, 2000). In Simonton, which involved the
    passing of bad checks, the party that opposed admitting the evidence conceded that the
    crimes involved dishonesty. Simonton, 
    2007 WL 3379791
     at *11. The court in
    McConnell did conclude that theft of services in that case was a crime of dishonesty, but
    again, this does not appear to have been a contested issue. In any event, these cases turn
    on an interpretation of Tennessee’s evidence rule, and not on an interpretation of the
    elements of the Tennessee crime. Although state courts have the ultimate authority in
    construing the content of state criminal laws, state courts do not control federal courts’
    interpretations of federal evidence rules.
    Finally, any error by the district court in excluding evidence of the conviction
    was harmless. The effect on Lipford’s credibility of a fifty-dollar fine is likely to be
    negligible, especially in light of the additional testimony offered by Lambert and the law
    enforcement witnesses.
    IV.
    Because the court provided enough information to remedy the jury’s apparent
    confusion regarding the mens rea element of the carjacking charge, but declined to offer
    information on collateral and irrelevant matters, the court properly followed the law and
    Nos. 11-6009/6152       United States v. Washington, et al.                        Page 10
    did not abuse its discretion in responding to the questions asked by the jury. See United
    States v. Fisher, 
    648 F.3d 442
    , 446–47 (6th Cir. 2011) (stating abuse-of-discretion
    standard).
    The jury asked, “Does premeditation have to take place?” The court noted that
    the jury appeared to be “confused about the concept, and this is not a case where
    premeditation is required,” and its response stated, “[P]remeditation is not an element
    of the offense of carjacking. Premeditation means with planning or deliberation.” At
    the end of the response, the court reminded the jury that it “may not single out or
    disregard any of the court’s instructions on the law, but instead you are to consider all
    of the instructions as a whole.”
    The response to the question about premeditation was not an abuse of discretion
    because the question showed sufficient confusion to warrant clarification. While the
    original instructions provided a complete and adequate description of the elements of the
    carjacking charge, the jury’s questions were interpreted by the court to indicate
    confusion as to a legal element of carjacking, i.e., whether premeditation was required.
    Concerned that the jury may have confused “intent” with “premeditation,” the court
    issued an instruction clarifying that premeditation was not an element of the charged
    crime and providing a brief definition of the term to distinguish it from the term “intent.”
    The remainder of the court’s response referred the jury to the original instructions.
    If the jury appears to be confused about an important legal issue, a court abuses
    its discretion if it does not provide instructions to remedy the confusion and clarify the
    issue. Fisher, 
    648 F.3d at 447
    . However, a district court should refrain from providing
    “collateral or inappropriate advice” in response to jury questions. 
    Id.
     Jones contends
    that including a definition of premeditation “muddied the waters” and confused the jury
    as to the intent requirement for the carjacking charge.
    We may only reverse if “the instructions, viewed as a whole, were confusing,
    misleading, and prejudicial.” United States v. Young, 
    553 F.3d 1035
    , 1050 (6th Cir.
    2009). The district court clarified the legal requirements and returned the jury’s
    attention to the otherwise accurate instructions. The court’s plain statement that
    Nos. 11-6009/6152         United States v. Washington, et al.                       Page 11
    premeditation was not an element of the crime, even in light of its willingness to define
    the term, certainly falls short of the high bar of “confusing, misleading, and prejudicial”
    advice.
    This conclusion is supported by our holding in United States v. Nunez, 
    889 F.2d 1564
     (6th Cir. 1989). In that case a jury considering a conspiracy charge inquired as to
    whether an undercover government agent could constitute a party to a conspiracy. 
    Id.
    at 1568–69. Because the question made clear that the jury was confused in such a way
    that it may have based its decision on an incorrect understanding of the law, the court
    was required to answer the jury’s question. 
    Id.
     In this case, the jury’s confusion over
    premeditation indicated confusion about an important legal issue, and, in line with
    Nunez, the court properly provided advice to eliminate that confusion.
    During deliberations, the jury also submitted a question that read: “What is the
    difference between carjacking and car theft?” The court responded, “[T]he defendants
    are not charged with auto theft. . . . Therefore, it is inappropriate to provide an
    instruction as to auto theft. . . . [T]he elements of the offense of carjacking begin on page
    18. . . . It is as to those elements that you must make a determination.” The court
    explained to counsel for both parties that it intended to reduce confusion among jurors
    and make clear that they should not make any determinations on offenses other than
    carjacking. Washington argues on appeal that the district court erred by failing to give
    additional information distinguishing auto theft from carjacking. But this inquiry stands
    in clear contrast to the inquiry regarding premeditation; the jury’s request for
    information about a crime not charged sought collateral and inappropriate advice.
    Because providing the elements of a wholly different crime would have been confusing,
    misleading, and prejudicial, the district court was right to dismiss the jury’s inquiry
    about car theft and to redirect the jury to the carjacking charge.
    This conclusion is consistent with our decision in Fisher, in which we upheld the
    district court’s denial of supplemental instructions when the jury asked about attorney-
    client privilege and an attorney’s duty to report illegal activity, neither of which was
    relevant to an element of the charged offense of conspiracy to defraud the United States.
    Nos. 11-6009/6152       United States v. Washington, et al.                        Page 12
    See Fisher, 
    648 F.3d at
    447–48. As in Fisher, the jury’s question here did not warrant
    further instructions because the original jury instructions provided a complete and
    accurate description of the relevant legal factors and the jury sought advice on questions
    not relevant to the issues before it. The court properly refused to elaborate on a
