United States v. Ivy Tucker , 714 F.3d 1006 ( 2013 )


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  •                            In the
    United States Court of Appeals
    For the Seventh Circuit
    No. 12-1281
    U NITED STATES OF A MERICA,
    Plaintiff-Appellee,
    v.
    IVY T. T UCKER,
    Defendant-Appellant.
    Appeal from the United States District Court
    for the Eastern District of Wisconsin.
    No. 09-CR-131—Rudolph T. Randa, Judge.
    A RGUED D ECEMBER 4, 2012—D ECIDED A PRIL 30, 2013
    Before B AUER and H AMILTON, Circuit Judges, and
    T HARP,Œ District Judge.
    B AUER, Circuit Judge.    Following a three-day jury
    trial, Ivy T. Tucker was found guilty of conspiracy to dis-
    tribute more than one kilogram of heroin in violation of
    Œ
    The Honorable John J. Tharp, Jr., District Judge of the
    United States District Court for the Northern District of
    Illinois, Eastern Division, sitting by designation.
    2                                           No. 12-1281
    
    21 U.S.C. §§ 841
     (a)(1) and (b)(1)(A). Tucker was sen-
    tenced to 480 months’ imprisonment, followed by five
    years of supervised release. On appeal, Tucker argues
    he was denied a fair trial because of misconduct by
    the prosecutor and the improper admittance of “dual
    capacity” evidence testimony of a police officer. For
    the reasons that follow, we affirm.
    I. BACKGROUND
    On May 12, 2009, Tucker and nine co-defendants were
    charged with conspiracy to distribute more than one
    kilogram of heroin, the use of which resulted in a death
    on January 9, 2009. A seven-count superseding indict-
    ment returned on June 23, 2009, re-alleged the con-
    spiracy count against Tucker and his co-defendants,
    and added six additional counts charging several of
    Tucker’s co-conspirators with distribution of heroin on
    specific occasions during 2008 and 2009. All of Tucker’s
    co-defendants pleaded guilty; Tucker proceeded to a
    three-day jury trial on October 12, 2010.
    During opening statements, the prosecutor explained
    that the evidence against Tucker would mostly be
    in the form of testimony from his co-conspirators, all
    of whom had criminal backgrounds and drug prob-
    lems. After summarizing the investigation that lead
    to Tucker’s arrest, the prosecutor commented on the
    devastating effects of heroin, and referenced prospec-
    tive jurors’ personal experiences with family members’
    drug abuse that they had shared with the court during
    voir dire. He said:
    No. 12-1281                                                  3
    And heroin is a highly addictive drug. It’s a horrible
    drug. And as we all know from news accounts, and
    some of the people told us during jury selection, it’s
    a drug that can kill you. It can kill you the first time
    you use it . . . .
    Tucker’s trial counsel did not object to these statements.
    The evidence at trial did consist primarily of testi-
    mony from Tucker’s nine co-conspirators, who testified
    that Tucker ran a heroin distribution ring in Racine,
    Wisconsin, from 2008 through 2009. The jury also heard
    from the lead investigator on the case, Officer Jason
    Baranek, a twelve-year veteran of the Oak Creek, Wis-
    consin, Police Department. Officer Baranek’s testimony
    set the stage for the rest of the Government’s case by
    describing how his investigation of Tucker unfolded.
    Officer Baranek explained that in early 2008, Oak Creek,
    Wisconsin, was plagued by rising heroin overdoses
    and related theft cases. This disturbing trend prompted
    Officer Baranek, a member of the Drug Enforcement
    Unit, to begin an investigation into heroin trafficking
    in Racine County. Officer Baranek explained that as part
    of the investigation, local law enforcement, working
    in conjunction with the Federal Drug Enforcement Ad-
