United States v. Lacefield , 250 F. App'x 670 ( 2007 )

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 07a0723n.06
Filed: October 9, 2007
Nos. 06-5568 and 06-5569
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, )
)
v. ) ON APPEAL FROM THE
) UNITED STATES DISTRICT
PHILLIP LACEFIELD, ) COURT FOR THE WESTERN
) DISTRICT OF TENNESSEE
Defendant-Appellant. )
)
________________________________________ )
BEFORE: KEITH and GRIFFIN, Circuit Judges; and VAN TATENHOVE, District Judge.*
GRIFFIN, Circuit Judge.
Defendant Phillip Lacefield was prosecuted in two separate cases. The first case, Number
02-20051, involved offenses that Lacefield committed in 2000; he pleaded guilty to three counts of
money laundering in violation of 18 U.S.C. § 1957 and two counts of identity theft in violation of
18 U.S.C. § 1028(a)(7). The second case, Number 02-20203, involved offenses that Lacefield
committed in 2001-2002; a jury convicted him of all five counts, specifically mail fraud, wire fraud,
making a false statement on a loan application, and two counts of making false statements to the IRS,
in violation of 18 U.S.C. §§ 1341, 1343, 1014, and 1001, respectively. The United States Probation
*
The Honorable Gregory F. Van Tatenhove, United States District Judge for the Eastern
District of Kentucky, sitting by designation.
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USA v. Lacefield
Office (“Probation”) prepared one Pre-Sentence Report (“PSR”) for both cases, but the district court
performed separate United States Sentencing Guidelines (“Guidelines”) calculations and sentenced
Lacefield separately in each case. The total sentence was 108 months in prison.
On Lacefield’s first appeal, we vacated his sentence, holding inter alia that the district court
violated the Ex Post Facto Clause by applying the 2002 version of the Guidelines to the first case
(which involved offenses committed only in 2000), rather than the 2000 version, which was more
lenient. On remand, the district court “grouped” offenses within each case, as required by the
Guidelines, but declined to group offenses from one case with offenses from the other case. The
district court imposed separate consecutive sentences for each case, at the top of each Guideline
range, for a total of 98 months.
Lacefield appeals from his resentencing, contending that the district court erred in three
respects: (1) it enhanced his sentence based on facts about relevant conduct that were found by the
court by a preponderance of the evidence, rather than by a jury beyond a reasonable doubt; (2) it
wrongly refused to group offenses from case one with similar offenses from case two; and (3) it
rendered an unreasonable sentence by failing to address his “converging range” argument and by
failing to adequately consider the inadequate medical care that the prison was providing.
For the reasons that follow, we affirm Lacefield’s sentence.
I.
In May and July 2000, Phillip Lacefield appropriated two individuals’ identities in order to
induce corporations to allow him to sell leases for credit card transaction processing machines and
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printers. Instead of offering leases for the corporations’ equipment as authorized, Lacefield used
newspaper advertisements and in-person presentations to misrepresent that the contracts allowed
people to participate in a business opportunity with substantial income potential. Lacefield
convinced people to give him personal and checking account information by telling them that, in
return, they would receive a telephone capable of accessing the internet, internet service, and the
training needed to establish on-line “mall” businesses. Lacefield entered into approximately 156
contracts using these fraudulent representations.
About 50 of the 156 individuals who contracted with Lacefield responded to investigators’
requests for information, and they uniformly reported that none of them were able to access the
internet in the manner promised by Lacefield. These individuals also told investigators that
Lacefield withdrew money from their checking accounts as payment for the equipment, and that he
caused significant damage to their credit ratings. Two of the defrauded individuals testified at
sentencing and corroborated the testimony of Special Agent Brian Burns on these points.
