United States v. Larry D. Gladfelter ( 1999 )

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
___________
No. 98-1511
___________
United States of America, *
*
Plaintiff - Appellee, * Appeal from the United States
* District Court for the
v. * District of Nebraska.
*
Larry D. Gladfelter, *
*
Defendant - Appellant. *
___________
Submitted: October 21, 1998
Filed: February 22, 1999
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Before McMILLIAN, JOHN R. GIBSON, and HANSEN, Circuit Judges.
___________
JOHN R. GIBSON, Circuit Judge.
Larry D. Gladfelter was convicted of robbery and carjacking under 18 U.S.C.
§§ 2111 and 2119, respectively, based upon evidence that he had stolen a money
pouch belonging to Lori Scholz and fled in her vehicle. He appeals his convictions,
claiming the district court1 erred in comments in the presence of the jury, in denying
a motion for mistrial based upon an error in refreshing a witness' recollection with a
cellular phone bill, in admitting his photograph, in imposing sentence and a fine, and
1
The Honorable William G. Cambridge, Chief Judge, United States District
Court for the District of Nebraska.
in other respects. We affirm.
Lori Scholz drove from her home in Hampton Bays, New York to Rapid City,
South Dakota in her Chevy Blazer to bring donations of clothing to the Pine Ridge
Indian Reservation. Shortly after arriving, she met Gladfelter, who introduced
himself as Larry Grant, and Enoch Cooper. Scholz left Rapid City on August 14,
1997, accompanied by Gladfelter and Cooper. Scholz believed Gladfelter could help
her in soliciting charitable donations of clothing in New York. On the way to New
York, Gladfelter suggested that they go to the Omaha Indian Reservation and attend
the tribe's powwow. They drove to Macy, Nebraska and stayed at the powwow until
six in the evening.
After the powwow, Cooper drove Scholz, Gladfelter, and Gladfelter's nephew,
Chris Grant, to the tribe's casino where Scholz withdrew $160 in cash from an ATM.
She placed the cash in the pouch she wore around her waist.
On the return trip from the casino to Macy, Gladfelter became angry when
Scholz refused to buy a trinket for Gladfelter's son. Gladfelter cursed Scholz, pulled
her hair, and threatened her. As the Blazer approached a cross roads with one road
leading to the powwow grounds and the other leading to Big Elk Park, Gladfelter
directed Cooper to turn in the direction of Big Elk Park. Scholz pleaded, to no avail,
that Cooper turn the Blazer around.
Big Elk Park adjoins the Missouri River. The park was empty, and Cooper
drove the Blazer down a dirt road that ran parallel to the river. When the Blazer
stopped, Scholz, fearing for her life, jumped out. Gladfelter pursued her, tackled her,
and pinned her to the ground. He then repeatedly struck the ground with her knife,
coming dangerously close to her head, and cut the money pouch from her person.
After dragging Scholz on the ground and throwing her into the river, Gladfelter
returned to the Blazer with the money pouch and the knife. Gladfelter, Cooper, and
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Grant then fled in Scholz's Blazer to Omaha.
Scholz and Grant told the authorities of the events, and ultimately, the Omaha
police arrested Gladfelter.
Gladfelter was tried and convicted of robbery and carjacking. The district court
sentenced him to 264 months of incarceration and imposed a fine of $25,318.41,
$7,818.41 of which was for the cost of supervised release, and a restitution order of
$2,034.43.
Gladfelter appeals, arguing that during trial the district court erred by making
prejudicial statements in the presence of the jury during Gladfelter's opening
statement, failing to grant a motion for mistrial because evidence of a telephone bill
used to refresh a witness' recollection was presented to the jury, admitting an
irrelevant photo of the defendant, and depriving him of a fair trial because of the
cumulative effect of the alleged errors. He also contends that the district court erred
by fining him an excessive amount without following the proper procedures and that
his consecutive sentences under 18 U.S.C. §§ 21112 and 21193 violate the Double
Jeopardy Clause.