    ministration (DEA), conducted “controlled purchases”
    in which a cooperating informant would use govern-
    ment money to buy heroin from his drug source. Then
    the individuals arrested after the controlled purchase
    would be “debriefed.” During debriefing, a member of
    law enforcement interviewed the suspects in hopes
    of uncovering the source of their drug supply, as well as
    4                                             No. 12-1281
    the identity of any other individuals involved, any prac-
    tices used to deliver the drugs, and whether any other
    crimes were being committed. Officer Baranek also pro-
    vided the jury with details about the use of “stash
    houses” and other drug-trafficking practices based
    upon his experience as a member of the Drug Enforce-
    ment Unit.
    Destiny Merritt, Tucker’s ex-girlfriend, was one of the
    nine testifying co-conspirators at his trial. She said the
    two began dating in 2008. Merritt testified that Tucker
    paid her expenses, such as rent and car payments, and
    in exchange Merritt sold heroin for Tucker and allowed
    him to store drugs in her apartment. Merritt stated that
    she accompanied Tucker on trips where he purchased
    heroin, paying approximately $70,000 for a kilogram.
    Merritt also testified that she aided Tucker in sup-
    plying multiple customers with heroin. Tucker would
    “front” the drugs to Merritt, and she would reimburse
    him once she was paid by the customers.
    Charles Stuck, another co-conspirator, also testified
    against Tucker. Stuck testified that he initially pur-
    chased one to two grams of heroin from Merritt per
    week and later increased the amount to multiple grams
    daily. Stuck kept some of the heroin for personal use
    and sold the rest in South Milwaukee. Stuck also testi-
    fied that Merritt told him that Tucker was her heroin
    supplier, and on at least one occasion, Tucker accom-
    panied Merritt when she sold to Stuck. Furthermore,
    Stuck testified that Tucker asked him if he wanted to
    start selling heroin for him.
    No. 12-1281                                              5
    In addition to Stuck and Merritt, seven other indi-
    viduals took the stand and identified Tucker as the
    source of their heroin supply. During his defense, Tucker
    offered into evidence a stipulation that, if called to
    testify, Noconnco Price (who was never charged in
    relation to this case) would state that he spoke with
    DEA Agent Ken Darling on January 14, 2009, and identi-
    fied Tucker as a customer of another co-conspirator,
    rather than the central supplier. Tucker exercised his
    right not to testify, and the district court instructed the
    jury that no inference of guilt could be drawn from
    that decision.
    During closing arguments, defense counsel questioned
    the credibility of the Government’s witnesses by im-
    plying they had a motivation to lie in exchange for fa-
    vorable plea deals. In rebuttal, the prosecutor stated:
    But we’re supposed to trust that they’re smart
    enough that they all get together somewhere, some-
    how—some of these people are out some are in jail.
    They’re all over the place. But they all sit down
    shortly after their arrest and say this is what hap-
    pened. And—what? All their stories are the same?
    It’s the same guy? It’s Mr. Tucker.
    The prosecutor also explained to the jury how plea
    agreements may affect the testifying co-conspirators:
    They testified as to their deal. Their deal—their deal
    isn’t made with the Government. They’re still facing
    long prison terms. And their deal and their ulti-
    mate sentence isn’t decided by the Government. It’s
    not decided by the United States Attorneys Office.
    It’s decided by one man. That’s Judge Randa, who’s
    6                                               No. 12-1281
