William Anderson v. City of Minneapolis , 934 F.3d 876 ( 2019 )

United States Court of Appeals
For the Eighth Circuit
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No. 18-1941
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William Anderson, as trustee for the next-of-kin of Jacob William Anderson (deceased)
lllllllllllllllllllllPlaintiff - Appellant
v.
City of Minneapolis; County of Hennepin; Hennepin Healthcare System, Inc.; Dr.
Brian Mahoney, M.D., as then-Medical Director of the HCMC Ambulance
Service; Shana D. York; Anthony J. Buda; Raul A. Ramos, and John Doe
individuals to be determined, Individual Fire Department Personnel in Their
Individual Capacities; Daniel F. Shively, and John Doe individuals to be
determined, Individual HCMC Ambulance Services Personnel in Their Individual
Capacities; Mitchel Morey, M.D., Individual Medical Examiner's Office
Personnel, in his Individual Capacity; Daniel J. Tyra; Shannon L. Miller; Dustin L.
Anderson; Scott T. Sutherland; D. Blaurat; Emily Dunphy; Christopher
Karakostas; Matthew George; Joseph McGinness; Calvin Pham; Arlene M.
Johnson; Matthew T. Ryan, and John Doe individuals to be determined, Individual
Police Officers in Their Individual Capacities
lllllllllllllllllllllDefendants - Appellees
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Appeal from United States District Court
for the District of Minnesota - Minneapolis
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Submitted: March 12, 2019
Filed: August 20, 2019
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Before SHEPHERD, ARNOLD, and KOBES, Circuit Judges.
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KOBES, Circuit Judge.
As the district court noted, this is a tragic case. Jacob Anderson (Jacob) died
of hypothermia in Minneapolis, Minnesota on December 15, 2013. His father,
William Anderson (Anderson), brought this suit alleging federal constitutional and
state tort claims against the City of Minneapolis, Hennepin County, and several city
and county employees.1 The district court2 granted defendants’ motions to dismiss
with prejudice. Anderson appeals the dismissal of his constitutional claims, and we
affirm.
I.
A.
In the fall of 2013, Jacob was a 19-year old freshman at the University of
Minnesota, Twin Cities. He was an active member of the university community. On
the night of December 14, 2013, he attended a party with several other students. He
left around 11:15 p.m.
Jacob was discovered the next morning, lying face down in the snow in a
remote area of Minneapolis near the Mississippi River. The passerby who found him
1
Because there are many individual defendants in this case, for clarity and
concision we refer to them, where appropriate, in groups by their professional
affiliations: firefighters, paramedics, and police.
2
The Honorable Susan Richard Nelson, United States District Judge for the
District of Minnesota.
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called 911 at 8:44 a.m. The first responders, employees of the Minneapolis Fire
Department, arrived on the scene ten minutes later. The fire department defendants,
some of whom were certified emergency medical technicians, performed a 30-second
check on Jacob’s pulse by holding his wrist, which was frostbitten and cold to the
touch. Failing to find a heartbeat, the fire department defendants pronounced him
dead at 8:57 a.m.
Having declared Jacob dead, the fire department defendants cancelled the
ambulance and called police to the scene. However, the paramedics had already
arrived. The paramedic defendants spoke with the fire department defendants but did
not separately evaluate Jacob’s condition and left after about two minutes. Several
police officers arrived next. Shortly after the first police defendants arrived, the fire
department defendants left. The police treated the area as a potential crime scene and
notified the Hennepin County Medical Examiner’s Office at 10:30 a.m.
The medical examiner’s office sent two investigators to the scene. After
conducting an examination of Jacob’s body, which was still where it had been found
almost two hours earlier, the investigators called defendant Assistant Medical
Examiner Mitchel Morey, M.D. Based on the investigators’ report, Morey did not
visit the scene. Eventually, the medical examiner’s office conducted an autopsy and
determined that Jacob died of hypothermia. The autopsy listed the time of death as
8:48 a.m. Anderson alleges that Jacob may have in fact died several hours later, after
emergency responders had declared him dead.
B.
Hypothermia is a medical condition that occurs when a body falls below 95
degrees Fahrenheit and cannot produce enough heat to replace what it loses.3 App.
