United States v. Robert L. Shepherd ( 2002 )

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
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No. 01-1823
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United States of America, *
*
Appellee, *
* Appeal from the United States
v. * District Court for the Western
* District of Missouri.
Robert L. Shepherd, *
*
Appellant. *
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Submitted: December 11, 2001
Filed: March 29, 2002
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Before MORRIS SHEPPARD ARNOLD, BEAM, and RILEY, Circuit Judges.
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BEAM, Circuit Judge.
Robert L. Shepherd appeals his conviction by a jury for being a felon in
possession of a firearm, in violation of 18 U.S.C. § 922(g)(1). We affirm.
I. BACKGROUND
Two Kansas City police officers were responding to a reported robbery at a gas
station when they encountered a Cadillac traveling at a high rate of speed, coming
from the direction of the gas station. They saw the Cadillac make a left turn without
a signal and pull to a stop in front of a home. Suspecting that the automobile may
have been involved in the reported robbery, the officers pulled up behind the Cadillac
and parked. They ordered the driver of the Cadillac, Shepherd, to put his hands on
the car and began to frisk him for weapons. Before the officers could complete the
weapons frisk, Shepherd ran away. The officers pursued Shepherd and during the
pursuit one of the officers saw Shepherd discard a firearm. Shortly thereafter the
other officer found the handgun. The officers eventually tracked Shepherd down and
arrested him.
At the trial, after the close of all the evidence but before closing arguments,
Shepherd complained to the district court about the quality of his court-appointed
counsel. The district court did not find any merit to Shepherd's complaint and
instructed Shepherd to return to his seat so the trial could proceed. Shepherd replied,
"well, sir, I don't want to return to my seat." The district court responded by having
the marshals remove Shepherd from the courtroom. This exchange occurred outside
the presence of the jury. Shepherd never returned to the courtroom during trial. The
jury convicted Shepherd and he was sentenced to one hundred months' imprisonment.
On appeal, Shepherd raises three issues. First, Shepherd claims that his
removal from the courtroom violated his Sixth Amendment right to participate in his
defense. Second, he contends that the federal statute criminalizing possession of a
firearm by a felon is an unconstitutional exercise of congressional power. Finally,
Shepherd argues there was insufficient evidence for a conviction.
II. DISCUSSION
A. Sixth Amendment
We review a district court's decision to remove an uncooperative defendant
from the courtroom during trial under the abuse of discretion standard. Scurr v.
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Moore, 647 F.2d 854, 859 (8th Cir. 1981). It is clear that a properly behaved criminal
defendant has the constitutional right to be present at all phases of his or her trial.
Illinois v. Allen, 397 U.S. 337, 338 (1970). Shepherd claims that his right to be
present was violated when the district court removed him after he declared that he did
not want to return to his seat. In support of this contention, Shepherd claims that
Allen requires a trial judge to provide a warning to a defendant that he will be
removed, prior to removal, and Shepherd received no such warning. While we think
that the district court's failure to warn Shepherd about his imminent removal is
troublesome, under the facts of this case and mindful of the deference due the trial
judge, we cannot say that Shepherd's removal rises to the level of a constitutional
violation. Furthermore, even though resolution of this issue is a close call, it is
apparent that if there was a constitutional error, the error was harmless beyond a
reasonable doubt. See Rushen v. Spain, 464 U.S. 114, 118 (1983).
The right to be present at all phases of a criminal trial is not absolute. See
Allen, 397 U.S. at 343-44. The Supreme Court has noted that trial judges "confronted
with disruptive, contumacious, stubbornly defiant defendants must be given sufficient
discretion to meet the circumstances of each case." Id. at 343. In addition, Allen
eschewed hard and fast rules, reasoning that "[n]o one formula for maintaining the
appropriate courtroom atmosphere will be best in all situations." Id. To that end, this
court has held that "great deference must be accorded [to the trial judge's] decision"
when evaluating the constitutionality of removing a defendant. Scurr, 647 F.2d at
858.
In the present case, the trial judge asked Shepherd to return to his seat and
Shepherd refused. The trial judge removed Shepherd at that point because he was
concerned that Shepherd would do "himself more harm before the jury in his present
state of mind than not." Shepherd's attorney agreed with that conclusion. The trial
judge also concluded that removing Shepherd was "the only fair thing to do to him."
While removal should be frowned upon as a solution to a disruptive defendant, "the
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balancing of the defendant's confrontation right with the need for the proper
administration of justice is a task uniquely suited to the trial judge." Scurr, 647 F.2d
at 858.1 It appears that the trial judge thought that if Shepherd remained in the
courtroom his demeanor would harm his case in the eyes of the jury. The trial judge's
decision was based on his view that the best way to achieve a just verdict for
Shepherd was to remove him. Allen recognized that one of the factors a trial judge
should consider when choosing a method to deal with an unruly defendant is the
effect the method may have on the jury's feelings toward the defendant. Allen, 397
U.S. at 344. We see little need to second-guess the trial judge's decision that removal
was the best way for Shepherd to receive a just verdict.
