Lloyd Johnson v. Karen Rimmer ( 2019 )

In the
United States Court of Appeals
For the Seventh Circuit
____________________
No. 18-1321
LLOYD N. JOHNSON,
Plaintiff-Appellant,
v.
KAREN RIMMER, et al.,
Defendants-Appellees.
____________________
Appeal from the United States District Court for the
Eastern District of Wisconsin.
No. 2:14-cv-01408-LA — Lynn Adelman, Judge.
____________________
ARGUED FEBRUARY 22, 2019 — DECIDED AUGUST 30, 2019
____________________
Before RIPPLE, MANION, and BRENNAN, Circuit Judges.
RIPPLE, Circuit Judge. Lloyd Johnson brought this action
under 42 U.S.C. § 1983 against various employees and offi-
cials of the Milwaukee County Medical Health Complex
(“MHC”), MHC itself, Milwaukee County, and the County’s
Department of Health and Human Services. His claims cen-
ter on an incident of substantial self-mutilation that occurred
while he was in the care of MHC. Mr. Johnson alleged that
the defendants violated his Fourteenth Amendment rights
2 No. 18-1321
by providing constitutionally inadequate medical care,
which led to his self-mutilation. Mr. Johnson also brought
claims under Monell v. Department of Social Services, 436 U.S.
658 (1978), in which he alleged that the institutional defend-
ants maintained unconstitutional policies, procedures, and
customs that caused his injuries. He further maintained that
defendants engaged in a conspiracy to cover up the constitu-
tionally inadequate care. In addition to these federal claims,
Mr. Johnson brought associated state-law claims.
The defendants moved for summary judgment, and the
district court granted the motion in favor of all defendants
on all of Mr. Johnson’s federal claims. It declined to retain
jurisdiction over the state-law claims. Mr. Johnson now
brings this appeal, challenging only the district court’s deci-
sion in favor of two individual defendants: Dr. David Ma-
cherey and Nurse Ade George. For reasons set forth in the
following opinion, we affirm the judgment of the district
court.
I.
BACKGROUND
A.
Mr. Johnson suffers from a variety of mental ailments, in-
cluding paranoid schizophrenia, major depressive disorder
recurrent, obsessive compulsive disorder, and borderline
personality disorder. Starting in mid-2011, he had been ad-
mitted intermittently to MHC for treatment. During one of
these stays, on March 18, 2012, Mr. Johnson substantially
harmed himself, leading to this present suit.
The relevant sequence of events began on February 28,
2012, when Mr. Johnson voluntarily admitted himself to
No. 18-1321 3
MHC with complaints of depression, delusional thoughts,
auditory hallucinations, and suicidal ideations. Mr. John-
son’s intake records at that admission reflect that he previ-
ously had attempted suicide or self-harm and that he told
the intake nurse that “his ears are in the shape that they are
in (keloids) because he pulled on his penis in the past and
after that, they grew the keloids.”1 He was diagnosed with a
psychotic disorder but was released twenty-two hours after
admission. MHC discharged Mr. Johnson because his condi-
tion had improved; he had asked to be released; and the at-
tending physician had determined there were no grounds to
detain him at MHC against his will.
On March 3, 2012, while staying at his stepmother’s
house, Mr. Johnson used a pair of scissors to sever his testi-
cles, cut off both his earlobes, and remove a portion of skin
from his penis. Milwaukee Police took him to Froedtert
Hospital for treatment. He remained there until March 8,
when he was transferred to MHC pursuant to a petition for
emergency detention.2 At MHC, he was assigned a private
bedroom with a private bathroom in the Intensive Treatment
Unit (“ITU”), a locked area reserved for the highest-risk pa-
tients.3 Upon admission, he was placed on 1:1 observation
1 R.78-1 at 2. A keloid is a type of raised scar that can occur where the
skin has healed after an injury.
2 See Wis. Stat. § 51.15(1)(ar)(4) (providing that the state may take a per-
son into temporary custody if the individual is mentally ill and evinces a
substantial probability of physical harm to himself).
3 All patients and visitors are searched before entering the ITU. They are
prohibited from having any sort of sharp objects on their persons while
in the ITU.
4 No. 18-1321
status, which required that he never be left alone or out of
sight of an assigned nurse.4
On March 9, Mr. Johnson met with Dr. David Macherey
for an incoming assessment. At the time, Dr. Macherey was
the psychologist and treatment director in the ITU. He diag-
nosed Mr. Johnson with bipolar disorder5 and noted that the
most recent episode was mixed,6 severe, and psychotic.
Dr. Macherey concluded that Mr. Johnson’s explanations for
his self-mutilation were various and delusional. He also de-
termined that Mr. Johnson had auditory hallucinations, dif-
ficulty concentrating, poor self-esteem, and impaired judg-
ment. He specifically noted Mr. Johnson’s lack of concern
about his recent behavior. As a result of these conclusions,
4 This regimen includes when the patient is asleep or using the bath-
room. Policies provide that while either a nurse or doctor may initiate 1:1
observation, a physician must review and confirm a nurse-initiated ob-
servation. Further, any 1:1 observation must be reevaluated every twen-
ty-four hours to determine whether the heightened observation should
continue.
5 Dr. Macherey described bipolar disorder as
tend[ing] to follow a pattern where typically a person becomes
manic, the mania runs its course, and quite often, without treat-
ment, a person might enter a depressive episode following the
mania. And then there can also be periods of fairly stable behav-
ior where the person, for all intents and purposes, doesn’t ap-
pear to have a mental illness.
R.69-2 at 11–12 (Macherey Dep. 40:18–41:13). He also asserted that, with
treatment, people with bipolar disorder could stay stable indefinitely.
6 A mixed state occurs when a bipolar individual experiences both mania
and depression at the same time. Persons in a mixed state are at a higher
risk of self-harm. Id. at 12 (Macherey Dep. 41:17–42:09).
No. 18-1321 5
Dr. Macherey determined that Mr. Johnson was at signifi-
cant risk of self-harm. He ordered that Mr. Johnson remain
on 1:1 observation to ensure against further self-mutilating
behavior.