3The facts in this section, regarding the pathophysiology of hypothermia and
frostbite, are drawn, as they must be at the motion to dismiss stage, from Anderson’s
complaint. See Owen v. Gen. Motors Corp., 533 F.3d 913, 918 (8th Cir. 2008).
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86. Frostbite is a medical condition that occurs when the skin and underlying tissues
freeze. App. 87. Hypothermia and frostbite act together in ways that often disguise
signs of life and make it particularly difficult for first responders to determine
whether an individual is actually dead or just in a severely hypothermic condition.
Id.Despite appearances, individuals can make remarkable recoveries from even
severe hypothermia. App. 88. As a result, first responders are trained to provide
treatment even to apparently deceased hypothermia victims. For example,
Minneapolis Fire Department standard operating procedures prescribe that first
responders “[b]egin CPR immediately when [a] patient is found cold in a cold
environment.” App. 93. The Hennepin EMS protocol specifically notes that “clinical
signs of death may be misleading” and instructs medical personnel to transport any
bodies with a temperature below 86 degrees Fahrenheit in a cold environment to
facilities prepared “for active internal rewarming.” App. 104. Anderson alleges that
Jacob passed away because these guidelines were not followed in this case.
C.
On December 8, 2016, Anderson and his wife, Kristi Anderson, filed a
complaint in the district court against individual responders and the entities that
responded to the 911 call. The complaint listed Anderson as the personal
representative of Jacob’s estate.
On March 9, 2017, more than three years after Jacob’s death, Anderson was
appointed as trustee for Jacob. On April 19, 2017, Anderson filed the operative
Second Amended Complaint, alleging four causes of action under federal law and two
causes of action under state law. The district court dismissed both state law causes
of action, finding that, under Minnesota law, the claims were required to be brought
by an appointed trustee within three years of Jacob’s death. Anderson does not
appeal that decision.
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The district court also dismissed the federal claims, all of which were brought
under 42 U.S.C. § 1983 alleging violations of Jacob’s substantive due process rights
by first responders and their employing municipalities. Although it held that a
different statute of limitations governed those claims and they were therefore properly
before the court, the district court concluded that qualified immunity barred the
claims against the individual defendants. Anderson could not show that the
individual defendants had violated Jacob’s substantive due process rights because he
could not show that the state actors had created or exacerbated the danger to Jacob,
placed Jacob “in custody,” or alleged conduct sufficiently “conscience-shocking” to
give rise to a claim under the Fourteenth Amendment. Because the district court
found no individual liability, it dismissed the claims against the city and county
defendants too.
Anderson timely appeals the federal claims advancing the single argument that
the district court erred in finding qualified immunity, because the individual
defendants created or exacerbated the danger to Jacob.
II.
Before reaching the merits of the dispute, “[w]e begin with jurisdiction, which
is always our first and fundamental question.” Franklin v. Peterson, 878 F.3d 631,
635 (8th Cir. 2017) (citation omitted). We review the district court’s determination
that it had subject matter jurisdiction de novo. Am. Family Mut. Ins. Co. v. Vein Ctrs.
for Excellence, Inc., 912 F.3d 1076, 1080 (8th Cir. 2019). The defendants claim that
we lack jurisdiction because this action was not brought by an appointed trustee
within three years of Jacob’s death as Minnesota state survival law requires. See
Minn. Stat. § 573.02, subd. 1. The district court thoroughly addressed this argument
and correctly concluded that it (and we) have jurisdiction.
As the district court explained, we look to Minnesota’s survivorship statute
only to determine who can bring a § 1983 action on behalf of a deceased individual.
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Estate of Guled v. City of Minneapolis, 869 F.3d 680, 683 (8th Cir. 2017). We do not
incorporate other rules—like the limitations period—that are found in that statute.
Rather, as we have held several times, the limitations period for all § 1983 actions in
Minnesota comes from the state’s personal injury statute and is set at six years. See,
e.g., Egerdahl v. Hibbing Cmty. Coll., 72 F.3d 615, 618 n.3 (8th Cir. 1995); Minn.
Stat. § 541.05, subd. 1(5). We have jurisdiction because Anderson brought this suit
within six years of Jacob’s death.
III.
