Kendalynn Jackson v. Illinois Department of Commerc ( 2022 )


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  •                         NONPRECEDENTIAL DISPOSITION
    To be cited only in accordance with Fed. R. App. P. 32.1
    United States Court of Appeals
    For the Seventh Circuit
    Chicago, Illinois 60604
    Argued May 25, 2022
    Decided July 29, 2022
    Before
    KENNETH F. RIPPLE, Circuit Judge
    ILANA DIAMOND ROVNER, Circuit Judge
    CANDACE JACKSON-AKIWUMI, Circuit Judge
    No. 21-1168
    KENDALYNN JACKSON,                         Appeal from the United States District Court
    Plaintiff-Appellant,                   for the Central District of Illinois.
    v.                                   No. 3:17-cv-03106-RM-TSH
    ILLINOIS DEPARTMENT OF                     Richard Mills,
    COMMERCE AND ECONOMIC                      Judge.
    OPPORTUNITY, et al.,
    Defendants-Appellees.
    ORDER
    This is a section 1983 case in which a state employee charges her two former
    supervisors with race and sex discrimination in violation of the Fourteenth
    Amendment’s Equal Protection Clause based on a negative performance evaluation and
    an unpaid, seven-day suspension. 
    42 U.S.C. § 1983
    . The district court granted summary
    judgment in favor of the defendants. We affirm.
    No. 21-1168                                                                             Page 2
    I.
    Plaintiff Kendalynn Jackson worked for the Illinois Department of Commerce
    and Economic Opportunity (“DCEO” or “the Department”) as a tax incentive program
    manager in the Office of Business Development from September 2014 to May 2017,
    when she made a lateral move to the Illinois Department of Transportation. During her
    tenure at the DCEO, she was supervised by Deputy Director Victor Narusis from May
    2015 to August 2016 and by Assistant Deputy Director Ben Denney from August 2016
    until her departure for the Department of Transportation. Jackson is Black and female;
    Narusis and Denney are both male. Jackson has named both Narusis and Denney as
    defendants, alleging that they are responsible for the discriminatory employment
    actions of which she complains. See Doyle v. Camelot Care Ctrs., Inc., 
    305 F.3d 603
    , 614
    (7th Cir. 2002) (“It is well-established that a plaintiff only may bring a § 1983 claim
    against those individuals personally responsible for the constitutional deprivation.”).
    Although her predecessor at DCEO had enjoyed the support of a full-time
    employee to assist him, that employee was transferred to another group not long after
    Jackson joined the Department, and thereafter Jackson was instead supported by a
    succession of no less than 18 temporary employees and interns. The defendants
    attribute the lack of a permanent, full-time assistant to a hiring freeze; Jackson cites it as
    the first of many aspects of a discriminatory campaign to isolate her and make it
    difficult for her to do her job.
    In September 2016, Narusis, who had become Jackson’s supervisor when he
    joined the Department in May 2015, completed a series of long-overdue performance
    evaluations of Jackson covering her first year of employment with DCEO: an initial
    probationary evaluation for the period beginning on September 16, 2014, and ending on
    November 15, 2014 (her first 60 days); a final probationary evaluation for the period
    beginning on September 16, 2014, and ending on December 31, 2014; and a regular
    evaluation for the full year beginning on September 16, 2014, and ending on August 31,
    2015. Each rated her performance as “met” or “acceptable” as to all performance
    objectives. (In consultation with human resources personnel, Narusis gave satisfactory
    ratings to all employees under his supervision in their evaluations for this time period
    due in part to the delinquency of all such evaluations and in part due to the fact that
    Narusis did not join the department until after the time period relevant to these
    evaluations had concluded.) The third evaluation also included performance objectives
    for the subsequent work year ending in August 2016, which of course by September
    2016 had already concluded.
    No. 21-1168                                                                        Page 3
    Then, one month later, in October 2016, Narusis completed Jackson’s annual
    evaluation for the year ending August 31, 2016, rating her performance as unacceptable
    with respect to a number of the performance objectives included in the 2015 evaluation
    issued the prior month. Jackson objected to the negative ratings on the basis inter alia
    that the pertinent objectives had only been identified one month earlier (after the 2016
    work year had already ended), although Narusis represented that the objectives were
    consistent with Jackson’s job description and had otherwise been communicated to her
    previously. Narusis also cited emails and examples of Jackson’s work in support of the
    negative ratings. Jackson offers a number of criticisms of the evaluation process,
    including the fact that she was not permitted to adequately respond to the allegedly
    false appraisal of her work performance.
