Jerry Turpin v. Cty. of Rock, NE ( 2001 )

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
____________
No. 00-3945
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Jerry Turpin and Bonnie Turpin, *
*
Appellants, *
* Appeal from the United States
v. * District Court for the
* District of Nebraska
The County of Rock, Nebraska; *
Galen Svoboda, in his official *
capacity; and Jim Anderson, *
in his official capacity, *
*
Appellees. *
____________
Submitted: June 14, 2001
Filed: August 21, 2001
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Before McMILLIAN and RICHARD S. ARNOLD, Circuit Judges, and DAWSON,1
District Judge.
DAWSON, District Judge.
Jerry and Bonnie Turpin instituted a civil rights action against the County of
Rock, Nebraska, and two officers, alleging that the officers made false representations
1
The Honorable Robert T. Dawson, United States District Judge for the
Western District of Arkansas, sitting by designation.
in support of a search warrant used to search the home of Appellants. In a state
criminal prosecution that preceded this case, motions to suppress the evidence
obtained had been granted based upon a finding by the state court that the issuance
of the search warrant was defective. The district court2 granted the defendants
summary judgment, concluding that there was probable cause to arrest the Appellants,
that the officers were protected by qualified immunity, and that the actions of the
officers could not be imputed to the county.
On appeal, Appellants raise for the first time the argument that the officers
should be precluded from contending that they did not make material
misrepresentations in the affidavit for the search warrant, as the State had argued and
lost that very issue at the hearing on the motion to suppress in the state criminal case.
Appellants further contend that the district court (1) erred in concluding that there
were no material facts in dispute when there was evidence of reckless omissions in
the affidavit for the search warrant, (2) erred in concluding that the officers’ conduct
was objectively reasonable, and (3) erred in concluding that the county was not liable.
For reasons stated herein, we AFFIRM the decision of the district court.
I. Background.
On or about May 5, 1999, Rock County investigator Galen Svoboda prepared
an affidavit for the issuance of a warrant to search the Appellants' home. In this
affidavit, Officer Svoboda recited that he and Deputy Anderson had been advised by
Ken Turpin, a cousin of Appellant Jerry Turpin, that he had discovered what he
believed to be marijuana plants growing on his property and that he believed his
brother, James Turpin, was responsible for growing those plants. Ken Turpin also
stated that he had witnessed his brother running his hunting dogs in that area and that
he subsequently saw movements of small flashlights around the marijuana plants at
2
The Honorable Richard G. Kopf, United States District Judge for the
District of Nebraska.
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night. In response to a telephone call from the informant Ken Turpin advising of the
flashlight incident, Deputy Anderson proceeded to the area and subsequently gave
chase to a vehicle that was departing. The vehicle was stopped and the driver was
identified as James Turpin and the passenger as the Appellant Jerry Turpin.
According to Deputy Anderson, both were dressed in camouflage clothing that was
muddy and two flashlights were located on the front seat. Deputy Anderson released
both men; however, some two or three days later, he returned with Officer Svoboda
to the area where the informant Ken Turpin reportedly saw the marijuana plants. At
this location, they observed approximately twenty holes where they believed
marijuana plants had been removed. These holes contained potting soil and what
appeared to be styrofoam particles.
Based upon this information, a search warrant was issued and marijuana plants
were found in the basement of Appellants’ home. A criminal action was then brought
against Appellants in state court. The charges were dismissed, however, after the
same judge who issued the search warrant granted Appellants' motion to suppress.
The judge found that the affidavit failed to establish the reliability of the informant
because it failed to disclose two particular items of information known by Deputy
Anderson: (1) the sheriff’s department had taken the informant into protective
custody some ten to twelve years earlier when he shot stuffed ducks off a wall inside
his residence; and (2) prior to 1987, the informant held a grudge against his brother
over a land dispute. Following the dismissal of the state court charges, Appellants
brought suit against both officers and the County of Rock seeking compensatory and
punitive damages for emotional distress, loss of enjoyment of life, humiliation,
embarrassment, and loss of reputation in the community.
II. Discussion.
We first address Appellants' argument that the state-court's ruling on the
motion to suppress precludes the officers from arguing that they did not make
material misrepresentations. Appellants waived this argument by failing to raise it
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in the district court, see Medtronic, Inc. v. Gibbons, 684 F.2d 565, 569 (8th Cir.