In addition to respective losses of the 156 individuals, the corporations suffered losses due
to Lacefield’s fraudulent scheme as well. Because the corporations mistakenly believed that the 156
individuals had contracted to lease their credit card equipment, they paid Lacefield a commission
of $1,900 - $5,000 for each contract, for a total of more than $400,000 in commissions. The
corporations never received lease payments from the individuals under the supposed leases, because
the individuals repudiated the contracts when they learned of Lacefield’s misrepresentations and the
non-existence of the services promised.
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From September 2001 through May 2002, Lacefield obtained or tried to obtain loans from
four banks by providing false information about his employment, income, residency, and other
material facts.
While on pretrial release on the identity-theft charges discussed above, Lacefield was
required to visit the United States Probation and Pretrial Services Office each week and report his
employment and income; in March 2002, he reported that he was unemployed, which conflicted with
the information he provided on his applications to the four banks, where he stated that he was
earning $14,000 per month.
The Probation and Pretrial Services Office prepared one PSR for both cases. Lacefield
committed the criminal conduct in Case No. 02-20203 (fraudulent representation to obtain loans)
in 2001-2002, and he committed the criminal conduct in Case No. 02-20051 (identity theft and
fraudulent contracts) in 2000. The PSR used the 2002 Guidelines for both cases, even though
Lacefield committed the offenses in the second case in 2000, when the applicable Guidelines were
concededly more lenient.
After an original nineteen-count indictment in February 2002, a federal grand jury in the
Western District of Tennessee issued an eighteen-count superseding indictment in September 2002,
number 02-20051, charging Phillip Lacefield with three counts of engaging in monetary transactions
in excess of $10,000 with property derived from a specified unlawful activity, in violation of 18
U.S.C. § 1957 (Counts 1-3); eleven counts of knowingly and unlawfully using a means of
identification, in violation of 18 U.S.C. § 1028(a)(7) (Counts 4-15); two counts of making false
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statements to the Internal Revenue Service, in violation of 18 U.S.C. § 100 (Counts 16 and 17); and
one count of criminal forfeiture (Count 18). Lacefield pleaded guilty to five counts, and, in return,
the government agreed to move to dismiss the other thirteen counts. The government made a motion
to dismiss those thirteen counts as promised, which the district court granted.
In May 2002, a separate federal grand jury in the Western District of Tennessee issued a five-
count indictment, number 02-20203, charging Lacefield with mail fraud in violation of 18 U.S.C.
§ 1341 (Count 1); wire fraud in violation of 18 U.S.C. § 1343 (Count 2); knowingly making a false
statement to an FDIC-insured bank in violation of 18 U.S.C. § 1014 (Count 3); and two counts of
knowingly making false statements to a pretrial services officer in violation of 18 U.S.C. § 1001
(Counts 4 and 5). Lacefield went to trial, and the jury convicted him on all five counts.
The Probation Office prepared a joint PSR for both cases. The PSR “grouped” the
convictions within each indictment pursuant to U.S.S.G. § 3D1.2(c). In the identity theft case, No.
02-20051, Lacefield had a base offense level of six. The PSR recommended adding 16 levels
because the loss exceeded $1 million, four levels because there were more than fifty victims, two
levels because he used another person’s identity, two levels because he obstructed justice, and one
level because he committed money laundering. This yielded a total offense level of 31 in the identity
theft case.
In the bank loan case, No. 02-20203, Lacefield had a base offense level of six. The PSR
recommended adding 14 levels because the loss was greater than $400,000, yielding a total offense
level of 20 for that case. The district court accepted the PSR’s findings and calculations.
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Pursuant to U.S.S.G. § 3D1.4, the district court applied the multiple-count adjustment.
Group one consisted of the identity theft convictions, which carried an adjusted offense level of 31
and one “unit.” Group two consisted of the fraudulent loan convictions, which carried an adjusted
offense level of 20 and no “units.” The court selected the Guideline range that applied to group one
because that group had the higher adjusted offense level (31 instead of 20). Lacefield had no
criminal history. For offense level 31 and zero criminal history points, the Guideline table yielded
a suggested range of 108 to 135 months in prison.