That same day, Dr. Thomas Harding, the Medical Direc-
tor of MHC, also examined Mr. Johnson. He concurred with
Dr. Macherey’s assessment and prescribed a variety of drugs
to treat Mr. Johnson’s mental ailments. Dr. Harding and
Dr. Macherey then established a goal for Mr. Johnson to “re-
port freedom from [auditory hallucinations] and demon-
strate clear[,] reality[-]based thinking within 7 days.”7
Later that day, Mr. Johnson found a metal object and in-
serted the object into his pants. Mr. Johnson could have used
this object to harm himself, but the staff quickly noticed his
action and took the object from him. Nurse Remedios
Azcueta testified that when Mr. Johnson hid the metal ob-
ject, he said that “he wanted to die” and that “[i]t hurts.”8
Over the next five days,9 Mr. Johnson continued to be on
the 1:1 observation protocol. He remained in a state of anx-
iousness, and had disorganized and tangential thoughts, de-
lusions, and auditory hallucinations. Mr. Johnson reported
7 R.78-7 at 1. The defendants assert that this goal referred to conditions
that must be met prior to discharge from MHC; Mr. Johnson contends
that this goal refers to conditions that must be met before he could be
removed from 1:1 observation status.
8 R.69-6 at 13–14 (Azcueta Dep. 48:11–49:11).
9On March 13, the petition for Mr. Johnson’s emergency detention was
withdrawn, and he signed an agreement voluntarily admitting himself to
MHC.
6 No. 18-1321
that he did not regret his act of self-harm. Further, although
the records indicate that such thoughts became more sporad-
ic over time, Mr. Johnson continued to express that he
wished to remove his genitals. For example, on the morning
of March 14, he told a nurse that he still wanted to harm
himself by removing his genitals and, if he could, he would
do it at MHC. That same day, Mr. Johnson reported that his
medications were not working.
On March 15, Mr. Johnson’s treatment team, which in-
cluded Dr. Macherey, Dr. Harding, Nurse Mary Holtz, psy-
chiatric social worker Candace Coates, and occupational
therapist Sue Erato, met with Mr. Johnson to determine the
next steps in his treatment. The record reflects that Mr. John-
son participated cooperatively in this conference, reported
that the medication was helping, and indicated that the au-
ditory hallucinations that he had been experiencing had be-
come cloudy and less troublesome. Dr. Harding determined
that Mr. Johnson was improving because he articulated a de-
sire for therapy, was able to identify personal strengths and
goals, slept better, denied having suicidal thoughts, and was
future-oriented. Both physicians, however, noted that
Mr. Johnson’s thought process still was disorganized.
Mr. Johnson’s medical records reflect that the treatment goal
for “absence of plan for self harm x3 days was extended.”10
Mr. Johnson remained on 1:1 observation following the
meeting.
Prior to the March 15 meeting, Nurse Holtz noted during
her morning shift that Mr. Johnson continued to have bizarre
10 R.70-8 at 2.
No. 18-1321 7
thoughts, although he reported that his ongoing auditory
hallucinations had become background noise. She also doc-
umented that Mr. Johnson denied having ideations of sui-
cide or self-harm. She noted that Mr. Johnson told her that
he could not believe that he had harmed himself on March 3.
That night, Nurse Azcueta documented that Mr. Johnson
was depressed.11 She also noted that Mr. Johnson’s
“thought[s] [we]re improving [with] medications” and that
he “stated no thoughts of self[-]harm.”12 Further, her notes
reflect that Mr. Johnson interacted with other patients in the
ITU and cooperated during his dressing change.
Dr. Macherey next examined Mr. Johnson on March 16.13
He documented that, although Mr. Johnson remained de-
pressed, his thinking had been organized for almost for-
ty-eight hours and he denied any thoughts of self-harm.14
Dr. Macherey’s notes also reflect that Mr. Johnson still
demonstrated loose associations and had not yet met the
11 See R.70-12 at 29.
12 Id. at 30; see also R.69-6 at 22 (Azcueta Dep. 82:12–83:15).
13 March 16 was the last day that Dr. Macherey and Dr. Harding saw
Mr. Johnson prior to Mr. Johnson’s incident of self-mutilation. Citing his
medical records, Mr. Johnson notes that no medical doctor saw him over
the weekend on March 17 and March 18. Relying on the same records,
Mr. Johnson asserts that Dr. Macherey did not provide any instructions
for Mr. Johnson’s ongoing care and safety during the weekend. The de-
fendants respond that there was an onsite physician who was aware of
Mr. Johnson’s needs.
14Mr. Johnson denies that forty-eight hours had passed since he had any
thoughts of self-harm. He calculates the time as closer to thirty-six hours.
8 No. 18-1321
treatment plan’s goal of showing reality-based thinking for
seven days without auditory hallucinations.15
During her morning shift that day, Nurse Holtz noted
that Mr. Johnson’s “thoughts [we]re reality[-]based” and
that he “denie[d] any thoughts of self-harm.”16 She also doc-
umented that Mr. Johnson was “depressed” about the harm
he had done to himself and was “overwhelmed” by his med-
ical problems.17 Around 3:00 p.m., Dr. Macherey removed
Mr. Johnson from 1:1 observation status. He testified that he
believed Mr. Johnson’s condition was improving because
Mr. Johnson was no longer ignoring his medical problems,
showed an appreciation for his acts of self-harm, and had
stopped expressing an intent to harm himself. Dr. Harding
concurred with Dr. Macherey’s assessment, and the rest of
his treatment team did not object to the decision to remove
Mr. Johnson from 1:1 observation.18
15
Defendants argue that this seven-day plan reflected goals that must be
met prior to discharge from the MHC. See supra note 7.