    sitting in there. Who’s listening to this testimony.
    Who’s examining what these witnesses say. And
    he’ll make the ultimate determination.
    The prosecutor went on to add:
    You know, it’s one person’s witness against an-
    other. And in this case it’s nine witnesses against
    Mr. Tucker, saying that he was involved in this role,
    in this conspiracy. You’ve heard the evidence in
    this case. You—each and every one of you know
    what the truth is in this case.
    The prosecutor then utilized imagery of local children
    purchasing heroin from street dealers:
    After he was selling it to the Oak Creek kids, as
    Mr. [William] White testified to. There are all theses
    kids coming down from Oak Creek, Franklin, South
    Milwaukee. You know, we know that there’s an in-
    crease in heroin because we read about it every day
    in the paper. And these kids are going down there
    looking for one thing. They’re looking for heroin.
    After closing arguments, the district court instructed
    the jury as to the law, reminded it that the lawyers’ state-
    ments are not evidence, and again admonished the jury
    that no inference of guilt could be drawn from Tucker’s
    decision not to testify. Ultimately, the jury returned a
    verdict of guilty on the conspiracy count and found that
    the offense involved more than one kilogram of heroin.
    Tucker was sentenced to 480 months’ imprisonment,
    followed by five years of supervised release. Tucker filed
    a timely notice of appeal on February 7, 2012.
    No. 12-1281                                                7
    II. DISCUSSION
    Tucker challenges his conviction on two grounds.
    First, he argues that the prosecutor made numerous
    improper remarks that denied Tucker his right to a fair
    trial under the due process clause of the Fifth Amend-
    ment to the United States Constitution. Second, he con-
    tends that Officer Baranek was improperly allowed to
    testify as a “dual capacity” witness. Tucker has an
    uphill battle on appeal, since defense counsel failed to
    make objections at trial, this Court’s review is limited
    to plain error. United States v. Christian, 
    673 F.3d 702
    , 708
    (7th Cir. 2012). Under the plain error standard, we must
    determine whether there was (1) an error, (2) that was
    plain, meaning clear or obvious, (3) that affected the
    defendant’s substantial rights in that he probably
    would not have been convicted absent the error, and
    (4) that seriously affected the fairness, integrity, or
    public reputation of judicial proceedings. 
    Id.
     Even if
    there is a finding of plain error, in order to prevail,
    Tucker must “show that the error caused a ‘miscar-
    riage of justice, in the sense of seriously affecting the
    fairness, integrity, or public reputation of judicial pro-
    ceedings.’ ” 
    Id.
     (citing United States v. Ambrose, 
    668 F.3d 943
    , 963-64 (7th Cir. 2012)).
    A. Prosecutorial Misconduct
    We first consider Tucker’s argument that improper
    statements by the prosecutor denied him a fair trial.
    When evaluating questions of prosecutorial misconduct,
    we undertake a two-part inquiry. We first determine
    8                                                No. 12-1281
    whether the prosecutor’s conduct was improper, and if
    so, we then evaluate the conduct in light of the entire
    record to determine if the conduct deprived the de-
    fendant of a fair trial. United States v. Smith, 
    674 F.3d 722
    ,
    728-29 (7th Cir. 2012). “[I]t is not enough that the pros-
    ecutor’s remarks were undesirable or even universally
    condemned. The relevant question is whether the pros-
    ecutor’s comments so infected the trial with unfairness
    as to make the resulting conviction a denial of due
    process.” Darden v. Wainwright, 
    477 U.S. 168
    , 181,
    