In October 2003, the district court sentenced Lacefield to 108 months in prison, to be
followed by three years of supervised release, as well as about $314,000 in restitution and a $100
special assessment.
Lacefield timely appealed to this court, raising three assignments of error. United States v.
Lacefield, 146 F. App’x 15 (6th Cir. 2005) (“Lacefield I”). First, Lacefield argued that the district
court committed error under United States v. Booker, 543 U.S. 220 (2005), by treating the Guidelines
as if they were binding. Lacefield I at 20-21. Second, Lacefield contended that the district court
violated the Ex Post Facto Clause by sentencing him under the 2002 Guidelines in both cases.
Noting that he committed the crimes in the second case in 2000, when the Guidelines were more
lenient on those offenses, Lacefield contended that the district court should have applied the 2000
Guidelines to those offenses instead of the later, harsher version of the Guidelines.1 Id. at 21.
1
The panel rejected Lacefield’s third assignment of error. Lacefield contended that counts
four and five of the second indictment, making false statements to a pretrial services officer, were
multiplicitous in violation of the Double Jeopardy Clause. Because Lacefield had not raised that
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Holding that the district court committed a Booker error and violated the Ex Post Facto
Clause by applying the harsher 2002 Guidelines to conduct that had occurred in 2000, the panel
vacated Lacefield’s sentence in August 2005 and remanded for resentencing. Id. at 21-22. Other
than not applying the 2002 Guidelines to the 2000 conduct, the Lacefield I panel did not expressly
state how the district court should rectify the Ex Post Facto violation. Specifically, it did not state
whether the district court should (1) apply the 2002 Guidelines to the 2002 conduct (the identity theft
case) and the more-lenient 2000 Guidelines to the 2000 conduct (the bank loan case), or (2) apply
the 2000 Guidelines to both the 2000 conduct and the 2002 conduct.
On remand, the Probation Office prepared the third, fourth, fifth, and sixth addenda to the
PSR; Lacefield submitted briefs in support of his resentencing positions, and the prosecution
submitted briefs in support of its resentencing positions. The district court endeavored to correct
both errors identified in Lacefield I: it treated the Guidelines as advisory, and it applied the more
lenient 2000 Guidelines to the offenses committed in 2000 (the second case). The district court
again applied the 2002 Guidelines to the offenses committed in 2002 (the first case), and Lacefield
does not contest that decision.
claim before the district court, this court reviewed it only for plain error. Lacefield I, 146 F. App’x
at 19. This court held that it was unclear whether imposing separate and additional punishment for
each of the false statement counts would violate the Double Jeopardy Clause as interpreted by this
circuit and, therefore, that any error was not “plain.” Id. at 19-20. This court further held that, even
if there were a Double Jeopardy violation, it did not affect Lacefield’s substantial rights or seriously
affect the fairness, integrity, or public reputation of the proceedings. Id. at 20.
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In the identity theft case, No. 02-20051, the PSR determined a Guideline range of 57-71
months. In the bank loan case, No. 02-20203, the PSR determined a range of 33-41 months.
After a lengthy discussion, the district court decided that Lacefield should be sentenced
separately for each of the two cases. In the identity theft case, No. 02-20051, the district court
sentenced Lacefield to 57 months in prison, the bottom of the Guideline range. In the fraudulent
loan case, No. 02-20203, the district court sentenced Lacefield to 41 months in prison, the top of the
range, to run consecutively to the sentence in the first case. The total sentence was 98 months in
prison, ten months less than Lacefield’s original sentence.
II.
It is a legal question whether Booker requires relevant conduct to be determined by a jury
beyond a reasonable doubt before the district court can select the applicable advisory Guideline
range. As such, we review the district court’s disposition of this question de novo. United States
v. Howse, 478 F.3d 729, 731 (6th Cir. 2007) (“this court ‘reviews de novo the district court’s legal
interpretation of the Guidelines. . . .’”) (citing United States v. Settle, 414 F.3d 629, 630 (6th Cir.