16 R.70-12 at 32.
17 Id.
18 Nurse Karen Rimmer testified that, during a debriefing following
Mr. Johnson’s later act of self-mutilation, she did not agree with the deci-
sion to remove Mr. Johnson from 1:1 observation at the time the order
was made and that other nurses thought similarly. She further testified
that, when she made those statements at the debriefing, a supervisor said
that the physicians had concerns about the costs of too many 1:1 observa-
tions. Nurse Rimmer was not part of Mr. Johnson’s treatment team but
was assigned to his 1:1 care at different points. The defendants note that
Nurse Rimmer did not work on March 16. Nurse Ade George also testi-
fied that it was not normal for patients to be removed from 1:1 observa-
tion status on Fridays going into weekends; March 16, 2012 was a Friday.
(continued … )
No. 18-1321 9
At MHC, the nursing staff conducted rounds every fif-
teen minutes to check on the whereabouts and well-being of
each patient.19 Once removed from 1:1 observation,
Mr. Johnson was subject to these well-being checks. Further,
nurses conducted “change of shift rounds” at the start of
( … continued)
Additionally, Dr. Mitchell Dunn, Mr. Johnson’s expert, opined that it
was “premature” to remove Mr. Johnson from 1:1 observation and that
Mr. Johnson should have remained on that level of observation for “an-
other couple of weeks” and not “a matter of a couple of days.” R.79-11 at
34, 35 (Dunn Dep. 118:05–07, 120:10–13). Dr. Dunn suggested that
[t]he fact that Mr. Johnson had already made a signifi-
cant attempt to cut off his penis and had already cut off
his testicles and cut his earlobes indicated a desire and
awareness to engage—and a willingness to engage in
significant self-harmful behavior that … was not fully
appreciated by either Dr. Macherey or Dr. Harding.
Id. at 26 (Dunn Dep. 87:12–18). Dr. Dunn noted that Mr. Johnson hurt
himself just sixty hours after previously being discharged from MHC
following his brief February visit; in Dr. Dunn’s opinion, Mr. Johnson’s
behavior was unpredictable. Id. at 27 (Dunn Dep. 89:03–91:10).
The defendants note that Dr. Dunn also testified that removal of a
patient from 1:1 observation is a legitimate course of treatment and a
matter of clinical judgment, and that there are no established standards
in the field of psychiatry for the use of 1:1 observation. Additionally,
Dr. Dunn stated that the length of time a patient should be under 1:1 ob-
servation varies based on specifics to the patient. Dr. Dunn further noted
that 1:1 observation can be harmful to the patient because it is very intru-
sive. The defendant’s expert, Dr. Kenneth Robbins, opined that Dr. Ma-
cherey’s decision was reasonable.
19 Additionally, at the relevant time, the ITU was divided into three
“zones” for additional monitoring: one nursing staff member continu-
ously roamed two of the zones while a second nurse did the same with
the third zone. An additional nurse was assigned to assist the other two.
10 No. 18-1321
each shift; the nurses observed the whereabouts and well-
being of each patient and checked the safety of each patient
room, each bathroom, the common area, the treatment room,
and all other areas of the ITU. Also, twice per shift, a staff
member conducted environmental rounds, which involved a
tour of the entire ITU with an emphasis on finding any safe-
ty hazards.20
On March 18, Nurse George evaluated Mr. Johnson on
her morning shift. She noted that, although he presented a
flat affect, he communicated better, continued to express re-
gret for the harm he had caused himself, and denied having
any hallucinations or harmful ideations. Sometime before
12:30 p.m., Nurse George changed the dressing on
Mr. Johnson’s wound.21 Mr. Johnson testified that she
changed his dressing in his bathroom and used bandage
scissors to cut the yellow, gauze-like bandages while doing
so. Nurse George testified that she changed Mr. Johnson’s
dressing in the treatment room, that she never used scissors
during his treatment, and that she never carried scissors on
her person.22
20 Mr. Johnson asserts that the nurses did not always conduct their
rounds as required by MHC policy.
21 The time of the chart entry that recorded the dressing change was
12:30 p.m. See R.79-12 at 46–47 (George Dep. 45:15–46:17). Consequently,
the dressing must have been changed before that time.
22 In records from an investigation conducted following Mr. Johnson’s
incident of self-harm, Nurse Steven Ellison recounts that, in an interview
on March 28, Nurse George claimed that she changed Mr. Johnson’s
dressing in the treatment room and did not use scissors because the
bandages were precut four-inch by four-inch squares and she could tear
(continued … )
No. 18-1321 11
At approximately 4:00 p.m. on March 18, Mr. Johnson
approached the nursing station of the ITU. He handed the
nursing staff a pair of bandage scissors and towels soaked in
blood. He stated, “I cut my dick.”23 His penis was complete-
ly severed from his body. Mr. Johnson was rushed to
Froedtert Hospital, where his penis was surgically reat-
tached.
In the immediate aftermath of the incident, multiple
MHC employees reported that Mr. Johnson said that he
found the scissors in his bathroom.24 He testified that the
( … continued)
the tape with her hands. Other nurses testified that the bandages used
were precut and that Mr. Johnson’s dressing changes did not require
scissors.
There is evidence that other nurses carried scissors on their persons
and had used scissors during Mr. Johnson’s dressing changes on days
prior to March 18. At the time, MHC did not have a specific policy re-
garding the use and inventory of scissors beyond the “safeguards on [sic]
a psychiatric hospital.” R.69-13 at 5 (Bergersen Dep. 14:20). Additionally,
though Nurse George testified that MHC policy required all dressing
changes be done in the treatment room, other nurses, including supervi-
sors, testified that dressing changes could be done in either the treatment
room or the bathroom.