1982), and, in any event, it is without merit. Under Nebraska law, collateral estoppel
bars re-litigation of issues decided in a prior action if the party against whom the rule
is applied was either a party or in privity with a party to the prior action and where
there was an opportunity to fully and fairly litigate the issue in the prior action. See
Woodward v. Andersen, 627 N.W.2d 742, 749 (Neb. 2001). Collateral estoppel
cannot be used against the officers in our case, as the officers were neither parties nor
in privity with the State in the criminal action and did not have a full and fair
opportunity to litigate the issues in the criminal action . See Duncan v. Clements, 744
F.2d 48, 51-52 (8th Cir. 1984) (state court's finding that arrest and search were
unconstitutional could not be used offensively against arresting officer in subsequent
civil rights suit because interests of State in criminal proceeding were not identical
to personal interests of individual officer and, thus, officer was not in privity with
State, and officer did not have full and fair opportunity to litigate at suppression
hearing as he had no control over State's presentation of its case ).
We next address the district court's grant of summary judgment to the officers
based upon qualified-immunity. We review this ruling de novo. See Tlamka v.
Serrell, 244 F.3d 628, 632 (8th Cir. 2001). Summary judgment is proper when there
is no genuine issue of material fact and the moving party is entitled to judgment as
a matter of law. Fed. R. Civ. P. 56(c). In deciding whether the officers are entitled
to summary judgment, we view the summary judgment record in a light most
favorable to the Appellants, affording them the benefit of all reasonable inferences.
See Tlamka, 244 F.3d at 632.
Qualified immunity shields governmental officials from personal liability if
their actions, even if unlawful, were "nevertheless objectively reasonable in light of
the clearly established law at the time of the events in question." Anderson v.
Creighton, 483 U.S. 635, 638-39 (1987). The inquiry in determining whether the
officers are entitled to qualified immunity focuses on whether the Appellants have
asserted a violation of a clearly-established constitutional right and, if so, whether
there are genuine issues of material fact as to whether a reasonable official would
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have known that the alleged action indeed violated that right. See Hunter v.
Namanny, 219 F.3d 825, 829 (8th Cir. 2000).
The law was clearly established at the time in question in this case that an
affidavit for a search warrant containing materially false statements or omissions
knowingly or recklessly made in conscious disregard for the truth violates the Fourth
Amendment. See Franks v. Delaware, 438 U.S. 154, 171-72 (1978). However, the
officers would be entitled to qualified immunity if the affidavit, when reconstructed
to include the omitted information, would still provide probable cause. See id.We first address whether the officers knowingly or recklessly omitted facts in
conscious disregard for the truth. There is no evidence indicating that Deputy
Anderson revealed the information about the wall-shooting incident or the land
dispute to Officer Svoboda. Accordingly, Svoboda cannot be said to have knowingly
or recklessly disregarded the truth when he prepared the affidavit. With regard to
Deputy Anderson, there are some instances when recklessness may be inferred from
the fact of omission of information. Such an inference, however, is warranted only
when the material omitted would have been "clearly critical" to the finding of
probable cause. See United States v. Reivich, 793 F.2d 957, 961 (8th Cir. 1986).
While shooting ducks off a wall is not the usual way of duck hunting, we agree with
the district court that there was no evidence that Anderson had reason to believe from
this incident that the informant was mentally impaired, as it was an isolated incident
that occurred some ten to twelve years earlier. As to the land dispute between the
informant and his brother, Anderson’s uncontroverted testimony indicated that he had
not heard of problems between the brothers since 1987 and had no reason to believe
any animosity still existed. We conclude that the information concerning the
shooting incident and the land dispute would not have been "clearly critical" to the
finding of probable cause and that the omission of this information did not constitute
recklessness.
Further, even when reconstructed to include the omitted information, the
affidavit would still provide probable cause because the facts related by the informant
were at least partially corroborated by Anderson. In response to the telephone call
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from the informant who reported seeing someone with flashlights proceeding toward
an area where the informant had earlier discovered marijuana plants, Deputy
Anderson proceeded to the area and subsequently encountered James and Jerry
Turpin. According to Anderson, both men were dressed in camouflage clothing, both
were very muddy, and two flashlights were on the front seat. Their only explanation
was that they were out "looking at the clouds because it was raining and lightning."
Deputy Anderson and Officer Svoboda subsequently visited the area where the
informant reportedly saw the marijuana plants and observed numerous small holes
containing potting soil and what appeared to be styrofoam particles, which was
consistent with a marijuana planting operation. Where the facts stated by an
informant are at least partially corroborated, the credibility and reliability of the
informant are not crucial to the finding of probable cause. See United States v.
Gibson, 123 F.3d 1121, 1124 (8th Cir. 1997).
Having concluded that the district court properly granted Officer Svoboda and
Deputy Anderson summary judgment on qualified-immunity grounds, we likewise
conclude that the county was entitled to summary judgment. See Abbott v. City of
Crocker, 30 F.3d 994, 998 (8th Cir. 1994) (municipality cannot be liable unless
officer is found liable on underlying substantive claim).
III. Conclusion.
Based on the foregoing, we hereby affirm the district court's rulings in their
entirety.
A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
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