    106 S.Ct. 2464
    , 
    91 L.Ed.2d 144
     (1986).
    Here, Tucker argues that the prosecutor: (1) referenced
    prior witness statements not in evidence; (2) improperly
    commented on Tucker’s decision not to testify; (3) mis-
    construed the nature of the co-conspirators’ plea agree-
    ments; and (4) improperly referenced familial experi-
    ences with heroin that jurors’ shared with the court
    during voir dire. We address each of his contentions
    in turn.
    1.   The Prosecutor Referenced Prior Consistent
    Statements Not in Evidence.
    In this case, nine co-defendants with firsthand knowl-
    edge of Tucker’s drug trafficking testified against him.
    This testimony was the bulk of the Government’s evidence,
    so the case hinged a good deal on their credibility. In
    an attempt to undermine that credibility, Tucker’s trial
    counsel pointed out during cross-examination that
    these witnesses had a motive to lie in order to receive
    favorable plea agreements from the Government. The
    prosecutor, in turn, attempted to bolster the credibility
    No. 12-1281                                             9
    of these witnesses during closing arguments by making
    statements that could be construed as suggesting that
    all nine of Tucker’s co-conspirators, immediately after
    being arrested, told law enforcement that Tucker was
    the source of their heroin supply. However, no prior
    consistent statements were offered into evidence
    during the trial so, even when viewed in isolation, it
    was dangerous for the prosecutor to allude to witness
    statements that were not offered in evidence.
    The more difficult question, however, is whether these
    improper statements warrant a new trial under the
    plain error standard of review. Tucker argues that the
    statements made by the prosecutor amount to power-
    fully incriminating evidence that cannot be cured. In
    support of this contention, Tucker relies upon United
    States v. Fearns, 
    501 F.2d 486
     (7th Cir. 1974). In Fearns,
    the prosecutor told the jury during his closing argument
    that a Government witness made a prior statement
    “about these men being involved in this” and without
    that statement the Government “wouldn’t have even
    known about them.” 
    Id. at 488
    . There was no objection
    by defense counsel. Then during rebuttal argument, the
    prosecutor went on to add, “[I]n connecting with the
    last statement [defense counsel] made about Dianne,
    I want to remind you again that she gave us the story
    before she was ever indicted.” 
    Id. at 489
    . Defense coun-
    sel did object to that statement, and his objection
    was sustained.
    In evaluating whether the improper comments made
    by the prosecutor in Fearns warranted reversal, we
    stated that:
    10                                                  No. 12-1281
    Even though defendants did not object when the
    prosecutor went outside the record in his [closing]
    argument, and their objection was sustained when
    he did so in rebuttal, the prosecutor’s gross miscon-
    duct requires reversal under the plain error rule.
    Fearns, 
    501 F.2d at 489
    .
    Two years later, relying on Fearns, we ordered a new
    trial in United States v. Davis, 
    532 F.2d 22
    , 28 (7th Cir. 1976).
    In Davis, the prosecutor commented during his closing
    argument that a witness relayed information to him
    prior to trial that was consistent with the witness’ trial
    testimony. 
    Id.
     Defense counsel objected, and the court
    admonished the prosecutor to “[j]ust stick to the evi-
    dence.” 
    Id.
     Compelled by our decision in Fearns, we
    held that the Government’s misstep was not a harmless
    error as “the prosecutor violated the fundamental rule
    that argument to a jury is limited to the facts in evi-
    dence” and ordered the case to be retried. 
    Id.
    Tucker argues that Fearns establishes that prosecu-
    torial references to prior consistent statements, that
    were not put before the jury as evidence, “create
    prejudice that could not have been eradicated by any
    action of the trial judge.” Fearns, 
    501 F.2d at 489
    . As our
    questions during oral argument in this case suggested,
    we believe that such an interpretation of Fearns imposes
    an unreasonable burden on the district court of having
    to listen to closing arguments with a hair trigger on
    the mistrial button—whether defense counsel has
    launched an objection or not. Generally, “a mistrial is
    appropriate when an event during trial has a real likeli-
    No. 12-1281                                                 11
    hood of preventing a jury from evaluating the evidence
    fairly and accurately, so that the defendant has been
    deprived of a fair trial.” United States v. Collins, 
    604 F.3d 481
    , 489 (7th Cir. 2010) (citing Deicher v. City of Evans-
    ville, 
    545 F.3d 537
    , 543 (7th Cir. 2008)). We will only
    find plain error if the district court failed to declare a
    mistrial when it was clear and obvious that a mistrial
    was necessary. United States v. Tanner, 
    628 F.3d 890
    , 898
    (7th Cir. 2010). Meaning, it must have been obvious to