    Apart from the disputed performance evaluation, Jackson subsequently was
    given a seven-day unpaid suspension effective November 17, 2016, based on two
    incidents relating to her conduct with an agency outsider and with Denney, who by this
    time had succeeded Narusis as her supervisor.
    The first incident involved an October 2016 phone call with Mark Rothart, an
    enterprise zone administrator (in effect, a DCEO stakeholder or customer). The
    allegation was that Jackson yelled at Rothart and was otherwise rude, unprofessional,
    and abusive with him during the call. Denney, by his account, ultimately stepped in and
    took over the call. Jackson admitted that she had raised her voice at one point during
    the call—she contends that Rothart was shouting at her and was abusive with her—but
    denies that she herself was rude, unprofessional, or abusive with him.
    The second incident involved Jackson’s reaction to General Counsel Justin
    Heather’s decision to edit and then issue, under Jackson’s name, an internal memo she
    had written regarding a 2017 enterprise zone for Bloomington-Normal, Illinois. Heather
    corrected a portion of the memo to reflect recent developments regarding a legal issue
    and otherwise made some editorial and stylistic changes to the memo before
    forwarding it to the Department Director for approval. Jackson did not dispute that
    Heather properly reviewed her memo as he did with other, similar memoranda, but she
    objected to the fact that it was issued under her name as revised without her first having
    seen the updated version. She confronted Denney over the matter, and Denney alleged
    that Jackson was agitated, aggressive, yelling, uncooperative, and unprofessional
    during the multiple conversations she had with him about the revised memo. Jackson
    disputes that she behaved as Denney alleged.
    No. 21-1168                                                                              Page 4
    Jackson continued working for the DCEO until May 2017, when she accepted a
    new position with the Department of Transportation, where she earned the same rate of
    pay as she had at DCEO.
    Prior to accepting her new position, Jackson filed suit against Denney, Narusis,
    and DCEO, contending that Denney and Narusis had discriminated against her based
    on her race and gender in violation of her rights under the Equal Protection Clause of
    the Fourteenth Amendment and that all three defendants took retaliatory action against
    her in violation of the Illinois State Officials and Employees Ethics Act, 5 ILCS 430/15-10.
    The district court dismissed the state claim as to all three defendants based on Eleventh
    Amendment and statutory sovereign immunity (R. 16), leaving only the equal
    protection claims against Denney and Narusis.
    In response to the individual defendants’ subsequent motion for summary
    judgment, Jackson cited the negative evaluation in 2016 (premised on performance
    objectives that had only been articulated after the fact in the prior evaluation for 2015)
    and the seven-day suspension as adverse employment actions that she attributed to her
    gender and race. (She also had alleged a hostile work environment in her complaint, but
    she did not discuss this in opposing summary judgment and any such claim was
    deemed abandoned.)
    The district court agreed with Jackson that the three 2014-15 evaluations were
    late and that the last of those evaluations included performance objectives that would
    have been impossible for her to meet for 2016 because they were communicated to her
    after the fact. However, the court, consistent with Seventh Circuit precedent, held that
    negative evaluations in and of themselves did not constitute adverse employment
    actions. R. 30 at 17; see de la Rama v. Ill. Dep’t of Human Servs., 
    541 F.3d 681
    , 686 (7th Cir.
    2008) (collecting cases).
    As to the suspension, although Jackson disputed the way in which her conduct
    had been characterized, the court reasoned that her allegations did not call into question
    the honesty of the defendants’ perception that she had behaved in the way they said she
    had behaved. In other words, there was nothing to suggest that either Denney or
    Narusis did not sincerely believe that Jackson was agitated and had behaved
    unprofessionally. R. 30 at 18–19. Finally, the court did not see any evidence in the record
    supporting the notion that Jackson’s race or gender played a role in Jackson’s
    suspension. R. 30 at 19. “There is no evidence that Defendants lied about the reason for
    the suspension. The explanation offered for the suspension was consistent. At most, the
    Parties had different interpretations of the same events.” R. 30 at 19. With the federal
    claims disposed of, the district court relinquished supplemental jurisdiction over the
    No. 21-1168                                                                                Page 5
    state claim (which the court had previously resolved against Jackson on immunity
    grounds) and dismissed that claim without prejudice. R. 30 at 21.
