Beth Sweet v. Town of Bargersville ( 2021 )


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  •                              In the
    United States Court of Appeals
    For the Seventh Circuit
    ____________________
    No. 20-2061
    BETH A. SWEET,
    Plaintiff-Appellant,
    v.
    TOWN OF BARGERSVILLE and
    STEVE LONGSTREET,
    Defendants-Appellees.
    ____________________
    Appeal from the United States District Court for the
    Southern District of Indiana, Indianapolis Division.
    No. 1:18-cv-01950-TWP-MJD — Tanya Walton Pratt, Chief Judge.
    ____________________
    ARGUED DECEMBER 7, 2020 — DECIDED NOVEMBER 17, 2021
    ____________________
    Before SYKES, Chief Judge, and BRENNAN and ST. EVE,
    Circuit Judges.
    SYKES, Chief Judge. After a steady buildup of performance
    problems, Beth Sweet lost her job as a customer-service
    representative in the clerk-treasurer’s office in the Town of
    Bargersville, Indiana. Several months before she was fired,
    Sweet criticized Steve Longstreet, the elected clerk-treasurer,
    for reconnecting the utility service of a delinquent customer
    2                                                  No. 20-2061
    who happened to be Longstreet’s wealthy business partner.
    Sweet contends that she was fired for vocalizing her opposi-
    tion to the reconnection, so she sued Longstreet and the
    Town alleging a claim of retaliation in violation of her First
    Amendment right to freedom of speech. Her evidence in
    support of retaliatory motive is paltry—“suspicious timing”
    in the form of a five-month gap between her criticism and
    the termination of her employment; an ambiguous affidavit
    from a fellow employee; and the fact that her former em-
    ployer offered several reasons for her termination rather
    than a single, consistent explanation. The district court held
    that Sweet failed to establish a prima facie case of retaliation
    and entered summary judgment for the defendants. We
    affirm.
    I. Background
    Beth Sweet worked as a customer-service representative
    in the Bargersville clerk-treasurer’s office for almost
    20 years. Throughout most of her employment, Sweet was
    responsible for collecting utility bills and setting up payment
    plans for customers. In 2012 Steve Longstreet was elected to
    the clerk-treasurer position. Three years later, the office
    outsourced collections to a private firm to cut costs, so Sweet
    shifted to a more general customer-service role in which she
    communicated with customers and managed disconnections
    on overdue utility accounts.
    Sweet had generally received positive performance
    reviews until her transition away from collections in 2015.
    After that point, her annual reviews showed a decline in her
    performance. Her 2015 and 2016 reviews, which rated her
    overall performance at 2.6/5.0 and 2.0/5.0 respectively, noted
    that she was argumentative, resistant to change, and disor-
    No. 20-2061                                                  3
    ganized. Those reviews—along with Sweet’s numerous
    write-ups and a journal kept by her supervisor Melissa
    Fraser—documented many specific and recurring problems.
    She failed to learn the new billing system, which her super-
    visors chalked up to her lack of initiative and anger at office
    leadership for outsourcing collections. She refused to cross-
    train fellow employees on processes in which she had exper-
    tise. She regularly clocked in 10–20 minutes before begin-
    ning work, casually passing the time in the breakroom or
    restroom before finally reporting to her desk. Clocking in
    early but not starting her duties meant that she received
    overtime pay for time she didn’t work. And Sweet habitually
    used her work computer and cell phone for personal matters
    during work hours. To top it all off, she bullied a fellow
    employee by accusing her of receiving her job as a favor
    from a Town council member.
    In August 2017 Sweet noticed that Jim Parsetich, a
    wealthy Bargersville resident, had fallen behind on his
    utility payments, so she disconnected his service. Longstreet
    countermanded her decision and reconnected Parsetich’s
    utilities after business hours. Sweet believed that
    Longstreet’s action was influenced by Parsetich’s promi-
    nence in Bargersville and by the fact that the two were
    business partners in a land-development project.
    Sweet vocalized her opposition to Longstreet’s action to
    others in the office. She also confronted him about the
    reconnection and expressed her view that customers should
    be treated uniformly, regardless of their wealth or the extent
    of their property ownership. She testified in deposition that
    Longstreet told her that she could not treat multimillionaires
    the same way as a poor person. Longstreet testified that he
    4                                                       No. 20-2061
    has no recollection of discussing the matter with Sweet and
    that reconnecting Parsetich’s utilities was consistent with his
    general policy of reducing the number of disconnections in
    Bargersville, which he viewed as an unnecessary waste of
    resources.
    Shortly after this incident, Sweet was removed from
    handling disconnections. Later that year, she made a costly
    fee-collection error. She incorrectly informed Jessen Funeral
    Home that it was not required to pay an engineering fee for
    work performed on its property. Her mistake cost the Town
    about $1,000.
    Longstreet fired Sweet in January 2018. She claims that
    he told her the decision to let her go was related to the
    office’s transition to greater use of automation, for which her
    skills were a poor fit. She also contends that Nancy Kehl, the
    deputy clerk-treasurer, later gave her a different explana-
    tion, telling her that the leadership team had decided in late
    November or early December 2017 to fire her because of the
    fee-collection error involving the funeral home.
    Six months after she was fired, Sweet sued Longstreet
    and the Town under 
    42 U.S.C. § 1983
     alleging a violation of
    her First Amendment right to free speech. 1 The claim rests
    on a retaliation theory: Sweet alleges that she was fired for
    objecting to Longstreet’s decision to reconnect Parsetich’s
    utilities.
    1Sweet also raised an age-discrimination claim but has abandoned it on
    appeal.
    No. 20-2061                                                              5
    After lengthy discovery, the district judge entered sum-
    mary judgment for the defendants. 2 She assumed without
    deciding that Sweet’s criticism of Longstreet was constitu-
    tionally protected speech and instead rested her decision on
    the causation element of the claim, ruling that Sweet’s
    evidence of retaliatory motive was insufficient to establish a
    prima facie case. Sweet unsuccessfully sought reconsidera-
    tion, and this appeal followed.
    II. Discussion
    To establish a prima facie case of First Amendment retal-
    iation, a public employee must show that: “(1) she engaged
    in constitutionally protected speech; (2) she suffered a
    deprivation likely to deter her from exercising her First
    Amendment rights; and (3) her speech was a motivating
    factor in her employer’s adverse action” against her.
    Valentino v. Village of South Chicago Heights, 
    575 F.3d 664
    , 670
    (7th Cir. 2009). If the plaintiff produces enough evidence to
    establish each of these elements, the burden shifts to the
    public employer to demonstrate that it would have taken the
    same action regardless of the protected speech. 
    Id.
     Even
    then, the plaintiff can still survive summary judgment by
    2 Neither party mentions the special requirements for holding a munici-
    pality liable under § 1983, which is permissible only when a constitu-
    tional violation occurs as a result of a municipal custom or policy or
    when the violation is committed by an individual with final policymak-
    ing authority. See Monell v. Dep’t of Soc. Servs., 
    436 U.S. 658
     (1978);
    Valentino v. Village of South Chicago Heights, 
    575 F.3d 664
    , 674 (7th Cir.
    2009) (applying Monell to a First Amendment retaliation claim against a
    municipality). We assume without deciding that Longstreet had final
    policymaking authority, thereby making the Town liable for his constitu-
    tional violations. Pembaur v. City of Cincinnati, 
    475 U.S. 469
    , 480 (1986).
    6                                                     No. 20-2061
    producing evidence showing that the employer's proffered
    reason for the action was merely pretextual. 
    Id.
    The district judge held that Sweet failed to carry her bur-
    den on the elements of her prima facie case. We review the
    judge’s order de novo. Flexible Steel Lacing Co. v. Conveyor
    Accessories, Inc., 
    955 F.3d 632
    , 643 (7th Cir. 2020).
    A. Protected Speech
    As we’ve noted, the judge assumed that Sweet’s criticism
    of Longstreet was constitutionally protected speech and
    moved directly to the element of causation. We could take
    the same shortcut; as we will explain, the evidence is insuffi-
    cient to establish retaliatory motive. But we’re skeptical that
    Sweet’s speech was constitutionally protected in the first
    place. For completeness, we turn briefly to the first element
    of the claim.
    “[P]ublic employees do not surrender all their First
    Amendment rights by reason of their employment.” Garcetti
    v. Ceballos, 
    547 U.S. 410
    , 417 (2006). The Amendment protects
    “a public employee’s right, in certain circumstances, to
    speak as a citizen addressing matters of public concern.” 
    Id.
    But it “does not prohibit managerial discipline based on an
    employee’s expressions made pursuant to official responsi-
    bilities.” 
    Id. at 424
    . “[S]peech that owes its existence to a
    public employee’s professional responsibilities” does not
    implicate the employee’s rights under the First Amendment.
    