    the district court both that an error occurred and that
    the error deprived the defendant of a fair trial. 
    Id.
     How-
    ever, it appears Fearns has been interpreted to impose
    a duty on the district court to sua sponte declare a
    mistrial when prosecutorial comments potentially cross
    the line of impropriety, without regard to the critical
    next step in the analysis. This result is not in harmony
    with the balance of our case law as we do not review
    allegations of prosecutorial misconduct in a vacuum,
    but rather in the larger context of the parties’ closing
    arguments and the trial itself. 
    Id. at 896
    . This aspect
    of Fearns and Davis also invites serious double jeopardy
    risks, since a defendant has the right to have his trial
    completed by the first jury empaneled to try him, United
    States v. Gilmore, 
    454 F.3d 725
    , 729 (7th Cir. 2006), and
    defense counsel may well have good tactical reasons
    for not objecting to a prosecutor’s mistake in closing
    argument. See United States v. Jozwiak, 
    954 F.2d 458
    , 459
    (7th Cir. 1992). Therefore, we now overrule Fearns to
    the extent that it imposes such a burden on the district
    court, and reaffirm our position that even if we deter-
    mine a comment to be improper when read in isola-
    12                                               No. 12-1281
    tion, unless the remark, when interpreted through
    the full context of the record, “so infects the trial with
    unfairness as to make the resulting conviction a denial of
    due process,” we will not reverse under the plain error
    test. United States v. McClinton, 
    135 F.3d 1178
    , 1189 (7th
    Cir. 1998) (internal citations omitted).1
    As we have stated, though we may agree with
    Tucker that the Government’s comments were improper,
    when read within the full context of the record, there
    is nothing to suggest that these comments denied
    Tucker a fair trial. The district court instructed the jury
    that statements of the attorneys are not evidence, and
    “jurors are presumed to follow limiting and curative
    instructions unless the matter improperly before them
    is so powerfully incriminating that they cannot be rea-
    sonably expected to put it out of their minds.” United
    States v. Smith, 
    308 F.3d 726
    , 739 (7th Cir. 2002). Tucker
    has not provided any support to undermine that pre-
    sumption. In the face of overwhelming evidence of
    his guilt, Tucker argues that but for the prosecutor’s
    unfortunate implication the jury would have discredited
    the corroborated testimony of his nine co-conspirators
    because of their pending plea agreements. We disagree.
    The nine co-conspirators gave detailed testimony against
    Tucker describing both the nature and scope of his heroin-
    1
    Because this decision overrules a prior decision of this
    court, pursuant to Circuit Rule 40(e), we have circulated it
    among all judges in regular active service. None of the judges
    requested a hearing en banc.
    No. 12-1281                                                13
    distribution ring. There is nothing in the record to
    suggest that the result of this trial would have been
    different absent the prosecutor’s unfortunate remarks.
    2.   The Prosecutor’s Comment Regarding Tucker’s
    Silence.
    Next, Tucker argues that the prosecutor made an im-
    proper statement that brought to the jury’s attention
    Tucker’s decision not to testify on his own behalf. A
    prosecutor may not make comments, either directly or
    indirectly, that lead the jury to draw a negative in-
    ference from a defendant’s decision not to testify. United
    States v. Hills, 
    618 F.3d 619
    , 640 (7th Cir. 2010) (citing
    Griffin v. California, 
    380 U.S. 609
    , 
    85 S.Ct. 1229
    , 
    14 L.Ed.2d 106
     (1965)). It is a violation of the Fifth Amendment
    privilege against self-incrimination for a prosecutor to
    directly and adversely comment on the defendant’s
    failure to testify on his own behalf. 
    Id.
     On the other
    hand, an indirect comment will be deemed improper
    “only if (1) the prosecutor manifestly intended to refer
    to the defendant’s silence or (2) a jury would naturally
    and necessarily take the remark for a comment on the
    defendant’s silence.” United States v. Mietus, 
    237 F.3d 866
    , 871 (7th Cir. 2001).
    In this case, during rebuttal argument, the prosecutor
    stated:
    You know, it’s one person’s witness against an-
    other. And in this case it’s nine witnesses against
    Tucker, saying that he was involved in this role, in
    this conspiracy.
    14                                            No. 12-1281
    Tucker finds this comment analogous to the Govern-
    ment’s remark in United States v. Rodriguez, 
    627 F.2d 110
    , 111 (7th Cir. 1980), where we found that the pros-
    ecutor made a direct comment on the defendant’s
    silence when he stated that the defendant “had been
    very quiet at the end of the counsel table.” We disagree
    that the prosecutor’s comment in this case rises to that
    level of impropriety, even when read in isolation. The
    Government, here, was not making a direct comment