    collateral matter.
    V.
    Jones argues that the district court improperly applied a sentencing enhancement
    for obstruction of justice based on his false testimony during trial. He contends that the
    evidence casts too much doubt on the Government’s version of events for the court to
    have properly found that he qualified for the enhancement. Because the court properly
    relied on the evidence available to it and made the requisite findings of fact, it did not
    commit clear error.
    Contrary to Jones’s assertions, the enhancement was not applied to his simple
    “refusal to admit guilt,” nor did it interfere with his constitutional right to testify. The
    Supreme Court explicitly rejected the possibility of such a constitutional claim in United
    States v. Dunnigan, 
    507 U.S. 87
     (1993), noting that “a defendant’s right to testify does
    not include a right to commit perjury.” 
    Id. at 96
    . Moreover, Jones’s testimony went
    beyond “refusing to admit guilt” and encompassed an entire version of events that the
    district court properly found to be perjurious. The district court noted that Williams
    stated to a federal investigator that Washington took the car, and the court concluded
    “[t]his is an accurate statement, a truthful statement. It is totally consistent with what
    the most credible witnesses in the case said. Certainly, consistent with what Lipford
    said, it is consistent with what Lambert said, it is consistent with the physical evidence
    in the case because we had a lot of discussion about where the shells were found and the
    body and so forth. . . . We had all of that information.”
    Jones argues that Mia Williams was not credible because she altered her second
    statement to the police. He also argues that Lipford, the victim, was not credible because
    the court had knowledge that he had recently been arrested for possession of ecstasy,
    which gives weight to Jones’s account of a drug deal gone bad. However, the district
    Nos. 11-6009/6152        United States v. Washington, et al.                         Page 13
    court also relied on evidence from Trenika Lambert, a witness whose credibility was not
    challenged at trial or on appeal, and physical evidence at the crime scene. Given the
    variety of evidence that the district court considered, the district court did not clearly err
    in applying the enhancement.
    Relying on the evidence it found credible, the district court concluded that the
    testimony of the defendants that they did not steal the car was “simply false.” The court
    later clarified that Jones’s story that he left the scene on foot was false and that the
    falsehood was material because it was “intentionally stated for the purpose of obtaining
    a favorable result before the jury.” The district court’s findings of fact were not clearly
    erroneous. See United States v. Vasquez, 
    560 F.3d 461
    , 473 (6th Cir. 2009) (stating
    standard of review).
    On these facts, the sentencing guidelines call for a two-level enhancement
    because “the defendant willfully obstructed or impeded, or attempted to obstruct or
    impede, the administration of justice with respect to the investigation, prosecution, or
    sentencing of the instant offense of conviction, and . . . the obstructive conduct related
    to . . . the defendant’s offense of conviction and any relevant conduct . . . .” U.S.
    Sentencing Guidelines Manual § 3C1.1 (2011). Section 4 of the comments to § 3C1.1
    provides a non-exhaustive list of obstructive conduct, which includes committing perjury
    with respect to “conduct that forms the basis of the offense of conviction.” Id. at
    comment., n. 4(B). Perjury is determined with reference to the federal criminal perjury
    statute, and consists of “false testimony concerning a material matter with the willful
    intent to provide false testimony, rather than as a result of confusion, mistake, or faulty
    memory.” Dunnigan, 
    507 U.S. at 94
    . If the defendant objects to the application of a
    perjury enhancement, the court must make specific findings of fact supporting its finding
    of perjury, and the court’s findings must be sufficient to “encompass[] all of the factual
    predicates for a finding of perjury.” 
    Id. at 95
    . The district court’s findings about the
    nature of the falsehood and the intentional and material nature of Jones’s falsehoods
    were sufficient to satisfy the requirements of the guidelines and were properly applied.
    Nos. 11-6009/6152        United States v. Washington, et al.                      Page 14
    VI.
    Given the nature and extent of Lipford’s wounds, the district court also did not
    commit clear error in applying a sentencing enhancement for permanent or life-
    threatening injuries.
    The guidelines provide for a six-level enhancement if, in the course of a robbery,
    any victim sustains a “[p]ermanent or [l]ife-[t]hreatening [b]odily [i]njury.” U.S.
    Sentencing Guidelines Manual § 2B3.1(b)(3)(C).            Such an injury “involv[es] a
    substantial risk of death; loss or substantial impairment of the function of a bodily
    member, organ, or mental faculty that is likely to be permanent; or an obvious
    disfigurement that is likely to be permanent.” Id. § 1B1.1 comment., n. 1(J). The district
    court determined, based on the testimony of the EMT, that Lipford’s gunshot wounds
    were life-threatening.     Lipford was shot four times, resulting in a six-month
    convalescence, a year-long need for a colostomy bag, the implantation of a steel rod in
    his leg, and a permanent impairment in the use of his hand.
    The district court did not commit clear error in determining that Lipford’s
    injuries were grave and long-lasting enough to be considered life-threatening and
    permanent. This conclusion is supported by our decision in United States v. Baggett, 
    342 F.3d 536
    , 540 (6th Cir. 2003). In Baggett, we affirmed a district court’s conclusion “that
    the various conditions [cracked tooth, contusions, and spacial disorientation] together
    with severe bleeding, bruising and broken bones could reasonably be viewed as
    amounting to a life-threatening bodily injury.” 
    Id.
     In another decision, we concluded
    that “[o]ne who suffers a bullet wound that pierces ribs and diaphragm, collapses a lung
    and requires the transfusion of four units of blood has, we think, suffered an injury
    causing a substantial risk of death. The risk is not obviated because, despite the severity
    of the injury, the victim was too tough to die.” United States v. Helton, 32 F. App’x 707,
    716 (6th Cir. 2002) (unreported).
    VII.
    For the foregoing reasons, we affirm the district court’s judgments.
    