23 R.78-4 at 18.
24 In Nurse Steve Ellison’s documentation from his investigation, he re-
counts his own movements on that day and records that, immediately
after the incident, Mr. Johnson told him, “Don’t be mad at no body [sic],
they didn’t give them to me. They were in my room, a bathroom. It was a
blessing they were left. I had to do it.” R.78-18 at 6. Nurse Suprina
Gunn-Hayes, who was with Nurse Ellison at the time, wrote a memo
recounting that Mr. Johnson said, “I cut my dick off it had to go, no one
gave me the scissors I found them in the bathroom.” Id. at 8. Nurse Mike
(continued … )
12 No. 18-1321
scissors were “[u]nder a pair of dry napkins, like hand towel
napkins” in his bathroom and that he harmed himself short-
ly after finding them.25 The scissors that he used were metal-
handled medical scissors manufactured by a company from
which MHC had purchased that type of scissors. In his dep-
osition, Mr. Johnson was unable to identify how the scissors
got to the bathroom and how long they had been there.26
According to the record evidence, no one saw scissors in
Mr. Johnson’s bathroom prior to the incident. During the
( … continued)
Sonney-Kamanski wrote an email to Jennifer Bergerson, then the director
of acute services, around midnight on the day of the incident, recounting
that the nursing assistant who had accompanied Mr. Johnson to the hos-
pital reported that “[t]he patient told the ER DOC that he found the scis-
sors in a bathroom.” Id. at 9. Nurse Azcueta also testified that Mr. John-
son said he had found the scissors in the bathroom; Nurse Azceuta does
not recall when Mr. Johnson made this statement. Finally, Dr. Sara
Coleman visited Mr. Johnson at Froedtert Hospital on March 19 to de-
termine whether Mr. Johnson should be involuntarily committed to
MHC following his physical treatment for his injury. She testified that
Mr. Johnson told her that he found the scissors in the bathroom.
25 R.69-1 at 18 (Johnson Dep. 65:03–09, 66:04–08).
26 Mr. Johnson testified that he was asleep in his room from about 9:00 or
10:00 a.m. until he woke at about 3:30 or 3:45 p.m. Id. at 17 (Johnson Dep.
62:08–64:14). He stated that, when he woke, he cleaned his room, found
the scissors, and injured himself. Id. at 17–18 (Johnson Dep. 64:18–66:08).
Mr. Johnson responded “I don’t remember” or “I don’t recall” to the fol-
lowing questions: “Were there people that would come and clean your
room or your bathroom during the time you were a patient?” Id. at 17
(Johnson Dep. 64:01–02); “[D]o you know whether any staff checked in
on you while you were sleeping that day?” Id. (Johnson Dep. 64:15–16);
“And did you see any staff members between when you woke up and
when you injured yourself?” Id. at 18 (Johnson Dep. 66:01–03).
No. 18-1321 13
post-incident investigation, the housekeeping contractor
who cleaned Mr. Johnson’s bathroom in the morning of
March 18 reported that he did not observe any unusual
items and that he did not have scissors on his cleaning cart
or on his person.27 The daily documentation of nurse rounds
“indicates that the bathroom had been checked for safety at 7
AM and at 3 PM on 3/18 as part of the shift to shift
handoff.”28 Nurse Azcueta testified that she checked the
bathroom at the start of the afternoon shift on March 18 and
that she did not find any contraband. The defendants admit,
in their response to Mr. Johnson’s proposed findings of fact,
that a nursing assistant conducted a well-being check just
fifteen minutes prior to the incident.29
The record contains testimony that Mr. Johnson might
have obtained scissors from somewhere other than his bath-
room. Nurse Karen Rimmer testified that, when Mr. Johnson
returned to MHC, he told her first that he found the scissors
at Froedtert Hospital before he altered his story and said that
27 The contractor also affirmed that the cleaning cart was always within
his control or locked.
28 R.78-2 at 9. The Root Cause Analysis and Improvement Plan, devel-
oped by MHC following the incident, notes that “interviews with staff …
suggested that while the sheets may be initialed, the checks are not al-
ways done.” Id. Bergerson testified that this statement referred to finding
that rounds were not done in a standardized way and not that rounds
were not done at all.
29Nurse Azcueta testified that she checked the bathroom during the
well-being check in question. Later, she testified that a nursing assistant
might have been the individual who did the well-being check. Nurse
Rimmer testified that such was the case. The nursing assistant was not
deposed.
14 No. 18-1321
he had found them in his bathroom.30 Mr. Johnson testified
that he did not remember this conversation.31 Others stated
that rubberized office scissors were kept in an electrical-type
box located inside the nurse’s office; although the box was
inside a locked or otherwise nurse-supervised office, the box
itself was unlocked. Nurses also testified that metal-handled
medical scissors were kept in a box or drawer in the treat-
ment room. There also is evidence that, beyond patient
treatment, the exam room was used at times as an “overflow
interview room[], for patient phone calls and for lab
draws.”32 MHC staff testified that patients always were su-
pervised while in the treatment room and that the room was
locked when not in use. Finally, Nurse Ellison, charged with
the initial investigation into the incident, reported that he
had observed Mr. Johnson talking to a housekeeping con-
tractor around 1:45 p.m. on March 18.33 During Nurse El-
lison’s investigation, this contractor explained that he knew
Mr. Johnson, but had not seen him for a few years. The con-
tractor recounted that Mr. Johnson “was smiling” and said,
30 See R.69-10 at 8 (Rimmer Dep. 27:04–06). Nurse Rimmer also testified
that she had been told that Mr. Johnson went to Froedtert Hospital at
some point prior to March 18. According to the Root Cause Analysis and
Improvement Plan, “[t]he patient did not leave the unit during his stay.”
R.78-2 at 8. Nurse Azcueta testified that Mr. Johnson had an appoint-
ment scheduled on March 12 but that the appointment was rescheduled
to March 19.
31 See R.69-1 at 19 (Johnson Dep. 72:04–07).
32 R.78-2 at 9.
33 The housekeeping contractor estimated this conversation occurred at
3:00 p.m.
No. 18-1321 15
“I have to tell you something,” but that the contractor told
him he could not talk at that time.34 According to the con-
tractor, the exchange lasted no more than five minutes.
MHC’s entire investigation into the incident was unable to
determine the source of the scissors.
B.