    on Tucker’s decision not to testify, but rather on his
    assertion—evidenced by his not guilty plea—that he
    was not involved in a drug ring.
    Tucker also argues, in the alternative, that this remark
    by the prosecutor was an indirect comment on his si-
    lence. To that end, Tucker contends that we have con-
    sistently found a prosecutor’s comment insinuating
    that the Government’s evidence is “uncontradicted,”
    “undenied,” “unrebutted,” “undisputed,” etc., to be
    improper when the only witness who can provide
    contrary testimony is the defendant. United States v.
    Cotnam, 
    88 F.3d 487
    , 497 (7th Cir. 1996). We do not find
    that to be the case here. Although Tucker did exercise
    his right not to testify, he was not the only witness
    capable of contradicting the Government’s version of
    the facts. Rather, Tucker offered into evidence a stipu-
    lation which stated, that if called to testify, Noconnco
    Price, would say that he identified Tucker to the DEA
    as a customer of co-conspirator James Silas. This stipula-
    tion was offered to rebut the Government’s argument that
    Tucker was the central heroin supplier in the drug ring;
    we do not interpret the prosecutor’s remark to be an
    No. 12-1281                                             15
    indirect comment on Tucker’s decision not to testify
    on his behalf.
    Additionally, even if we found this comment to be
    made in error, there is nothing in the record to indicate
    that Tucker suffered any prejudice as a result. The jury
    was cautioned by the district court that Tucker had a
    right to remain silent and “was not required to put on
    any evidence at all.” We find no support for Tucker’s
    contention that he was deprived of a fair trial by this
    remark by the prosecutor.
    3.   The Prosecutor’s Vouching for the Government
    Witnesses by Placing the Authority of the
    District Court Behind Their Testimony.
    Tucker also contends that the prosecutor misrep-
    resented to the jury the nature of the Government wit-
    nesses’ plea agreements by implying that the reliability
    of their testimony was vouched for by the district court.
    Specifically, Tucker argues that the prosecutor rep-
    resented that the plea agreements were actually between
    the court and the witnesses.
    During rebuttal, the prosecutor explained that
    Judge Randa, “who’s sitting in here . . . listening to this
    testimony . . . examining what these witnesses say” would
    make the ultimate decision as to whether the witnesses
    would receive the benefit of their plea agreements. The
    Government concedes that the prosecutor’s remarks
    were “inartfully” phrased, and we agree. A prosecutor
    may not bolster the credibility of a witness by implying
    16                                              No. 12-1281
    that facts not before the jury lend to the witness’ credi-
    bility. United States v. Anderson, 
    303 F.3d 847
    , 855 (7th
    Cir. 2002). Here, the prosecutor’s maladroit handling of
    his rebuttal argument is regrettable. However, when
    taken in context, it is apparent that the prosecutor was
    attempting to convey to the jury that the judge makes
    the ultimate determination of the testifying co-conspira-
    tors’ sentence but does not determine their credibility.
    4.   The Prosecutor Commented on the Effect
    of Heroin on Jurors’ Families.
    Next, Tucker argues that the prosecutor attempted to
    emphasize to the jury the devastating effects of heroin
    by improperly referencing experiences shared by indi-
    vidual jurors with the court during voir dire. While it
    is impossible to expect a criminal trial to proceed de-
    void of any emotion, we do prohibit arguments that are
    so inflammatory and prejudicial that they deprive the
    defendant of a fair trial. United States v. Zylstra, 
    713 F.2d 1332
    , 1339 (7th Cir. 1983). We have held that it
    would be improper for the prosecutor to refer to a
    juror’s family or children specifically, United States v.
    Zanin, 
    831 F.2d 740
    , 743 (7th Cir. 1987), but, a prosecutor
    can impress upon the jury the seriousness of the charges
    and comment on the ongoing drug problem in American
    culture. Zylstra, 
    713 F.2d at 1340
    .
    In this case, during his opening statement, the pros-
    ecutor told the jury, “[H]eroin is a highly addictive
    drug . . . and some of the people told us during jury
    selection, it’s a drug that can kill you. It can kill you the
    No. 12-1281                                            17
    first time you use it.” Then during his closing argument,
    the prosecutor said, “[It] would be easy for you to look
    at Mr. Tucker and say okay, well, this is a case about
    heroin distribution in the central city. What does it have
    to do with me? But don’t kid yourself, drugs are
    destroying this community.” Tucker argues the pros-
    ecutor’s comments were improper because he refer-
    enced experiences shared by jurors during jury selec-
    tion. On review we focus on the “probable effect the
    prosecutor’s [remark] would have on the jury’s
    ability to judge the evidence fairly.” Zanin, 
    831 F.2d at 742
     (quoting United States v. Young, 
    470 U.S. 1
    , 12,
    
