United States v. Brian Burnside ( 2009 )


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  •                             In the
    United States Court of Appeals
    For the Seventh Circuit
    No. 08-4135
    U NITED S TATES OF A MERICA,
    Plaintiff-Appellee,
    v.
    B RIAN L. B URNSIDE,
    Defendant-Appellant.
    Appeal from the United States District Court
    for the Central District of Illinois.
    No. 1:07-cr-10110—Joe Billy McDade, Judge.
    A RGUED S EPTEMBER 25, 2009—D ECIDED D ECEMBER 4, 2009
    Before E ASTERBROOK, Chief Judge, and K ANNE and
    S YKES, Circuit Judges.
    K ANNE, Circuit Judge. While on parole for a cocaine
    distribution conviction and following months of police
    investigation, defendant Brian Burnside was arrested
    for possession of a controlled substance. In a search
    incident to his arrest, police found large amounts of
    crack cocaine on Burnside’s person. Police then searched
    Burnside’s residence where they recovered more crack
    2                                             No. 08-4135
    cocaine, cocaine, a handgun, and more than $30,000 in
    cash. A federal grand jury charged Burnside in a one-
    count indictment with possession of more than fifty
    grams of crack cocaine with the intent to distribute. See
    
    21 U.S.C. §§ 841
    (a)(1), (b)(1)(A). Burnside filed a motion
    to suppress evidence, arguing that the officers lacked
    probable cause for his arrest. He also argued that his
    unlawful arrest tainted both the evidence found incident
    to that arrest and the search warrant later obtained. The
    district court denied the motion. Burnside eventually
    pled guilty to the charge and was later sentenced.
    Burnside argues on appeal that the district court errone-
    ously denied the motion to suppress. He also seeks to
    withdraw his guilty plea, arguing that the district
    court judge inappropriately participated in the plea
    colloquy. We find no merit to Burnside’s claims, and
    we affirm.
    I. B ACKGROUND
    Brian Burnside was a crack cocaine dealer. In
    July 2007, Peoria Police Officer Chad Batterham
    received information from two confidential informants
    pertaining to Burnside’s drug activities. Both informants
    identified Burnside as a high-volume crack cocaine
    dealer. The first informant said that Burnside was a
    cocaine dealer in the Peoria area and that he was
    selling several kilograms of cocaine per month. The
    informant also provided a detailed description of
    Burnside’s residence. The second informant knew
    Burnside by his street-name, Shorty Bank Roll. Because
    No. 08-4135                                             3
    of Officer Batterham’s personal knowledge and his
    police experience in Peoria, as well as a detailed
    physical description provided by the informant, he was
    confident Shorty Bank Roll was in fact Burnside. To
    further refine his identification, Officer Batterham asked
    the informant to select a photograph from a photo array
    of six men with similar characteristics. The informant
    chose the photograph of Burnside and identified him
    as Shorty Bank Roll.
    Officer Batterham located the residence described by
    the two informants. He performed a check on the white
    Cadillac parked in the driveway. The car was registered
    to Terry Burnside, Brian Burnside’s brother. In a records
    check on the residence, Officer Batterham discovered a
    police report of a prior burglary in which Terry
    Burnside stated that the house belonged to his brother,
    Brian. Finally, Officer Batterham ran a criminal history
    check on Burnside, which revealed that Burnside was
    currently on parole from a Minnesota conviction for
    distributing cocaine, and that he had five prior felony
    drug convictions.
    In September, 2007, the Peoria Police Department’s
    Vice and Narcotics Unit initiated surveillance of
    Burnside. Officers observed and followed Burnside as
    he left his home. Sergeant Bainter and Officer Miller
    conducted their observation from two separate
    unmarked police vehicles. Both officers saw a woman,
    DeEva Hallam, approach Burnside’s vehicle, lean in for
    approximately thirty to forty seconds, and leave
    carrying a brown plastic grocery bag.
    4                                                 No. 08-4135
    After Hallam left Burnside’s vehicle, Officer Miller and
    Officer Manion 1 saw Hallam throw the bag in a nearby
    dumpster. Officer Miller then stopped Hallam and recov-
    ered the bag. Hallam explained that she received the
    bag from a friend who asked her to throw it away. Officer
    Miller smelled a cocaine hydrochloride odor on the
    bag, which also contained a kilogram wrapper, purple
    rubber gloves, wet paper towels, and soda cans. 2 Addi-
    tionally, he discovered a rock of cocaine clutched in Hal-
    lam’s hand.
