Dominique Wallace v. United States ( 2022 )

RECOMMENDED FOR PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 22a0172p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
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DOMINIQUE CORDELL WALLACE,
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Petitioner-Appellant,
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> No. 20-5764
v. │
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UNITED STATES OF AMERICA, │
Respondent-Appellee. │
┘
Appeal from the United States District Court for the Middle District of Tennessee at Nashville.
Nos. 3:15-cr-00098-1; 3:19-cv-01122—Aleta Arthur Trauger, District Judge.
Argued: June 8, 2022
Decided and Filed: August 5, 2022
Before: SUTTON, Chief Judge; KETHLEDGE and MURPHY, Circuit Judges.
_________________
COUNSEL
ARGUED: Kolya D. Glick, ARNOLD & PORTER KAYE SCHOLER, LLP, Washington,
D.C., for Appellant. Cecil W. VanDevender, UNITED STATES ATTORNEY’S OFFICE,
Nashville, Tennessee, for Appellee. ON BRIEF: Kolya D. Glick, John P. Elwood, Allon
Kedem, Andrew T. Tutt, ARNOLD & PORTER KAYE SCHOLER, LLP, Washington, D.C., for
Appellant. Cecil W. VanDevender, Philip H. Wehby, UNITED STATES ATTORNEY’S
OFFICE, Nashville, Tennessee, for Appellee.
_________________
OPINION
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MURPHY, Circuit Judge. Dominique Wallace tried to rob a convenience store just
weeks after his release on probation from a three-year detention for attempted murder. This
crime left an accomplice dead and a victim terribly disabled. Wallace pleaded guilty to, among
No. 20-5764 Wallace v. United States Page 2
other things, discharging a firearm during a “crime of violence” that resulted in death, in
violation of 18 U.S.C. § 924(j), and illegally possessing a firearm as a felon, in violation of
18 U.S.C. § 922(g)(1). In this collateral challenge, Wallace asserts that we should vacate these
convictions because of a pair of decisions that the Supreme Court issued after he pleaded guilty.
Wallace is right with respect to his crime-of-violence conviction under § 924(j). In
United States v. Davis, 139 S. Ct. 2319 (2019), the Court found part of § 924’s definition of
“crime of violence” to be unconstitutionally vague. Id. at 2336. Given Davis, Wallace did not
violate § 924(j) because his attempted robbery does not qualify as a “crime of violence” under
the constitutional part of § 924’s definition. Despite his specific crime’s violent nature, his
offense falls outside § 924 under the “categorical approach” to answering this crime-of-violence
question.
But Wallace is wrong with respect to his felon-in-possession conviction under
§ 922(g)(1). In Rehaif v. United States, 139 S. Ct. 2191 (2019), the Court held that defendants
do not violate § 922(g)(1) unless they know that they have been convicted of a crime punishable
by more than one year in prison when they possess firearms. Id. at 2196. Citing Rehaif, Wallace
argues that the district court erred by not informing him during his plea hearings that the
government must prove that he knew his prior offense (attempted murder) was punishable by
more than a year in prison. Yet Wallace procedurally defaulted this claim because he did not
raise it in his criminal proceedings, and he has offered no valid reason for us to excuse this
default. We thus affirm in part and reverse in part the district court’s denial of Wallace’s motion
to vacate his convictions.
I
Before Wallace turned 18, he had accumulated a lengthy history of run-ins with the law
in Nashville, Tennessee. Most seriously, a 17-year-old Wallace and an accomplice robbed a man
at gunpoint in April 2012. According to Wallace’s presentence report in his federal cases, the
robbery victim’s attempt to escape the robbery led Wallace to shoot him. A state juvenile court
ordered Wallace to be tried as an adult, and a grand jury indicted him on charges that included
attempted first-degree murder. The state detained Wallace without trial for three years. Nothing
No. 20-5764 Wallace v. United States Page 3
in the record explains this lengthy pretrial delay. In May 2015, though, Wallace pleaded guilty
to attempted second-degree murder, and the state dismissed the other charges. The state court
imposed a 10-year suspended sentence. It released Wallace the same month. In his petition to
plead guilty, Wallace acknowledged that the state would credit him with his three years of time
served in jail. (Under Tennessee law, Wallace also would have been eligible for parole after
three years’ imprisonment. See Tenn. Code Ann. § 40-35-501(c).) He signed a form noting that,
as a condition of his probation, he could not possess firearms.