    Id. at 421
    . “[A]n employee’s speech about misconduct affect-
    ing an area within her responsibility is considered pursuant
    to her employment even when she is not strictly required to
    make it.” Hatcher v. Bd. of Trs. of S. Ill. Univ., 
    829 F.3d 531
    , 539
    No. 20-2061                                                   7
    (7th Cir. 2016), overruled on other grounds by Ortiz v. Werner
    Enters., Inc., 
    834 F.3d 760
     (7th Cir. 2016).
    Sweet’s job duties during the relevant time period in-
    cluded handling utility disconnections. Her criticism of
    Longstreet for reconnecting a delinquent citizen amounted
    to a complaint about possible misconduct in her official area
    of responsibility. Under a straightforward application of
    Garcetti, her criticism of Longstreet was not constitutionally
    protected. Accord Renken v. Gregory, 
    541 F.3d 769
    , 774 (7th
    Cir. 2008) (holding that the speech of a professor who spoke
    out against the funding decisions of a supervisor was made
    pursuant to official duties).
    Sweet deploys a familiar tactic to get around Garcetti: she
    minimizes the scope of her job duties as a customer-service
    representative. Specifically, she claims that it was not her job
    as a low-level employee to confront a high-ranking elected
    official about questions of policy.
    But Garcetti and our precedents do not define job duties
    so narrowly. Spiegla v. Hull, 
    481 F.3d 961
    , 966 (7th Cir. 2007)
    (“focus[ing] on ‘core’ job functions is too narrow after
    Garcetti”). The inquiry is a practical one that goes beyond an
    employee’s formal job description. Garcetti, 
    547 U.S. at
    424–
    25. Simply put, Sweet was responsible for utility disconnec-
    tions, and she criticized her boss over his decision to recon-
    nect a wealthy delinquent customer. Sweet’s speech thus
    “owe[d] its existence to [her] professional responsibilities,”
    
