United States v. Anthony Edwards ( 2009 )


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  •                             In the
    United States Court of Appeals
    For the Seventh Circuit
    No. 08-1124
    U NITED S TATES OF A MERICA,
    Plaintiff-Appellee,
    v.
    A NTHONY D. E DWARDS,
    Defendant-Appellant.
    Appeal from the United States District Court
    for the Northern District of Indiana, Hammond Division.
    No. 2:06 CR 116—Philip P. Simon, Judge.
    A RGUED M AY 6, 2009—D ECIDED S EPTEMBER 14, 2009
    Before E ASTERBROOK, Chief Judge, and P OSNER and
    W OOD , Circuit Judges.
    P OSNER, Circuit Judge. The defendant was convicted by
    a jury of distributing 5 grams or more of crack and was
    sentenced to 108 months in prison. His appeal raises
    several issues.
    After being arrested and jailed, he was given the
    Miranda warnings, and after agreeing to waive his
    Miranda rights was questioned for a quarter of an hour
    2                                               No. 08-1124
    or so and then returned to his cell. Thirty to forty minutes
    after the waiver—which is to say roughly fifteen to twenty-
    five minutes after the completion of the questioning—
    he was returned to the interview room for further ques-
    tioning by another agent. Before beginning, the agent
    showed the defendant the waiver form he had signed
    before the first round of questioning and asked him
    whether he understood his rights, and he replied that he
    did. The form made clear that he could stop the question-
    ing at any time. But he argues that the admissions he
    made during the second round of questioning should not
    have been placed in evidence at the trial because the
    Miranda warnings had not been recited to him before
    the second round began.
    The defendant asks us to adopt a doctrine of “stale-
    ness” that would require readministering the Miranda
    warnings after any break in an interrogation—even, as
    in this case, a very short one—if there is any reason to
    think that the person questioned may have forgotten
    or misunderstood the warnings or thought they had
    lapsed or been unable to claim them because of new
    pressures brought to bear on him after the break,
    though if his statement was coerced this would be
    an independent ground for suppression—coerced confes-
    sions were inadmissible long before the Miranda case.
    The defendant points out that the second interrogation
    was conducted by different officers from the first one
    and that he made inculpatory statements only at the
    second one. And he argues that he was in a frightened,
    emotional state throughout the entire period of the inter-
    rogations.
    No. 08-1124                                               3
    The form that he was read, and signed, included the
    statement that “if you decide to answer questions now
    without a lawyer present, you will still have the right
    to stop answering at any time. You also have the right
    to stop answering at any time until you talk to a lawyer.”
    So if the defendant had not wanted to be questioned
    the second time, he had only to refuse. Of course during
    the 30 or 40 minutes that elapsed between his signing
    the waiver form and the second interrogation, he might
    have forgotten that he had the right to clam up even
    though he had answered questions at the first one. But
    he might, for that matter, have forgotten that he had that
    right if the questioning had lasted for 30 or 40 minutes
    after he was informed of his rights. The logic of his argu-
    ment is that the Miranda warnings should be repeated
    periodically in the course of protracted questioning.
    But such reiteration would convey to the defendant a
    suggestion that he not waive his Miranda rights; it
    would be like saying “Are you really sure you want
    the questioning to continue?”
    The cases do not require that the warnings be repeated
    after an interruption in the questioning, e.g., United
    States ex rel. Patton v. Thieret, 
    791 F.2d 543
    , 547-48 (7th
    Cir. 1986); United States v. Ferrer-Montoya, 
    483 F.3d 565
    , 569 (8th Cir. 2007) (per curiam); United States v.
    Rodriguez-Preciado, 
    399 F.3d 1118
    , 1128-29 (9th Cir. 2005);
    see also Wyrick v. Fields, 
    459 U.S. 42
    , 48-49 (1982) (per
    curiam), even if the interruption is much longer than it
    was in this case. See, e.g., United States v. Diaz, 
    814 F.2d 454
    , 460 and n. 6 (7th Cir. 1987) (several hours); United
    States ex rel. Henne v. Fike, 
    563 F.2d 809
    , 813-14 (7th Cir.
    4                                                 No. 08-1124
    1977) (per curiam) (nine hours); People v. Dela Pena, 
    72 F.3d 767
    , 769-70 (9th Cir. 1995) (nearly fifteen hours);
    Stumes v. Solem, 
    752 F.2d 317
    , 320 (8th Cir. 1985) (nearly
    five hours); Jarrell v. Balkcom, 
    735 F.2d 1242
    , 1253-54 (11th
    Cir. 1984) (three hours). In Thieret the suspect was
    placed in a holding cell between the warnings and the
    defendant’s waiver of his Miranda rights. In Diaz the
    warnings were given at the hotel where the suspect was
    arrested and his inculpatory statements came during
    the subsequent booking. In Fike the warnings were given
    in the evening and the statements the following
    morning, and the warnings and the interrogation were by
    different officers, as they were in Jarrell and in the present
    case. In United States v. Pruden, 
    398 F.3d 241
    , 247-48 (3d Cir.
    2005), roughly 20 hours and a change of location inter-
    vened between warnings and statement and the defendant
    was merely reminded before he made the statement that