Wallace flouted this condition. Within weeks, he committed the crimes that initiated his
federal cases. On June 3, 2015, Wallace and three coconspirators attempted to rob a Nashville
convenience store—the “Express Market”—after its 10:00 p.m. closing. Wallace, Demontay
Thomas, and Robert Brooks went into the store armed with handguns; a getaway driver waited in
the car. When the three robbers entered, the Express Market’s owner stood near the cash register
and an employee stood near the entrance. The robbers demanded money at gunpoint and forced
the employee to join the store owner at the cash-register counter, which was partially protected
by a plexiglass wall. Thomas and Brooks attempted to get behind the wall to access the cash
register. Thomas crawled under the counter as Brooks squeezed through a gap in the wall. But
they did not coordinate with each other. Thomas thus surprised Brooks as the pair
simultaneously emerged on the counter’s other side. A startled Brooks shot Thomas, who made
it back to the entrance before collapsing dead. The gunshot caused Brooks and Wallace to flee.
On the way out, Wallace shot the store employee twice—once in the head and once in the
stomach. The employee miraculously survived.
Wallace remained at large. A week after this attempted robbery, officers thought they
saw him engage in a drug deal. When the officers approached the car in which Wallace was
sitting, they smelled marijuana. Seeking to search the car, the officers asked Wallace to get out.
As Wallace exited, an officer spotted a handgun underneath his leg. They arrested him for
illegally possessing a firearm.
These two incidents led separate grand juries to indict Wallace in separate cases. For the
crimes at the store, a grand jury charged Wallace with conspiring to commit Hobbs Act robbery
and attempting to commit such a robbery—both in violation of 18 U.S.C. § 1951(a). This grand
No. 20-5764 Wallace v. United States Page 4
jury also charged Wallace with discharging a firearm during a “crime of violence” that resulted
in Thomas’s death, in violation of 18 U.S.C. § 924(j). As the predicate “crime of violence,” the
indictment pointed to his two Hobbs Act offenses. The grand jury lastly charged Wallace with
possessing a firearm and ammunition as a felon, both in violation of 18 U.S.C. § 922(g)(1). For
the incident a week later, a second grand jury indicted Wallace on a third felon-in-possession
charge.
Wallace pleaded guilty to all counts in both cases. The district court held a combined
sentencing hearing. It heard testimony from the Express Market employee who had been shot.
A Yemeni immigrant who had become a U.S. citizen, this employee worked seven days a week
before the shooting to help his cousin (the store’s owner) operate the store. He sent most of his
earnings back to his wife and kids in Yemen. At the time of the shooting, he had been arranging
for them to come to the United States because the war in Yemen had made living there unsafe.
Immediately after he was shot, he lay on the floor believing that he was going to die due to all
the blood. He remained hospitalized for some six weeks and underwent, among other things,
three stomach surgeries. For months after his discharge, he needed to use a feeding tube through
his nose and could not talk. He continues to suffer significant pain in his face and stomach, and
doctors have told him that he will go blind within 10 years of his injuries. He cannot work or
support his family. In short, his “life is gone.” Sent. Tr., R.232, No. 15-cr-140, PageID 705.
In light of this testimony, the district court called Wallace’s case “one of the worst violent
cases” it had seen. Id., PageID 803. Wallace’s presentence report calculated his guidelines
range as 360 months to life imprisonment. The court chose an “effective 360-month sentence[.]”
Id., PageID 805. To reach that result, it imposed a statutory-maximum sentence for each of the
two Hobbs Act convictions (20 years’ imprisonment) and each of the three felon-in-possession
convictions (10 years’ imprisonment under then-existing law). See 18 U.S.C. § 1951(a);
18 U.S.C. § 924(a)(2) (2018). (Recent legislation has increased the statutory maximum for
felon-in-possession convictions. 18 U.S.C. § 924(a)(8), as amended by the Bipartisan Safer
Communities Act, Pub L. No. 117-159, § 12004(c), 136 Stat. 1313, 1329 (2022).) But the court
ordered these five sentences to run concurrently with each other, so they added up only to
20 years of total prison time. Lastly, the court chose a 10-year sentence for Wallace’s § 924(j)
No. 20-5764 Wallace v. United States Page 5
conviction for discharging a firearm during a crime of violence that resulted in death. A circuit
conflict existed over whether a sentence under § 924(j) must run consecutively with the
sentences for the other counts. See United States v. Wallace, 772 F. App’x 320, 321 (6th Cir.
2019). The district court sided with those courts that read § 924(j) to mandate a consecutive
sentence. This additional sentence gave Wallace a total of 30 years’ imprisonment.
Wallace appealed. He argued that § 924(j) did not require his 10-year sentence to run
consecutively to his other sentences. We did not resolve this statutory question because the
district court had noted that it would have imposed a 30-year concurrent sentence on that count
(to reach the same total prison term) if the law gave it discretion to choose between consecutive
and concurrent sentences. Id. If the district court misconstrued § 924(j), therefore, any error
would have been harmless. Id.