On November 5, 2014, Mr. Johnson brought this action
against the MHC, its employees and officials, Milwaukee
County, and the Milwaukee County Department of Health
and Human Services seeking damages for the injuries he suf-
fered while in the care of MHC. In the first of his two federal
claims under 42 U.S.C. § 1983, Mr. Johnson alleged that the
defendants’ inadequate medical care deprived him of his
right to substantive due process. According to Mr. Johnson,
the defendants’ care was constitutionally inadequate be-
cause removing him from 1:1 observation status and allow-
ing him to possess scissors created the circumstances that
permitted him to injure himself. Second, relying on Monell v.
Department of Social Services, 436 U.S. 658 (1978), Mr. Johnson
alleged that MHC, Milwaukee County, and its Department
of Health and Human Services maintained unconstitutional
policies, procedures, and customs that had caused his inju-
ries. Relatedly, Mr. Johnson claimed that the defendants
conspired to cover up their constitutionally inadequate care.
Mr. Johnson also brought state-law claims arising out of the
same event.
In due course, the defendants moved for summary
judgment. They contended that, because Mr. Johnson volun-
34 R.78-18 at 10.
16 No. 18-1321
tarily had committed himself to MHC, he had no substantive
due process rights under the Fourteenth Amendment.
Moreover, they continued, any such claims failed on the
merits. Removing Mr. Johnson from 1:1 observation, they
submitted, was simply a matter of professional judgment.
Under our decision in Collignon v. Milwaukee County, 163
F.3d 982 (7th Cir. 1998), they submitted, removing him from
such close observation was not such a serious departure
from accepted practice as to constitute a constitutional dep-
rivation. With respect to access to the scissors, the defend-
ants contended that Mr. Johnson could not “cite to any evi-
dence to suggest that the scissors he used to sever his penis
were deliberately left for him to find.”35 Consequently, they
argued, he was “left with nothing more than a claim that the
scissors were accidentally or inadvertently left behind,” and
“inadvertence [wa]s insufficient to sustain a § 1983 claim.”36
In his opposition to the motion for summary judgment,
Mr. Johnson contended that there was sufficient evidence to
permit a jury to conclude that, by removing him from 1:1 ob-
servation, the defendants were deliberately indifferent to his
serious medical condition. With respect to access to the scis-
sors, Mr. Johnson contended that he was “entitled to the rea-
sonable inference that a nurse left her bandage scissors in his
bathroom.”37 “At a minimum,” Mr. Johnson continued,
“there [wa]s a reasonable inference … that the three nurses
identified as conducting bandage changes in [his] room,
35 R.67 at 15.
36 Id.
37 R.76 at 19 (emphasis added) (capitalization and bold removed).
No. 18-1321 17
George, Azcueta and Plum were deliberately indifferent or
recklessly disregarded [his] needs.”38 Other than noting that
Nurse George’s bandage change was closest in time to his
incident of self-harm, Mr. Johnson did not suggest how a ju-
ry might conclude that it was more likely than not that a par-
ticular nurse left the scissors in the bathroom.
The district court granted the defendants’ motion. It held
that Mr. Johnson could not sustain his claim regarding his
removal from 1:1 care because no jury could find, on the rec-
ord made by the parties, that the medical staff’s decision was
a substantial departure from accepted professional norms.
The court concluded that, at most, the facts showed that re-
moving Mr. Johnson from 1:1 care was negligent, and mere
negligence is not sufficient to sustain a constitutional claim.
The district court also held that Mr. Johnson could not go
forward with his claim that the defendants deprived him of
substantive due process by exposing him to the scissors. It
reasoned that mistakenly leaving scissors in the bathroom
was only negligence. The court also noted that, regardless,
Mr. Johnson failed to submit sufficient proof that any indi-
vidual defendant was personally responsible for the scissors
ending up in his possession.39
The district court also rejected Mr. Johnson’s Monell claim
and conspiracy claim. With no other federal claims remain-
ing, the district court declined to exercise supplemental ju-
38 Id. at 21 (emphasis added).
39 Because the district court found there was no violation of
Mr. Johnson’s rights, it did not address whether he had substantive due
process rights as a voluntarily admitted patient in the first place.
18 No. 18-1321
risdiction over Mr. Johnson’s state-law claims. Mr. Johnson
timely appealed. He only challenges the district court’s deci-
sion in favor of two individual defendants: Dr. David Ma-
cherey and Nurse Ade George.
II.
DISCUSSION
We review the district court’s decision on summary
judgment de novo. E.T. Prods., LLC v. D.E. Miller Holdings,
Inc., 872 F.3d 464, 467 (7th Cir. 2017). Summary judgment is
proper when the moving party demonstrates that there is no
genuine dispute as to any material fact and that it is entitled
to judgment as a matter of law. Fed. R. Civ. P. 56(a). “A gen-
uine issue of material fact exists when the evidence is such
that a reasonable jury could return a verdict for the nonmov-
ing party.” Carmody v. Bd. of Trs. of Univ. of Ill., 893 F.3d 397,
401 (7th Cir. 2018) (internal quotation marks omitted). “[A]
court may not make credibility determinations, weigh the
evidence, or decide which inferences to draw from the facts;
these are jobs for a factfinder.” Payne v. Pauley, 337 F.3d 767,
770 (7th Cir. 2003). When ruling on a motion for summary
judgment, we, like the district court, view the record in the
light most favorable to the nonmoving party. Id. However,
“inferences that are supported by only speculation or conjec-
ture will not defeat a summary judgment motion.” Carmody,
893 F.3d at 401 (internal quotation marks omitted).
No. 18-1321 19
A.
Before we address the merits of Mr. Johnson’s specific
substantive due process claims,40 we first outline the general
contours of the constitutional protections he asserts. In
DeShaney v. Winnebago County Social Services Department, 489
U.S. 189 (1989), the Supreme Court determined that the Due
Process Clause of the Fourteenth Amendment “generally
confer[s] no affirmative right to governmental aid, even
where such aid may be necessary to secure life, liberty, or
property interests of which the government itself may not
deprive the individual.” Id. at 196. “[N]othing in the lan-
guage of the Due Process Clause,” said the Court, “requires
the State to protect the life, liberty, and property of its citi-
zens against invasion by private actors.” Id. at 195. Instead,
“[t]he Clause is phrased as a limitation on the State’s power
to act, not as a guarantee of certain minimal levels of safety
and security.” Id.