    Officer Miller informed Officer Batterham of these
    developments, who, in turn, alerted the team of officers
    following Burnside. When Officers Allenbaugh and
    Armentrout observed Burnside fail to signal a turn, they
    activated the lights on their police vehicle and attempted
    to pull Burnside over; however, Burnside began driving
    erratically, slowing down and then speeding up. It also
    appeared to the officers that Burnside was trying to
    call somebody on his cell phone. Eventually, the officers
    boxed in Burnside, who appeared to attempt to get out
    of the vehicle while it was still moving.
    Believing Burnside was going to flee, officers pulled
    Burnside out of the car, forced him to the ground,
    and placed him in handcuffs. Burnside was arrested for
    possession of a controlled substance and for driving
    1
    Officer Manion arrived shortly after the transaction between
    Burnside and Hallam took place.
    2
    The government’s brief also states that inside the brown
    grocery bag was a plastic bag containing numerous plastic tear-
    offs.
    No. 08-4135                                             5
    without a valid Illinois driver’s license. While searching
    Burnside, Officer Allenbaugh observed an unusual
    “bulge” in Burnside’s pants, which Burnside claimed
    was a hernia. Allenbaugh removed the object and found
    a large plastic bag containing several individual bags
    of crack cocaine.
    Fearing Burnside had by cell phone instructed somebody
    at his residence to destroy any further evidence, officers
    returned to the house. After conducting a protective
    sweep during which no one was found, the officers
    sought and received a search warrant from a magistrate
    judge. The officers relied on all of the evidence received
    up to and through the arrest of Burnside as probable
    cause justification for the warrant.
    Subsequently, the officers searched the house, seizing
    one half of a kilogram of crack cocaine, one full kilogram
    of cocaine, a handgun, and more than $30,000 in cash.
    Burnside now argues that neither of the officers had a
    vantage point from which they could determine if
    Hallam had been carrying the bag prior to approaching
    Burnside’s vehicle. Burnside further asserts that both he
    and Hallam told police that she had been carrying
    two cartons of cigarettes prior to approaching the
    vehicle, and that the two cartons were later found in
    Burnside’s vehicle.
    Burnside also argues that the police did not have proba-
    ble cause to conduct a Terry stop and frisk, or, in the
    alternative, that they exceeded the permissible limits of
    the Terry stop by manipulating and removing the bulge
    in his pants.
    6                                               No. 08-4135
    Finally, Burnside argues that because officers lacked
    probable cause to conduct the Terry stop and frisk, any
    evidence found in the search of the residence thereafter
    was “fruit of the poisonous tree.” He also argues that the
    officers’ failure to include the protective search in the
    warrant application prohibits them from relying on the
    “good faith” exception to the exclusionary rule.
    II. A NALYSIS
    Burnside raises two issues on appeal. First, he argues that
    the district court erred when it denied his motion to
    suppress. Second, he argues that the district court’s
    participation in the plea colloquy constitutes plain er-
    ror. We discuss each argument in turn.
    A. The Motion to Suppress
    When reviewing the district court’s denial of a motion
    to suppress, we review factual findings for clear error
    and legal questions de novo. United States v. Mosby, 
    541 F.3d 764
    , 767 (7th Cir. 2008) (citing United States v.
    Groves, 
    530 F.3d 506
    , 509 (7th Cir. 2008); United States v.
    McIntire, 
    516 F.3d 576
    , 578-79 (7th Cir. 2008)). Mixed
    questions of law and fact are reviewed de novo. United
    States v. Fiasche, 
    520 F.3d 694
    , 697 (7th Cir. 2008). We
    accord special deference to the district court’s credibility
    determinations because the resolution of a motion to
    suppress is almost always a fact-specific inquiry, and it
    is the district court which heard the testimony and ob-
    served the witnesses at the suppression hearing. United
    No. 08-4135                                                  7
    States v. Hendrix, 
    509 F.3d 362
    , 373 (7th Cir. 2007). A factual
    finding is clearly erroneous only if, after considering all
    the evidence, we cannot avoid or ignore a “definite and
    firm conviction that a mistake has been made.” United
    States v. Marshall, 
    157 F.3d 477
    , 480-81 (7th Cir. 1998)
    (internal quotation marks omitted). We find no credible
    reason here to disturb the district court’s denial of the
    motion to suppress. We arrive at that determination
    after considering two substantive issues: (1) whether
    officers had probable cause to arrest Burnside, and prop-
    erly searched Burnside incident to that arrest; and
    (2) whether officers had sufficient probable cause for the
    search warrant.