    he had received the warnings the previous afternoon.
    The defendant points to a pair of state court cases and
    one district court case as contradicting the decisions we
    have cited, but the intervals in those cases were much
    longer than in the present case. Commonwealth v.
    Wideman, 
    334 A.2d 594
    , 598-99 (Pa. 1975) (12 hours);
    Commonwealth v. Riggins, 
    304 A.2d 473
    , 477-78 (Pa. 1973)
    (17 hours); United States v. Jones, 
    147 F. Supp. 2d 752
    , 761-
    62 (E.D. Mich. 2001) (18 hours).
    Vagueness is the bane of legal reasoning. This case
    presents several examples, beginning with “staleness,” a
    word with no proper application to a statement. What is
    a “stale statement”? Interrogators might try to negate
    the Miranda warnings; had the second interrogator in
    No. 08-1124                                                  5
    this case told the defendant that he must answer his
    questions because a Miranda waiver is forever the
    answers could not have been used in evidence. See Hart
    v. Attorney General, 
    323 F.3d 884
    , 894-95 (11th Cir.
    2003); United States v. Beale, 
    921 F.2d 1412
    , 1435 (11th
    Cir. 1991); United States v. San Juan-Cruz, 
    314 F.3d 384
    , 387-
    89 (9th Cir. 2002). And likewise if, as in Ex parte J.D.H., 
    797 So. 2d 1130
     (Ala. 2001), so much time had elapsed
    between the rounds of questioning—16 days in that
    case—that the agent should have realized that the defen-
    dant might well have forgotten the warnings, and specifi-
    cally the paragraph tucked into the Miranda form that
    entitles a suspect to interrupt the questioning at any
    time and summon a lawyer. Yet even in J.D.H. the
    court emphasized circumstances beyond the long delay
    between interrogations in deciding that the inculpatory
    statement should have been suppressed.
    The practical question is not whether Miranda warnings
    given to a defendant became “stale,” or, though the
    courts love the phrase, whether the “totality of the cir-
    cumstances” indicates that the inculpatory statement
    was made knowingly. It is whether the defendant when
    he gave the statement didn’t realize he had a right to
    remain silent. The Miranda form told him he had that
    right, and the presumption should be that he would
    remember this even if some time had elapsed between
    his receiving the warnings and undergoing the ques-
    tioning that elicited the inculpatory statement. The cases
    do not speak in terms of a presumption but that is the
    practical effect of their reluctance to attach dispositive
    weight to a break in questioning, even when the break is
    6                                               No. 08-1124
    protracted and other circumstances might have made it
    less likely that the defendant would remember that he
    could stop the questioning at any time. The presumption
    can be rebutted but was not in this case.
    The defendant makes the unrelated argument that
    evidence of prior criminal activity by him should not
    have been admissible at the trial. Rule 404(b) of the evi-
    dence rules forbids the use of such evidence to establish
    a person’s propensity to commit crimes but permits it
    “for other purposes, such as proof of motive, opportunity,
    intent, preparation, plan, knowledge, identity, or absence
    of mistake or accident.” The government’s principal
    witness was a drug dealer named Beagle who testified
    that, working as a government informant, he had
    arranged to make a controlled purchase of drugs from
    the defendant. There was conflicting testimony about
    whether the defendant had drugs with him when
    arrested upon arriving at Beagle’s house, where the
    purchase was to take place. But Beagle testified in detail
    about the procedures used when the defendant had
    sold drugs to him on previous occasions—how the sale
    would be set up, where it would take place, and so
    forth—and that he had followed the same procedures
    in the transaction for which the defendant was being
    prosecuted, though the defendant was arrested before
    the sale took place. The earlier sales were of course crimi-
    nal too, but they were not charged in the present case.
    The parties duel over whether the evidence of these
    sales was nevertheless admissible under the “intricately
    related” or “inextricably intertwined” gloss on Rule 404(b),
    No. 08-1124                                                7
    despite our criticism of these tongue-twisting formulas
    in United States v. Taylor, 
    522 F.3d 731
     (7th Cir. 2008).
    The rule lists purposes for which evidence of prior
    crimes may be presented, but the list is illustrative
    rather than exhaustive because the rule forbids only
    the use of prior-crimes evidence to show that since the
    defendant committed crimes in the past, probably he
    committed the crime of which he is now accused, or that
    since he’s a criminal the jury might as well resolve
    any doubts about his guilt against him. To satisfy
    Rule 404(b), all the government need show is a purpose
    other than to establish the defendant’s propensity to
    commit crimes. 
    Id. at 735-36
    . The fact that prior-crimes
    evidence is “inextricably intertwined” with or “intricately
    related” to (and are these the same tests or different?—who
    knows?) the charge in the case at hand is neither here
    nor there, if indeed any meaning can be assigned to such
    terms.
    Some cases restate the test for admissibility as whether
    the prior-crimes evidence is needed to “complete the
    story” or “tell a complete story” of the crime with which
    the defendant is charged, e.g., United States v. Gilmer,
    