    II.
    We review the district court’s decision to enter summary judgment in the
    defendants’ favor de novo. E.g., Gaddis v. DeMattei, 
    30 F.4th 625
    , 630 (7th Cir. 2022). We
    take the evidence and all reasonable inferences that may be drawn therefrom in the
    plaintiff’s favor. Eaton v. J.H. Findorff & Son, Inc., 
    1 F.4th 508
    , 511 (7th Cir. 2021). We do
    not “assess the credibility of witnesses, choose between competing reasonable
    inferences, or balance the relative weight of conflicting evidence.” Driveline Sys., LLC v.
    Arctic Cat, Inc., 
    936 F.3d 576
    , 579 (7th Cir. 2019) (quoting Stokes v. Bd. of Educ. of City of
    Chi., 
    599 F.3d 617
    , 619 (7th Cir. 2010)).
    As we noted at the outset, Jackson contends that her former state supervisors
    subjected her to multiple discriminatory actions based on her race and gender, in
    violation of the Fourteenth Amendment’s Equal Protection Clause. An employment-
    related equal protection claim of this nature is evaluated using the same standards we
    apply to Title VII claims. Purtue v. Wis. Dep’t of Corr., 
    963 F.3d 598
    , 601 (7th Cir. 2020)
    (Barrett, J.) (citing de Lima Silva v. Dep’t of Corr., 
    917 F.3d 546
    , 559 (7th Cir. 2019)).
    Jackson is not relying on the burden-shifting framework of McDonnell Douglas Corp. v.
    Green, 
    411 U.S. 792
    , 
    93 S. Ct. 1817
     (1973), to make her case of discrimination. Instead, she
    is making a case based on the whole of the evidence she has assembled that the
    defendants took discriminatory action against her based on her race and gender. See
    Reives v. Ill. State Police, 
    29 F.4th 887
    , 892 (7th Cir. 2022); Chatman v. Bd. of Educ. of City of
    Chi., 
    5 F.4th 738
    , 746 (7th Cir. 2021); Purtue, 963 F.3d at 601–02; Khowaja v. Sessions, 
    893 F.3d 1010
    , 1014 (7th Cir. 2018); Johnson v. Advocate Health & Hosps. Corp., 
    892 F.3d 887
    ,
    894 (7th Cir. 2018); Ortiz v. Werner Enters., Inc., 
    834 F.3d 760
    , 765 (7th Cir. 2016). Her case
    need not satisfy any formula or rest upon any particular type of evidence in order to
    survive the defendants’ motion for summary judgment. See Purtue, 963 F.3d at 602
    (citing Joll v. Valparaiso Cmty. Sch., 
    953 F.3d 923
    , 929 (7th Cir. 2020)). So long as the
    factfinder could reasonably conclude from the totality of the evidence presented that
    Jackson’s race and/or sex was the cause of the employment decisions of which she
    complains, the case must proceed to trial. See 
    id.
     (citing Johnson, 893 F.3d at 894).
    One necessary element of Jackson’s discrimination claim is an adverse
    employment action. Lavalais v. Vill. of Melrose Park, 
    734 F.3d 629
    , 635 (7th Cir. 2013). An
    adverse employment action typically involves a material change in the terms or
    conditions of employment. See Herrnreiter v. Chicago Hous. Auth., 
    315 F.3d 742
    , 744–45
    No. 21-1168                                                                             Page 6
    (7th Cir. 2002) (listing examples). As noted, the district court agreed with Jackson that
    her seven-day unpaid suspension constituted an adverse employment action, see
    Whittaker v. N. Ill. Univ., 
    424 F.3d 640
    , 647 (7th Cir. 2005) (“[A] suspension without pay
    … would constitute an adverse employment action”) (citing Markel v. Bd. of Regents of
    Univ. of Wis. Sys., 
    276 F.3d 906
    , 911 (7th Cir. 2002)), but the court held that the negative
    job evaluation for 2016 by itself did not constitute such an action. Jackson argues the
    latter holding was incorrect, given that the negative performance assessments had a
    direct bearing on her eligibility for promotion as a matter of Illinois statute. See 20 ILCS
    415/8b.2 & 8b.14 (outlining “promotion” and “performance records”); People ex rel.