    105 S.Ct. 1038
    , 1045, 
    84 L.Ed.2d 1
     (1985)).
    Here, the prosecutor’s comments centered around
    the seriousness of heroin use generally, not the effect
    of the drug on specific juror’s family or friends. There-
    fore, we find the prosecutor’s statements were not im-
    proper and would not have interfered with the jury’s
    ability to fairly judge the evidence before it.
    B. Officer Baranek’s “Dual Capacity” Testimony
    Tucker next argues that the Government improperly
    used Officer Baranek as a “dual capacity” witness, with-
    out giving the jury any guidance on how to properly
    evaluate such testimony. A “dual capacity” witness
    weaves fact and expert opinion testimony together,
    and “[t]hough such a practice is routinely upheld, par-
    ticularly where experienced law enforcement officers
    were involved in the particular investigation at issue,
    there are inherent dangers involved . . . .” United States
    18                                              No. 12-1281
    v. York, 
    572 F.3d 415
    , 425 (7th Cir. 2009) (internal cita-
    tions omitted). For example, the jury may “unduly
    credit the opinion testimony of an investigating officer
    based on a perception that the expert was privy to
    facts about the defendant not presented at trial.” 
    Id.
    (citing United States v. Upton, 
    512 F.3d 394
    , 401 (7th Cir.
    2008)). Therefore, district courts must take precau-
    tionary measures to ensure the jury understands how to
    properly evaluate the evidence as presented. Such safe-
    guards can include cautionary jury instructions, a
    properly structured direct examination which makes
    clear when the witness is testifying as to facts or when
    he is offering his expert opinion, establishing the
    proper foundation for the expert component of the testi-
    mony, and allowing for the rigorous cross-examination
    of the dual capacity witness. York, 
    572 F.3d at 425
    .
    Here, both sides agree that Officer Baranek testified
    as a dual capacity witness. Again, as no objection was
    raised, our review is limited to plain error. United States
    v. Christian, 
    673 F.3d 702
    , 708 (7th Cir. 2012). Although
    the record in this case would surely not serve as a
    model on how to properly manage a dual capacity
    witness, the prosecutor did lay a foundation for Officer
    Baranek’s expertise, noting his twelve years of ex-
    perience in drug investigations and nine years of service
    on the Drug Enforcement Unit. Officer Baranek was also
    subject to cross-examination and a re-cross, where his
    “expert” testimony concerning the role of controlled buys
    and stash houses in drug investigations was probed by
    defense counsel. Further, Tucker does not question Officer
    Baranek’s qualifications, and there is little doubt he would
    No. 12-1281                                              19
    have been able to be qualified as an expert, thus failure to
    “formally anoint” him as such is harmless. See York, 
    572 F.3d at 422
    . Although we agree with Tucker that Officer
    Baranek’s dual capacity testimony could have been more
    deftly conducted, we do not find plain error. As in Chris-
    tian, “given that the safeguards taken (although they could
    have been better) helped [to] alleviate the risk of jury
    confusion, we do not find a miscarriage of justice in the
    blending of dual testimony.” Christian, 
    673 F.3d at 714
    .
    C. Cumulative Error
    Lastly, Tucker argues that while the errors that
    occurred during his trial might not rise to the level of
    reversible error individually, when they are considered
    as a whole, they warrant granting him a new trial. To
    demonstrate that such a cumulative error occurred,
    Tucker must establish that “(1) at least two errors
    were committed in the course of the trial; (2) when con-
    sidered together along with the entire record, the
    multiple errors so infected the jury’s deliberation that
    they denied the petitioner a fundamentally fair trial.”
    United States v. Allen, 
    269 F.3d 842
    , 847 (7th Cir. 2001).
    Even accepting that the Government improperly in-
    sinuated that the co-conspirators gave prior consistent
    statements, and also implied that the district court
    played some role in vouching for the plea agreements of
    the co-conspirators, we are not convinced that but for
    these missteps the outcome of Tucker’s trial would
    have been different. Rather, the evidence against Tucker
    was overwhelming. Nine co-conspirators testified con-
    20                                             No. 12-1281
    sistently and corroborated that they either: (1) saw Tucker
    purchase heroin; (2) purchased heroin from Tucker;
    (3) sold heroin for Tucker; or (4) packaged and dis-
    tributed heroin for Tucker. The record here fairly dem-
    onstrates Tucker’s guilt, “such that none of the as-
    serted errors, either individually or cumulatively” could
    have affected the jury’s result. United States v. Adams,
    
