Dawn Hanson v. Chris LeVan ( 2020 )


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  •                                In the
    United States Court of Appeals
    For the Seventh Circuit
    ____________________
    No. 19‐1840
    DAWN HANSON, et al.,
    Plaintiffs‐Appellees,
    v.
    CHRIS LEVAN,
    Defendant‐Appellant.
    ____________________
    Appeal from the United States District Court for the
    Northern District of Illinois, Eastern Division.
    No. 15‐cv‐5354 — Robert M. Dow, Jr., Judge.
    ____________________
    ARGUED MAY 28, 2020 — DECIDED JULY 21, 2020
    ____________________
    Before MANION, KANNE, and WOOD, Circuit Judges.
    KANNE, Circuit Judge. For some government jobs, political
    affiliation is an appropriate position requirement. But that’s
    generally not the case. And unless political affiliation is an ap‐
    propriate job requirement, the First Amendment forbids gov‐
    ernment officials from discharging employees based on their
    political affiliation. Rutan v. Republican Party of Ill., 
    497 U.S. 62
    ,
    64 (1990) (citing Elrod v. Burns, 
    427 U.S. 347
    (1976); Branti v.
    Finkel, 
    445 U.S. 507
    (1980)).
    2                                                           No. 19‐1840
    After stepping into his elected office as Milton Township
    Assessor, Chris LeVan dismissed a group of employees who
    were Deputy Assessors, allegedly because they supported his
    political rival and predecessor. The fired deputies sued
    LeVan, claiming the terminations violated their First Amend‐
    ment rights. In a motion to dismiss for failure to state a claim,
    LeVan asserted a qualified‐immunity defense. The district
    court concluded that LeVan is not entitled to qualified im‐
    munity at this pleading stage, and LeVan appealed.
    We affirm because, taking as true the plaintiffs’ well‐
    pleaded allegations about the characteristics of the Deputy
    Assessor position, a reasonable actor in LeVan’s position
    would have known that dismissing the deputies based on
    their political affiliation violated their constitutional rights.
    I. BACKGROUND
    According to the plaintiffs’ complaint, in 2013 Chris
    LeVan was elected to the office of Milton Township Assessor,
    displacing his predecessor and political rival, Bob Earl.
    Shortly after he took office, LeVan discharged a group of em‐
    ployees—Deputy Assessors1—who had publicly supported
    Earl in his run for reelection.
    The dismissed employees sued LeVan in his personal and
    official capacities for discharging them on improper bases. At
    issue now are the plaintiffs’ challenges that LeVan, under
    color of state law, violated their rights guaranteed by the First
    Amendment (applicable to Illinois through the Fourteenth
    Amendment) by firing them because of their political
    1 Among the plaintiffs dismissed from their positions in the Assessor’s
    Office is a former IT Administrator. This appeal does not concern that
    plaintiff, only those who were Deputy Assessors.
    No. 19‐1840                                                    3
    affiliation. See 42 U.S.C. § 1983. They alleged that the Deputy
    Assessor position is not one for which political affiliation is a
    valid job requirement, as the position did not authorize the
    employees to have meaningful input in policy decisions, yet
    LeVan discharged them based on their political affiliation.
    For these challenges against LeVan in his individual ca‐
    pacity, LeVan asserted qualified immunity as a defense. See
    Leatherman v. Tarrant Cty. Narcotics Intelligence & Coordination
    Unit, 
    507 U.S. 163
    , 166 (1993) (recognizing that qualified im‐
    munity is afforded only to individual officials, not to units of
    government); Ruffino v. Sheahan, 
    218 F.3d 697
    , 700 (7th Cir.
    2000). He did so in a motion to dismiss, under Rule 12(b)(6),
    for failure to state a claim upon which relief can be granted.
    Fed. R. Civ. P. 12(b)(6). The district court concluded that
    LeVan is not entitled to qualified immunity at the pleading
    stage and allowed the claims to proceed. LeVan sought inter‐
    locutory review of that decision.
    II. ANALYSIS
    A. Appellate Jurisdiction
    The first order of business is our jurisdiction to review the
    district court’s qualified‐immunity decision. The former Dep‐
    uty Assessors contend that we lack jurisdiction, reasoning
    that the district court’s order is nonfinal and falls outside the
    collateral‐order doctrine. We disagree.
    Appellate courts’ jurisdiction under 28 U.S.C. § 1291 is in‐
    deed limited to appeals from “final decisions” of district
    courts. But some “final decisions” are made before the district
    court enters a final judgment: certain “collateral orders” are
    immediately reviewable because they “‘[1] conclusively de‐
    termine the disputed question, [2] resolve an important issue
    4                                                        No. 19‐1840
    completely separate from the merits of the action, and [3] [are]
    effectively unreviewable on appeal from a final judgment.’”
    Johnson v. Jones, 
    515 U.S. 304
    , 310 (1995) (bracketed numbers
    in original) (quoting Puerto Rico Aqueduct & Sewer Auth. v.
    Metcalf & Eddy, Inc., 
    506 U.S. 139
    , 144 (1993)).
    Denials of qualified immunity often fall into this category
    of immediately appealable orders. They are reviewable when
    “the issue appealed concerned, not which facts the parties
    might be able to prove, but, rather, whether or not certain
    given facts showed a violation of ‘clearly established’ law.”
    Id. at 311
    (quoting Mitchell v. Forsyth, 
    472 U.S. 511
    , 528 (1985));
    see, e.g., Leiser v. Kloth, 
    933 F.3d 696
    , 700–01 (7th Cir. 2019), cert.
    denied, No. 19‐7508 (Apr. 27, 2020). In other words, the denial
    of qualified immunity is within our jurisdiction to review be‐
    fore a final judgment if that denial turns on “abstract” ques‐
    tions of law. Ashcroft v. Iqbal, 
    556 U.S. 662
    , 674 (2009) (quoting
    