DeShaney does note, however, that “in certain limited cir-
cumstances[,] the Constitution imposes upon the State af-
40 In his reply brief, Mr. Johnson argues that the State violated his rights
to procedural due process because it did not follow its procedures when
committing him. Mr. Johnson forfeited this argument by raising it for the
first time on appeal and in his reply brief. See Williams v. Dieball, 724 F.3d
957, 961 (7th Cir. 2013) (“[A] party may not raise an issue for the first
time on appeal.”) (quoting Fednav Int’l Ltd. v. Cont’l Ins. Co., 624 F.3d 834,
841 (7th Cir. 2010)). Mr. Johnson’s attempt to shoehorn this argument
into the voluntariness analysis, see Reply Br. 2 (“Johnson’s confinement
was not voluntary because he was denied all procedural due process
rights” (bold omitted)), does not affect the result: as discussed above, the
voluntary nature of Mr. Johnson’s commitment is not a question we need
to decide.
20 No. 18-1321
firmative duties of care and protection with respect to par-
ticular individuals.” Id. at 198. First, due process rights arise
when there is a special relationship between the government
and the individual. Second, the state is constitutionally obli-
gated to provide aid where it has created the danger.
Mr. Johnson submits that both exceptions apply. He con-
tends that Dr. Macherey and Nurse George can be liable un-
der the special relationship exception because he was “not
free to leave MHC’s custody.”41 Moreover, he argues that
Nurse George affirmatively placed him in a danger he oth-
erwise would not have faced.
1.
“When a state actor … deprives a person of his ability to
care for himself by incarcerating him, detaining him, or in-
voluntarily committing him, it assumes an obligation to pro-
vide some minimum level of well-being and safety.” Col-
lignon v. Milwaukee Cty., 163 F.3d 982, 987 (7th Cir. 1998) (ci-
tations omitted). This obligation includes meeting the per-
son’s medical needs while he is in custody. Id. at 988–89.
To determine whether the state provided adequate care,
the Supreme Court requires that we “make certain that pro-
fessional judgment in fact was exercised.” Youngberg v. Ro-
meo, 457 U.S. 307, 321 (1982) (internal quotation marks omit-
ted). This review is deferential: a professional’s decision42 “is
41 Appellant’s Br. 34.
42The Court defined a professional as “a person competent, whether by
education, training or experience, to make the particular decision at is-
sue” and contemplated that someone with a degree in medicine or nurs-
ing was such a person in the case of treatment decisions. Youngberg v.
Romeo, 457 U.S. 307, 323 n.30 (1982).
No. 18-1321 21
presumptively valid” and “liability may be imposed only
when the decision by the professional is such a substantial
departure from accepted professional judgment, practice, or
standards as to demonstrate that the person responsible ac-
tually did not base the decision on such a judgment.” Id. at
323.
In a medical context, the Youngberg professional judg-
ment standard first requires that the plaintiff show that his
medical need was objectively serious. Collignon, 163 F.3d at
989. Then, the plaintiff must prove that the treatment deci-
sion was a substantial departure from the accepted profes-
sional standard.43 Id. A plaintiff does so by establishing “(1)
that the professional knew of the serious medical need, and
(2) disregarded that need.” Id. Knowledge can be proved if
the trier of fact can conclude the plaintiff’s medical need was
“obvious.” Id. Disregard of that need can be proved “only if
the professional’s subjective response was so inadequate that
it demonstrated an absence of professional judgment, that is,
43 Mr. Johnson submits that the professional judgment standard “re-
quires a showing of something more than negligent wrongdoing but
something less than intentional wrongdoing—something akin to crimi-
nal recklessness.” Appellant’s Br. 31. Although we have used this lan-
guage when describing the deliberate indifference standard, see Col-
lignon, 163 F.3d at 988, determining that Dr. Macherey or Nurse George
violated Mr. Johnson’s substantive due process rights requires the more
specific professional judgment standard, which applies to professionals
like “physicians, psychiatrists, and nurses within their area of profes-
sional expertise.” Id. at 989. We have been clear that this standard asks
whether the medical professional substantially departed from accepted
professional standards. See King v. Kramer, 680 F.3d 1013, 1018–19 (7th
Cir. 2012).
22 No. 18-1321
that no minimally competent professional would have so re-
sponded under those circumstances.” Id.44
2.
The state-created danger exception to the rule in
DeShaney is also well established.
44 Dr. Macherey and Nurse George argue that we need not consider
whether the evidence establishes the special relationship exception to
DeShaney’s general rule. According to Dr. Macherey and Nurse George,
Mr. Johnson voluntarily committed himself to MHC and, therefore, the
special relationship exception is inapplicable here. Courts generally
agree that individuals who voluntarily admit themselves to a state-run
mental health facility do not have substantive due process rights simply
because they are in the state’s custody. See, e.g., Campbell v. State of Wash-
ington DSHS, 671 F.3d 837, 843 (9th Cir. 2011) (“Mere custody, however,
will not support a special relationship claim where a person voluntarily
resides in a state facility under its custodial rules.” (internal quotation
marks omitted)); Torisky v. Schweiker, 446 F.3d 438, 446 (3d Cir. 2006)
(“[A] custodial relationship created merely by an individual’s voluntary
submission to state custody is not a ‘deprivation of liberty’ sufficient to
trigger the protections of Youngberg.”); Brooks v. Giuliani, 84 F.3d 1454,
1466–67 (2d Cir. 1996) (holding there was no “duty to exercise profes-
sional judgment” because the plaintiffs were not under a “state-imposed
restraint” (internal quotation marks omitted)).
We have not addressed directly the extent to which the voluntariness
of one’s committal to the state’s custody bears on due process rights un-
der DeShaney. Like the district court, we do not need to determine
whether a voluntary commitment can be de facto involuntary for the
purposes of the Due Process Clause or whether Mr. Johnson’s commit-
ment was functionally involuntary. As we will discuss later, even if
Mr. Johnson has due process rights under the special relationship excep-
tion, he cannot show that Dr. Macherey and Nurse George deprived him
of those rights.