2005)).
The Guidelines endorse the use of the preponderance of the evidence standard when applying
the Guidelines to the facts of a case. The commentary to U.S.S.G. § 6A1.3 states the Commission’s
position that “use of a preponderance of the evidence standard is appropriate to meet due process
requirements and policy concerns in resolving disputes regarding applications of the guidelines to
the facts of a case.” Title 28 U.S.C. § 3553 directs us to follow the Guidelines commentary “in order
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to, among other things, ‘interpret the guideline or explain how it is to be applied.’” United States
v. Young, 266 F.3d 468, 475 n.7 (6th Cir. 2001) (quoting U.S.S.G. § 1B1.7).2 “‘Failure to follow
such commentary could constitute an incorrect application of the guidelines, subjecting the sentence
to possible reversal on appeal.’” Id.3
Before Booker, this court likewise held that the requirements of due process were met at
sentencing when a district court engaged in fact-finding using a preponderance standard. See United
States v. Mayle, 334 F.3d 552, 556 (6th Cir. 2003).
After Booker, we noted that “the Supreme Court severed and excised 18 U.S.C. § 3553(b)(1),
which required district courts to sentence defendants within the applicable Guidelines range,” but
recognized that the remainder of “[t]he [Sentencing Reform Act] functions independently.” United
2
No decision of our court has quoted U.S.S.G. § 1B1.7 for this proposition since Young in
2001. There is no reason, however, to believe that Booker or any other intervening decision has
disturbed the rule that we must treat Guideline commentary as authoritative unless it conflicts with
the Guideline, the Constitution, or a federal statute. On the contrary, as the Eighth Circuit points out,
“Even though the guidelines are no longer mandatory, Booker requires federal courts to start the
sentencing process by calculating a guideline sentence before considering other statutory factors.
The commentary retains its value in that exercise, for its purpose is to interpret the guidelines and
assist courts in their application.” United States v. Mooney, 425 F.3d 1093, 1101 (8th Cir. 2005)
(internal citations omitted), cert. denied, – U.S. –, 126 S. Ct. 2889 (2006). Indeed, other circuits
properly continue to treat the Guidelines commentary as authoritative. See, e.g., United States v.
Roush, 466 F.3d 380, 387 (5th Cir. 2006); United States v. Dyer, 464 F.3d 741, 743 (7th Cir. 2006);
United States v. Staten, 466 F.3d 708, 715 (9th Cir. 2006).
3
Of course, “the commentary may not be followed if it violates ‘the Constitution or a federal
statute, or is inconsistent with, or a plainly erroneous reading of,’ the guideline to which it applies.”
Young, 266 F.3d at 475 n.7 (quoting Stinson v. United States, 508 U.S. 36, 38 (1993)).
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States v. Milan, 398 F.3d 445, 455-56 (6th Cir. 2005) (quoting Booker, 543 U.S. at 223 (internal
citations omitted)). After Milan, this court squarely held,
In United States v. Coffee, 434 F.3d 887 [(6th Cir.), cert. denied, – U.S. –, 126 S. Ct.
2313 (2006)], we stated that judicial fact-finding for sentencing purposes must
continue as it was conducted prior to Booker, under a preponderance of the evidence
standard. Id. at 897-98; see also United States v. Green, 181 F. App’x 506, [508]
(6th Cir. 2006) (explaining that “this court has consistently turned aside
constitutional challenges to sentences premised on preponderance of the evidence
judicial fact-finding”).
* * *
In Milan, we considered the defendant’s Sixth Amendment challenge to his sentence,
but the rationale underpinning its holding is equally applicable to [a] Fifth
Amendment challenge. Therefore, we find that judicial fact-finding in sentencing
proceedings using a preponderance of the evidence standard post-Booker does not
violate either Fifth Amendment due process rights, or the Sixth Amendment right to
trial by jury.
