Executive Committee of the Uni v. Andrew Shalaby ( 2022 )

United States Court of Appeals
For the Seventh Circuit
Chicago, Illinois 60604
Submitted November 8, 2021 *
Decided July 5, 2022
Before
WILLIAM J. BAUER, Circuit Judge
DAVID F. HAMILTON, Circuit Judge
MICHAEL B. BRENNAN, Circuit Judge
No. 20-2689
IN RE: ANDREW W. SHALABY, Appeal from the United States District
Appellant. Court for the Northern District of Illinois,
Eastern Division.
No. 1:20-cv-04315
Rebecca R. Pallmeyer,
Chief Judge.
ORDER
This appeal has been deemed successive to No. 19-2369, in which we affirmed a
decision by the Executive Committee of the United States District Court for the
* The panel that decided appeal no. 19-2369 is treating this appeal as successive
under this court’s Internal Operating Procedure 6(b). After an examination of the briefs
and the record, we have concluded that oral argument is unnecessary. Thus, the appeal
is submitted on the briefs and the record. See Fed. R. App. P. 34(a)(2)(C).
No. 20-2689 Page 2
Northern District of Illinois denying district bar admission to Andrew Shalaby. In re
Shalaby, 775 F. App’x 249 (7th Cir. 2019), cert. denied, 140 S. Ct. 957 (2020). That denial
had been based on a detailed 48-page order issued by Judge Reinhard revoking Mr.
Shalaby’s admission pro hac vice in a pending civil case, Bailey v. Worthington, No. 16-cv-
07548, based on multiple misrepresentations Mr. Shalaby had made to the court.
In this successive appeal, Mr. Shalaby challenges several different actions of the
Executive Committee regarding his admission to the bar of the Northern District of
Illinois. He also challenges several actions taken by judicial officers in the still-pending
Bailey case. We have reviewed Mr. Shalaby’s brief and the record. The Executive
Committee has not responded to this appeal. As explained below, we affirm the
Executive Committee’s denial of Mr. Shalaby’s second application for admission to the
district court’s general bar. We dismiss the remainder of the appeal for lack of
jurisdiction.
I. Factual and Procedural Background
Mr. Shalaby is a member of the California bar. He was admitted pro hac vice to
represent the plaintiff Bailey in his product liability action against Worthington. Mr.
Shalaby came to the conclusion that the magistrate judge assigned to the case, Iain D.
Johnston, should have disqualified himself from the case because he had previously
been a lawyer with the firm representing defendant Worthington in the case. (In the
meantime, in 2020 Judge Johnston was appointed as a United States District Judge for
the Northern District of Illinois.)
In the Bailey case, the defendant moved to revoke Mr. Shalaby’s pro hac vice
admission on the ground that he had failed to disclose prior disciplinary action in a
bankruptcy court in California. District Judge Reinhard, presiding in the Bailey case,
ultimately revoked Mr. Shalaby’s pro hac vice admission. See Bailey v. Bernzomatic,
Order, Dkt. No. 402, No. 16-cv-07548 (N.D. Ill. Feb. 1, 2019).
Mr. Shalaby responded to that revocation by applying for general admission (i.e.,
not just pro hac vice) to the bar of the Northern District of Illinois. The Executive
Committee denied his 2019 application, finding that the misconduct found and
documented by Judge Reinhard showed that Mr. Shalaby did not satisfy the district’s
standards for character and fitness to practice law. We affirmed that denial in the
previous appeal, No. 19-2369. In 2020, Mr. Shalaby again applied for general admission.
The Executive Committee again denied his application, and in this appeal Mr. Shalaby
No. 20-2689 Page 3
challenges that 2020 denial and several other actions by the Executive Committee and
by the judges presiding over the Bailey action.
II. Appellate Jurisdiction
We must start with the question of our own jurisdiction. Mr. Shalaby’s notice of
appeal covers two orders: one issued September 2, 2020, denying his application for
admission to the bar of the Northern District of Illinois, and another order issued July
23, 2020, directing that Mr. Shalaby be accompanied by a U.S. Marshal or deputy
marshal during any in-person visits to the federal courthouses in the Northern District
of Illinois. This court directed Mr. Shalaby to explain the basis for appellate jurisdiction,
particularly with respect to the July 23 order. He provided an explanation in his brief.
We have jurisdiction to hear Mr. Shalaby’s appeal from the denial of his
application for bar admission. As we said in his prior appeal, we treat filing restrictions
and denials of bar memberships as judicial actions, not administrative actions, so appeal
offers an appropriate remedy. See In re Chapman, 328 F.3d 903, 904 (7th Cir. 2003)
(Executive Committee’s filing restrictions were judicial actions subject to appeal); In re
Palmisano, 70 F.3d 483, 484–85 (7th Cir. 1995) (Executive Committee’s disbarment of
attorney from district court bar was judicial act subject to appeal).