2
18 U.S.C. § 2111 (1994) states, "Whoever, within the special maritime and
territorial jurisdiction of the United States, by force and violence, or by intimidation,
takes or attempts to take from the person or presence of another anything of value,
shall be imprisoned not more than fifteen years."
3
18 U.S.C. § 2119 (1994) states:
Whoever, with the intent to cause death or serious bodily harm takes a
motor vehicle that has been transported, shipped, or received in
interstate or foreign commerce from the person or presence of another
by force and violence or by intimidation, or attempts to do so, shall-- (1)
be fined under this title or imprisoned not more than 15 years, or
both . . . .
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I.
During his opening statement, Gladfelter's attorney made argumentative
statements. In instructing him not to argue, the district judge stated, "Let's hear what
evidence you're going to present." Gladfelter contends this comment led the jury to
believe that he had the burden of producing evidence during trial. Thus, he contends
his constitutional right of due process was violated. We are unpersuaded.
We review a claimed due process violation de novo. See United States v.
Brown, 921 F.2d 785, 789 (8th Cir. 1990). We are troubled by the district judge, in
the presence of the jury, stating, "Let's hear what evidence you're going to present."
The district judge, however, never explicitly stated that Gladfelter had a burden of
production, and he made the comments while directing Gladfelter's attorney not to
argue, an activity well within the discretion of the district court. See United States
v. Zielie, 734 F.2d 1447, 1455 (11th Cir. 1984), cert. denied, 469 U.S. 1189 (1985).
Further, the district judge's comments must be viewed in context. See United States
v. Neumann, 887 F.2d 880, 883 (8th Cir. 1989) (en banc), cert. denied, 495 U.S. 949
(1990). Before opening statements, the court specifically instructed the jury that
Gladfelter need not prove "anything" and that the government must prove beyond a
reasonable doubt that Gladfelter was guilty. The final jury instructions indicated that
Gladfelter had no burden to prove his innocence. We cannot conclude that the trial
judge's comment, made in the context of disciplining Gladfelter's attorney for
improper argument, denied Gladfelter due process. Cf. Williams v. Groose, 77 F.3d
259, 262 (8th Cir. 1996) (prosecutor's comments regarding burden of proof did not
constitute a due process violation).
II.
Gladfelter next contends that evidence of Scholz's cellular telephone bill was
impermissibly presented to the jury. The prosecutor attempted to refresh Gladfelter's
mother's recollection as to the time Gladfelter called her by showing her Scholz's
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cellular telephone bill. However, rather than merely showing the witness the
document, the prosecutor described the contents of the document by stating that it
was Scholz's cellular telephone bill. This evidence was not authenticated and was
hearsay. Gladfelter contends that the district court should have granted his motion
for mistrial based on the jury's learning of the contents of the document. We review
the denial of a mistrial motion for an abuse of discretion. See United States v.
Culver, 929 F.2d 389, 391 (8th Cir. 1991).
Immediately after the prosecutor described the bill used to refresh the witness'
memory, the district court sustained Gladfelter's objection and instructed the jurors
to disregard the prosecutor's comments regarding it. Thus, the district court's decision
to deny the motion for mistrial was not an abuse of discretion. Cf. United States v.
Boles, 684 F.2d 534, 536 (8th Cir. 1982) (holding no abuse of discretion in denying
motion for mistrial when objection to prosecutor's inflammatory comment was
sustained and jury was instructed to disregard). Furthermore, we are unpersuaded by
Gladfelter's claim that the prosecutor's comment was prejudicial, as the claim relies
upon the theory that there were no other links between Scholz's property and him, and
that the evidence showed that Cooper actually committed the crimes. Plenty of
evidence showed that Gladfelter committed the crimes: Scholz testified that it was
Gladfelter who tackled her and threatened her with the knife; Grant, Gladfelter's
nephew, testified that Gladfelter returned to the Blazer with Scholz's money pouch
and knife, and that Gladfelter, Cooper, and he fled in Scholz's Blazer to Omaha; the
Blazer was spotted in Gladfelter's mother's neighborhood while Cooper was in F.B.I.
custody, and it was recovered just six blocks from Gladfelter's mother's house. Even
if there were error, it was harmless.4 See Lake v. United States, 302 F.2d 452, 456
4
Intertwined with Gladfelter's claim that the telephone record was improperly
presented to the jury is a claim that the prosecution failed to comply with the
discovery provisions of the Federal Rules of Criminal Procedure. The defendant must
show an abuse of discretion and prejudice to obtain reversal on a discovery violation.