    534 F.3d 696
    , 705 (7th Cir. 2008); United States v. Ramirez,
    
    45 F.3d 1096
    , 1102 (7th Cir. 1995); United States v.
    Quinones, 
    511 F.3d 289
    , 309 (2d Cir. 2007), or to fill a
    “conceptual void.” E.g., United States v. Gilmer, 
    supra,
     
    534 F.3d at 705
    ; United States v. Wantuch, 
    525 F.3d 505
    , 517 (7th
    Cir. 2008); United States v. Gougis, 
    432 F.3d 735
    , 742 (7th
    Cir. 2005). But these formulas, too, lack clarity. We
    recall Holmes’s admonition to think things not words, by
    which he meant that the words judges use to state
    8                                                    No. 08-1124
    a legal doctrine should be transparent to the goals or
    policies or concerns that animate the doctrine. So in
    this case the focus of inquiry should be on whether
    the prior-crimes evidence is relevant (other than to show
    propensity, which may be relevant to guilt, but is imper-
    missible as evidence) to an issue in the case, and,
    if so, whether the probative weight of the evidence is
    nevertheless substantially outweighed by its prejudicial
    effect or by its propensity to confuse or mislead the
    jury. Fed. R. Evid. 403; see Old Chief v. United States,
    
    519 U.S. 172
    , 182 (1997); United States v. Dunkin, 
    438 F.3d 778
    , 780 (7th Cir. 2006); Advisory Committee Note
    to 1972 Proposed Rules, Rule 404(b).
    So did Beagle’s previous drug purchases from the
    defendant bolster the government’s case that it had
    arrested the defendant in the course of a drug sale?
    They did. There was disagreement over whether the
    defendant had had drugs in his possession when he
    was arrested. The previous purchases substantiated
    Beagle’s testimony that he had arranged the meeting
    with the defendant to buy drugs from him. His past
    transactions with the defendant had followed a familiar
    pattern: He would call the defendant to set up the meet-
    in g . T h e d e f en d a n t w o u l d u s u a l l y b e l a t e ,
    prompting a second phone call by Beagle. The defendant
    would park in the alley behind Beagle’s house, and if
    Beagle didn’t approach the car immediately upon his
    arrival the defendant would drive away and Beagle
    would have to call the defendant on the latter’s cell
    phone to summon him back. When the defendant
    No. 08-1124                                               9
    returned, he would give Beagle the drugs. This scenario
    unfolded as usual in the run up to the defendant’s
    arrest except for Beagle’s not coming out of his house to
    take possession of the drugs; the defendant was
    arrested before that final step.
    All prior-crimes evidence is prejudicial; otherwise
    there would be no need for Rule 404(b). But the judge
    did not abuse his discretion in ruling that the admission
    of the evidence in this case passed muster, for without
    it the jury might have thought that Beagle had fabricated
    a planned drug sale in order to curry favor with the
    government.
    Another unfortunate bit of legal jargon has insinuated
    itself into the appeal. The defendant accuses the gov-
    ernment of having “vouched for” the truthfulness of two of
    its witnesses—Beagle and an officer who testified that
    he saw a bag containing an off-white rock-like substance
    fly off the defendant’s person during the arrest and that
    when the defendant was later removed from the police
    car the officer saw additional bags containing a similar-
    looking substance lying at the defendant’s feet. The
    prosecutor in his closing argument asked the jury rhetori-
    cally “what possible reason does he [the officer] have to
    risk his career?” by testifying falsely. And he asked Beagle
    on direct examination what would happen to his plea
    agreement if he didn’t testify truthfully and he replied
    that “they could throw it out,” in which event he
    would “be looking at more time” in prison.
    What “vouching for” means in this context is telling or
    hinting to the jury that the prosecutor has reasons un-
    10                                                 No. 08-1124
    known to it for believing that a government witness is
    telling the truth. E.g., United States v. Young, 
    470 U.S. 1
    , 18-
    19 (1985); United States v. Morris, 
    498 F.3d 634
    , 642 (7th
    Cir. 2007); United States v. Brown, 
    508 F.3d 1066
    , 1075-76
    (D.C. Cir. 2007). A number of cases suggest that there is
    another form of vouching as well—the prosecutor’s
    expressing his personal belief in the witness’s truth-
    fulness, thus “plac[ing] the prestige of the government
    behind the witness.” E.g., United States v. Anderson, 
    303 F.3d 847
    , 855 (7th Cir. 2002). It is unclear how different
    that is from the first form of vouching. The jurors know
    that the prosecutor wants a conviction; otherwise the
    charges would have been dismissed. Unless jurors revere
    prosecutors, the only reason for a juror to accept the
    prosecutor’s expression of a personal belief in the
    witness’s truthfulness is that the juror thinks the belief
    is based on something the prosecutor knows and the
    jurors do not—there is no improper “vouching” if the
    prosecutor merely reminds the jury of evidence
    presented at the trial that tends to show that a witness
    was telling the truth. Improper vouching is trying to
    bolster a witness’s believability with “evidence” that
    was not presented and may well not exist.
    The question the prosecutor asked Beagle about the
    possible consequences of his lying was innocent. It merely
    probed Beagle’s understanding of the consequences of
    lying on the stand. The prosecutor was not implying that
    he had secret information that Beagle would have been
    afraid to lie because of the consequences if he did. The
    case law allows the government to present evidence that
    No. 08-1124                                                11
    plea deals are conditioned on truthful testimony. E.g.,
    United States v. Morris, 
    supra,
     
    498 F.3d at 642-43
    ; United
    States v. Renteria, 
    106 F.3d 765
    , 767 (7th Cir. 1997); United
    States v. Hansen, 
    434 F.3d 92
    , 101 (1st Cir. 2006). One
    case breaks from this pattern, United States v. Brooks,
    
    508 F.3d 1205
    , 1210 (9th Cir. 2007), but the other cases on
    which the defendant relies are distinguishable from
    the present one because in them the prosecutor went
    beyond just asking the defendant what he thought the
    consequences of lying would be. See United States v. Carroll,
    