    Mathes v. Foster, 
    353 N.E.2d 366
    , 370 (Ill. App. Ct. 1976), j. aff’d, 
    367 N.E.2d 1320
     (Ill.
    1977). Yet, even if we give Jackson the benefit of any doubt on this point, but see Pierri v.
    Medline Indus., Inc., 
    970 F.3d 803
    , 808 (7th Cir. 2020) (“[A] hypothetical loss of potential
    future bonuses does not constitute an adverse employment action.”), the defendants
    were nonetheless entitled to summary judgment on another ground.
    Jackson must show that the defendants took these adverse employment actions
    against her because of her race and gender. See Igasaki v. Ill. Dep’t of Fin. & Prof. Reg., 
    988 F.3d 948
    , 95859 (7th Cir. 2021); Khowaja, 893 F.3d at 1014, 1016; Johnson, 892 F.3d at 894;
    Hedrich v. Bd. of Regents of Univ. of Wis. Sys., 
    274 F.3d 1174
    , 1183 (7th Cir. 2001); Nabozny
    v. Podlesny, 
    92 F.3d 446
    , 453–54 (7th Cir. 1996); Huebschen v. Dep’t of Health & Social
    Servs., 
    716 F.2d 1167
    , 1171 (7th Cir. 1983), abrogated on other grounds by Nat’l R.R.
    Passenger Corp. v. Morgan, 
    536 U.S. 101
    , 
    122 S. Ct. 2061
     (2002). Her brief in this respect
    largely focuses on her unpaid suspension, and what she maintains is the pretextual
    nature of the defendants’ stated reasons imposing that suspension on her. The
    suspension was, according to the defendants, premised on the two instances of
    unprofessional conduct we have described: she allegedly yelled at and was
    discourteous with agency stakeholder Mark Rothart in the phone call that Denney
    ultimately took over, and she was likewise agitated, yelling, and unprofessional when
    she discussed with Denney the modifications that Heather had made to her memo.
    Apart from Rothart, Jackson and Denney are the only two people with personal
    knowledge of the two encounters and how Jackson comported herself in those
    encounters. They gave directly contradictory accounts in that respect, with Jackson
    insisting that she was not rude, agitated, shouting, or otherwise unprofessional in either
    instance. As we noted earlier, the district court accepted as true Jackson’s averment that
    she remained professional at all times but deemed this insufficient to call into question
    the honesty of Denney’s belief that she had behaved as he had described or Narusis’s
    No. 21-1168                                                                         Page 7
    decision to credit Denney’s account when he imposed the suspension on Jackson. R. 30
    at 19.
    We take the district court’s point that there is a distinction between the accuracy
    of an employer’s stated reasons for taking disciplinary action against an employee and
    the honesty of the employer’s articulation of those reasons, e.g., Liu v. Cook Cnty., 
    817 F.3d 307
    , 316 (7th Cir. 2016), but for present purposes we can assume arguendo that
    Jackson’s account establishes a dispute of fact as to both grounds for the suspension.
    That is, we can assume that if a jury, after hearing the conflicting accounts from these
    two witnesses at trial, believed Jackson’s testimony that she behaved in a measured and
    professional matter in dealing with Rothart and Denney, it could also infer that Denney
    could not honestly have perceived her conduct as unprofessional.
    Of course, it was Narusis, according to the defendants, who made the decision to
    suspend Jackson, and Jackson faces a steeper obstacle in her effort to show that even if
    Denney gave a dishonest account of her interactions with Rothart and himself, Narusis
    himself did not honestly believe Denney’s version of events and acted accordingly
    when he decided to discipline Jackson. Indeed, apart from Denney’s account, there was
    an email from Rothart addressing his telephone call with Jackson and there were two
    employees who witnessed Jackson’s interactions with Denney regarding the
    memorandum revised by Heather and backed up his account. But we may set that point
    aside.
    Jackson’s rationale as to her negative 2016 performance evaluation and whether
    the criticisms of her performance in that evaluation were pretextual is essentially the
    same as it is with respect to the suspension: that the stated criticisms of her performance
    were dishonest. The district court itself agreed that the goals articulated for the 2016
    evaluation were late (in that they had only been articulated in the 2015 evaluation
    issued one month earlier) and that Jackson could not have been expected to meet them.