No. 18-1321 23
We have established a three-part test for such claims.
King ex. rel King v. E. St. Louis Sch. Dist. 189, 496 F.3d 812,
817–18 (7th Cir. 2007).45 First, “the state, by its affirmative
acts, must create or increase a danger faced by an individu-
al.” Id. at 818. Second, “the failure on the part of the state to
protect an individual from such a danger must be the prox-
imate cause of the injury to the individual.” Id. Third, “the
state’s failure to protect the individual must shock the con-
science.” Id. “Only ‘the most egregious official conduct’ will
satisfy this stringent inquiry. Making a bad decision, or even
acting negligently, does not suffice to establish the type of
conscience-shocking behavior that results in a constitutional
violation.” Jackson v. Indian Prairie Sch. Dist. 204, 653 F.3d
647, 654–55 (7th Cir. 2011) (quoting Cty. of Sacramento v. Lew-
is, 523 U.S. 833, 846 (1998)) (citation omitted). Unlike the spe-
cial relationship exception, custody or lack thereof plays no
role in the state-created danger analysis. See Martin v.
Shawano-Gresham Sch. Dist., 295 F.3d 701, 708 (7th Cir. 2002).
B.
Turning to Mr. Johnson’s claims against Dr. Macherey,
Mr. Johnson contends that Dr. Macherey provided inade-
quate medical care, in violation of his due process rights, by
45 In King ex. rel King v. E. St. Louis Sch. Dist. 189, 496 F.3d 812, 817 n.3
(7th Cir. 2007), we noted that the circuits apply the state-created danger
doctrine differently. We determined that the variations among the cir-
cuits did not “reflect fundamental doctrinal differences” because all ap-
proaches limit liability to “conduct that violates an individual’s substan-
tive due process rights” by being “arbitrary in the constitutional sense,
i.e., shocks the conscience.” Id.
24 No. 18-1321
removing him from 1:1 observation status. Analyzed under
either of the exceptions to the DeShaney rule, our inquiry is
basically the same: whether Dr. Macherey knew that
Mr. Johnson suffered from an objectively serious condition
and whether Dr. Macherey responded to that knowledge in
a way “no minimally competent” medical professional
“would have so responded under those circumstances.” Col-
lignon, 163 F.3d at 989 (reviewing actions under professional
judgment exception); Jackson, 653 F.3d at 654–55 (observing
that a “bad decision” does not suffice to show a state-created
danger; instead, when “public officials have time for rea-
soned deliberation in their decisions, the officials’ conduct
will only be deemed conscience shocking when it ‘evinces a
deliberate indifference to the rights of the individual’” (quot-
ing King ex rel. King, 496 F.3d at 819)).46 No one disputes that
Mr. Johnson’s medical condition was objectively serious or
that Dr. Macherey knew of Mr. Johnson’s condition. Thus,
we focus on whether no minimally competent medical pro-
fessional would have removed Mr. Johnson from 1:1 care.
We conclude that no reasonable fact finder could find that
Dr. Macherey’s decision was outside the bounds of a compe-
tent medical professional’s judgment.
Mr. Johnson points to several facts that, in his view,
would support a jury’s determination that Dr. Macherey
failed to exercise the constitutionally required level of pro-
fessional judgment. First, Mr. Johnson expressed his wish to
46 See Appellant’s Br. 30 (noting that “[u]nder either standard, a claim
against a health care provider acting within his or her area of expertise
requires a showing that the provider failed to exercise ‘professional
judgment’” and citing Collignon).
No. 18-1321 25
harm himself at least six to eight times while at MHC, in-
cluding two days prior to his removal from 1:1 observation.
Second, on the day after his arrival at MHC, Mr. Johnson
managed to find a metal object and briefly insert it into his
pants, stating that “he wanted to die” and that “[i]t hurts.”47
Third, at the time he was removed from 1:1 care, Mr. John-
son’s nurses documented that he was depressed, was over-
whelmed, and still demonstrated loose associations. Similar-
ly, Mr. Johnson had not yet met his treatment plan’s goal of
showing reality-based thinking without auditory hallucina-
tions when he was removed from 1:1 care. Fourth, one of
Mr. Johnson’s caregivers at MHC, Nurse Rimmer, testified
that she disagreed with the decision to remove Mr. Johnson
from 1:1 care but was not asked her opinion prior to the de-
cision. Likewise, Mr. Johnson’s expert opined that it was
“premature” to remove Mr. Johnson from 1:1 observation
and that Mr. Johnson should have remained on that status
for “another couple of weeks” and not a “matter of a couple
of days.”48 Fifth, Nurse Rimmer testified that, after the inci-
dent, one of her supervisors said that the physicians had
concerns about the cost of 1:1 observations.49 Sixth, Dr. Ma-
47 R.69-6 at 14 (Azcueta Dep. 48:11–49:11).
48 R.79-11 at 34–35 (Dunn Dep. 118:05–07, 120:10–13).
49 This is an out of court statement offered for the truth of the matter as-
serted. We do not need to determine whether it falls outside of the defi-
nition of hearsay or within an exception to the hearsay rule because,
even accepting that costs were a consideration, Mr. Johnson cannot show
that no minimally competent medical professional would have removed
him from 1:1 care. See Petties v. Carter, 836 F.3d 722, 730 (7th Cir. 2016)
(noting that “cost of treatment is a factor in determining what constitutes
adequate, minimum-level care” as long as medical personnel do not
(continued … )
26 No. 18-1321
cherey described in his own testimony that people with bi-
polar disorder can have periods of fairly stable behavior. Fi-
nally, Mr. Johnson first harmed himself just sixty hours after
being discharged from his prior voluntary stay at MHC in
February.