In any event, even if it was constitutional error for the trial judge to exclude
Shepherd without warning him first, the error was harmless beyond a reasonable
doubt. "[T]he right to be present during all critical stages of the proceedings . . . [is]
subject to harmless error analysis." Rushen, 464 U.S. at 118 n.2 (citation omitted).
The fact that Shepherd was not removed until just before the start of closing
arguments, combined with the overwhelming evidence against him, convinces us that
Shepherd's removal was harmless. One of the primary advantages of the defendant
being present at his trial is his ability to communicate with his counsel. Allen, 397
U.S. at 344. By the time Shepherd was removed from his trial, the advantages to be
gained from communicating with his counsel were negligible because closing
arguments were all that remained. Furthermore, the reason Shepherd was removed
was because he was angry with his counsel and with the judge for not agreeing with
1
The Supreme Court has stated that the Confrontation Clause of the Sixth
Amendment guarantees the right of an accused "to be present in the courtroom at
every stage of his trial." Allen, 397 U.S. at 338. In addition to the rights guaranteed
by the Sixth Amendment's Confrontation Clause, the Supreme Court has held that a
defendant's attendance at trial is required by the Fifth and Fourteenth Amendment,
"to the extent that a fair and just hearing would be thwarted by [the defendant's]
absence." Snyder v. Massachusetts, 291 U.S. 97, 108 (1934).
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him that his counsel was deficient. Thus, it is unlikely that there would have been
meaningful communication between Shepherd and his defense counsel during closing
arguments even if Shepherd had been present.
Finally, the overwhelming evidence of Shepherd's guilt further compels the
conclusion that his removal from the trial was harmless. Shepherd conceded that he
had previously been convicted of a crime punishable by a term of imprisonment
exceeding one year. He also conceded that the firearm recovered by the police had
traveled through interstate commerce. The only element of the charged offense that
Shepherd contested was that the firearm was in his possession. That element was
clearly established, however, by the testimony of two police officers–one who saw
Shepherd discard the firearm, and the other who recovered the gun where Shepherd
dropped it as he jumped over a fence while being chased. Also, a witness testified
that she saw Shepherd with a weapon the night before his arrest, when he spoke of
firing it to celebrate the New Year. In sum, the evidence that Shepherd was a felon
in possession of a firearm was overwhelming, and any error resulting from his
removal was harmless.
B. Commerce Clause
Shepherd claims that the crime of being a felon in possession of a firearm, 18
U.S.C. § 922(g)(1), is not directed at interstate commerce and, therefore, is not a
constitutional exercise of congressional power. See United States v. Morrison, 529
U.S. 598 (2000). This argument is without merit. We review federal constitutional
questions de novo. United States v. Bates, 77 F.3d 1101, 1104 (8th Cir. 1996).
Shepherd's claim has already been considered and rejected by prior decisions of this
court upholding the constitutionality of the felon in possession statute versus a
Commerce Clause argument. United States v. Prior, 107 F.3d 654, 660 (8th Cir.
1997) (one panel of this court is not at liberty to overrule another panel's decision).
In Bates, the court determined that the requirement that a gun must have been in
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interstate commerce at some point is sufficient to show a proper nexus under the
Commerce Clause. Accord United States v. Holman, 197 F.3d 920, 921 (8th Cir.
1999). The Supreme Court's decision in Morrison does not, as Shepherd maintains,
call into question our prior holdings in Bates and Holman. The evidence at trial
established that the firearm Shepherd possessed traveled across state lines, satisfying
the Commerce Clause requirement.
C. Sufficiency of the Evidence
Shepherd claims the evidence presented at trial was not sufficient to convict
him of being a felon in possession of a firearm. This claim is also without merit.
Evidence is sufficient to support a verdict if any rational trier of fact could have found
the essential elements of the crime beyond a reasonable doubt. United States v.
Sanchez, 252 F.3d 968, 972 (8th Cir. 2001). We review the evidence in the light most
favorable to the verdict, accepting all reasonable inferences which the evidence tends
to prove. United States v. Nation, 243 F.3d 467, 471 (8th Cir. 2001).
The evidence against Shepherd could not be more clear. One police officer
testified he saw Shepherd toss a gun near a fence, and another officer testified that he
found the gun in that same area. Shepherd offered no evidence to rebut this
testimony, other than his uncorroborated denials regarding the gun. Viewing the
evidence in a light most favorable to the verdict, it is obvious that the jury had
sufficient evidence with which to convict Shepherd.
III. CONCLUSION
For the reasons stated, the jury's verdict is affirmed.
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A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
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