Wallace then filed a motion under 28 U.S.C. § 2255 to vacate some of his convictions
based on Davis and Rehaif—both of which postdated his guilty pleas. He argued that Davis
effectively invalidated his § 924(j) conviction because his two Hobbs Act offenses were not
“crimes of violence” after the decision. The district court disagreed, holding that attempted
Hobbs Act robbery still qualified as a “crime of violence.” Wallace v. United States,
458 F. Supp. 3d 830, 835–37 (M.D. Tenn. 2020). Wallace next argued that the district court
failed to inform him of Rehaif’s newly identified knowledge element when it accepted his guilty
pleas to being a felon in possession under § 922(g)(1). The court rejected this claim, reasoning
that Wallace could not enforce Rehaif retroactively through a § 2255 motion. Id. at 834–35. The
court added that Wallace waived any right to challenge the sufficiency of the evidence by
pleading guilty. Id. at 835.
II
Our court granted certificates of appealability on Wallace’s Davis and Rehaif claims.
Wallace obtained pro bono counsel, whom we thank for ably discharging their duties. We now
conclude that Wallace’s Davis claim has merit because of an even more recent Supreme Court
decision. But his Rehaif claim fails on procedural-default grounds.
No. 20-5764 Wallace v. United States Page 6
A. Davis Claim
Wallace pleaded guilty to “caus[ing] the death of a person through the use of a firearm”
“in the course of a violation of” 18 U.S.C. § 924(c). Id. § 924(j). Section 924(c), in turn, bars
anyone from using, carrying, brandishing, or discharging a firearm “during and in relation to any
crime of violence[.]” Id. § 924(c)(1)(A). The statute defines “crime of violence” in two ways.
Under its “elements” clause, this phrase covers an offense that “has as an element the use,
attempted use, or threatened use of physical force against the person or property of another.” Id.
§ 924(c)(3)(A). Under its “residual” clause, this phrase covers an offense “that by its nature,
involves a substantial risk that physical force against the person or property of another may be
used in the course of committing the offense.” Id. § 924(c)(3)(B). In Davis, the Court held that
the second (residual) clause was unconstitutionally vague. 139 S. Ct. at 2336. We have since
recognized that Davis applies retroactively in § 2255 proceedings. See In re Franklin, 950 F.3d
909, 910–11 (6th Cir. 2020) (per curiam).
After Davis, Wallace’s two Hobbs Act crimes can be “crimes of violence” only if the
offenses fall within the statute’s elements clause. Courts must evaluate whether an offense fits
this clause using a “categorical approach” that considers the offense’s elements in the abstract,
not the offender’s conduct in a particular case. See United States v. Taylor, 142 S. Ct. 2015,
2020 (2022). This approach means that we must ignore Wallace’s brutal conduct. We instead
must ask whether every conspiracy to commit Hobbs Act robbery or every attempted Hobbs Act
robbery will have “as an element the use, attempted use, or threatened use of physical force
against the person or property of another.” 18 U.S.C. § 924(c)(3)(A).
The Supreme Court’s Taylor decision dictates the answer: No. The government has long
conceded that a conspiracy to commit Hobbs Act robbery does not fit within the elements clause.
United States v. Ledbetter, 929 F.3d 338, 360–61 (6th Cir. 2019). And Taylor recently held that
attempted Hobbs Act robbery does not either. 142 S. Ct. at 2020–21. We thus must reverse the
district court’s denial of Wallace’s request to vacate his § 924(j) conviction under § 2255.
No. 20-5764 Wallace v. United States Page 7
B. Rehaif Claim
Wallace also pleaded guilty to three counts of “possess[ing]” a “firearm or ammunition”
after having been convicted of “a crime punishable by imprisonment for a term exceeding one
year[.]” 18 U.S.C. § 922(g)(1). Under the version of the statute in effect at the time that Wallace
committed his crimes, when a person “knowingly” violated this prohibition, a court could
sentence the person to up to 10 years in prison. 18 U.S.C. § 924(a)(2) (2018). In Rehaif, the
Court held that the statute’s “knowingly” state of mind applied not just to its possession element
(defendants must know that they possess a firearm) but also to its status element (they also must
know that they have been convicted of a crime punishable by more than one year’s imprisonment
at the time that they possess the firearm). See 139 S. Ct. at 2195–96.
Wallace relies on Rehaif in an attempt to invalidate his three guilty pleas to being a felon
in possession of firearms and ammunition. The district court did not inform Wallace during his
plea colloquies that the government must prove that he knew he had been convicted of a crime
punishable by more than a year in prison when he possessed the firearms and ammunition. This
failure, Wallace argues, rendered his guilty pleas unknowing and involuntary in violation of due
process. See United States v. Hobbs, 953 F.3d 853, 857 (6th Cir. 2020); cf. Bousley v. United
States, 523 U.S. 614, 618–19 (1998). If he had known of this element, Wallace adds, he would
have stood trial.