    1. The Arrest and Search
    The district court found that the officers had probable
    cause to arrest Burnside for possession of a controlled
    substance. Accordingly, it follows, and the court held,
    that the subsequent seizure of crack cocaine from
    Burnside’s pants was lawful.
    Burnside argues (weakly, we think, given the facts of
    this case) that the officers lacked probable cause to arrest
    him. Burnside concedes, as he must, that the police had
    reasonable suspicion to conduct a Terry stop due to his
    failure to signal when turning and because they
    believed he was driving with an invalid driver’s license.
    See Terry v. Ohio, 
    392 U.S. 1
     (1968). But Burnside claims
    that any evidence collected by the police prior to the
    stop was insufficient to arrest him for possession of a
    controlled substance. He also argues that because he was
    8                                               No. 08-4135
    unlawfully arrested, the evidence gathered from him
    during the pat-down subsequent to his arrest must be
    suppressed.
    “The Fourth Amendment prohibits unreasonable
    searches or seizures, and courts exclude evidence
    obtained through an unreasonable search or seizure.”
    Mosby, 
    541 F.3d at 767
    . But see Guzman v. City of Chicago,
    
    565 F.3d 393
    , 398 (7th Cir. 2009) (noting that “[e]xclusion
    is not a necessary consequence of a Fourth Amendment
    violation, and the benefits of exclusion must outweigh
    the costs.” (citing Herring v. United States, 
    129 S.Ct. 695
    ,
    700 (2009))). However, police may arrest an individual if
    they have probable cause to believe that the individual
    engaged in criminal conduct, Mosby, 
    541 F.3d at 767
    , as an
    arrest supported by probable cause is reasonable by its
    very nature, see Atwater v. City of Lago Vista, 
    532 U.S. 318
    ,
    354 (2001) (“If an officer has probable cause to believe
    that an individual has committed even a very minor
    criminal offense in his presence, he may, without
    violating the Fourth Amendment, arrest the offender.”).
    When police conduct a warrantless search, the court
    of appeals makes an independent determination as to
    whether the search was supported by probable cause or
    reasonable suspicion. McIntire, 
    516 F.3d at
    577 (citing
    Ornelas v. United States, 
    517 U.S. 690
    , 697 (1996)). The
    officers’ subjective motivations are irrelevant as long as
    they have probable cause to justify the search and seizure.
    See Whren v. United States, 
    517 U.S. 806
    , 812-13 (1996).
    “[D]etermining whether probable cause exists involves
    a ‘practical, common-sense decision whether, given all
    No. 08-4135                                                9
    the circumstances set forth . . . there is a fair probability
    that contraband or evidence of a crime will be found in a
    particular place.’ ” United States v. Ellis, 
    499 F.3d 686
    ,
    689 (7th Cir. 2007) (quoting United States v. Hines, 
    449 F.3d 808
    , 814 (7th Cir. 2006) (alterations in original)).
    “ ‘Probable cause is a fluid concept based on common-sense
    interpretations of reasonable police officers as to the
    totality of the circumstances’ known at the time the
    event occurred.” Id. at 689 (quoting United States v. Breit,
    
    429 F.3d 725
    , 728 (7th Cir. 2005)). The events leading up
    to an arrest are viewed from the standpoint of an objec-
    tively reasonable police officer. Ornelas, 
    517 U.S. at 696
    .
    We think the police officers in this case were armed
    with more than a sufficient amount of information at the
    time of Burnside’s arrest to constitute probable cause.
    First, the officers were aware of Burnside’s five prior
    felony convictions for the manufacture or delivery of a
    controlled substance. Second, the officers knew that
    Burnside was currently on parole from Minnesota for a
    drug-related offense. Third, Officer Batterham received
    reliable information from two different informants who
    claimed that Burnside was a large-scale drug dealer;
    furthermore, the information supplied by one of the
    informants buttressed and was consistent with Officer
    Batterham’s knowledge of Burnside’s alias, Shorty Bank
    Roll. Fourth, officers observed Burnside participating in
    conduct consistent with drug trafficking. Fifth, after
    Burnside failed to use a turn signal and officers initiated
    the traffic stop, Burnside drove erratically, made a
    hurried call on his cell phone, and appeared to make
    a flight attempt.