    id. at 421
    , even though she was “not strictly required to
    make it,” Hatcher, 829 F.3d at 539. Because her complaint
    about Longstreet fell within the scope of her official duties,
    her case fails at the first step in the analysis.
    8                                                         No. 20-2061
    B. Causation
    Even if Sweet’s criticism of Longstreet was constitution-
    ally protected, she lacks sufficient evidence to support an
    inference that it was a motivating factor in the termination of
    her employment. As is often the case, Sweet’s evidence of
    retaliatory motive is circumstantial. “Circumstantial evi-
    dence may include suspicious timing, ambiguous oral or
    written statements, or behavior towards or comments di-
    rected at other employees in the protected group.” Long v.
    Teachers' Ret. Sys. of Ill., 
    585 F.3d 344
    , 350 (7th Cir. 2009).
    Sweet argues that the timing of Longstreet’s decision to
    fire her is suspicious. Although “suspicious timing will
    rarely be sufficient in and of itself to create a triable issue,” if
    the employee’s speech and the adverse employment action
    are very close in time, it may be probative of a causal link
    between the two events. Kidwell v. Eisenhauer, 
    679 F.3d 957
    ,
    966 (7th Cir. 2012) (quotation marks omitted).
    Sweet complained about Longstreet’s decision to recon-
    nect Parsetich’s utilities in August 2017, and she was fired
    five months later, in January 2018. That time lapse is simply
    too great to support an inference of retaliatory motive.
    Though there is “no set legal rule[,] … we typically allow no
    more than a few days to elapse between the protected
    activity and the adverse action.” 
    Id.
     In Kidwell we held that a
    two-month gap and a five-week gap were not close enough
    to establish probative suspicious timing. 
    Id. at 967
    . We have
    rejected similar timelines in numerous other cases. 3 See, e.g.,
    3Sweet contends that the district judge relied on a case that was subse-
    quently overruled in holding that her speech and firing were too far
    apart to establish suspicious timing. See Galdikas v. Fagan, 
    342 F.3d 684
    No. 20-2061                                                                9
    Sauzek v. Exxon Coal USA, Inc., 
    202 F.3d 913
    , 919 (7th Cir.
    2000) (three-month gap); Davidson v. Midelfort Clinic, Ltd.,
    