At the outset, the government does not defend the district court’s two rationales for
rejecting this claim. It concedes that Rehaif announced a substantive rule that applies
retroactively to § 2255 motions like Wallace’s. See Baker v. United States, 848 F. App’x 188,
189 (6th Cir. 2021); see also Bousley, 523 U.S. at 620–21. It also does not defend the district
court’s alternative theory equating Wallace’s Rehaif argument with the types of sufficiency-of-
the-evidence challenges that a defendant waives by pleading guilty. Cf. United States v.
Johnson, 979 F.3d 632, 636 (9th Cir. 2020). We thus need not consider these matters.
Nevertheless, Wallace faces a different procedural obstacle to raising his Rehaif claim in
a § 2255 motion. He did not assert this claim in his plea proceedings or on appeal from his
convictions. Cf. Greer v. United States, 141 S. Ct. 2090, 2096–2100 (2021). His criminal cases
No. 20-5764 Wallace v. United States Page 8
have thus become final. See United States v. Frady, 456 U.S. 152, 165 (1982). Under the
Supreme Court’s procedural-default rule, Wallace’s failure to raise his Rehaif claim during the
“main event” (his criminal litigation) means that he presumptively cannot raise it in an after-the-
fact § 2255 motion. Coleman v. Thompson, 501 U.S. 722, 747 (1991); see Bousley, 523 U.S. at621–22.
In response, Wallace does not dispute that he defaulted this claim. But he offers two
reasons why we should still consider it. He argues that he can show “cause and prejudice” and
that he is “actually innocent.” Neither theory overcomes his default.
Cause and Prejudice. Prisoners may avoid a procedural default by offering a sufficient
excuse for their failure to timely raise a claim (showing “cause”) and explaining why they would
be harmed if they could not belatedly assert it (showing “prejudice”). See Gatewood v. United
States, 979 F.3d 391, 394 (6th Cir. 2020). To prove cause, prisoners often argue that their
attorney provided constitutionally ineffective assistance. See Huff v. United States, 734 F.3d
600, 606 (6th Cir. 2013); Elzy v. United States, 205 F.3d 882, 884 (6th Cir. 2000). This excuse
requires prisoners to show both that an attorney performed incompetently and that this legal
malpractice prejudiced them. See Nagi v. United States, 90 F.3d 130, 134–35 (6th Cir. 1996).
Our cases also hold that a prisoner who makes the prejudice showing for an ineffective-
assistance claim (to establish “cause” for a procedural default) generally satisfies the logically
distinct “prejudice” element to avoid the procedural default. See Hall v. Vasbinder, 563 F.3d
222, 237 (6th Cir. 2009).
Here, Wallace does not argue that his trial attorney provided ineffective assistance by
failing to raise a Rehaif claim during his plea proceedings. At that time, our caselaw did not
require Rehaif’s knowledge element, see United States v. Conley, 802 F. App’x 919, 922 (6th
Cir. 2020), and counsel is not typically deficient for failing to anticipate a change in law, see
Malone v. United States, 817 F. App’x 188, 191 (6th Cir. 2020) (per curiam); cf. Chase v.
MaCauley, 971 F.3d 582, 594 (6th Cir. 2020). But Wallace suggests that the circumstances had
evolved by the time of his appeal. He argues that his appellate attorney wrongly failed to raise
this claim because the Supreme Court decided Rehaif before we resolved his appeal. We need
No. 20-5764 Wallace v. United States Page 9
not consider whether Wallace’s appellate counsel performed incompetently because Wallace
cannot show prejudice.
To prove prejudice from an appellate attorney’s error, prisoners must show that there is a
“reasonable probability” that they would have won on the issue that the attorney failed to raise.
Smith v. Robbins, 528 U.S. 259, 285 (2000); Valentine v. United States, 488 F.3d 325, 338 (6th
Cir. 2007). This prejudice element thus addresses the “merits” of the claim that the attorney
overlooked. Ivory v. Jackson, 509 F.3d 284, 294 (6th Cir. 2007). Here, then, we must “[o]ddly”
consider the validity of Wallace’s Rehaif claim—the very claim that he procedurally defaulted—
to decide whether his appellate counsel provided ineffective assistance (and whether we may
consider this claim despite that default). Kelly v. Lazaroff, 846 F.3d 819, 829 (6th Cir. 2017).