    628 F.3d 407
    , 420 (7th Cir. 2010) (quoting Anderson v.
    Sternes, 
    243 F.3d 1049
    , 1055 (7th Cir. 2001)). We therefore
    do not accept Tucker’s contention that he was deprived
    of a fair trial.
    III. CONCLUSION
    For the foregoing reasons, we A FFIRM the judgment
    of the district court.
    4-30-13
    

Document Info

Docket Number: 12-1281

Citation Numbers: 714 F.3d 1006, 2013 WL 1799836, 2013 U.S. App. LEXIS 8686

Judges: Bauer, Hamilton, Tharp, District-Judge

Filed Date: 4/30/2013

Precedential Status: Precedential

Modified Date: 11/5/2024

Authorities (24)

United States v. Adams , 628 F.3d 407 ( 2010 )

United States v. Frank Allen, Jr. , 269 F.3d 842 ( 2001 )

United States v. Collins , 604 F.3d 481 ( 2010 )

United States v. Xavier McClinton Donald Kelley, and Andre ... , 135 F.3d 1178 ( 1998 )

United States v. York , 572 F.3d 415 ( 2009 )

Griffin v. California , 85 S. Ct. 1229 ( 1965 )

United States v. Marvin J. Zylstra , 713 F.2d 1332 ( 1983 )

United States v. Harry Gilmore, Eddie Bell, Patrick Bray, ... , 454 F.3d 725 ( 2006 )

Jerome L. Anderson v. Jerry Sternes, Warden , 243 F.3d 1049 ( 2001 )

United States v. Eugene Fearns, Jr. , 501 F.2d 486 ( 1974 )

United States v. Ernest T. Davis , 532 F.2d 22 ( 1976 )

United States v. Upton , 512 F.3d 394 ( 2008 )

United States v. Hills , 618 F.3d 619 ( 2010 )

United States v. Jerome Jozwiak , 954 F.2d 458 ( 1992 )

United States v. Tanner , 628 F.3d 890 ( 2010 )

United States v. Plaze E. Anderson, Also Known as Plaze ... , 303 F.3d 847 ( 2002 )

United States v. Danny Smith and Harry D. Lowe , 308 F.3d 726 ( 2002 )

United States v. Ambrose , 668 F.3d 943 ( 2012 )

United States v. Gino P. Zanin and Phyllis K. Zanin , 831 F.2d 740 ( 1987 )

Deicher v. City of Evansville, Wis. , 545 F.3d 537 ( 2008 )

View All Authorities »