United States v. Gates, 461 F.3d 703, 708 (6th Cir.), cert. denied, – U.S. –, 127 S. Ct. 602 (2006);
see also United States v. Jones, 489 F.3d 243, 250 (6th Cir 2007) (citing Gates).
As we have previously noted, “this court and others have repeatedly held since Booker that
district judges can find the facts necessary to calculate the appropriate Guidelines range using the
same preponderance of the evidence standard that governed prior to Booker.” United States v.
Ferguson, 456 F.3d 660, 665 (6th Cir. 2006) (citing, inter alia, United States v. Stone, 432 F.3d 651,
654-55 (6th Cir. 2005), cert. denied, – U.S. –, 127 S. Ct. 129 (2006)).
Lacefield makes no attempt to show why his constitutional / Booker challenge to his sentence
is not squarely governed by Gates. Instead, he states, “although following the Sixth Circuit
precedent holding that it is not a Sixth Amendment violation to rely on judicial fact-finding to
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compute the advisory guideline imprisonment range, such decisions conflict with United States v.
Booker . . . .” This argument is ultimately unavailing. Because Gates is a published decision, we
are obligated to follow it, see United States v. Clinton, 338 F.3d 483, 489 (6th Cir. 2003) and 6 CIR.
R. 206(c), and we hold that the district court did not violate Lacefield’s Fifth or Sixth Amendment
rights by enhancing his sentence based on facts that the district court found by a preponderance of
the evidence.
III.
The district court’s legal interpretation of the Sentencing Guidelines is reviewed de novo.
United States v. Williams, 411 F.3d 675, 677 (6th Cir. 2005) (citation omitted); Weinberger v. United
States, 268 F.3d 346, 351 (6th Cir. 2001) (“The district court’s decision to refuse to group offenses
pursuant to U.S.S.G. § 3D1.2 is a legal determination that is reviewed de novo.”) (citation omitted).
Guideline § 3D1.1(a) sets forth an overview of how district courts must determine offense
level when the defendant is convicted of multiple offenses:
(1) Group the counts resulting in conviction into distinct Groups of Close Related
Counts (“Groups”) by applying the rules specified in § 3D1.2.
(2) Determine the offense level applicable to each Group by applying the rules
specified in § 3D1.3.
(3) Determine the combined offense level applicable to all Groups taken together
by applying the rules specified in § 3D1.4.
In turn, U.S.S.G. § 3D1.2 explains how to determine whether counts are “closely related”:
All counts involving substantially the same harm shall be grouped together into a
single Group. Counts involve substantially the same harm within the meaning of this
rule:
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(a) When counts involve the same victim and the same act or transaction.
(b) When counts involve the same victim and two or more acts or transactions
connected by a common criminal objective or constituting part of a common scheme
or plan.
(c) When one of the counts embodies conduct that is treated as a specific offense
characteristic in, or other adjustment to, the guideline applicable to another of the
counts.
(d) When the offense level is determined largely on the basis of the total amount
of harm or loss . . . or if the offense behavior is ongoing or continuous in nature and
the offense guideline is written to cover such behavior.
A Group may consist of a single count; conversely, under appropriate circumstances, all counts may
comprise a single Group. U.S.S.G. § 3D1.2, cmt. n.7.
Lacefield contends that the money laundering and identity theft offenses in case one,
committed against individuals and credit card equipment companies in 2000, must be grouped with
the mail fraud, wire fraud, and false statement offenses in case two, committed against banks in
2002. Thus, the first question is whether the district court correctly applied U.S.S.G. § 3D1.2 to
determine which offenses are sufficiently related to be grouped, i.e., which offenses “involve[d]
substantially the same harm.” We conclude that it did.