The unusual order that Mr. Shalaby be accompanied by U.S. Marshals is another
story. It does not actually limit his access to the courts and their power to adjudicate
cases in which Mr. Shalaby is a party or counsel. He still has access to the courts, but
with an escort for security reasons. This order is more akin to the order in In re Long, 475
F.3d 880 (7th Cir. 2007), where the Executive Committee barred a person from access to
the court library in the Dirksen courthouse in Chicago based on various incidents of
refusal to behave appropriately in the library. See also In re Kowalski, 765 F. App’x 139
(7th Cir. 2019) (dismissing appeal of similar order requiring attorney to be escorted
inside courthouse), cert. denied, 140 S. Ct. 266 (2019). We therefore do not have appellate
jurisdiction to consider the escort order. To the extent Mr. Shalaby also challenges a
separate order requiring him to communicate with the court by U.S. mail rather than
electronic mail, we similarly lack appellate jurisdiction to review such an administrative
order. Mr. Shalaby’s brief also seeks relief from this court setting aside as void several
orders entered in the Bailey case (see Appellant’s Br. at 45), and in the absence of a final
appealable judgment in that case, we also lack jurisdiction over those orders.
No. 20-2689 Page 4
III. Role of Magistrate Judge on Executive Committee
On the merits, Mr. Shalaby argues that the membership of a magistrate judge on
the Executive Committee undermines the validity of the order denying him admission.
Under the local rules and internal operating procedures of the Northern District of
Illinois, most matters of court administration and management, including issues of bar
admission and discipline, are delegated to the Executive Committee. The committee
includes the chief district judge and five other district judges, as well as the presiding
magistrate judge of the district. Under the Northern District’s operating procedures, the
chief district judge does not vote unless the vote is otherwise tied. IOP-02(c).
Mr. Shalaby asserts in this appeal that, at least to the extent the Executive
Committee acts on judicial matters within our appellate jurisdiction, including bar
admissions, having a magistrate judge participate with voting power without the
consent of affected parties violates 28 U.S.C. § 636(c). Under section 636(c), a magistrate
judge may, with the consent of all parties, exercise the powers of a district judge in a
civil case. Without that consent of all parties, the magistrate judge’s powers are the
more limited ones granted under other provisions of section 636. As Mr. Shalaby sees
the problem, the Executive Committee exercised judicial powers in denying his bar
admission, and the participation of a magistrate judge in that decision without his
consent invalidates the whole decision.
We addressed a similar issue in Palmisano, where we addressed the membership
of the clerk of court on the Executive Committee when it acted to discipline an attorney.
The clerk is an ex officio, non-voting member of the Executive Committee. We rejected
the challenge in Palmisano, finding no reason why the voting judges could not take
advice from the clerk as from any other member of the court staff. 70 F.3d at 485.
This case is different from Palmisano to the extent that the presiding magistrate
judge is a voting member of the Executive Committee. We are confident, however, that
Mr. Shalaby’s application for bar admission is not a “civil matter” subject to section
636(c). And while we do not question the power of the district judges to include the
presiding magistrate judge in the governance of the court, we need not resolve any
broader questions about the Northern District’s decision to bestow voting power on the
presiding magistrate judge for matters of court governance. There is no evidence of any
disagreement among the voting members in Mr. Shalaby’s case, let alone a tie-breaking
vote by the chief district judge. The presiding magistrate judge’s vote could not have
been decisive in this case. The composition of the Executive Committee therefore offers
no reason to question the validity of its decision on Mr. Shalaby’s application.
No. 20-2689 Page 5
IV. Other Issues
Mr. Shalaby reprises in this appeal some arguments that we rejected in the prior
appeal. We rejected his theory that denial of his bar admission violated his free speech
rights. He argues in this appeal that the denial violated his “freedom of thought,” but
that label adds nothing to the First Amendment argument that we rejected. He also
argues that he has improperly been subjected to multiple punishments for the same
conduct. Denial of bar admission is not, however, a criminal punishment subject to the
Double Jeopardy Clause. Merely submitting successive applications for bar admission
does not require the Executive Committee to disregard Mr. Shalaby’s track record when
deciding whether he has shown good character and is fit to practice law in the district.
See N.D. Ill. LR 83.10(a).
Mr. Shalaby also argues that the Executive Committee failed to comply with
some of the procedural requirements for attorney discipline. Those arguments are off-
target, however, because bar admission is distinct from bar discipline. Different
procedures and rules govern admission and discipline. Mr. Shalaby has not shown any
procedural defect in the denial of his application for bar admission.
We have considered Mr. Shalaby’s other arguments and requests for relief, and
they are all without merit and/or beyond our jurisdiction in this appeal.
The Executive Committee order of September 2, 2020, denying Mr. Shalaby’s
application for admission to the general bar of the Northern District of Illinois is hereby
AFFIRMED. To the extent Mr. Shalaby has sought other relief in this appeal, the
remainder of the appeal is DISMISSED for lack of appellate jurisdiction.