    10                                             No. 08-4135
    Burnside argues that the officers did not have a clear
    vantage point from which to witness the alleged drug
    transaction between Burnside and Hallam; therefore, he
    argues that the officers could not conclusively determine
    whether Hallam approached Burnside’s vehicle with the
    brown grocery bag in her hands. Burnside asserts that he
    did not give Hallam the bag, nor the rock of crack cocaine
    later found in her fist, when she leaned into his vehicle.
    Burnside’s arguments miss the mark. As the district
    court noted, the officers did not need to prove an actual
    drug transaction took place. For an arrest, officers only
    need to believe objectively that the conduct observed
    was consistent with drug trafficking. See United States v.
    Brown, 
    366 F.3d 456
    , 458 (7th Cir. 2004). The officers,
    employing even a modicum of common sense, had proba-
    ble cause to conclude that something illegal occurred.
    Moreover, Officers Bainter and Miller were specially
    trained in narcotics enforcement techniques. In forming
    a reasonable belief that a drug transaction occurred,
    they were permitted to view the events through the
    prism of their training and experience. United States v.
    Funches, 
    327 F.3d 582
    , 586 (7th Cir. 2003). Even without
    the suspicious Hallam transaction, the police had
    sufficient probable cause to arrest Burnside.
    Burnside further argues that, even if officers had rea-
    sonable suspicion to perform a Terry stop, they
    impermissibly exceeded those limits when subsequently
    searching him. We need not address this argument,
    however, because the officers had probable cause to
    arrest Burnside. It follows, a fortiori, that the officers’
    seizure of crack cocaine from Burnside incident to his
    No. 08-4135                                                 11
    arrest was lawful. See United States v. Tejada, 
    524 F.3d 809
    ,
    811 (7th Cir. 2008) (citing Chimel v. California, 
    395 U.S. 752
    ,
    763 (1969)).
    Based on the totality of the circumstances the police
    had an objectively reasonable basis to believe a crime
    had been or was being committed. There was sufficient
    probable case to arrest Burnside and to perform the
    search incident to that arrest.
    2. The Search Warrant
    Burnside makes two arguments regarding the validity
    of the search warrant. First, he argues that because the
    officers used information recovered from his arrest in
    the warrant application, the warrant was tainted by such
    information. Therefore, he asserts, any evidence later
    discovered in his home was fruit of the poisonous tree.
    Second, assuming he is correct, Burnside argues that the
    police cannot rely on the good faith exception to the
    exclusionary rule because the police failed to notify the
    judge of the protective sweep performed prior to
    applying for the warrant.
    When we review a district judge’s decision as to
    whether a previously issued warrant was supported by
    probable cause, our review is de novo. See McIntire, 
    516 F.3d at 578
    . However, we give “great deference” to the
    issuing judge’s determination of the existence of probable
    cause. Id.; cf. 
    id. at 577
     (“A magistrate’s ‘determination
    of probable cause should be paid great deference by
    reviewing courts.’ ”) (quoting Illinois v. Gates, 
    462 U.S. 213
    ,
    236 (1983)).
    12                                                 No. 08-4135
    We will affirm a court’s finding of probable cause
    unless the supporting affidavit, in light of the totality
    of the circumstances, “fails to allege specific facts and
    circumstances that reasonably lead to the belief that the
    items sought in the search warrant are likely to be
    located in the place to be searched.” United States v. Hobbs,
    
    509 F.3d 353
    , 361 (7th Cir. 2007) (citing Illinois v. Gates, 
    462 U.S. 213
    , 238 (1983); United States v. Wiley, 
    475 F.3d 908
    ,
    914-15 (7th Cir. 2007)). In determining whether probable
    cause exists, officers may draw reasonable inferences
    about the likely storage location of evidence; these infer-
    ences are based upon the type of offense and the nature
    of the likely evidence. 
    Id.
     (citing Ellis, 
    499 F.3d at 690
    ).
    With regard to drug dealers, evidence is likely to be
    found at the dealers’ residence. 
    Id.
     (citing Ellis, 
    499 F.3d at 691
    ).
    Burnside cannot advance his subsequent search
    warrant arguments, however, because the failure of his
    unlawful arrest premise precludes any further examina-
    tion. Because we find that the police had probable
    cause to arrest Burnside, the officers were permitted to
    include in the warrant application the evidence
    they discovered during the search incident to his arrest.