    Johnson, 515 U.S. at 317
    ). By contrast, interlocutory review is
    unavailable for a district court’s “fact‐based” decision—for
    example, that the evidence in the pretrial record shows a gen‐
    uine issue of fact on which qualified immunity depends. Id.
    (quoting 
    Johnson, 515 U.S. at 317
    ); see 
    Johnson, 515 U.S. at 307
    ,
    313 (no appellate jurisdiction to review district court’s order
    determining that evidence is sufficient to permit a particular
    finding of fact after trial).
    The district court’s decision here was on a motion to dis‐
    miss, under Rule 12(b)(6), for failure to state a claim. As we
    see it, LeVan essentially contended that the plaintiffs did not
    assert a constitutional violation upon which relief can be
    granted because LeVan is qualifiedly immune. Fed. R. Civ. P.
    12(b)(6); see Jacobs v. City of Chicago, 
    215 F.3d 758
    , 765 n.3 (7th
    Cir. 2000).
    No. 19‐1840                                                              5
    We have accepted that dismissal under Rule 12(b)(6) can
    preserve an official’s right, under qualified‐immunity doc‐
    trine, “not to stand trial or face the other burdens of litiga‐
    tion,” including pretrial discovery. 
    Mitchell, 472 U.S. at 526
    ;
    see Pearson v. Callahan, 
    555 U.S. 223
    , 231–32 (2009); Reed v.
    Palmer, 
    906 F.3d 540
    , 548–49 (7th Cir. 2018). But dismissal un‐
    der Rule 12(b)(6) is not the only way to preserve that right. See
    
    Jacobs, 215 F.3d at 774
    –75 (Easterbrook, J., concurring in part
    and in the judgment) (identifying other means by which im‐
    munity may be decided without protracted discovery). Nor is
    it always (if ever) the most suitable procedural setting to de‐
    termine whether an official is qualifiedly immune, because
    immunity may depend on particular facts that a plaintiff need
    not plead to state a claim. Alvarado v. Litscher, 
    267 F.3d 648
    ,
    651–52 (7th Cir. 2001).
    Ultimately, dismissal under Rule 12(b)(6) is appropriate
    based on qualified immunity only when the plaintiffs’ well‐
    pleaded allegations, taken as true, do not “state a claim of vi‐
    olation of clearly established law.” Behrens v. Pelletier, 
    516 U.S. 299
    , 306 (1996) (quoting 
    Mitchell, 472 U.S. at 526
    ). We elabo‐
    rate and apply this standard later on, but for now it is enough
    to reiterate that “a complaint may be dismissed under Rule
    12(b)(6) on qualified immunity grounds where the plaintiff
    asserts the violation of a broad constitutional right that had
    not been articulated at the time the violation is alleged to have
    occurred.” 
    Jacobs, 215 F.3d at 765
    n.3. And the familiar plausi‐
    bility standard governs.2 See 
    Reed, 906 F.3d at 548
    .
    2 We have recognized the tension between the plausibility standard
    that applies to motions for dismissal of a complaint; the often fact‐inten‐
    sive nature of qualified‐immunity determinations; and the protection that
    the qualified‐immunity doctrine provides against the burdens of pretrial
    6                                                               No. 19‐1840
    The district court concluded that the plaintiffs stated a
    claim for a violation of a clearly established right, barring
    qualified immunity at this point in the litigation. The court
    reached this conclusion by taking the plaintiffs’ well‐pleaded
    allegations as true and answering two questions: First, did the
    plaintiffs’ allegations add up to a claim that a constitutional
    right was violated? And second, was the right clearly estab‐
    lished when LeVan discharged the employees? As far as ju‐
    risdiction is concerned, these are “abstract” legal questions
    about “the substance and clarity of pre‐existing law,” given
    the facts as alleged. Ortiz v. Jordan, 
    562 U.S. 180
    , 190 (2011); cf.
    