    26 F.3d 1380
    , 1389 (6th Cir. 1994); United States v. Kerr,
    
    981 F.2d 1050
    , 1053 (9th Cir. 1992); United States v. Francis,
    
    170 F.3d 546
    , 550-51 (6th Cir. 1999).
    The prosecutor’s rhetorical question about the agent’s
    jeopardizing his career by lying about the drugs he
    found in order to frame the defendant presents a more
    difficult issue. It could be thought just an appeal to the
    jurors’ common sense. Jurors know that a witness takes
    an oath to tell the truth, and they doubtless have heard
    of the crime of perjury, so they might wonder on their
    own what motive a police officer would have for lying
    under oath, since it could get him into trouble. But
    when the prosecutor explicitly invites such a specula-
    tion, jurors may infer that the government fires officers
    who lie under oath (even though they are lying to help
    the government’s case), or prosecutes them, so that an
    officer who lies is indeed jeopardizing his career or his
    liberty even if he thinks he is helping the prosecu-
    tion—and no evidence to that effect was presented.
    We do not want to encourage lawyers to bring in a
    parade of witnesses to testify to how often police
    12                                              No. 08-1124
    officers lose social or professional standing because of
    dishonest testimony. Were such evidence required, testi-
    mony that Beagle stood to lose the benefit of his plea
    bargain could also be thought impermissible vouching
    because no evidence was presented on how frequently
    plea bargains are renegotiated or withdrawn after the
    government’s informant testifies. An entire category of
    argument—that the jury should ask what a witness can
    lose by lying, and should believe those witnesses with a
    lot to lose and disbelieve those (such as defendants)
    who can get off the hook by perjury—might be ruled out.
    For there is never evidence about how often these
    gains and losses occur and whether this understanding
    of human motivation is supported by social-science
    research.
    Still, there is a difference between the two questions—the
    actual to Beagle and the rhetorical to the officer. The
    question put to Beagle was merely intended to elicit
    the fact that his plea agreement had been conditioned on
    his testifying truthfully. Not even a glancing reference
    was made to the probability that Beagle would be pun-
    ished if he lied; an estimate of that probability was left
    to the common sense of the jury. The question about the
    officer—a question put not to him but to the jury and
    unmistakably rhetorical in character (the jury was not
    being invited to answer it)—“what possible reason
    does he have to risk his career?”—implied that the prose-
    cutor had an undisclosed reason to believe that the con-
    sequences if the officer lied would be sufficiently grave
    to guarantee that he would testify truthfully.
    No. 08-1124                                               13
    Perhaps impelled by cases like United States v. Johnson-
    Dix, 
    54 F.3d 1295
    , 1304-05 (7th Cir. 1995); United States
    v. Badger, 
    983 F.2d 1443
    , 1451 (7th Cir. 1993), and United
    States v. Boyd, 
    54 F.3d 868
    , 871-72 (D.C. Cir. 1995), which
    disapprove of comments that make such an insinuation,
    the government confesses that the prosecutor’s comment
    about the officer’s motives was improper, but points out
    that it was harmless. The critical evidence of the defen-
    dant’s having drugs with him in his encounter with
    Beagle was the latter’s testimony. It is true that Beagle,
    huddled in his basement while the defendant was
    being arrested, did not see the drugs. But his testimony
    that he had arranged to buy drugs from the defendant
    was strongly supported not only by his testimony about