    Considering the range of evidence, the police pro-
    vided sufficient probable cause, both from their inves-
    tigation and from the search incident to Burnside’s
    arrest, for the magistrate judge to issue a valid warrant
    to search Burnside’s home. Such finding renders the
    protective sweep and attendant good faith argument
    moot because it was never used by police as justification
    for the warrant.
    No. 08-4135                                                 13
    We hold that the issuing state court judge had a sub-
    stantial and legally sufficient basis for concluding that
    probable cause existed to issue the warrant, and that the
    district court’s denial of the motion to suppress
    evidence recovered from the search was proper.
    B. The Plea Colloquy
    Finally, Burnside argues that the district court partici-
    pated in plea negotiations during the change-of-plea
    hearing in violation of Federal Rule of Criminal Procedure
    11(c)(1). Thus, he asserts his guilty plea is tainted, and
    moves to withdraw it. We disagree.
    Because Burnside did not seek to withdraw his guilty
    plea prior to reaching this court, we review Burnside’s
    claim of a Rule 11 violation for plain error. United States v.
    Vonn, 
    535 U.S. 55
    , 59 (2002). To vacate such a plea under
    the plain error standard, we must find that (1) an error
    has occurred; (2) it was “plain”; (3) it affected a sub-
    stantial right of the defendant; and (4) it seriously
    affected the fairness, integrity, or public reputation of the
    judicial proceedings. Johnson v. United States, 
    520 U.S. 461
    , 466-67 (1997).
    “Rule 11(c)(1) categorically prohibits the court from
    participating in plea negotiations between the govern-
    ment and the defendant’s attorney.”3 United States v.
    3
    Federal Rule of Criminal Procedure 11(c)(1) states: “In
    General. An attorney for the government and the defendant’s
    attorney, or the defendant when proceeding pro se, may discuss
    (continued...)
    14                                              No. 08-4135
    Linder, 
    530 F.3d 556
    , 562 (7th Cir. 2008); see also
    United States v. Kraus, 
    137 F.3d 447
    , 452 (7th Cir. 1998).
    “Excluding the judge from the plea discussions serves
    three purposes: it minimizes the risk that the defendant
    will be judicially coerced into pleading guilty, it preserves
    the impartiality of the court, and it avoids any appear-
    ance of impropriety.” Kraus, 
    137 F.3d at 452
    ; see In re
    United States, 
    572 F.3d 301
    , 312 (7th Cir. 2009) (citing
    United States v. O’Neill, 
    437 F.3d 654
    , 660 (7th Cir. 2006)
    (Posner, J., concurring) (commenting that judges in our
    adversarial system do not double as prosecutors)). The
    judge who advocates for a particular plea bargain may
    resent the government or the defendant for disagreeing.
    See In re United States, 
    572 F.3d at 311
    .
    But not all judicial observations expressed with respect
    to plea agreements violate the rule. In fact, the district
    judge should often take an active role. Linder, 
    530 F.3d at 562
    . For example, “once the parties have themselves
    negotiated a plea agreement and presented that agree-
    ment to the court for approval, it is not only permitted
    but expected that the court will take an active role in
    evaluating the agreement.” Kraus, 
    137 F.3d at 452
    ; see
    Fed. R. Crim. P. 11(e)(1) advisory committee note
    (1974 amend.) (“It is contemplated that the judge may
    participate in such discussions as may occur when the
    plea agreement is disclosed in open court.”). This holds
    true even if the agreement is informal and not binding.
    3
    (...continued)
    and reach a plea agreement. The court must not participate in
    these discussions.”
    No. 08-4135                                                         15
    See United States v. Carver, 
    160 F.3d 1266
    , 1269 (10th Cir.
    1998).
    The district court did not violate Rule 11(c)(1) because
    there was no plea negotiation or agreement between
    Burnside and the government. It is impossible for the
    district court to have participated in plea negotiations
    that never happened. The district court judge said, “I
    think the record is clear that there is no cooperation
    agreement between the defendant and the government
    and according to the government [there] never has
    been one and so that’s as the situation stands.” (Tr. at 27.)4
    The record further reveals that the government denied
    Burnside any hope for leniency by declining to file a
    substantial assistance motion,5 noting that Burnside
    repeatedly refused to cooperate. Similarly, the judge
    made it abundantly clear that the court could not force
    the government to negotiate with Burnside over the
    question of whether the government might file a
    motion for substantial assistance on his behalf.6 The
    4
    “Tr.” refers to the transcript of the change of plea hearing.