    Leiser, 933 F.3d at 700
    –01.
    The plaintiffs argue that the first question is fact‐based,
    nonfinal, and thus unreviewable. They point to the district
    court’s remark that whether LeVan will be entitled to quali‐
    fied immunity on a further‐developed record “cannot be re‐
    solved on the pleadings.” This remark, they reason, indicates
    that the district court’s decision both (a) turns on facts not yet
    determined and (b) is not necessarily the last qualified‐im‐
    munity determination the court will make.
    matters, including discovery. See, e.g., 
    Reed, 906 F.3d at 548
    –49; 
    Jacobs, 215 F.3d at 765
    n.3. Although this tension generally makes Rule 12(b)(6) a poor
    fit for dismissal on the basis of qualified immunity, 
    Reed, 906 F.3d at 548
    –
    49; see also Siefert v. Hamilton County, 
    951 F.3d 753
    , 761 (6th Cir. 2020), it
    does not preclude appellate jurisdiction, see 
    Iqbal, 556 U.S. at 672
    ; 
    Behrens, 516 U.S. at 307
    –08; see, e.g., Hardeman v. Curran, 
    933 F.3d 816
    , 819–20 (7th
    Cir. 2019). The tension is also eased by other rules, like Rule 12(e) and Rule
    26(c), that can be engaged to avoid or curtail discovery before a qualified‐
    immunity decision is made on summary judgment. See Crawford‐El v. Brit‐
    ton, 
    523 U.S. 574
    , 598–99 (1998); 
    Jacobs, 215 F.3d at 775
    (Easterbrook, J., con‐
    curring in part and in the judgment).
    No. 19‐1840                                                                   7
    The merits inquiry embedded in the first question—
    whether political affiliation is an appropriate requirement for
    a certain position—certainly calls for a case‐specific assess‐
    ment of the government job at hand. See 
    Branti, 445 U.S. at 518
    .
    And it is true that we have generally classified this inquiry as
    a matter of fact that in some cases ought to be resolved as a
    matter of law3—depending on how clearly statutes, ordi‐
    nances, regulations, and a reliable job description establish
    the position responsibilities.4
    3 Whether this inquiry is a matter of law or fact split the circuits. See
    Horton v. Taylor, 
    767 F.2d 471
    , 478 (8th Cir. 1985). Compare Gordon v. County
    of Rockland, 
    110 F.3d 886
    , 888–89, 889 n.4 (2d Cir. 1997) (concluding that
    the propriety of political affiliation as a criterion for a position is a matter
    of law, and suggesting it is never an issue for the jury to decide), with Pleva
    v. Norquist, 
    195 F.3d 905
    , 912 (7th Cir. 1999) (stating that the issue “should
    ordinarily be left for a jury to determine” but may be resolved as a matter
    of law when the position responsibilities are clearly outlined by law).
    4  See, e.g., Allman v. Smith, 
    790 F.3d 762
    , 766–67 (7th Cir. 2015) (ac‐
    knowledging that trial could show plaintiff had more discretion than job
    description implied); Powers v. Richards, 
    549 F.3d 505
    , 510 (7th Cir. 2008)
    (resolving inquiry as a matter of law when plaintiff did not dispute that
    the official job description accurately explained the position responsibili‐
    ties); Fuerst v. Clarke, 
    454 F.3d 770
    , 773–74 (7th Cir. 2006) (concluding that
    the matter could not be resolved on summary judgment); Riley v. Blago‐
    jevich, 
    425 F.3d 357
    , 360–61 (7th Cir. 2005) (contemplating that a systemat‐
    ically unreliable job description could precipitate a factual inquiry, but
    quoting Danahy v. Buscaglia, 
    134 F.3d 1185
    , 1191 (2d Cir. 1998), for asser‐
    tion that the inquiry “presents a question of law informed solely by the job
    description and the powers of office”); Vargas‐Harrison v. Racine Unified
    Sch. Dist., 
    272 F.3d 964
    , 972 (7th Cir. 2001) (observing that “an individual’s
    status as a policy‐making employee frequently poses a fact question” but
    that “a court may resolve this issue without the aid of a finder of fact”
    when “the duties and responsibilities of a particular position are clearly
    defined by law and regulations”); 
    Pleva, 195 F.3d at 912
    (citing cases); Selch
    8                                                               No. 19‐1840
    But we have treated the issue as an “abstract” matter of
    law, for purposes of jurisdiction, when antecedent facts are
    taken as given and we are asked to review only the applica‐
    tion of a legal standard to those given facts in a qualified‐im‐
    munity assessment. See Jackson v. Curry, 
    888 F.3d 259
    , 263 (7th
    Cir. 2018); see, e.g., Moss v. Martin, 
    473 F.3d 694
    , 702 (7th Cir.
    2007); Kiddy‐Brown v. Blagojevich, 
    408 F.3d 346
    , 355–56 (7th Cir.
    2005); see also Danahy v. Buscaglia, 
    134 F.3d 1185
    , 1190–91 (2d
    Cir. 1998) (“For the purposes of jurisdiction, … we assume the
    truth of the plaintiffs’ claims that they were subjected to pat‐
    ronage dismissals and that they were not policymakers.”); cf.
    Guerrero‐Lasprilla v. Barr, 
    140 S. Ct. 1062
    , 1067 (2020) (“ques‐
    tions of law,” for purposes of appellate jurisdiction under 8
    U.S.C. § 1252(a)(2)(D), “includes the application of a legal
    standard to undisputed or established facts”).
    That is the situation we face here. The court did not eval‐
    uate evidence or make any “antecedent” determinations that
    we are asked to review. Allman v. Smith, 
    790 F.3d 762
    , 764 (7th
    Cir. 2015); see, e.g., 
    Jackson, 888 F.3d at 263
    –64 (unreviewable
    antecedent question lay in whether the district court properly
    decided not to watch a video that, defendants argued, contra‐
    dicted plaintiff’s factual allegations).
    The district court’s remark—that whether LeVan will be
    entitled to qualified immunity on a further‐developed record
    “cannot be resolved on the pleadings”—merely acknowl‐
    edges the different standards that apply to a Rule 12(b)(6) mo‐
    tion to dismiss and a Rule 56(a) motion for summary
    v. Letts, 
    5 F.3d 1040
    , 1044 (7th Cir. 1993) (reviewing determination for clear
    error). We do not reconsider our precedent today to address whether it
    would be more appropriate to characterize the inquiry as a “mixed ques‐
    tion of law and fact.” Guerrero‐Lasprilla v. Barr, 
    140 S. Ct. 1062
    , 1069 (2020).
    No. 19‐1840                                                      9
    judgment. As we’ve already mentioned, before discovery be‐
    gins, a defendant asserting qualified immunity is entitled to
    dismissal if the allegations in the complaint fail to state a claim
    of a clearly established right having been violated. 
    Mitchell, 472 U.S. at 526
    . After discovery, however, the defendant as‐
    serting qualified immunity is entitled to summary judgment
    if the evidence fails to demonstrate a genuine factual issue
    about the characteristics of the employee’s position or
    whether the defendant committed the alleged acts. See id.; All‐
    