    his previous dealing with the defendant but also by
    records of more than a hundred phone calls from
    Beagle’s home telephone to the defendant’s cell phone
    and the defendant’s confession at the police station,
    which he now denies having made, that it was indeed
    a drug deal that the police interrupted.
    The last issue concerns the sentence. When arrested,
    the defendant had $765 in cash on his person. The
    judge inferred that he had received the money in a previ-
    ous sale of crack cocaine. On this assumption, the
    judge had solid grounds for adding 12.75 grams to the
    amount of crack that other evidence (including evidence
    of 10 grams in prior sales to Beagle) showed that the
    defendant either had sold or had possessed with intent
    to sell. The result of the addition (since the supposed
    earlier sale was, if it really took place, “relevant conduct”
    within the meaning of the sentencing guidelines) was
    a higher guidelines sentencing range (108 to 135 months).
    14                                              No. 08-1124
    The defendant testified that he had received the money
    from the sale of a minivan. But he also testified that the
    minivan had no license plates, that title had never been
    transferred to him, and that the vehicle had never been
    registered in his name; and this made it impossible to
    verify his having sold, or for that matter ever owned or
    possessed, a minivan. And so the prosecutor asked the
    judge to disbelieve the defendant’s story, and the
    judge obliged.
    That was fine, as far as it went. But the defendant
    argues that even if his testimony was false, the prosecu-
    tion should have been required to present evidence of
    what the true source of the money was. We think that’s
    true in this case, though not because it is always
    improper to satisfy a burden of proof by discrediting
    an opposing party’s evidence. Suppose it were certain
    that the $765 was the proceeds of the sale either of a
    Luna moth or of a minivan. If the seller testified that it
    was a minivan, and his testimony was discredited, the
    trier of fact could infer that the object that had been
    sold was the moth, for there would be no alternative
    hypothesis. United States v. Hyde, 
    448 F.2d 815
    , 831-32 (5th
    Cir. 1971), discussed a situation in which it was known
    that one of two criminal defendants was guilty of a
    crime, so proof of one defendant’s guilt exonerated the
    other. And Clausen v. M/V New Carissa, 
    339 F.3d 1049
    , 1057
    (9th Cir. 2003), allowed evidence of “differential diagno-
    sis,” a technique for identifying the cause of a medical
    problem by eliminating all the alternative possible causes.
    The falsity of the defendant’s testimony makes rea-
    sonably clear that the $765 was proceeds of an illegal
    No. 08-1124                                                  15
    transaction of some sort, but does not show that it was
    proceeds from selling crack. For all one knows, the defen-
    dant sold other illegal drugs (he had been convicted in
    the past of possession of marijuana) or other contraband,
    such as guns, but did not want to acknowledge other
    illegal behavior, which he might have thought would
    get him into even worse trouble than he was in.
    In this case as generally, the fact that a witness lies about
    one thing doesn’t automatically invalidate all his testi-
    mony. E.g., United States v. Reed, 
    297 F.3d 787
    , 789 (8th Cir.
    2002); United States v. Urban, 
    404 F.3d 754
    , 782 (3d Cir.
    2005); Janigan v. Taylor, 
    344 F.2d 781
    , 784 (1st Cir. 1965). The
    maxim falsus in uno, falsus in omnibus is no longer
    followed, when understood as a rule that a trier of fact
    may or must disbelieve the entirety of a witness’s testi-
    mony if he disbelieves any part of it. Kadia v. Gonzales,
    