    133 F.3d 499
    , 511 (7th Cir. 1998) (five-month gap). Sweet’s
    criticism of Longstreet was far too distant from the termina-
    tion of her employment to support a causal link between the
    two. A gap of five months is much longer than anything we
    have accepted as evidence of retaliatory motive.
    To salvage this argument, Sweet recasts the timing calcu-
    lation. The relevant timeframe, she contends, is measured
    from the time of her criticism of Longstreet to the time that
    he decided to fire her. This argument relies on Kehl’s state-
    ment that the leadership team decided to fire Sweet as early
    as late November. That would reduce the timing gap to
    three months.
    As reframed, Sweet’s argument has two shortcomings.
    First, even if November rather than January is the relevant
    point in time, we’re left with a three-month gap—still too
    long to support an inference of retaliatory motive. Second, to
    assess whether the employer’s timing is suspicious enough
    to be probative of retaliation, we look to the duration of time
    between the protected speech and the adverse employment
    action itself, not the steps in the decision process that pre-
    ceded it. Kidwell, 
    679 F.3d at
    966–67.
    Sweet argues in the alternative that she suffered an ad-
    verse employment action when she was removed from
    (7th Cir. 2003), overruled in part by Spiegla v. Hull, 
    371 F.3d 928
     (7th Cir.
    2004). We need not address the extent to which Galdikas remains good
    law because other precedent makes clear that the five-month gap
    between Sweet’s speech and termination is too long to infer suspicious
    timing.
    10                                                No. 20-2061
    performing utility disconnections, which occurred shortly
    after her criticism of Longstreet. But a reassignment of job
    responsibilities “is not materially adverse unless it repre-
    sents a significant alteration to the employee’s duties, which
    is often reflected by a corresponding change in work hours,
    compensation, or career prospects.” Koty v. DuPage County,
    
    900 F.3d 515
    , 520 (7th Cir. 2018) (quotation marks omitted).
    No evidence suggests that the reassignment from perform-
    ing disconnections was materially adverse.
    Sweet also relies on an affidavit from Jennifer Ashbaugh-
    Ernest, a fellow employee who was also supervised by
    Fraser. See Hobgood v. Ill. Gaming Bd., 
    731 F.3d 635
    , 644 (7th
    Cir. 2013). In her sworn statement, Ashbaugh-Ernest attested
    that in August 2017 she billed a developer for utility fees
    incurred before the property owner took possession of the
    property, but Fraser told her that she needed to bill the
    property owner instead. Ashbaugh-Ernest complained to
    Kehl about Fraser’s admonition and was fired at the end of
    the month.
    Ashbaugh-Ernest’s affidavit does not add anything to
    Sweet’s case. For starters, we do not know if she actually
    thinks her criticism of Fraser led to the termination of her
    employment; her affidavit is silent on this point. And she
    says nothing at all about Longstreet or his involvement in
    the decision to fire Sweet. Even if we assume for the sake of
    argument that Kehl and Fraser acted with retaliatory motive
    in firing Ashbaugh-Ernest, their actions shed no light on
    whether Longstreet was motivated by a desire to retaliate
    against Sweet—or any other subordinate in the office who
    may have criticized him. Willis v. Marion Cnty. Auditor's Off.,
    
    118 F.3d 542
    , 546 (7th Cir. 1997) (“Statements by subordi-
    No. 20-2061                                                11
    nates normally are not probative of an intent to retaliate by
    the decisionmaker.”).
    Finally, Sweet relies on what she says are the “shifting”
    explanations for why she was fired. She claims that
    Longstreet told her she lost her job to automation but Kehl
    later gave her a different explanation, saying she was fired
    because of the billing mistake involving the funeral home.
    Sweet also points to a statement in Longstreet’s affidavit in
    which he refers to her bullying as a factor in the decision to
    terminate her employment.
    Whatever else might be said about this evidence, it’s not
    enough to establish retaliatory motive. An employer’s
    shifting explanations for taking an adverse employment
    action may be evidence that its proffered reason is pretextu-
    al. See, e.g., Reid v. Neighborhood Assistance Corp. of Am.,
    
    749 F.3d 581
    , 589 (7th Cir. 2014); Hitchcock v. Angel Corps,
    Inc., 
    718 F.3d 733
    , 738 (7th Cir. 2013). But Sweet’s evidence,
    when read in context, does not suggest pretext. Rather, the
    evidence as a whole points in the same direction: Sweet was
    fired for multiple reasons, as summarized in Longstreet’s
    affidavit, which is not nearly as limited as Sweet implies. He
    attested that Sweet was fired because of “her long docu-
    mented history of deficient performance, failure to improve
    on requested areas, incidences of bullying and repeated
    mistakes.”
    In short, Sweet has not produced sufficient evidence
    from which a reasonable jury could infer retaliatory motive.
    Because her criticism of Longstreet was not constitutionally
    protected and the record does not suggest that her speech
    was a motivating factor in the termination of her employ-
    12                                         No. 20-2061
    ment, the judge appropriately entered summary judgment
    for the defendants.
    AFFIRMED