See United States v. Longie, 984 F.2d 955, 958 (8th Cir. 1993). Gladfelter has
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(8th Cir. 1962) (alleged error in allowing refreshment of memory was harmless when
testimony was corroborated by other government witnesses).
III.
Gladfelter contends the district court erred by allowing the United States to
admit a photocopy of a picture of Gladfelter, together with five other men, into
evidence. The picture was taken during a police booking of Gladfelter. Evidence
may be excluded if its probative value is substantially outweighed by the danger of
unfair prejudice. Fed. R. Evid. 403. We review the district court's admission of the
picture for an abuse of discretion. See United States v. Harbin, 585 F.2d 904, 907-08
(8th Cir. 1978).
The focus of Gladfelter's argument is that the picture was highly prejudicial
because it invited the jury to use bad character reasoning in judging his guilt.
However, the type of picture at issue here--a frontal photo that has been redacted so
as to remove the indication that it was taken during a police booking--does not
impermissibly put the defendant's character in question. See Harbin, 585 F.2d at 908.
Thus, we cannot conclude the district court abused its discretion by admitting it.
shown neither prejudice nor an abuse of discretion.
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IV.
Gladfelter next contends that the errors alleged above combined with the
district court's hostility to defense counsel had a cumulative effect which deprived
him of his constitutional rights. We will not reverse based upon the cumulative effect
of errors unless there is substantial prejudice to the defendant, see United States v.
Steffen, 641 F.2d 591, 598 (8th Cir.), cert. denied, 452 U.S. 943 (1981), and we have
declined to apply the doctrine when the evidentiary rulings are within the trial court's
discretion, see Kostelec v. State Farm Fire and Cas. Co., 64 F.3d 1220, 1230 (8th Cir.
1995). As we indicated above, two of the rulings Gladfelter complains of were within
the trial court's discretion. Further, we see no substantial prejudice on this record.
The jury was properly instructed as to the burden of proof, and most of the exchange
between defense counsel and the trial judge occurred outside the presence of the jury.
Ample evidence supported the convictions. There was no deprivation of Gladfelter's
constitutional rights.
V.
Gladfelter contends that the district judge fined him without making specific
findings as required by the guidelines and contends that the fine is excessive.
Gladfelter did not object to the district judge's actions at the sentencing hearing.
Thus, we cannot reverse the district court unless its actions are plain error. See Fed.
R. Crim. P. 52(b); United States v. Griggs, 71 F.3d 276, 279 (8th Cir. 1995). The
plain error standard requires a demonstration that "there was an error, which is a
deviation from an unwaived legal rule; the error was plain, meaning clear or obvious;
and the error affected the defendant's substantial rights, which requires a showing that
the error was prejudicial and affected the . . . outcome." United States v. Johnson, 12
F.3d 827, 835 (8th Cir.), cert. denied, 511 U.S. 1095 (1994).
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The sentencing guidelines state that the district court shall consider some eight
factors in determining the amount of the defendant's fine. See USSG § 5E1.2(d).
There has been some conflict in our precedent regarding the detail with which the
district judge must demonstrate his consideration of the section 5E1.2 factors. We
have said that the district judge must make specific findings with regard to each
factor. See United States v. Magee, 19 F.3d 417, 425 (8th Cir.), cert. denied, 513
U.S. 939 (1994); United States v. Granados, 962 F.2d 767, 774 (8th Cir. 1992).
However, we have also stated that the district judge need not provide specific
findings under each of the factors, "but must provide enough information on the
record to show that it considered the factors above so that the appellate court can
engage in meaningful review." United States v. Berndt, 86 F.3d 803, 808 (8th Cir.