    501 F.3d 817
    , 821 (7th Cir. 2007); Allen v. Chicago Transit
    Authority, 
    317 F.3d 696
    , 703 (7th Cir. 2003); Piraino v.
    International Orientation Resources, Inc., 
    137 F.3d 987
    , 991
    n. 2 (7th Cir. 1998); Lambert v. Blackwell, 
    387 F.3d 210
    , 256
    (3d Cir. 2004); United States v. Weinstein, 
    452 F.2d 704
    , 713-
    14 (2d Cir. 1971). As we explained in the Kadia case,
    “anyone who has ever tried a case or presided as a judge
    at a trial knows that witnesses are prone to fudge, to
    fumble, to misspeak, to misstate, to exaggerate. If any
    such pratfall warranted disbelieving a witness’s entire
    testimony, few trials would get all the way to judgment.”
    
    501 F.3d at 821
    .
    Rather, the trier of fact must consider whether, as in
    United States v. Connolly, 
    504 F.3d 206
    , 215-16 (1st Cir.
    16                                              No. 08-1124
    2007), particular falsehoods in a witness’s testimony so
    undermine his credibility as to warrant disbelieving
    the rest of his testimony—or a critical part, such as, in
    the present case, the defendant’s denial that the cash
    found on him when he was arrested was the proceeds of
    a sale of crack. It thus is only the automatic inference
    from disbelief in one part of a witness’s testimony to
    disbelief in the rest that the modern cases reject, with the
    occasional exception, such as United States v. Jackson, 
    3 F.3d 506
    , 510-11 (1st Cir. 1993), which upheld the
    district judge’s inferring that cash was proceeds of a sale
    of cocaine because he disbelieved evidence that it had a
    legal source. But Jackson is inconsistent with United
    States v. Sandridge, 
    385 F.3d 1032
    , 1037-38 (6th Cir. 2004),
    which rejected this form of automatic inference.
    The district judge gave no reason for his belief that the
    $765 had to be proceeds of selling crack. It’s not as if
    $765 were the “list price” of some standard quantity of
    crack. There was no evidence of that. Neither, as in
    United States v. Sepulveda, 
    102 F.3d 1313
    , 1317-19 (1st Cir.
    1996), were marked bills from a known drug transaction
    found. Nor, as in United States v. Keszthelyi, 
    308 F.3d 557
    ,
    577-78 (6th Cir. 2002), was the amount of money found
    so great that, given the defendant’s financial circum-
    stances, it could have derived only from selling crack.
    There is a further problem. The $765 may have been
    money that the defendant had been paid by Beagle for
    previous sales, in which event there was double counting,
    because the entire estimated quantity of the crack that
    he had sold Beagle previously was separately counted
    No. 08-1124                                               17
    in figuring his sentence (the 10 grams we mentioned).
    The government argues that since Beagle had dealt with
    the defendant for only five months, but the defendant
    admitted having dealt crack for at least eight months, his
    “history of selling crack cocaine includes at least three
    months without any sales to Beagle—thus ensuring that
    the $765 did not represent the proceeds of crack sales
    to Beagle” (emphasis in original). But $765 in cash is
    unlikely to have been sitting in the defendant’s pocket
    for months on end.
    Now that the sentencing guidelines are advisory
    rather than mandatory, the judge might have given the
    defendant the same sentence irrespective of the source
    of the $765. The judge knew that the defendant had