    man, 790 F.3d at 766
    –67.
    In this way, while qualified immunity may not entitle a
    defendant to dismissal on the pleadings, qualified immunity
    may entitle the defendant to summary judgment later on.
    And because each determination is conclusive as to the de‐
    fendant’s right to avoid the burdens of pretrial discovery and
    trial, a denial of qualified immunity can be a “final decision”
    at both stages of the litigation. See 
    Behrens, 516 U.S. at 307
    –08.
    Having confirmed that we have jurisdiction to review the
    court’s qualified‐immunity decision, we next address
    whether the court properly concluded that LeVan is not enti‐
    tled to qualified immunity at this pleading stage.
    B. Qualified Immunity
    LeVan is entitled to dismissal unless (1) the plaintiffs ade‐
    quately alleged facts that, if true, would constitute a violation
    of a statutory or constitutional right, and (2) the right was
    “clearly established” at the time of the alleged violation, such
    that a reasonable public official would have known his con‐
    duct was unlawful. Harlow v. Fitzgerald, 
    457 U.S. 800
    , 818
    (1982); see 
    Moss, 473 F.3d at 702
    . We review de novo whether
    each criterion has been met, accepting all well‐pleaded factual
    10                                                            No. 19‐1840
    allegations as true and drawing all permissible inferences in
    the plaintiffs’ favor. See 
    Reed, 906 F.3d at 546
    , 549; Chasensky v.
    Walker, 
    740 F.3d 1088
    , 1093, 1095 (7th Cir. 2014).
    1. Violation of a Right
    The plaintiffs alleged in their complaint that the Deputy
    Assessor position is not one for which political affiliation is a
    valid requirement and that LeVan dismissed the plaintiffs be‐
    cause of their political affiliation, in violation of their First
    Amendment rights. LeVan counters that political affiliation is
    an appropriate job requirement for the Deputy Assessor posi‐
    tion, so the employees’ dismissal based on political patronage
    is not a First Amendment violation.
    The general rule, under the Supreme Court’s decisions in
    Elrod and Branti, is that dismissal of a public employee on the
    basis of political affiliation violates the employee’s First
    Amendment rights. See 
    Rutan, 497 U.S. at 64
    ; Bogart v. Vermil‐
    ion County, 
    909 F.3d 210
    , 213 (7th Cir. 2018). The exception is
    when party affiliation is an appropriate requirement for the
    position involved. See Hagan v. Quinn, 
    867 F.3d 816
    , 824 (7th
    Cir. 2017). This so‐called Elrod‐Branti or “policymaking”5 ex‐
    ception derives from the principles of representative govern‐
    ment: without political alignment in certain positions, em‐
    ployees occupying those positions could obstruct the imple‐
    mentation of policies presumably sanctioned by the
    5 The exception’s application does not turn on whether the position
    can bear the label “policymaker,” see 
    Branti, 445 U.S. at 518
    , but we have
    used the term “policymaker” as a shorthand for the broad category of of‐
    fices that fall within the Elrod‐Branti exception. See 
    Hagan, 867 F.3d at 824
    ;
    
    Kiddy‐Brown, 408 F.3d at 355
    .
    No. 19‐1840                                                     11
    electorate, who placed the current administration in power.
    
    Elrod, 427 U.S. at 367
    ; 
    Bogart, 909 F.3d at 213
    .
    As a result, the Elrod‐Branti exception applies if “the hiring
    authority can demonstrate that party affiliation is an appro‐
    priate requirement for the effective performance of the public
    office involved.” 
    Branti, 445 U.S. at 518
    . We have held that po‐
    litical affiliation is an appropriate requirement when “the
    [employee’s] position authorizes, either directly or indirectly,
    meaningful input into government decisionmaking on issues
    where there is room for principled disagreement on goals or
    their implementation.” 
    Kiddy‐Brown, 408 F.3d at 355
    (quoting
    Nekolny v. Painter, 
    653 F.2d 1164
    , 1170 (7th Cir. 1981)). This as‐
    sessment includes whether the position “entails the exercise
    of a substantial amount of political (as distinct from profes‐
    sional) discretion,” Powers v. Richards, 
    549 F.3d 505
    , 510 (7th
    Cir. 2008), and whether the position gives its holder access to
    the superior’s “confidential, politically sensitive thoughts,”
    
    Bogart, 909 F.3d at 213
    (quoting Riley v. Blagojevich, 
    425 F.3d 357
    , 359 (7th Cir. 2005)).
    Our focus, when determining whether a position falls
    within the Elrod‐Branti exception, is on “the powers inherent
    in a given office, as opposed to the functions performed by a
    particular occupant of that office.” Tomczak v. City of Chicago,
    