The district court’s decision not to group case one’s offenses with case two’s offenses was
consistent with the standard laid out in U.S.S.G. § 3D1.2. The case one offenses involved entirely
different victims than the case two offenses: in case one, the victims were the individuals whose
identities Lacefield stole, and the two credit card equipment companies that paid him commissions
based on non-existent equipment leases, while in case two the victims were the four banks to whom
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Lacefield knowingly made false statements in an attempt to secure loans. Thus, the case one and
case two offenses are not “closely related” under U.S.S.G. § 3D1.2(a) (same victim, same act or
transaction) or § 3D1.2(b) (same victim, multiple acts or transactions that are part of a common
scheme or served a common objective).
Next, none of the case one offenses embodies conduct that is treated as a specific offense
characteristic of, or some other adjustment to, any of the case two offenses. Specifically, the
essential conduct needed for money laundering and identity theft are not the same offense
characteristics of mail fraud, wire fraud, making a false statement on a loan application, or making
false statements to the IRS. Therefore, the case one offenses are not “closely related” to the case two
offenses under the criterion set forth in U.S.S.G. § 3D1.2(c).
Nor are Lacefield’s case one offenses “closely related” to his case two offenses under the
standard set forth in U.S.S.G. § 3D1.2(d): “[w]hen the offense level is determined largely on the
basis of the total amount of harm or loss . . . or if the offense behavior is ongoing or continuous in
nature and the offense guideline is written to cover such behavior.” Application Note 6 provides that
counts involving offenses to which different Guidelines apply are grouped together under subsection
(d) if the offenses are of the same general type and otherwise meet the criteria for grouping under
this subsection. Lacefield’s money laundering and identity theft in case one did not contribute to the
same harm or loss as the mail fraud, wire fraud, false statements on loan applications, and false
statements to the IRS that he committed in case two.
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In addition to this review of § 3D1.2's definition of “closely related” offenses, the district
court’s explanation of its determination that the case one offenses are not closely related to the case
two offenses for grouping purposes is cogent and persuasive:
[T]here was a connection between the conduct in case number one – and that is
20051, and case number two, 20203 – and that conduct was Mr. Lacefield’s false
statements. His false statements to his probation officer [in the first case, where he
told the probation officer that he was unemployed, which contradicted his
representation on bank loan applications that he was earning at least $14,000 per
month, which misrepresentation led to his indictment in the second case for
knowingly making a false statement on the loan application and using the mail and
wires to transmit that application].
In saying that, that is not to say that the conduct is not otherwise distinct. There is
no necessary connection between the illegal transactions in which Mr. Lacefield
engaged when he was running his fraud on the [credit card] computers and the
illegal conduct in which he was engaged when he was undertaking the mail and wire
fraud, and the false statements on his credit applications in the second case. So
there is no necessary connection there, but it seemed to be that the connection
justified a joint sentence.
* * *
I don’t think there is a collective endeavor here. . . . [T]he Court of Appeals, in
discussing the matter [in Lacefield I], observed that they were separate prosecutions,
separate indictments, separate offenses. The cases were not consolidated. They were
processed at different times and in different manners. They were joined only for
purposes of assembling a Presentencing Report. They were considered together at
sentencing.
* * *
And the Court [of Appeals] says that the record suggests that not all of the offenses
were similar enough to be formally grouped.
* * *
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And the conduct is separate. The first conduct is one criminal scheme. The
defendant was released, lied to his probation officer, which is the connection between
the two cases. And while he was on release, engaged in the second criminal scheme,
which is otherwise unrelated to the first scheme.
(Emphasis added.)
Thus far, we have discussed Lacefield’s challenge to the district court’s decision not to group
offenses from case one with offenses from case two under U.S.S.G. § 3D1.2. He also challenges the
district court’s determination of the combined offense level applicable to all groups taken together,
see U.S.S.G. § 3D1.1(a)(3) and § 3D1.4. Lacefield asserts that “[a]lthough the circumstances [in
United States v. Griggs, 47 F.3d 827, 832 (6th Cir. 1995)] were slightly different, this Court held that
the ‘only logical reading of U.S.S.G. §§ 3D1.1-5 and 5G1.2 requires that § 3D1.4 apply to multiple
counts in separate indictments.’”