    As with the suspension, we may again assume, without deciding, that a jury could find
    the criticisms set forth in the 2016 evaluation were pretextual.
    Pretext is certainly one circumstance that can help to show unlawful employment
    discrimination, Reeves v. Sanderson Plumbing Prods., Inc., 
    530 U.S. 133
    , 147, 
    120 S. Ct. 2097
    , 2108 (2000); O’Neal v. City of New Albany, 
    293 F.3d 998
    , 1005 (7th Cir. 2002)
    (quoting Perdomo v. Browner, 
    67 F.3d 140
    , 145 (7th Cir. 1995)), but the question in this
    case is whether the dishonesty of the employer’s explanation is a cover for gender
    and/or race discrimination or something else, see King v. Ford Motor Co., 
    872 F.3d 833
    ,
    842 (7th Cir. 2017) (plaintiff must show not just that employer’s rationale for adverse
    No. 21-1168                                                                              Page 8
    employment action was pretextual, but that it was a pretext for forbidden
    discrimination) (collecting cases). We can readily assume, in view of the evidence
    Jackson has marshaled, that she was a disfavored employee and that her superiors
    wanted to penalize her and ultimately get rid of her. That evidence includes, inter alia,
    an excessive workload, the lack of a full-time support person, the negative 2016
    performance evaluation based on after-the-fact objectives, her supervisor’s alleged
    failure to follow state policies and procedures with respect to her performance
    appraisals, the purportedly dishonest reasons for her suspension, and also a directive
    that she not talk to other persons outside or inside the agency.1 But the question, again,
    is whether the hostility to Jackson was motivated by her race and/or her gender, or
    some other characteristic. She might have been disfavored for political reasons,
    personality reasons, or for some other reason altogether independent of her race or
    gender.
    Recall that Jackson is not relying on the McDonnell Douglas framework, which
    inter alia would have required proof that she was treated less favorably than another
    employee of a different race or gender in order to establish a prima facie case of
    discrimination. See, e.g., Reives v. Ill. State Police, supra, 29 F.4th at 892. Had Jackson made
    such a showing, it might have been possible for the factfinder to draw the inference that
    the defendants were motivated by her race and/or her gender in subjecting her to
    adverse treatment. But Jackson has identified no such comparator in her brief.2 So she
    must point to some other circumstance that implicates her race or gender as the source
    of the animus against her. Cf. Reeves, 
    530 U.S. at
    143–45, 151–52, 
    120 S. Ct. at
    2106–07,
    2010–11 (plaintiff in age discrimination action, apart from showing that employer’s
    explanation for firing him was false, cited evidence that company director commented
    negatively on his age, swore at and scolded him as if he were a child, and treated
    otherwise similarly-situated, younger worker more favorably).
    1
    The defendants assert that it was necessary to restrict Jackson’s communications
    with individuals inside and outside of the Department because of complaints that she
    was difficult to deal with.
    2
    We note that Jackson’s affidavit did identify a white co-worker who “yelled
    loudly” at her regarding the office microwave oven but who was not disciplined for her
    behavior after Jackson expressed concern about the incident to Narusis. R. 27-1 at 5 ¶ 34.
    Jackson has not cited or relied on this incident in her brief, so we need not address it.
    No. 21-1168                                                                          Page 9
    We pause here to acknowledge the possibility that the defendants’ very
    perceptions, however genuine, that Jackson had comported herself in an unprofessional
    manner in the two incidents giving rise to her suspension may have been the product of
    sexist and/or racist stereotypes. After all, it is not unusual for women, particularly
    women of color, who speak up for themselves in the workplace to be perceived as loud,
    rude, aggressive, or even hysterical when in fact their manner of speaking and
    comportment is no different from that of their white male counterparts. See Brooks v.