    5
    
    18 U.S.C. § 3553
    (e) gives the government discretion to make
    a recommendation to the district court judge to sentence a
    defendant below the sentencing guidelines mandatory mini-
    mum due to the defendant’s cooperation and substantial
    assistance.
    6
    Section 3553(e) provides: “Upon motion of the Government, the
    court shall have the authority to impose a sentence below a level
    (continued...)
    16                                                  No. 08-4135
    government stated in open court that it was prepared and
    willing to go to trial and would not make such a motion.
    Although Burnside expressed his desire for the gov-
    ernment to file a substantial assistance motion, he also
    acknowledged that the government did not at any time
    induce him to plead guilty in order to receive it. Burnside,
    with five prior felony drug convictions, is no stranger
    to criminal proceedings; nevertheless, he may have be-
    lieved that, by offering up his guilty plea, the govern-
    ment might feel obligated to reciprocate with a sub-
    stantial assistance motion. Such an unsubstantiated
    belief does not constitute the existence of a plea negotia-
    tion or agreement. Moreover, given the incontrovertible
    fact that a plea agreement with the government did not
    exist, the district court provided Burnside with a recess
    during which he could reconsider his plea with his
    family and his lawyer. We do not see any evidence in
    the record that the district court inappropriately partici-
    pated in a plea negotiation in violation of Rule 11.
    But Burnside also argues that Rule 11(c)(1) can be
    violated when there is in fact no plea agreement,7 and he
    6
    (...continued)
    established by statute as a minimum sentence so as to reflect
    a defendant’s substantial assistance in the investigation or
    prosecution of another person who has committed an of-
    fense.” (emphasis added).
    7
    United States v. Baker, 
    489 F.3d 366
    , 371 n.3, upon which
    Burnside heavily relies, does not help him. First, Baker does not
    control the holding of this court. Second, Burnside quotes
    (continued...)
    No. 08-4135                                                    17
    urges us to find that a Rule 11 violation occurs whenever
    a judge participates in a plea discussion. Specifically,
    he argues that the district court violated Rule 11(c)(1)—
    regardless of the court’s motives and intentions—because
    the district court judge addressed Burnside and his
    counsel regarding the consequences of his plea prior to
    Burnside entering a plea of guilty.
    7
    (...continued)
    Baker in the hopes that we will read his quotation standing
    alone. Footnote 3, however, specifically references the court’s
    use of United States v. Harris, 
    635 F.2d 526
    , 528 (6th Cir. 1980),
    quoting, “ ‘[T]he judge should not participate in the plea bar-
    gaining process.’ ” (emphasis added). Notably, Burnside also
    fails to quote the remainder of footnote 3, which states, “Rule
    11(c)(1) does not merely guard against judicial participation
    in plea discussions when they result in a bargain; it also pro-
    hibits participation that effectively undermines the parties
    reaching a bargain (or a better bargain).” As the quotation
    from Harris and the footnote suggest, Baker is easily distinguish-
    able. In that case, the government and Baker had been at-
    tempting to come to a common ground with respect to the
    plea agreement. The district court unilaterally weighed in the
    day before trial to encourage the parties to come to a plea
    agreement. In doing so, the judge provided comparisons of a
    prior case with a similar fact pattern to indicate how he might
    be able to provide Baker a more attractive sentence if he pled
    guilty. Further, the parties and the court discussed the status of
    the plea negotiation and what the government had offered
    Baker. Not surprisingly, the D.C. Circuit held that the judge
    impermissibly and prejudicially participated in plea negotia-
    tions. In contrast, the district court in this case conducted
    itself as if the parties had no plea agreement—which they did
    not—and there was no plea bargaining process.
    18                                               No. 08-4135
    But Rule 11(c)(1) cannot be read in a vacuum. A principal
    purpose of Rule 11(c) is to prescribe the responsibility
    of the court to ensure that a defendant who pleads
    guilty has made an informed plea. Fed. R. Crim. P. 11
    advisory committee note (1974 amend.). Indeed, the
    district court judge has a duty to make such inquiries
    under Rule 11(c)(1) and other provisions of Rule 11. United
    States v. Frank, 
    36 F.3d 898
    , 901-02 (9th Cir. 1994); see also
    Fed. R. Crim. P. 11(b), (c). For example, the judge must
    “address the defendant personally” before accepting a
    guilty plea to ascertain the defendant’s understanding
    of the charges and penalties and to ensure that the plea
    is voluntary. Fed. R. Crim. P. 11(b), (c); see McCarthy v.