    765 F.2d 633
    , 640 (7th Cir. 1985); see Embry v. City of Calumet,
    
    701 F.3d 231
    , 236 (7th Cir. 2012). We have thus endorsed
    courts’ use of reliable job descriptions, which—if objective—
    provide “a provisional safe harbor for elected officials” who
    may depend on the descriptions when deciding whom to re‐
    place on political grounds. 
    Riley, 425 F.3d at 365
    . But a statute
    or ordinance trumps a job description whenever they conflict.
    See Davis v. Ockomon, 
    668 F.3d 473
    , 478 (7th Cir. 2012). And at
    12                                                    No. 19‐1840
    this 12(b)(6) stage, we don’t have an official description of the
    Deputy Assessor position, cf. 
    Hagan, 867 F.3d at 827
    ; we have
    only the plaintiffs’ allegations and the Illinois Tax Code,
    which LeVan says confirms the Deputy Assessor position is
    one for which political alliance is a valid requirement.
    Before we turn to the statutes, it’s important to address the
    role that the plaintiffs’ allegations play in our analysis. LeVan
    argues that the plaintiffs’ allegations about their job duties
    should not be considered because the issue turns on the inher‐
    ent powers of an office, not a particular occupant’s functions.
    It is true that whether political affiliation is a valid job re‐
    quirement depends on the position itself—that is, the functions
    that “usually attend” the position—rather than specific acts
    performed by a particular position holder. 
    Tomczak, 765 F.2d at 640
    –41. This is why statutes, ordinances, regulations, and
    reliable job descriptions are the go‐to sources for determining
    what the position entails. See 
    Davis, 668 F.3d at 478
    . But the
    plaintiffs’ allegations about the nature of the position may be
    relevant, too. If the statutes, ordinances, regulations, and job
    description do not provide a clear enough picture of the posi‐
    tion, or if the job description provides sufficient detail but is
    inaccurate or unreliable, then how the position is treated and
    performed on the ground can supply the necessary infor‐
    mation about the “normal duties,” All
    man, 790 F.3d at 766
    , or
    the functions that “usually attend [the] position,” 
    Tomczak, 765 F.2d at 641
    . See Allen v. Martin, 
    460 F.3d 939
    , 944 (7th Cir.
    2006). Stated differently, facts about how the position is car‐
    ried out can support inferences about the powers inherent in
    the office. Consequently, unless a statute, ordinance, regula‐
    tion, or reliable job description confirms that the position falls
    within the Elrod‐Branti exception, we take the plaintiffs’
    No. 19‐1840                                                      13
    plausible allegations to the contrary as true at the pleading
    stage. See, e.g., 
    Moss, 473 F.3d at 698
    –99, 702; 
    Kiddy‐Brown, 408 F.3d at 355
    –56.
    The plaintiffs alleged in their complaint that political affil‐
    iation is not an appropriate requirement for the Deputy As‐
    sessor position. They elaborated that the Deputy Assessor po‐
    sition did not give the plaintiffs any policymaking authority,
    and that the Milton Township Assessor’s Office employs
    Chief Deputy Assessors, who “advise the Assessor on policy
    issues”; fill the Assessor’s role in the Assessor’s absence; and
    manage the lower‐level office personnel, including the Dep‐
    uty Assessors. The lower‐level Deputy Assessors, the plain‐
    tiffs alleged, are not authorized to perform any of these advi‐
    sory or managerial functions.
    The plaintiffs continued that their positions involved tak‐
    ing measurements of property and inputting those measure‐
    ments, along with other collected data, into computer pro‐
    grams and formulas that were set by statutes, regulations,
    state‐issued guidelines, and the County and Township Asses‐
    sors. The Deputy Assessors had “no control or discretion”
    over the formulas or programs. And the Township Asses‐
    sor—not the Deputy Assessors—was empowered to change
    an assessment. The Deputy Assessor positions also involved
    “other clerical functions.”
    The plaintiffs additionally rely on a declaration, attached
    to their complaint, by the prior Township Assessor, who
    stated that Chief Deputy Assessors, only, were in positions to
    advise the Assessor on policymaking issues and to fill the As‐
    sessor’s role in his absence. See Williamson v. Curran, 
    714 F.3d 432
    , 436 (7th Cir. 2013) (observing that documents attached to
    14                                                 No. 19‐1840
    the complaint and on which the plaintiff relies to support a
    claim may be considered on a motion to dismiss).
    Taken alone, the plaintiffs’ allegations portray the Deputy
    Assessor position as one that does not involve meaningful in‐
    put into government decisionmaking on issues where there is
    room for principled disagreement on goals or their imple‐
    mentation. The predetermined formulas and computer pro‐
    grams that the lower‐level Deputy Assessors apply suggest
    that any discretion the position holds “is channeled by pro‐
    fessional rather than political norms.” 
    Riley, 425 F.3d at 360
    .
    The alleged office hierarchy also supports an inference
    that the lower‐level Deputy Assessor position does not en‐
    dow its holders with influence over policy choices or access
    to the Township Assessor’s politically sensitive thoughts:
    only the Chief Deputy Assessors hold cabinet‐like managerial
    and advisory roles; and the lower‐level Deputy Assessor po‐
    sition does not carry power to alter an assessment resulting
    from the prescribed formulas or programs.
    Thus, unless a law makes these allegations implausible,
    the plaintiffs have alleged that they held low‐level positions
    lacking political discretion and for which political affiliation
    is not a valid requirement.
    We’ve been alerted to statutes (no ordinances) that ad‐
    dress the duties and responsibilities of the Township Assessor
    and deputies. The Illinois Tax Code provides that each year
    “the assessor, in person or by deputy, shall actually view and
    determine as near as practicable the value of each property
    listed for taxation … and assess the property at 33 ⅓ % of its
    fair cash value, or in accordance with … [certain statutes or
    county ordinances].” 35 ILCS 200/9‐155. It also provides that
    No. 19‐1840                                                           15
    an assessor “may appoint one or more suitable persons as
    deputies to assist in making the assessment, and may appoint
    other employees required for operation of the office.” 35 ILCS
    200/2‐65. Thus, the Township Assessor may carry out the stat‐
    utorily imposed assessment duty with the help of appointed
    deputy assessors, who may “assist in making the assess‐