Yet if Wallace had raised this Rehaif claim for the first time on appeal, we would have
reviewed it only for plain error because he did not preserve it in the district court. Greer,
141 S. Ct. at 2096. Under plain-error review, we could not grant him relief unless the district
court’s failure to inform him of Rehaif’s knowledge element affected his “substantial rights[.]”
Id. at 2097 (quoting Fed. R. Crim. P. 52(b)). That omission could not affect his substantial rights
unless another “reasonable probability” existed: that he would have stood trial rather than plead
guilty if the court had informed him of the element. Id. (quoting United States v. Dominguez
Benitez, 542 U.S. 74, 83 (2004)); Lee v. United States, 137 S. Ct. 1958, 1965 (2017); Hobbs,
953 F.3d at 857.
This plain-error prejudice test is not easy to meet. Appellate courts start with a healthy
dose of skepticism when evaluating any after-the-fact claim that a prisoner would not have
pleaded guilty but for some error in the prisoner’s plea proceeding. These courts require
“contemporaneous evidence” from the time of the plea proceeding that objectively verifies such
a claim. Hobbs, 953 F.3d at 857 (quoting Lee, 137 S. Ct. at 1967). This judicial skepticism only
increases for a Rehaif claim. “Felony status is simply not the kind of thing that one forgets.”
Greer, 141 S. Ct. at 2097 (quoting United States v. Gary, 963 F.3d 420, 423 (4th Cir. 2020)
(Wilkinson, J., concurring in denial of rehearing en banc)). So the government typically will not
face much difficulty proving Rehaif’s knowledge element. See Rehaif, 139 S. Ct. at 2198.
Indeed, defendants commonly stipulate at trial to their status as felons so that the jury does not
No. 20-5764 Wallace v. United States Page 10
learn easy-to-prove (yet highly prejudicial) evidence about their past crimes. See Old Chief v.
United States, 519 U.S. 172, 180–92 (1997). It is thus the rare case in which Rehaif will alter a
defendant’s calculus about whether to plead guilty or stand trial. See Greer, 141 S. Ct. at 2097.
If anything, moreover, we should be even more skeptical of Rehaif claims when they are raised
in a § 2255 motion rather than on direct appeal. The cause-and-prejudice test that applies in the
§ 2255 context establishes a “significantly higher hurdle” than the “plain-error” test that governs
a forfeited appellate claim. Frady, 456 U.S. at 166.
And here, nothing in the “contemporaneous” record of the plea proceedings suggests that
Wallace would have gone to trial if the district court had told him that the government must
prove that he knew he had been convicted of a crime punishable by more than one year in prison.
Hobbs, 953 F.3d at 857 (quoting Lee, 137 S. Ct. at 1967). To the contrary, the record suggests
that Wallace knew that he had committed a felony (and thus that the government would have had
no trouble proving Rehaif’s knowledge element if he stood trial). See id. at 857–58.
To begin with, the nature of Wallace’s prior conviction goes a long way toward proving
his knowledge (and Rehaif’s immateriality to his guilty pleas). Wallace did not plead guilty to
committing a felony that one might confuse for a misdemeanor—say, damaging a mailbox, see
18 U.S.C. § 1705, or selling “bootlegged” movies, see United States v. Armstead, 524 F.3d 442,
444 (4th Cir. 2008); 18 U.S.C. § 2319(b)(1)–(2). He pleaded guilty to one of the most serious of
felonies—attempted second-degree murder. As his presentence report detailed, this conviction
arose from his shooting a man during a robbery. Even the most unsophisticated defendant would
likely believe that attempted murder comes with significant penalties. See United States v.
Williams, 946 F.3d 968, 974 (7th Cir. 2020); see also United States v. Hobbs, 24 F.4th 965, 972–
73 (4th Cir. 2022). Given this commonsense inference, what defense attorney would advise a
client to put the government to its proof on Rehaif’s knowledge-of-status element and thereby
open the door for the government to tell the jury that the client had pleaded guilty to attempting a
murder by shooting a fleeing robbery victim? Cf. Old Chief, 519 U.S. at 180–82.
By the time of his plea proceedings, moreover, Wallace indisputably knew that attempted
second-degree murder was a felony. He admitted as much. During the plea colloquy in one of
his federal cases, for example, the government stated that Wallace’s attempted-murder
No. 20-5764 Wallace v. United States Page 11
conviction made him “a convicted felon” when describing the facts underlying his felon-in-
possession charge. Plea Tr., R.105, No. 3:15-cr-98, PageID 304. Wallace conceded that the
government accurately described his offense. Id., PageID 305. He also conceded that, if he
decided to stand trial, the government could prove that he had “been convicted of a crime
punishable by a term of imprisonment exceeding one year[.]” Id., PageID 305–06. These
admissions “strongly” suggest that Wallace knew of his felon status even earlier when he
possessed the firearms and ammunition. United States v. Ward, 957 F.3d 691, 695 (6th Cir.