But Lacefield’s reliance on Griggs is simply misplaced. Griggs does not address the issue
in dispute here. Rather, Griggs solely addressed whether the multiple-count adjustment applies only
to counts within a single indictment, or also potentially to counts in multiple indictments. Griggs
stands for the general legal proposition that grouping is not precluded by the fact that closely related
offenses are charged in separate indictments. Nothing in Griggs suggests that offenses of the types
involved in Lacefield’s cases should be considered closely related so as to be grouped, either as a
general conceptual matter or on facts similar to those here.4
4
This court has not yet cited Griggs with regard to the grouping issue. Three of our sister
circuits have cited Griggs’s holding regarding the grouping of offenses from different indictments,
however, and none of them interprets Griggs in the manner urged by Lacefield. They hold only that,
under appropriate circumstances, offenses from one indictment may be required to be grouped with
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The defendant in Griggs was charged with various conspiracy counts relating to money
laundering and embezzlement; he was later separately indicted for filing false tax returns that
covered the very income and time period at issue in the first case, and the second indictment,
accordingly, expressly referred to the first. Griggs, 47 F.3d at 828-29. The relation between the
substance of the offenses was further reflected, and recognized by both parties, by a joint plea
agreement that called for the defendant to plead guilty to one count from each indictment. The PSR
in Griggs initially did separate calculations for each case, but it then applied the multiple count
adjustment to arrive at a combined offense level for the group. Id. at 829-30. For the reasons
expressed by the district court and elaborated on above, the offenses in Lacefield’s first case are not
closely related to the offenses in his second case, and Griggs does nothing to alter that conclusion.
IV.
Lacefield argues that his sentence was procedurally unreasonable because the district court
erred in refusing to group case one with case two offenses and apply a multiple count adjustment
accordingly at sentencing. As discussed above, there was no error in the district court’s grouping
decision, so Lacefield’s sentence cannot be rendered procedurally unreasonable on this basis.
Lacefield also contends that his sentence is unreasonable because the district court imposed
enhancements based on facts found by the court by a preponderance of the evidence, rather than
offenses from another indictment. See United States v. Greer, 91 F.3d 996 (7th Cir. 1996); United
States v. Kellum, 372 F.3d 1141, 1144-46, supplemented o.g., 119 F. App’x 32 (9th Cir. 2004);
United States v. Herula, 464 F.3d 1132, 1136-37 (10th Cir. 2006).
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admitted by him or found by a jury beyond a reasonable doubt. As discussed above, the district court
did not commit error on that score, so Lacefield’s sentence cannot be unreasonable on that basis.
Lacefield also asserts that his sentence is procedurally unreasonable because the district court
failed to give adequate consideration to his argument that the Bureau of Prisons (“BOP”) was not
providing him with adequate medical care, a factor that the court must consider under 18 U.S.C. §
3553(a)(2)(D). This argument lacks merit. At resentencing, Lacefield testified that the BOP was
not giving him the same cholesterol medication he had before his incarceration, Zocor. On cross-
examination, however, Lacefield admitted that the BOP was providing treatment for his high
cholesterol level, complaining merely that the treatment was not as effective as the pre-incarceration
Zocor treatment. Moreover, Lacefield never filed a reply brief to contest the government’s statement
that medical records introduced during cross-examination showed that his bad cholesterol level
declined while he was in the BOP’s custody and that he had sometimes refused treatment for that
condition. The district court did consider Lacefield’s need for treatment of his cholesterol, for it
stated on the record that while incarceration had some deleterious effect on Lacefield’s health, it was
at worst unpleasant, not life threatening.
