United States v. Johnson ( 2006 )

No. 04-2565
File Name: 06a0285n.06
Filed: April 27, 2006
IN THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
ROY JOHNSON, )
)
Defendant-Appellant, ) ON APPEAL FROM THE
) UNITED STATES DISTRICT
v. ) COURT FOR THE WESTERN
) DISTRICT OF MICHIGAN
UNITED STATES OF AMERICA, )
) MEMORANDUM
) OPINION
)
Plaintiff-Appellee. )
_________________________________ )
Before SILER and CLAY Circuit Judges; MILLS, District Judge.*
RICHARD MILLS, District Judge.
BACKGROUND
Appellant Roy Johnson was convicted of a Class A drug felony under 21
U.S.C. § 841(a)(1). With an offense level of 35 and a criminal history category III,
Johnson faced a Guideline range of 210-262 months. However, the Government
moved for a downward departure, and on February 14, 1996, the district court
*
The Honorable Richard Mills, United States District Judge for the Central
District of Illinois, sitting by designation.
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sentenced Johnson to 108 months imprisonment and 5 years supervised release.
Following a 1997 Rule 35(b) motion, the district court reduced Johnson’s sentence
to 60 months. Johnson got out of prison on November 1, 1999 and began his
supervised release.
On March 28, 2003, the U.S. Probation Office asked the district court to
place Johnson on electronic monitoring because Johnson violated the terms of his
supervised release by failing to pay court-ordered child support. When Johnson
further violated his supervised release via non-payment of child support, cocaine
use, and making false statements, the Probation Office filed a March 24, 2004,
petition to revoke his release.
The district court held a revocation hearing on June 30, 2004, and Johnson
admitted many of the petition’s allegations. The court sentenced Johnson to 45
days in prison to be followed by an additional 24 months supervision, 12 of which
would be served in a halfway house.
On November 15, 2004, the Probation Office filed another revocation
petition because Johnson failed to follow the rules of the Sanctions Center, the
halfway house where he resided. On December 8, 2004, the Probation Office filed
an amended revocation petition based on Johnson’s failure to timely report a
speeding ticket (72 mph in a 55 mph construction zone). Johnson admitted both of
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these violations at a December 9, 2004, revocation hearing. Because this was a
Grade C violation and Johnson had a criminal history category III, the
recommended range of imprisonment was 5-11 months.
The district court imposed a 48 month sentence. Before doing so, it recited
Johnson’s history of violations. The court also noted that Johnson had received
tremendous breaks along the way. Johnson appeals the district court’s decision to
impose a 48 month sentence.
JURISDICTION
This Court has jurisdiction pursuant to 28 U.S.C. § 1291.
STANDARD OF REVIEW
This Court reviews a district court’s revocation of supervised release for an
abuse of discretion. United States v. Webb, 30 F.3d 687, 688 (6th Cir.1994).
Revocation of supervised release and imposition of imprisonment will be affirmed
if the district court’s decision “shows consideration of the relevant statutory
factors” and if the sentence imposed is not “plainly unreasonable.” United States
v. McClellan, 164 F.3d 308, 309 (6th Cir. 1999).
ANALYSIS
A district court must consider the policy statements set forth in Chapter
Seven of the Sentencing Guidelines prior to imposing a sentence. Id. at 310. The
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policy statements, however, are merely advisory. Id.
The district court is also required to consider the factors listed in 18 U.S.C. §
3553. Id. Before imposing a prison sentence for violation of supervised release, §
3583(e) requires a district court to consider “the factors set forth in section
3553(a)(1), (a)(2)(B), (a)(2)(C), (a)(2)(D), (a)(4), (a)(5), (a)(6), and (a)(7).” Id.
Those sections require taking into account:
(1) the nature and circumstances of the offense and the history and
characteristics of the defendant; (2) the need for the sentence imposed
... (B) to afford adequate deterrence to criminal conduct; (C) to protect
the public from further crimes of the defendant; and (D) to provide the
defendant with needed educational or vocational training, medical
care, or other correctional treatment in the most effective manner ...