2020) (quoting Conley, 802 F. App’x at 923); see United States v. Pollard, 20 F.4th 1252, 1257
(9th Cir. 2021).
Next, while Wallace received a 10-year suspended sentence for his murder conviction
and was released on probation, his state-court records show that he had already served three
years in jail by that point. Plea Pet., R.11-2, No. 19-cv-1122, PageID 56. Wallace presumably
knew that he had been detained for these three years. Further, his signed plea petition
acknowledged that he would receive “jail credit” for this detention. Id. (Tennessee statutes
require sentencing courts to award this credit. Tenn. Code Ann. § 40-23-101(c); id. § 40-35-
211(1); State v. Watkins, 972 S.W.2d 703, 705 (Tenn. Crim. App. 1998).) Wallace’s knowledge
that he had received three years of jail credit and still faced an additional probationary period
reinforces that he would have known that he had committed a crime for which he could receive
more than one year’s imprisonment. See Hobbs, 953 F.3d at 858; see also Pollard, 20 F.4th at
1257; United States v. Walker, 974 F.3d 193, 202–03 (2d Cir. 2020); United States v. Burghardt,
939 F.3d 397, 404 (1st Cir. 2019).
To be sure, the government introduced these state-court records in Wallace’s § 2255
proceedings, not in his criminal cases. And there may be a question whether we should consider
evidence that was not in the original record when asking whether Wallace has shown a
reasonable probability of winning his Rehaif argument on direct appeal. See Valentine, 488 F.3d
at 338. In response to similar Rehaif claims, however, courts have allowed the government to
supplement the record on appeal with judicially noticeable court records. See United States v.
Brandon, 965 F.3d 427, 430 n.1 (5th Cir. 2020). The government might have tried to do so here
if Wallace had raised this argument at that time. Cf. Greer, 141 S. Ct. at 2098. Regardless, both
No. 20-5764 Wallace v. United States Page 12
parties rely on these documents and neither highlights this question, so we may save it for
another day.
Critically, moreover, Wallace committed his felon-in-possession offenses at issue in these
federal cases only weeks after serving this lengthy detention. Given this temporal proximity, it is
highly unlikely that he would have “forgotten” that he had just spent three years in jail when he
decided to possess firearms and ammunition. So his case differs from others in which a
defendant served a short prison stint years in the past. Cf. United States v. Werle, 35 F.4th 1195,
1203–04 (9th Cir. 2022); United States v. Guzmán-Merced, 984 F.3d 18, 20–21 (1st Cir. 2020).
Wallace’s state-court records likewise reveal that he went through a standard plea process
when pleading guilty to attempted murder. This process exists to ensure that defendants know
the nature of the offense to which they are pleading guilty. See Bousley, 523 U.S. at 618. And
judicial records memorializing the process exist to create a “formidable barrier” against an
untimely allegation that a defendant did not understand some aspect of the offense. Blackledge
v. Allison, 431 U.S. 63, 74 (1977); see Ramos v. Rogers, 170 F.3d 560, 563 (6th Cir. 1999).
Wallace’s records create this “barrier.” In his signed petition to plead guilty, he acknowledged
that his charged crime (attempted first-degree murder) was a felony punishable by between
15 and 25 years’ imprisonment. Plea Pet., R.11-2, No. 19-cv-1122, PageID 55. He also agreed
to plead guilty to attempted second-degree murder and to recommend to the court a suspended
sentence of 10 years’ imprisonment. Id., PageID 55–56. But he conceded that he must “accept
any punishment which the law permits the Court to impose.” Id., PageID 55. And again, he
recognized that he would receive “jail credit” for the three years that he had just served. Id.,PageID 56. In the order accepting Wallace’s plea, the state court also explained that it had asked
Wallace questions during a plea colloquy and certified that Wallace knew the “nature” of the
charge and “the maximum possible penalty provided by law” for it. Ord., R.11-2, No. 19-cv-
1122, PageID 58. These plea records confirm that there is no reasonable probability that
Wallace would have opted for a trial if the district court had informed him of Rehaif’s knowledge
element. Cf. Brandon, 965 F.3d at 432.
We end our cause-and-prejudice discussion with a separate point. Apart from his
ineffective-assistance claim, Wallace attempts to show “cause” with a “futility” argument. In a
No. 20-5764 Wallace v. United States Page 13
single paragraph, he asserts that it would have been futile to raise a Rehaif claim in his criminal
cases because the existing circuit precedent foreclosed the claim. Yet we have held that
prisoners cannot invoke any “futility” exception to procedural default if the Supreme Court has
yet to disagree with their claim—whether or not circuit courts have rejected it. See Gatewood,
979 F.3d at 395–96. At day’s end, though, we need not consider his “futility” argument for
proving “cause.” The argument still requires him to establish “prejudice,” which he cannot do.