Finally, Lacefield argues that his sentence is procedurally unreasonable because the district
court did not address on the record his “converging guideline range” argument. The term
“converging guideline range” does not appear in any known federal court decision, published or
unpublished, and Lacefield presents no authority for his unique theory that it is error not to impose
a sentence that is within the area where applicable Guideline ranges overlap. Our opinions that
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mention the overlap between Guideline ranges say nothing to support such a novel proposition. In
United States v. Johnson, 467 F.3d 559 (6th Cir. 2006), for example, the district judge noted,
“There’s an overlap between the one that was previously calculated, 27 to 33 months, and the new
one, 30 to 37 months, so . . . I’m going to overlap those and give you a sentence that would be
appropriate under either range.” Id. at 562. Far from holding that the district court was somehow
required to sentence within the overlap of the two ranges, this court held that the sentence in that
case was unreasonable for unrelated reasons, specifically, because the district court failed to state
that it considered any of the statutory sentencing factors other than the Guidelines range. See id. at
563-66. Elsewhere, we have stated the proposition, irrelevant to Lacefield’s argument here, that “a
sentence is appealable if the appealing party alleges that the sentencing guidelines have been
incorrectly applied, even in cases where the guideline ranges advocated by each of the parties
overlap.” United States v. Lavoie, 19 F.3d 1102, 1104 (6th Cir. 1994).
Likewise, when other federal courts mention the overlap of Guideline ranges, they do so for
reasons unrelated to Lacefield’s argument. For example, at least two sister circuits hold that a
sentence falling within the area of overlap between a correct and incorrect Guideline range is
unreviewable if the district court, at the time of sentencing, states unequivocally that it would impose
the same sentence with or without the challenged calculation [i.e., under either Guideline range].”
United States v. Martinez-Jimenez, 464 F.3d 1205, 1209 (10th Cir. 2006) (quoting Alaniz v. United
States, 351 F.3d 365, 368 (8th Cir. 2003)); cf. United States v. Johnson, 196 F. App’x 211, 213 (4th
Cir. 2006) (“There may be situations where an error in calculating the appropriate guidelines range
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Nos. 06-5568 and 06-5569
USA v. Lacefield
is harmless, and therefore, does not require immediate remand[,] [such as] where the resulting
sentence lies in the overlap between the correct and incorrect guidelines ranges.”) (quoting United
States v. Mashek, 406 F.3d 1012, 1017 (8th Cir. 2005)), cert. denied, – U.S. –, 127 S. Ct. 1927
(2007); Clark v. United States, No. 93-5622, 7 F.3d 232, 1993 WL 413441, at *2 (6th Cir. Oct. 15,
1993) (“The disputed increase to Clark’s offense level should have been based on the amount of loss
that the bank actually suffered. The ultimate effect of this recalculation would be to reduce Clark’s
sentencing range from 33-41 months to 30-37 months. The sentence that Clark received falls within
either range. Thus, his allegations regarding prejudice are speculative at best . . . .”) (internal
citations omitted).
In short, the district court considered not only Lacefield’s medical condition but also “the
guidelines and the unique circumstances of his case.” Further, Lacefield received a more lenient
sentence than the first one imposed because the district court recognized his “progress as a prisoner”
since the time of the first sentencing. This sentence was not more harsh than necessary to achieve
the goals of the Sentencing Reform Act and Guidelines. Accordingly, Lacefield has not met his
burden of showing that the sentence was unreasonable merely by pointing out that the sentence
imposed was not within the area where the advisory Guideline ranges overlapped.
Finally, a sentence within the applicable Guidelines range is accorded a rebuttable
presumption of substantive reasonableness, United States v. Crowell, 493 F.3d 744, 751 (6th Cir.
2007) (citing Rita v. United States, 551 U.S. –, 127 S. Ct. 2456, 2462-63 (2007)), and Lacefield has
not rebutted that presumption.
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USA v. Lacefield
V.
For the foregoing reasons, we affirm Lacefield’s sentence.
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