    United States, 
    394 U.S. 459
    , 465-66 (1969). And, before the
    court enters judgment on a guilty plea, the judge must
    inquire and be fully satisfied that there is a factual basis
    for the plea. Fed. R. Crim. P. 11(b). Substantially all of
    the required colloquy occurs prior to the defendant
    actually stating that he pleads guilty. Frank, 
    36 F.3d at 902
    .
    Finally, Rule 11 is not intended to “ ‘establish a series of
    traps for imperfectly articulated oral remarks.’ ” United
    States v. Cano-Varela, 
    497 F.3d 1122
    , 1133 (10th Cir. 2007)
    (quoting Frank, 
    36 F.3d at 903
    ).
    Burnside ignores the fact that a principal purpose of the
    categorical bar against judicial participation in the plea
    bargaining process is to protect the parties against
    implicit or explicit pressure to settle criminal cases on
    terms favored by the judge. 
    Id.
     Here, the district court
    was neither promoting a guilty plea nor a trial. The
    record clearly reflects the fact that the judge informed
    Burnside that without a substantial assistance motion
    No. 08-4135                                                      19
    from the government, he would be sentenced to the
    mandatory minimum of life imprisonment. Burnside
    acknowledged that he heard and understood the judge’s
    statements. The court further communicated the clear
    expectation that the government would not make a sub-
    stantial assistance motion, and Burnside acknowledged
    that fact as well. The court never took a position with
    respect to Burnside’s likelihood of success at trial, with
    or without the evidence Burnside sought to suppress.
    Finally, the court went on to inform Burnside that, if
    he pled guilty, he would be giving up his right to go to
    trial. It is patently obvious to us that the district court
    did not attempt to persuade or coerce Burnside into a
    plea of guilty.
    Burnside advances the after-the-fact argument that,
    because there was no benefit to him from a change of
    plea, the judge’s statements must have induced
    Burnside to plead guilty.8 As previously stated, there is
    no evidence of any such coercion. Rather, the record
    reveals only the district court’s carefully articulated,
    informational dialogue with Burnside concerning the
    various options available to him, along with possible
    consequences of each.
    Finally, Burnside seemingly asserts that, because he
    changed his mind several times during the colloquy,
    8
    This is unlike United States v. Casallas, 
    59 F.3d 1173
    , 1177 (11th
    Cir. 1995), upon which Burnside relies, where the judge con-
    trasted the fifteen-year mandatory minimum sentence that
    the defendant faced by going to trial with the ten-year manda-
    tory minimum that he faced by pleading guilty.
    20                                             No. 08-4135
    concluding with his plea of guilty, there is something of a
    de facto Rule 11(c)(1) violation. This argument is without
    merit. “There is nothing inherently coercive about re-
    quiring a defendant to make a decision—either plead
    guilty or go to trial—so refusing to give a defendant
    more time to mull his option simply does not fall within
    the purview of the rule.” Cano-Varela, 
    497 F.3d at 1133
    (internal quotation marks omitted). Here, the district
    court provided a recess for Burnside to consider the
    consequences of pleading guilty. Later, when Burnside
    again claimed he was confused, the court offered a
    second recess and began to reschedule the hearing for the
    next day. Burnside then changed his mind again. Later,
    when Burnside changed his mind yet another time, the
    court advised, “Now, make sure this is what you want to
    do now because I have been very patient for the past
    30 minutes.” (Tr. 31.)
    We find that the district court judge did not inappro-
    priately influence Burnside’s decision and that no viola-
    tion of Rule 11(c)(1) occurred. Rather, the judge’s com-
    ments were simply an attempt to resolve the incon-
    sistent positions being taken by Burnside. Throughout
    the colloquy, the district court patiently limited its com-
    ments to relevant information of which Burnside should
    have been made aware and considered when making
    his choice.
    III. C ONCLUSION
    Burnside presented no evidence that police officers
    lacked probable cause for his arrest and the subsequent
    search of his home. We therefore find that the district
    No. 08-4135                                            21
    court correctly denied the motion to suppress evidence.
    Likewise, the district court did not violate Rule 11(c)(1)
    during the plea colloquy. Accordingly, we A FFIRM .
    12-4-09