Actual Innocence. Prisoners can alternatively overcome a procedural default if the failure
to consider their collateral challenge would result in a “fundamental miscarriage of justice”
because they are factually innocent of the crime of which they have been convicted. McQuiggin
v. Perkins, 569 U.S. 383, 392–94 (2013) (quoting Herrera v. Collins, 506 U.S. 390, 404 (1993));
Bousley, 523 U.S. at 623–24. But prisoners seeking to prove this actual-innocence exception
face a high bar. See Davis v. Bradshaw, 900 F.3d 315, 326 (6th Cir. 2018). They must show
that “it is more likely than not that no reasonable juror would have convicted” them if they stood
trial. Bousley, 523 U.S. at 623 (quoting Schlup v. Delo, 513 U.S. 298, 327–28 (1995)).
Relying on Rehaif, Wallace alleges that he is factually innocent of his felon-in-possession
offenses because he did not know that attempted murder was punishable by more than a year in
prison when he possessed the guns and ammunition. He has fallen well short, however, of
proving that this case is an “extraordinary” one triggering the narrow actual-innocence
exception. McQuiggin, 569 U.S. at 393 (citation omitted). In his § 2255 motion, he did not even
present “new evidence” suggesting that he lacked the required knowledge about his status as a
felon. Davis, 900 F.3d at 326 (citation omitted). And most of the evidence in the current record
suggests the opposite. Wallace thus has not shown that “it is more likely than not” that a
reasonable jury would have acquitted him of his felon-in-possession offenses. Bousley, 523 U.S.
at 623 (citation omitted).
*
Wallace has both procedural and substantive objections to our rejection of his Rehaif
claim. As a matter of procedure, he argues that we should remand his claim to the district court
rather than resolve the procedural-default issue on appeal. Admittedly, we took that path in
No. 20-5764 Wallace v. United States Page 14
another case in which a district court wrongly held that Rehaif did not apply retroactively. See
Baker, 848 F. App’x at 190–91. Yet our cases give us discretion to affirm a district court’s
decision on any ground that the record proves correct, including a ground that an appellee raised
but that the district court did not reach. See McCormick v. Braverman, 451 F.3d 382, 396 (6th
Cir. 2006); Katt v. Dykhouse, 983 F.2d 690, 695 (6th Cir. 1992); Russ’ Kwik Car Wash, Inc. v.
Marathon Petroleum Co., 772 F.2d 214, 216 (6th Cir. 1985) (per curiam). In Baker, moreover,
we remanded the Rehaif claim in part because the petitioner had argued that the government
forfeited its procedural-default defense by failing to raise it in the district court. See
848 F. App’x at 190. Here, by contrast, the government preserved the defense, and the parties
have exhaustively briefed it. Judicial economy thus counsels in favor of considering procedural
default immediately—as we have done in other cases. See Gatewood, 979 F.3d at 394.
Wallace responds that we should not take this course because he should get an
evidentiary hearing over whether he knew he was a felon before we accept the government’s
procedural-default defense. But his § 2255 motion did not do enough to warrant a hearing.
Section 2255 indicates: “Unless the motion and the files and records of the case conclusively
show that the prisoner is entitled to no relief, the court shall . . . grant a prompt hearing
thereon[.]” 28 U.S.C. § 2255(b); see also Rules Governing § 2255 Proceedings, Rule 4(b). Like
other courts, we have interpreted this statutory language (and the accompanying procedural
rules) to require a hearing only if a prisoner meets a standard analogous to the summary-
judgment test by creating a legitimate dispute over a legally important fact. See Martin v. United
States, 889 F.3d 827, 832 (6th Cir. 2018); see also, e.g., United States v. Arrington, 13 F.4th 331,
335 (3d Cir. 2021); Puglisi v. United States, 586 F.3d 209, 213 (2d Cir. 2009); United States v.
Poindexter, 492 F.3d 263, 267 (4th Cir. 2007); Taylor v. United States, 287 F.3d 658, 661 (7th
Cir. 2002).