1996). See also United States v.Walker, 900 F.2d 1201, 1206 (8th Cir. 1990) (stating
that there must be specific findings showing that the factors were considered).
In this case, the district judge made specific findings with regard to Gladfelter's
ability to pay. This has often been the critical factor in our cases. See Walker, 900
F.2d at 1206 (remand required when the district court did not consider the defendant's
ability to pay); United States v. Miller, 995 F.2d 865, 869 (8th Cir.) (upholding fine
when, unlike in Walker, there were specific findings as to the defendant's ability to
pay), cert. denied, 510 U.S. 1018 (1993). Further, the district judge explicitly adopted
the facts of the presentence investigation report, which contains the information
Gladfelter now claims the district court should have considered. See United States
v. Castner, 50 F.3d 1267, 1277 (4th Cir. 1994) (adoption of the presentence
investigation report satisfies the district court's obligations). In situations where the
district court has made a similar or less thorough analysis of the factors, courts have
refused to conclude there was plain error. See United States v. Flores-Sandoval, 94
F.3d 346, 351 (7th Cir. 1996); United States v. Nez, 945 F.2d 341, 342-43 (10th Cir.
1991). On this record, we cannot conclude the district judge committed plain error
in his articulation of the basis for the fine.
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Gladfelter failed to object below to the amount of the fine, and again we
review for plain error. Excluding the portion of the fine imposed for supervised
release, the fine is the minimum the guidelines recommend for Gladfelter's offense
level. See USSG § 5E1.2(c)(3). Even including the cost of supervised release, the
fine was near the bottom of a guideline range that has a minimum of $17,500 and
maximum of $175,000. Id. The court's finding was based upon Gladfelter's
participation in the federal prison work program, which can give a defendant a means
to pay a fine. See United States v. Johnston, 973 F.2d 611, 615 (8th Cir. 1992), cert.
denied, 506 U.S. 1068 (1993); United States v. Turner, 975 F.2d 490, 498 (8th Cir.
1992), cert. denied, 506 U.S. 1082 (1993). We see no reason why Gladfelter could
not pay this fine in his twenty-two years of incarceration and three years of
supervised release. See United States v. Hernandez, 85 F.3d 1023, 1031 (2d Cir.
1996). Indeed, we have upheld a $25,000 fine based on the district court's finding
that the defendant would participate in the prison work program. See Turner, 975
F.2d at 498. The imposition of this near minimum fine is not plain error.
VI.
Finally, Gladfelter argues that charging and consecutively punishing him for
carjacking and for robbery violated the Double Jeopardy Clause. We review an
alleged violation of the Double Jeopardy Clause de novo. See United States v.
Christner, 66 F.3d 922, 927 (8th Cir. 1995). We are unpersuaded by Gladfelter's
claim.
In this case, Gladfelter performed separate takings5 using separate acts of
intimidation and violence, and his convictions were predicated upon two statutes
5
The district court specifically instructed the jurors that they were to convict
Gladfelter of robbery only if they believed that Gladfelter took money from Scholz.
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which each required proof of an element the other did not.6 We conclude his double
jeopardy claim is without merit. See Christner, 66 F.3d at 929-30 (no double
jeopardy violation when defendant committed separate acts in violating two statutory
provisions); Blockburger v. United States, 284 U.S. 299, 304 (1932) (no double
jeopardy violation when each statute requires proof of fact the other does not); United
States v. Hairston, 64 F.3d 491, 495 (9th Cir. 1995) (no double jeopardy violation
when defendant convicted upon violations of 18 U.S.C. §§ 2111 and 2114, even
though statutes only differ in their jurisdictional element); McGann v. United States,
261 F.2d 956, 957 (4th Cir. 1958) (same except defendant convicted upon violations
of 18 U.S.C. §§ 2111 and 2113), cert. denied, 359 U.S. 974 (1959).
Affirmed.
A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
6
See notes 2 and 3 supra.
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