    ment.”
    Id. The Code
    also defines “assessor” as “county, town‐
    ship, multi‐township or deputy assessors, all of whom evalu‐
    ate and appraise property.” 35 ILCS 200/1‐10. LeVan says
    these statutes confirm the plaintiffs’ positions fit the Elrod‐
    Branti exception.
    We can assume that the Township Assessor position falls
    within the Elrod‐Branti exception; the plaintiffs even allege
    that LeVan made policy. So, if the statutes expressly con‐
    firmed that the Deputy Assessor position had all the same
    powers as the Township Assessor, we would have no trouble
    concluding that the plaintiffs’ positions also fit within the El‐
    rod‐Branti exception. That was the case with the Indiana dep‐
    uty county auditor position in Kline v. Hughes, 
    131 F.3d 708
    ,
    710 (7th Cir. 1997) (deputy who was vested with the power by
    express statute to perform all duties of the auditor fell within
    the Elrod‐Branti exception).
    But the Illinois Code does not declare that a deputy asses‐
    sor has all the same authorizations and duties as the assessor.
    It instead specifies that the assessor may deputize employees
    “to assist in making the assessment” of properties—not to
    hold all the same power and responsibilities as the assessor or
    to take the assessor’s place when the office becomes vacant.
    35 ILCS 200/2‐65.6 The Code’s definition of “assessor” as
    6 Deputy assessors are authorized to administer oaths. 35 ILCS 200/24‐
    30. But we don’t see how power to administer an oath equals meaningful
    16                                                             No. 19‐1840
    “county, township, multi‐township or deputy assessors” does
    not make the Township Assessor position one and the same
    as the Deputy Assessor position. 35 ILCS 200/1‐10. It merely
    recognizes that when “assessor” appears in the correspond‐
    ing statutes, that term may refer to any of the listed positions.
    This leaves us with the following critical question: Do
    Deputy Assessors have inherent authority to provide mean‐
    ingful input into decisions on issues where there is room for
    principled disagreement on goals or their implementation be‐
    cause the Illinois Code permits deputies to help the Township
    Assessor make an assessment?
    The statutes do not confirm an affirmative answer, as they
    do not establish the extent to which political discretion plays
    a part in the Deputy Assessor’s role in “actually view[ing] and
    determin[ing] as near as practicable the value of each prop‐
    erty listed for taxation … and assess[ing] the property at
    33 ⅓ % of its fair cash value, or in accordance with [certain
    statutes or ordinances].” 35 ILCS 200/9‐155. The Code defines
    “33 ⅓ %”7 and “fair cash value.”8 And other statutes, ordi‐
    nances, or “general rules” prescribed by the Department of
    influence in policy decisions or access to politically sensitive deliberations;
    the power to administer an oath is not power to make hiring‐and‐firing or
    other placement decisions.
    7“One‐third of the fair cash value of property, as determined by the
    [State Revenue] Department’s sales ratio studies for the 3 most recent
    years preceding the assessment year, adjusted to take into account any
    changes in assessment levels implemented since the data for the studies
    were collected.” 35 ILCS 200/1‐55.
    8“The amount for which a property can be sold in the due course of
    business and trade, not under duress, between a willing buyer and a will‐
    ing seller.” 35 ILCS 200/1‐50.
    No. 19‐1840                                                    17
    Revenue may leave the assessment task devoid of any policy‐
    making discretion, even if it requires some professional dis‐
    cretion. See 35 ILCS 200/8‐5(3); see generally People ex rel. Cut‐
    more v. Harding, 
    164 N.E. 827
    , 829 (Ill. 1929) (holding that
    county deputy assessor was not entitled to the higher com‐
    pensation authorized for a clerk, and noting that the deputy’s
    role in determining property value includes some form of
    “discretion,” without identifying that discretion as political or
    professional).
    It may also be that any policy discretion and confidential
    deliberation that is left for the Assessor’s Office is done by the
    Township Assessor and the Chief Deputy Assessors who act
    as advisors or “formulate[] plans for the implementation of
    broad goals,” 
    Elrod, 427 U.S. at 368
    . Those policies may then
    be inflexibly executed by the lower‐level Deputy Assessors
    when they “assist in making the assessment.” 35 ILCS 200/2‐
    65. In other words, the Deputy Assessor’s role in performing
    assessments may involve only professional discretion and
    mechanical application of formulas set by legislators, regula‐
    tors, the Township Assessor, and the cabinet‐like advisors
    who occupy the Chief Deputy Assessor position. Finally, alt‐
    hough the assessment produced by a deputy may be deemed
    the Township Assessor’s own, that does not determine
    whether the deputy exercises political discretion in perform‐
    ing the assessment.
    So, no statutes or ordinances confirm whether the Deputy
    Assessor position involves policymaking input or access to
    the assessor’s politically sensitive or confidential thoughts.
    And at this point, we have no job description, much less a re‐
    liable one. Thus, the plaintiffs’ allegations about the Deputy
    Assessor position characteristics—specifically, that the
    18                                                  No. 19‐1840
    position lacks policymaking authority and access—are plau‐
    sible. The plaintiffs also adequately alleged that LeVan dis‐
    missed the Deputy Assessors on political‐patronage grounds,
    so the plaintiffs stated a claim of violated First Amendment
    rights under Elrod and Branti.
    2. Clear Establishment of the Right
    Having concluded that the plaintiffs adequately pled a vi‐
    olation of a right, we move to the question whether the con‐
    tours of the allegedly violated right were, at the time LeVan
    dismissed the plaintiffs, “sufficiently clear that every reason‐
    able official would have understood that what he is doing vi‐
    olates that right.” Kemp v. Liebel, 
    877 F.3d 346
    , 351 (7th Cir.
    2017) (quoting Gustafson v. Adkins, 
    803 F.3d 883
    , 891 (7th Cir.
    2015)).
    Critically, we approach this question by taking the plain‐
    tiffs’ well‐pleaded allegations as true. We assume at this
    12(b)(6) stage that the plaintiffs occupied positions lacking au‐
    thority to have meaningful input into policy decisions and to
    access politically sensitive or confidential deliberations. We
    also take as given that the employees were fired based on
    their political affiliation. See 
    Moss, 473 F.3d at 702
    ; Kiddy‐
    