We review the district court’s grant of a motion to dismiss based on qualified
immunity de novo, taking the facts as alleged by the plaintiff. Groenewald v. Kelley,
888 F.3d 365, 370 (8th Cir. 2018).
A.
Anderson’s claims against the various individual defendants in this case
depend upon slightly different factual allegations, but they are essentially one claim:
the defendants, by prematurely declaring Jacob dead and therefore cutting off
possible aid, caused his death in violation of the due process clause of the Fourteenth
Amendment. Because Jacob has failed to identify a clearly established right, we hold
the individual defendants are entitled to qualified immunity.
As a general rule, state actors are not liable for failing to save individuals in
life-threatening situations. The due process clause is not “a guarantee of certain
minimal levels of safety and security” and it does not “impose an affirmative
obligation on the State to ensure that [its citizens’] interests do not come to harm
through other means.” DeShaney v. Winnebago Cnty. Dep’t of Soc. Servs., 489 U.S.
189, 195 (1989). However, “the state owes a duty to protect individuals if it created
the danger to which the individuals are subjected.” Hart v. City of Little Rock, 432
F.3d 801, 805 (8th Cir. 2005) (citation omitted). State officials “create[] the danger”
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faced by an individual when they “act affirmatively to place [him] in a position of
danger that he . . . would not otherwise have faced.” S. S. v. McMullen, 225 F.3d 960,
962 (8th Cir. 2000) (en banc). Anderson argues that happened here.
We need not reach the merits of this argument if the individual defendants are
entitled to qualified immunity. “The qualified immunity standard gives ample room
for mistaken judgments by protecting all but the plainly incompetent or those who
knowingly violate the law.” Walker v. City of Pine Bluff, 414 F.3d 989, 992 (8th Cir.
2005) (citation omitted). To overcome a qualified immunity defense, a plaintiff must
show both that a statutory or constitutional right has been violated and that the right
was clearly established at the time of the alleged violation. Smith v. City of
Minneapolis, 754 F.3d 541, 546 (8th Cir. 2014). We “have discretion to decide
which of the two prongs of qualified-immunity analysis to tackle first.” Ashcroft v.
al-Kidd, 563 U.S. 731, 735 (2011) (citation omitted). Because Anderson has failed
to show the violation of a clearly established right, we resolve this case on that
ground.
“A clearly established right is one that is ‘sufficiently clear that every
reasonable official would have understood that what he is doing violates that right.’”
Mullenix v. Luna, 136 S. Ct. 305, 308 (2015) (per curiam) (quoting Reichle v.
Howards, 566 U.S. 658, 664 (2012)). “A plaintiff need not always identify a case
directly on point, but controlling authority or a robust consensus of cases of
persuasive authority must put the statutory or constitutional question beyond debate.”
Swearingen v. Judd, 930 F.3d 983, __, 2019 WL 3227454, at *2 (8th Cir. July 18,
2019) (citation omitted). As the Supreme Court has repeatedly stressed, we are “not
to define clearly established law at a high level of generality.” al-Kidd, 563 U.S. at
742.
Here we must ask whether, in December 2013, it was clearly established that
the Fourteenth Amendment is violated when:
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• fire department employees check the vitals on a hypothermia victim and
declare him dead despite the fact that he is cold in a cold environment;4
• paramedics and the medical examiner do not conduct their own
assessment of a hypothermia victim after earlier responders declare the
victim dead;
• police officers do not conduct their own medical assessment of a
hypothermia victim and treat the scene as a crime scene after earlier
responders declare the victim dead.
We have never identified the right that Anderson asserts was violated.
Anderson claims that Freeman v. Ferguson, 911 F.2d 52 (8th Cir. 1990) and Ross v.
United States, 910 F.2d 1422 (7th Cir. 1990) show that the right he identifies is
clearly established, but neither case defines a specific right that is applicable here.
Shortly after DeShaney recognized “state created danger” liability, we held that
a state actor may be liable when he “has taken affirmative action which increases the
individual’s . . . vulnerability . . . beyond the level it would have been absent state
action.” Freeman, 911 F.2d at 55. Freeman, as representative of Geraldine and
Valerie Downen’s estates, brought suit against the police chief of Dumas, Arkansas
for failing to protect the decedents from their husband and father who murdered them.