    been a dealer for at least eight months, that he had cus-
    tomers other than Beagle, and that only the quantities
    sold to Beagle had been accounted for. Because “in
    arriving at its factual findings, the district court may
    rely on any evidence bearing sufficient indicia of reli-
    ability,” United States v. James, 
    487 F.3d 518
    , 529 (7th Cir.
    2007), he could infer that the defendant’s sales to those
    customers during that period had amounted to at least
    12.75 grams. And when the defendant was arrested, he
    had 17 grams with him. Although this was the
    quantity Beagle had ordered, it greatly exceeded the
    usual quantity he would sell to Beagle. But it shows that
    the defendant had access to considerable quantities of
    crack, and if anything it is unlikely that he would have
    sold a total of only 12.75 grams to multiple customers
    over a three-month period.
    18                                              No. 08-1124
    So the judge could have assumed that the 12.75 grams
    derived from earlier sales of crack, without basing the
    assumption on the $765; and even if he had excluded
    12.75 grams in calculating the guidelines sentencing
    range, he might have decided to sentence the defendant
    as severely as he did. So if we were certain or nearly
    so that the judge would not have imposed a lower sen-
    tence even if he had drawn no inference from the
    $765, there would be no point in remanding the case for
    a new sentencing hearing. But we lack that confidence.
    The judge must have thought the 12.75 grams material;
    why else say as he did that he was crediting the
    presentence investigation report’s calculation? And he
    derived the figure from the $765. Without that quantity
    of grams as relevant conduct, the defendant’s sen-
    tencing range would have dropped to 87 to 108 months,
    though this assumes that the judge in figuring the sen-
    tence used the estimate of drug quantity in the presen-
    tence investigation report (39.75 grams, which included
    the 12.75 grams in question).
    Although the judge said that he “could easily and
    conservatively estimate that the amount of crack was
    between 35 and 50 grams,” the sentence that he im-
    posed—a sentence at the very bottom of what he
    thought the guidelines sentencing range was—suggests
    that he thought the lower end of the 35- to 50-gram
    range a better estimate of the quantity of crack sold
    by the defendant. His decision to impose the
    minimum guidelines sentence suggests a lean toward
    lenity, making it difficult to predict the outcome of a
    new sentencing hearing. In Gall v. United States, 128 S. Ct.
    No. 08-1124                                            19
    586, 597 (2007), the Supreme Court instructed that in
    reviewing a sentence the court of appeals “must first
    ensure that the district court committed no significant
    procedural error, such as failing to calculate (or
    improperly calculating) the Guidelines range.” We
    cannot be confident that the judge did not commit a
    significant error of that kind. We therefore order the
    sentence vacated and the case returned to the district
    court for a further sentencing hearing. The conviction,
    however, is affirmed.
    A FFIRMED IN P ART,
    V ACATED IN P ART, AND R EMANDED.
    9-14-09
    

Document Info

Docket Number: 08-1124

Judges: Posner

Filed Date: 9/14/2009

Precedential Status: Precedential

Modified Date: 9/24/2015

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