    Brown, 408 F.3d at 356
    . Consequently, the more specific ques‐
    tion we face is this: When LeVan fired the plaintiffs, would
    every reasonable state actor in his shoes have understood that
    dismissing an employee from a position lacking meaningful
    input into political decisionmaking violates the employee’s
    First Amendment rights?
    LeVan says this question assumes too much, arguing that
    the nature of the Deputy Assessor position—that is, whether
    No. 19‐1840                                                     19
    it falls inside or outside the Elrod‐Branti exception—was not
    beyond debate.
    But because we are at the 12(b)(6) stage, the plaintiffs re‐
    ceive the benefit of all plausible allegations and reasonable in‐
    ferences being treated as true. This makes the set of contextual
    facts that are assumed for purposes of this qualified‐immun‐
    ity inquiry broad: the assumed context includes that the Dep‐
    uty Assessor position is not a cabinet‐like role but rather a
    lower‐level position involving no political discretion in per‐
    forming assessments (that is, collecting data and plugging it
    into prescribed formulas and computer programs). Faced
    with this set of circumstances, a reasonable officer in LeVan’s
    position would have known that firing the non‐policymaking
    employees on political‐patronage grounds violates their First
    Amendments rights.
    As we mentioned earlier, qualified immunity warrants
    dismissal at the 12(b)(6) stage only when “the plaintiff asserts
    the violation of a broad constitutional right that had not been
    articulated at the time the violation is alleged to have oc‐
    curred.” 
    Jacobs, 215 F.3d at 765
    n.3. The right that the plaintiffs
    allege LeVan violated has long been established in our circuit.
    We observed in Kiddy‐Brown that “by 2003, it was well‐estab‐
    lished that the First Amendment prohibits a state official from
    dismissing, on political grounds, an employee who was not
    charged with policymaking duties.” 
    Kiddy‐Brown, 408 F.3d at 357
    . And we reiterated this conclusion again in Moss, in 2007.
    
    See 473 F.3d at 702
    ; see also 
    Allman, 790 F.3d at 767
    (observing
    that our cases had clearly established that a person who has
    limited operational discretion but no significant policymak‐
    ing discretion cannot be fired on political grounds). That right
    did not become unclear between those decisions and the
    20                                                   No. 19‐1840
    plaintiffs’ dismissals in 2014, so our precedent “placed the
    statutory or constitutional question beyond debate.” Gus‐
    
    tafson, 803 F.3d at 891
    (quoting Rabin v. Flynn, 
    725 F.3d 628
    ,
    632 (7th Cir. 2013)).
    LeVan’s disagreement with the assumed context here il‐
    lustrates the mismatch between the 12(b)(6) plausibility
    standard and the often fact‐intensive nature of qualified‐im‐
    munity inquiries. 
    See supra
    , at n.2; 
    Reed, 906 F.3d at 548
    –49;
    
    Jacobs, 215 F.3d at 765
    n.3. But that incongruity does not justify
    heightening the pleading standard, which imposes on the
    plaintiffs no obligation to initially “anticipate and overcome a
    defense of qualified immunity” in their complaint. 
    Jacobs, 215 F.3d at 765
    n.3. See generally 
    Leatherman, 507 U.S. at 168
    (no
    particularity requirement or heightened standard for claims
    under § 1983); Gomez v. Toledo, 
    446 U.S. 635
    , 640 (1980)
    (“[T]wo—and only two—allegations are required in order to
    state a cause of action under [§ 1983]. First, the plaintiff must
    allege that some person has deprived him of a federal right.
    Second, he must allege that the person who has deprived him
    of that right acted under color of state or territorial law.”).
    The plausibility standard, which leads us to take as given
    the plaintiffs’ allegations about the nature of their positions,
    is why “a complaint is generally not dismissed under Rule
    12(b)(6) on qualified immunity grounds.” 
    Alvarado, 267 F.3d at 651
    . And it is why the plaintiffs’ First Amendment claims
    should not be dismissed on qualified‐immunity grounds
    here.
    We are not persuaded by LeVan’s additional argument for
    why the constitutional question—whether dismissing the
    Deputy Assessors on political‐patronage grounds violated
    their First Amendment rights—was not beyond debate. He
    No. 19‐1840                                                    21
    points out that the district judge originally assigned to this
    case, Judge Samuel Der‐Yeghiayan, concluded that the posi‐
    tion fell within the Elrod‐Branti exception as a matter of law,
    and when the case was reassigned to Judge Robert Dow upon
    Judge Der‐Yeghiayan’s retirement, Judge Dow decided other‐
    wise on reconsideration.
    LeVan is correct that political‐patronage dismissals over‐
    all comprise a “somewhat murky area of the law,” Moss v.
    Martin, 
    614 F.3d 707
    , 712 (7th Cir. 2010), and that the “clearly
    established” inquiry “must be undertaken in light of the spe‐
    cific context of the case, not as a broad general proposition.”
    Brosseau v. Haugen, 
    543 U.S. 194
    , 198 (2004) (quoting Saucier v.
    Katz, 
    533 U.S. 194
    , 201 (2001), receded from on different point by
    