Id. at 53. Freeman alleged the chief of police had interfered with his subordinates’
earlier attempts to protect the victims from the murderer. Id. at 54. We explained that
“[i]t is not clear, under DeShaney, how large a role the state must play in the creation
of danger and in the creation of vulnerability before it assumes a corresponding
constitutional duty to protect. It is clear, though, that at some point such actions do
create such a duty.” Id. at 55. We noted that we could find liability under DeShaney
4
Because these claims are similar, and because the claim against the fire
department defendants presents the closest call, we will analyze the qualified
immunity issue primarily through that lens. The analysis is the same for each group
of individual defendants.
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where “the state has taken affirmative action which increases the individual’s . . .
vulnerability . . . beyond the level it would have been at absent state action.” Id. We
thus remanded the case and permitted Freeman to replead in light of DeShaney. Id.Anderson argues that Freeman recognized his claim that the fire department
defendants’ premature declaration of death made Jacob more vulnerable to
hypothermia because it foreclosed any further assistance from the paramedics or
police while he was alive. But Freeman only left open the possibility that we could
recognize such a claim—it did not clearly establish a rule that such a claim is valid.5
We explained that “the law is not entirely established as to the extent to which the
government must increase the danger of private violence before it assumes a
corresponding duty to protect.” Id. at 55. In the decades since then, no case has
settled the state’s duty in these circumstances.
Ross offers more specific guidance regarding the application of the DeShaney
state-created danger exception, but it also differs significantly from this case. In
Ross, a defendant police officer threatened to arrest two lifeguards, two firefighters,
one police officer, and two civilian scuba divers if they attempted to rescue a boy who
had recently fallen into Lake Michigan. 910 F.2d at 1424–25. Approved rescuers
arrived twenty minutes later, by which time the boy had drowned. Id. The Seventh
Circuit found a constitutional violation because the county, rather than merely failing
to provide rescue services, “had a policy of arbitrarily cutting off private sources of
rescue without providing a meaningful alternative.” Id. at 1431. Importantly for
Anderson, the court stripped the officer of qualified immunity because it was clearly
established that a victim had a constitutional right to not have the state exert its power
to prevent his rescue when not undertaking its own rescue operation. Id. at 1432.
5
At most, Freeman outlines the state’s duty to protect at the level of “a broad
general proposition,” but does not establish any rule relevant to “the specific context
of [this] case.” Mullenix, 136 S. Ct. at 308. As such, it does not clearly establish a
right that defeats the individual defendants’ qualified immunity defenses.
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The court founded this right in the “fundamental tenet of our constitutional
jurisprudence” that “the state cannot arbitrarily assert its power so as to cut short a
person’s life.” Id. at 1433.
Unlike in Ross, no one intentionally or arbitrarily cut off emergency services
to Jacob. Once the fire department defendants declared him dead the emergency
response did not end but it changed. The defendants in this case may have performed
their duties poorly, but if so, they made an error in judgment of the sort that qualified
immunity protects. See Walker, 414 F.3d at 992. They did not intentionally deny
emergency aid to someone they believed to be alive. The situation presented by this
case is unique and the constitutional rule recognized in Ross does not apply to these
facts.
In more factually similar cases, courts have found a constitutional violation
only where the government has taken a more active role in placing the victim in
harm’s way. See, e.g., Riordan v. City of Joliet, 3 F. Supp. 2d 889, 898–99 (N.D. Ill.
1998) (denying qualified immunity to police officers who dropped off an extremely
intoxicated man on the side of the road at night in freezing weather). But even then,
our cases demonstrate that a plaintiff faces a high bar. See Gladden v. Richbourg,
759 F.3d 960, 966–67 (8th Cir. 2014) (granting qualified immunity to officers who
left plaintiff out in the cold because the plaintiff was not so extremely intoxicated that
it was obvious to officers that he could not walk or make decisions for himself). The
defendants in this case did not place Jacob out in the cold. Despite the tragic
consequences that Anderson argues followed from their alleged failures, the
defendants did not violate a clearly established due process right.
Lacking an analogous case, Anderson argues that under Hope v. Pelzer, 536
U.S. 730 (2002), regulations can place state actors on notice that their actions violate
an individual’s constitutional rights. But Hope does not stand for that proposition.