(4) the kinds of sentence and the sentencing range established ... (5)
any pertinent policy statement issued by the sentencing commission ...
(6) the need to avoid unwarranted sentence disparities among
defendants with similar records who have been found guilty of similar
conduct; and (7) the need to provide restitution to any victims of the
offense.
A district court need not recite these factors but must articulate its reasoning
in deciding to impose a sentence in order to allow for reasonable appellate review.
United States v. Washington, 147 F.3d 490, 491 (6th Cir.1998). Moreover, where
a district court imposes a sentence higher than the recommended Guidelines range,
it “must provide at least an indication of its reasons for imposing a sentence that
exceeded the recommended sentencing range.” U.S. v. Kirby , 418 F.3d 621, 628
(6th Cir. 2005); U.S. v. Phillips, 129 Fed.Appx. 982, 984 (6th Cir. 2005).
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Here, the district court referred to the amended supervised release violation
report which stated that the recommended Guideline sentence was 5-11 months.
That reference permits this Court to presume that the district court considered the
recommended Guideline range. See McClellan, 164 F.3d at 310 (allowing for such
an inference). Moreover, the district court considered the necessary factors. It
noted Johnson’s history of drug dependency and his repeated supervised release
violations. The district court also highlighted how Johnson violated the court’s
trust through his numerous transgressions. See U.S. v. Contreras-Martinez, 409
F.3d 1236, 1241 (10th Cir. 2005) (citing U.S.S.G. Ch. 7, pt. A, introductory cmt.)
(“The violation of a condition of supervised release is a breach of trust and, while
the sentencing court at revocation takes into account the seriousness of the
underlying crime, it is primarily the breach of trust that is sanctioned.”).
Because the offense that gave rise to Johnson’s supervised release was a
Class A felony, the district court could have imposed a prison term of up to 5 years
when it revoked his supervised release.1 See 18 U.S.C. § 3583(e)(3). This Circuit
has previously affirmed the imposition of statutory maximum penalties for
revocations. In U.S. v. Kirby, the Court discussed “the classic situation in which
1
As the district court sentenced Johnson to serve a prison term of 45 days on a previous revocation, the
true maximum sentence it could impose was 5 years minus the 45 days Johnson already served.
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imposition of the statutory maximum sentence upon revocation of supervised
release is appropriate.” 418 F.3d at 628. Defendant Kirby was on supervised
release for stealing mail when she committed numerous violations of her
supervised release. After she stole money from her employer and merchandise
from a business, the district court revoked her supervised release and sentenced her
to 4 months in prison. Upon her return to supervised release, Kirby began passing
stolen checks and violated other terms of her supervised release. Kirby not only
violated the conditions of her supervised release, she continued to engage in
criminal activities similar to the crime for which she was originally convicted.
Although the recommended sentence range was 4-10 months, the district court
imposed a prison term of 20 months (the statutory maximum term was 24 months,
but Kirby had already served 4 months on the earlier revocation). She appealed
and this Court held that the sentence “was more than justified by Kirby’s repeated
transgressions.” Id. Johnson, like Kirby, deserved the statutory maximum penalty
due to his history of transgressions.
Furthermore, Johnson had received numerous breaks from the court and
Government. At sentencing, Johnson faced a Guideline range of 210-262 months
before the Government filed and the Court allowed a downward departure that led
to a 108 month sentence. A subsequent Rule 35(b) motion shaved that sentence
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down to 60 months. The district court recounted this at some length. In doing so,
the district court implicitly recognized U.S.S.G. §7B1.4, Application Note 4. That
note provides that “[w]here an original sentence was the result of a downward
departure (e.g., as a reward for substantial assistance), or as a charge reduction that
resulted in a sentence below the guideline range applicable to the defendant’s
underlying conduct, an upward departure may be warranted.” Id. Because
Johnson received such a tremendous downward departure, an upward departure
was warranted here. Thus, a 48 month sentence was not plainly unreasonable
given the facts of this case.
CONCLUSION
For the reasons stated above, we AFFIRM the district court’s decision.
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