Document Info

Docket Number: 11-6009, 11-6152

Citation Numbers: 702 F.3d 886, 90 Fed. R. Serv. 373, 2012 U.S. App. LEXIS 26337, 2012 WL 6682015

Judges: Keith, Martin, Rogers

Filed Date: 12/26/2012

Precedential Status: Precedential

Modified Date: 10/19/2024

Authorities (19)

United States v. Dunnigan , 113 S. Ct. 1111 ( 1993 )

United States v. Miguel Nunez (88-2089) and Ernesto ... , 889 F.2d 1564 ( 1989 )

United States v. John Paul Avery (95-6430), Sherry Avery ... , 128 F.3d 966 ( 1997 )

united-states-of-america-government-of-the-virgin-islands-v-victor-mcdene , 195 F.3d 679 ( 1999 )

United States v. Fisher , 648 F.3d 442 ( 2011 )

United States v. Donald Lynn Baggett , 342 F.3d 536 ( 2003 )

United States v. Tyrone Smith, United States of America v. ... , 551 F.2d 348 ( 1976 )

United States v. Gilbert M. Ortega , 561 F.2d 803 ( 1977 )

United States v. Frank Allen Yeo , 739 F.2d 385 ( 1984 )

United States v. Willie Lee Seamster , 568 F.2d 188 ( 1978 )

United States v. Fekete , 535 F.3d 471 ( 2008 )

E. Scott McHenry v. Samuel Chadwick , 896 F.2d 184 ( 1990 )

United States v. Dunson , 142 F.3d 1213 ( 1998 )

United States v. Billy Joe Entrekin , 624 F.2d 597 ( 1980 )

United States v. Danny Sellers and Terry Roach , 906 F.2d 597 ( 1990 )

United States v. Joseph C. Gallo Frederick Graewe Hartmut ... , 763 F.2d 1504 ( 1985 )

United States v. Young , 553 F.3d 1035 ( 2009 )

United States v. Vasquez , 560 F.3d 461 ( 2009 )

United States v. Harris , 420 F.3d 467 ( 2005 )

View All Authorities »