We must assess the record in the light most favorable to
Mr. Johnson, the nonmovant. We therefore accept the facts
proffered by Mr. Johnson and make all reasonable inferences
from those facts. But we do not ignore the other evidence
suggesting that at least some minimally competent doctors
would have, like Dr. Macherey, removed Mr. Johnson from
1:1 observation status. Over the course of his care at MHC,
Mr. Johnson underwent frequent assessments, and his medi-
cal team noted several facts indicating an improving condi-
tion, including that (1) after stating that he still wished to
remove his genitals on the morning of March 14, Mr. John-
son stopped mentioning that he intended to harm himself
and denied, on multiple occasions to different MHC staff,
that he had any harmful ideations; (2) during a March 15
treatment meeting with his treatment team, Mr. Johnson was
cooperative, articulated a desire for therapy, was future-
oriented, exhibited organized thinking, and identified per-
sonal strengths and goals; (3) starting on March 15,
Mr. Johnson reported multiple times that his hallucinations
were becoming cloudy and less troublesome; (4) on the night
of March 15, Mr. Johnson reported that his medications were
working; (5) on the day he was removed from 1:1 care,
( … continued)
“simply resort to an easier course of treatment that they know is ineffec-
tive”).
No. 18-1321 27
March 16, Mr. Johnson had denied any ideations of
self-harm for almost two days; (6) over time, Mr. Johnson
began to show a brighter affect and engage positively with
other patients in the unit; and (7) Mr. Johnson had started
sleeping better and eating more.
Dr. Macherey, moreover, did not make the decision to
remove Mr. Johnson from 1:1 observation unilaterally;
Dr. Harding concurred with Dr. Macherey’s assessment that
Mr. Johnson had improved enough to be removed from 1:1
observation and other members of Mr. Johnson’s treatment
team did not object to Dr. Macherey’s decision. Mr. John-
son’s own expert, despite his ultimate conclusion that re-
moving Mr. Johnson from 1:1 care was premature, also testi-
fied that the intrusive nature of 1:1 observation can be harm-
ful to the patient, that there are no established standards in
the field of psychiatry for the use of 1:1 observation, and that
removing a person from 1:1 care is a legitimate course of
treatment. Finally, Dr. Macherey’s expert opined that the de-
cision to remove Mr. Johnson from 1:1 care was reasonable.
Dr. Macherey testified that he believed that Mr. John-
son’s condition had improved sufficiently to justify his re-
moval from 1:1 observation. Specifically, Dr. Macherey not-
ed that Mr. Johnson was no longer ignoring his medical
problems, that he had showed an appreciation for his prior
actions, and that he had stopped expressing an intent to
harm himself.
Considering Mr. Johnson’s documented improvement,
the consensus of his treatment team that removing him from
1:1 observation was appropriate, and the recognition that, at
some point, 1:1 care is too restrictive for the patient, a rea-
sonable factfinder could not find that no minimally competent
28 No. 18-1321
doctor would have made the same decision. As we have
said, “evidence that some medical professionals would have
chosen a different course of treatment is insufficient to make
out a constitutional claim.” Petties v. Carter, 836 F.3d 722, 729
(7th Cir. 2016). We make no determination as to whether
Dr. Macherey was negligent; the Due Process Clause re-
quires that Mr. Johnson demonstrate a more egregious lapse
of professional performance. See Pyles v. Fahim, 771 F.3d 403,
409 (7th Cir. 2014); Jackson, 653 F.3d at 654–55. The district
court correctly granted summary judgment in favor of
Dr. Macherey on Mr. Johnson’s constitutional claim.
C.
We next examine Mr. Johnson’s constitutional claim
against Nurse George. He submits two theories of liability.
First, he argues that Nurse George violated his due process
rights by providing inadequate medical care. Second, he
contends that Nurse George affirmatively placed him in a
position of danger in which he otherwise would not have
been.50 Both theories require, in the end, that Mr. Johnson
establish that Nurse George left the scissors used by
Mr. Johnson to harm himself in his bathroom, despite her
being aware of the specific risks that sharp objects posed to
him. However, on the basis of the record made in the district
court, no reasonable factfinder could determine that Nurse
50 Mr. Johnson did not make this argument before the district court. The
defendants, however, do not argue that Mr. Johnson forfeited his
state-created danger theory by failing to raise it in the district court. Fur-
ther, they have fully briefed the issue before us and presented defenses
at oral argument. Consequently, we will address the argument on ap-
peal.
No. 18-1321 29
George, as opposed to another treating nurse, left the scis-
sors that Mr. Johnson eventually used.
In an action under § 1983, the plaintiff must establish in-
dividual liability. See Estate of Perry v. Wenzel, 872 F.3d 439,
459 (7th Cir. 2017). Thus, Mr. Johnson must be able to estab-
lish Nurse George’s “personal involvement in the alleged con-
stitutional deprivation.” Colbert v. City of Chicago, 851 F.3d
649, 657 (7th Cir. 2017). Before the district court, however,
Mr. Johnson did not argue that there was sufficient evidence
from which a jury could conclude by a preponderance of the
evidence that Nurse George was the nurse who left the scis-
sors in his bathroom. Rather, he simply argued that the dis-
trict court should make a “reasonable inference that a nurse
left her bandage scissors in his bathroom” and maintained,
simultaneously, that Nurse George or Nurse Azcueta or
Nurse Plum left the scissors.51 Mr. Johnson did not point to
any evidence that would allow the jury to winnow the field
from three to one, nor did he otherwise explain how a jury
could choose from among these three possible tortfeasors.
We agree with the district court’s conclusion: the fact “[t]hat
one of three individuals (only two of whom are defendants)
may have left scissors in Johnson’s bathroom is not enough
to establish individual liability.”52
Mr. Johnson did not submit sufficient evidence to estab-
lish that a jury could find by a preponderance of the evi-
dence that Nurse George left scissors in his bathroom. Ac-
cordingly, we must affirm the grant of summary judgment.
51 R.76 at 18, 20 (emphasis added) (capitalization and bold removed).
52 R.88 at 9–10.
30 No. 18-1321
Conclusion
The district court correctly granted the defendants’ mo-
tion for summary judgment. Its judgment is therefore af-
firmed.
AFFIRMED