In Hope, prison guards handcuffed an inmate to a hitching post and left him there for
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seven hours as a punishment. Id. at 734–35. The Supreme Court denied qualified
immunity in part because the guards had failed to follow a regulation that required
officers to log an inmate’s responses to offers of water and bathroom breaks every
fifteen minutes when the inmate was shackled to fence posts. Id. at 744. The
regulation had frequently been ignored in the past, which the Court considered
evidence that the guards “were fully aware of the wrongful character of their
conduct.” Id. at 744. But the regulation was ultimately less important to Hope’s
conclusion that the prison guards had violated the Constitution than: (1) a binding
circuit case that recognized “handcuffing inmates to the fence and to cells for long
periods of time” was unconstitutional, and (2) a notice from the Department of Justice
warning the state prison system that its use of the hitching post fell below the
requirements of both the Constitution and its own regulations. Id. at 742–45 (quoting
Gates v. Collier, 501 F.2d 1291, 1306 (5th Cir. 1974)). These were the facts—not the
existence of the prison regulation—that the Court held should have “put a reasonable
officer on notice that the use of the hitching post under the circumstances alleged by
Hope was unlawful.” Id. at 745–46.
Anderson’s argument that the regulations directing first responders to begin
CPR and rewarming even where a hypothermia victim appears dead should be treated
as evidence of a clearly established constitutional duty therefore fails because Hope
itself was based on much more than the existence of a regulation. But even if
Anderson were correct about what Hope means, we do not think that Hope’s rationale
necessarily applies outside of the prison context. While it seems likely that the
contours of a regulation regarding punishing prisoners will be informed at least in
part by the Eighth Amendment, there is no reason to think that medical guidelines for
first responders enshrine duties arising out of the Fourteenth Amendment. That the
medical guidelines were not followed here could possibly be the basis for a
negligence suit, but it is not the basis for a constitutional one.
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We also reject Anderson’s argument that qualified immunity is inapplicable
because the first responders were not executing discretionary functions. We have
previously suggested that the exception to qualified immunity for non-discretionary
or ministerial acts is a “dead letter.” Sellers v. Baer, 28 F.3d 895, 902 (8th Cir. 1994),
cert. denied, 513 U.S. 1084 (1995); see also, DeArmon v. Burgess, 388 F.3d 609, 613
(8th Cir. 2004). Regardless of the state of the exception, it does not apply here. We
explained in a similar case:
The exception to qualified immunity for functions that are “ministerial”
rather than “discretionary” is quite narrow. For qualified immunity
purposes, a duty is “ministerial” only where the statute or regulation leaves
no room for discretion—that is, it specif[ies] the precise action that the
official must take in each instance. In addition, the ministerial-duty
exception applies only where it is the violation of the ministerial duty that
gives rise to the cause of action for damages.
Sellers, 28 F.3d at 902 (citations omitted). As in Sellers, Anderson cannot claim that
he is entitled to damages simply because the regulations at issue were violated.
“[T]he issue before us is whether the [defendants’] conduct violated any clearly
established constitutional rights, not whether the [defendants] may have violated
departmental regulations.” Id. Anderson makes his claims based on the Fourteenth
Amendment, not the Minneapolis Fire Department’s regulations, and therefore the
defendants are eligible for qualified immunity.
Finally, Anderson makes several other arguments directed at the district court’s
conclusion that no constitutional violation occurred. Because we do not reach that
question, we need not address them.
B.
The district court dismissed Anderson’s claims against the municipalities
because it found no underlying constitutional violation. Although we do not decide
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that issue, Anderson’s claims against the municipalities still fail because they require
a showing of deliberate indifference on the part of the municipalities. See City of
Canton v. Harris, 489 U.S. 378, 388 (1989). Municipalities “cannot exhibit fault
rising to the level of deliberate indifference to a constitutional right when that right
has not yet been clearly established.” Szabla v. City of Brooklyn Park, 486 F.3d 385,
393 (8th Cir. 2007) (en banc). As we have explained, although this case is
undeniably tragic, Anderson has not alleged the violation of a clearly established right
and he therefore cannot show deliberate indifference on the part of any municipality.
IV.
For the foregoing reasons, we affirm the judgment of the district court.
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