    Avancez, — F.4th —, 
    2022 WL 2447111
    , at * 7 (7th Cir. July 6, 2022); Daphna Motro, et al.,
    The “Angry Black Woman” Stereotype at Work, HARVARD BUS. REV. (Jan. 31, 2022),
    https://hbr.org/2022/01/the-angry-black-woman-stereotype-at-work; Ruchika Tulshyan,
    Speaking Up As A Woman Of Color At Work, FORBES (Feb. 10, 2015),
    https://www.forbes.com/sites/ruchikatulshyan/2015/02/10/speaking-up-as-a-woman-of-
    color- at-work/; Kieran Snyder, The abrasiveness trap: High-achieving men and women are
    described differently in reviews, FORTUNE (Aug. 26, 2014), https://fortune.com/2014/08/26/
    performance-review-gender-bias/ (all visited July 25, 2022). Had the reports and
    criticisms of Jackson’s behavior been framed in overtly racial or sexual terms, or had
    there been additional surrounding circumstances affirmatively suggesting that the
    defendants’ perceptions of Jackson were influenced by racial or sexual stereotypes, it
    might be possible for the factfinder to infer a causal link between the two. Cf. Price
    Waterhouse v. Hopkins, 
    490 U.S. 228
    , 235–36, 255–56, 
    109 S. Ct. 1775
    , 1782–83, 1793–94
    (1989) (comments on female manager’s candidacy for partnership to effect that she was
    “macho,” “overcompensated for being a woman,” used profanity, needed “a course at
    charm school,” and, in order to improve her prospects for promotion, ought to “walk
    more femininely, talk more femininely, dress more femininely, wear make-up, have her
    hair styled, and wear jewelry,” suggested that sex stereotyping influenced firm’s
    decision to place her candidacy on hold), superseded by statute in other respects, 42 U.S.C.
    §§ 2000e–2(m), 2000e–5(g)(2)(B). But this is not a line of argument that Jackson herself
    has pursued, and she has not undertaken to make such a showing.
    Apart from pretext, Jackson points only to two circumstances that, in her view,
    connect her race and gender to the adverse employment actions of which she
    complains. First, in February 2016, when she went to discuss a work matter with
    Denney, he reacted to her in such a way that she perceived him to be treating her as if
    she were a dog. In her words, “Ben was sitting in his chair, he started laughing at me,
    and commanded me to ‘COME HERE,’ then pointed downwards, as if calling a dog to
    sit or someone to kneel.” R. 27-3 at 10. Second, more than once, Denney referred to her
    as a “girl” in the office. R. 20-1 at 5–6, Jackson Dep. at 19–20.
    No. 21-1168                                                                           Page 10
    Taken together with the other facts, these circumstances are not sufficient to
    establish a nexus between Jackson’s race or gender and the adverse employment actions
    at issue. The relevance of the “come here” incident depends largely on Jackson’s
    subjective perception that Denney was treating her like a dog. To be sure, the behavior
    that Jackson describes is odd, even boorish, but on its face and without additional
    context, such rude and/or boorish behavior is not enough to show forbidden
    discrimination. See Racicot v. Wal-Mart Stores, Inc., 
    414 F.3d 675
    , 678 (7th Cir. 2005); Berry
    v. Delta Airlines, Inc., 
    260 F.3d 803
    , 809 (7th Cir. 2001); Gleason v. Mesirow Fin., Inc., 
    118 F.3d 1134
    , 1140 (7th Cir. 1997), abrogated on other grounds by Nat’l R.R. Passenger Corp. v.
    Morgan, 
    536 U.S. 101
    , 
    122 S. Ct. 2061
     (2002). The “girl” remarks are potentially more
    relevant on their face, but here the problem is the lack of additional detail as to when,
    how often, and in what context Denney referred to Jackson as a “girl.” Beyond
    characterizing the references as derogatory, Jackson shed almost no light on these
    remarks in her deposition. She said that Denney used the term more than once, but
    beyond that she could not recall the details. (For his part, Denney represents that he
    once addressed a group of employees, including Jackson, as “boys and girls.”) Without
    more information about these references, we have no way of knowing whether these
    were isolated, stray remarks, or whether they occurred frequently enough and/or in a
    context that would suggest a race and/or gender bias.
    Without any evidence of a causal nexus between Jackson’s race and gender and
    the adverse employment actions she has identified, no factfinder could find in her favor
    on her Fourteenth Amendment equal protection claims, and the defendants were
    entitled to summary judgment.
    III.
    For the reasons discussed, the district court properly entered summary judgment
    against Jackson and in favor of the defendants and relinquished jurisdiction over the
    state-law claim.
    AFFIRMED