Wallace’s pro se § 2255 motion did not create the genuine issue of material fact required
to warrant an evidentiary hearing. In the motion, he failed even to claim that he did not know he
had been convicted of a crime punishable by more than a year in prison. Rather, he alleged in an
unsworn statement: “I never knew that I was forbidden to possess a firearm and I never signed
any paperwork dealing with such issues.” Mot., R.1, No. 3:19-cv-01122, PageID 4, 11. Several
No. 20-5764 Wallace v. United States Page 15
problems exist with this claim. For one thing, Rehaif required him to know only that he was a
felon. Under the well-established rule that ignorance of the law is no excuse, he did not need to
know that the law prohibited him from possessing firearms. See United States v. Bowens,
938 F.3d 790, 797 (6th Cir. 2019). For another, this unsworn statement blatantly contradicted
the probation order that he signed, which explained to him that he could not possess firearms.
Prob. Ord., R.11-3, 3:19-cv-01122, PageID 61. For a third, § 2255 requires prisoners to offer
more than bare “conclusions” or “assertions of innocence” to justify an evidentiary hearing.
Martin, 889 F.3d at 832 (citation omitted). Wallace provided nothing more than a bare assertion
of innocence.
Turning to the merits, Wallace identifies three reasons why the record shows that he
might not have believed that he had been convicted of a crime punishable by more than a year in
prison. He initially points out that he received a suspended sentence and was immediately
released on probation. He disregards that he had served three years in jail at the time of the
sentence and that his plea petition acknowledged he would receive “jail credit” for this detention.
Plea Pet., R.11-2, No. 19-cv-1122, PageID 56. His case thus differs from those in which a felon
served only a short sentence on the prior conviction. Cf. Werle, 35 F.4th at 1203–04.
Wallace next argues that he was a juvenile when he committed the state offense, and that
even state judges have expressed uncertainty over when juvenile offenses count as felonies under
Tennessee law. Even if his attempted-murder charge started in juvenile court, however, the state
quickly transferred it to adult court. So no basis exists for Wallace to think he had been
convicted of a juvenile offense. Cf. United States v. Wilson, 853 F. App’x 297, 305–07 (10th
Cir. 2021).
Wallace lastly argues that he had “nothing to lose” by going to trial because he received
no benefit by pleading guilty. Appellant’s Br. 58. Not so. His plea triggered a three-level
offense-level reduction for acceptance of responsibility. This reduction changed his guidelines
range (with the § 924(j) conviction) from a life sentence to a sentence between 360 months and
life. He likely would have lost this benefit if he stood trial. See United States v. Mitchell,
836 F. App’x 276, 282 & n.41 (5th Cir. 2020) (per curiam); see also United States v. Aguayo,
2021 WL 4998920, at *3 (10th Cir. Oct. 28, 2021). Wallace thus cites nothing to suggest that he
No. 20-5764 Wallace v. United States Page 16
did not know he had been convicted of a felony or that he would have stood trial if the district
court had reiterated Rehaif’s knowledge element at his plea hearings.
* * *
All told, we affirm the district court’s denial of relief with respect to Wallace’s three
felon-in-possession convictions but reverse its denial of relief with respect to his § 924(j)
conviction.
Many judges have recognized the problems with the “categorical approach” for
evaluating whether a defendant has committed a “crime of violence.” See United States v.
Burris, 912 F.3d 386, 407 (6th Cir. 2019) (en banc) (Thapar, J., concurring). It requires us to
consider hypothetical conduct, not a defendant’s actual conduct. See Cradler v. United States,
891 F.3d 659, 672 (6th Cir. 2018) (Kethledge, J., concurring). In this case, for example,
Wallace’s attempted-robbery conviction is not a crime of violence under § 924(j) even though
the district court described his case as “one of the worst violent cases” it had seen. Sent. Tr.,
R.232, No. 15-cr-140, PageID 803.
Yet the categorical approach’s problems do not affect a district court’s balancing of the
sentencing factors. Courts may not ignore reality in that distinct context. They must consider
the “nature and circumstances” of the defendant’s crime. 18 U.S.C. § 3553(a)(1). The brutal
nature of Wallace’s crime led the district court to explain that it would have still imposed a total
of 30 years’ imprisonment even if it had discretion to choose a concurrent sentence for his
§ 924(j) conviction (rather than the consecutive sentence that it thought required by the statute).
Wallace, 772 F. App’x at 321. Wallace’s presentence report also suggests that his offense level
might remain the same even without the 924(j) conviction. Pre. Rep., R.92, No. 15-cr-98,
PageID 237–38. And the district court likely retains discretion to choose between consecutive or
concurrent sentences for Wallace’s other crimes. See 18 U.S.C. § 3584; U.S.S.G. § 5G1.2(d).
But we leave these matters for remand. The district court should choose the proper remedy for
the § 924(j) error—and determine whether that error should affect Wallace’s total sentence—in
the first instance. Cf. United States v. Augustin, 16 F.4th 227, 231–33 (6th Cir. 2021).
We affirm in part, reverse in part, and remand for proceedings consistent with this opinion.