    Pearson, 555 U.S. at 236
    ).
    But LeVan did not face “an undeveloped state of the law”
    regarding political‐patronage dismissals. Wilson v. Layne, 
    526 U.S. 603
    , 617 (1999). Nor did he align his conduct with court
    holdings that the Milton Township Deputy Assessor position
    falls within the Elrod‐Branti exception. Cf. 
    Pearson, 555 U.S. at 244
    –45 (officers reasonably believed their conduct was lawful
    when a doctrine under which their conduct would be lawful
    had been accepted by the two State Supreme Courts and all
    three Federal Courts of Appeals that considered it, with no
    court of appeals having issued a contrary decision). No case
    “directly on point” was required for the relevant right to have
    been clearly established. Kiddy‐
    Brown, 408 F.3d at 356
    (quot‐
    ing Nabozny v. Podlesny, 
    92 F.3d 446
    , 456 (7th Cir. 1996)).
    The context LeVan faced was whether to fire, on political‐
    patronage grounds, low‐level employees (as opposed to cab‐
    inet‐level advisors) who performed clerical and professional
    work involving no political discretion. And when LeVan
    22                                                   No. 19‐1840
    dismissed the plaintiffs, the law was clear that a position lack‐
    ing the features of a policymaking role—such as significant
    political discretion or cabinet‐level advisory functions—falls
    under the Elrod‐Branti rule, not the exception. See 
    Allman, 790 F.3d at 767
    ; 
    Moss, 473 F.3d at 702
    ; Kiddy‐
    Brown, 408 F.3d at 356
    –57.
    We thus think it “sufficiently clear” that—taking as given
    the plaintiffs’ well‐pleaded allegations that the positions oc‐
    cupied a low rung of the bureaucratic latter and lacked poli‐
    cymaking authority—every reasonable official would have
    understood that firing the plaintiffs because of their political
    affiliation violates their First Amendment rights. 
    Kemp, 877 F.3d at 351
    (quoting Gus
    tafson, 803 F.3d at 891
    ).
    To be clear, LeVan may be entitled to qualified immunity
    on a motion for summary judgment, at which time the plain‐
    tiffs’ well‐pleaded allegations are not taken as true. But that is
    a matter different from the one before us now. See 
    Behrens, 516 U.S. at 308
    .
    III. CONCLUSION
    Because we have jurisdiction to review the district court’s
    qualified‐immunity decision, and because the court correctly
    concluded that LeVan is not entitled to qualified immunity at
    this stage in the litigation, we AFFIRM.
    

Document Info

Docket Number: 19-1840

Judges: Kanne

Filed Date: 7/21/2020

Precedential Status: Precedential

Modified Date: 7/22/2020

Authorities (31)

Rutan v. Republican Party of Illinois , 110 S. Ct. 2729 ( 1990 )

Leatherman v. Tarrant County Narcotics Intelligence and ... , 113 S. Ct. 1160 ( 1993 )

Wilson v. Layne , 119 S. Ct. 1692 ( 1999 )

Ortiz v. Jordan , 131 S. Ct. 884 ( 2011 )

sandra-kiddy-brown-v-rod-blagojevich-individually-and-as-governor-of-the , 408 F.3d 346 ( 2005 )

ronald-e-pleva-v-john-o-norquist-individually-and-as-mayor-of , 195 F.3d 905 ( 1999 )

Donald C. Tomczak v. The City of Chicago, an Illinois ... , 765 F.2d 633 ( 1985 )

Pearson v. Callahan , 129 S. Ct. 808 ( 2009 )

Behrens v. Pelletier , 116 S. Ct. 834 ( 1996 )

William H. Moss v. Timothy Martin, Robert Millette, and ... , 473 F.3d 694 ( 2007 )

Gomez v. Toledo , 100 S. Ct. 1920 ( 1980 )

Chad J. Alvarado v. Jon E. Litscher, Secretary, Jane Gamble,... , 267 F.3d 648 ( 2001 )

Ashcroft v. Iqbal , 129 S. Ct. 1937 ( 2009 )

willie-jacobs-and-linda-siller-v-city-of-chicago-a-municipal-corporation , 215 F.3d 758 ( 2000 )

Moss v. Martin , 614 F.3d 707 ( 2010 )

S. Martin Gordon Eric Ole Thorsen and Joel J. Flick v. ... , 110 F.3d 886 ( 1997 )

Elrod v. Burns , 96 S. Ct. 2673 ( 1976 )

James R. Fuerst v. David A. Clarke , 454 F.3d 770 ( 2006 )

Johnson v. Jones , 115 S. Ct. 2151 ( 1995 )

loren-horton-jc-chadwick-donald-l-ragland-jd-freeman-and-ernest , 767 F.2d 471 ( 1985 )

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