Rev. Larry Rice v. Gary Kempker ( 2004 )


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  •                      United States Court of Appeals
    FOR THE EIGHTH CIRCUIT
    ___________
    No. 03-2979
    ___________
    Reverend Larry Rice; Reverend         *
    Raymond Redlich; New Life             *
    Evangelistic Center, Inc.,            *
    *
    Appellants,                 * Appeal from the United States
    * District Court for the
    v.                               * Eastern District of Missouri.
    *
    Gary Kempker; State of Missouri;      *
    George Lombardi; Don Roper,           *
    *
    Appellees.                  *
    ___________
    Submitted: February 11, 2004
    Filed: July 9, 2004 (Corrected July 15, 2004)
    ___________
    Before LOKEN, Chief Judge, BOWMAN and WOLLMAN, Circuit Judges.
    ___________
    BOWMAN, Circuit Judge.
    Plaintiffs Reverend Larry Rice, Reverend Raymond Redlich, and New Life
    Evangelistic Center, Inc. (hereinafter collectively referred to as New Life) argue that
    the policy of the Missouri Department of Corrections banning cameras in the
    execution chamber violates plaintiffs' First Amendment rights of public access. The
    District Court1 disagreed and granted summary judgment for the defendants, all of
    whom are officials of the Missouri Department of Corrections (the Department). We
    affirm.
    New Life requested permission from the Department to videotape the execution
    of convicted murderer Daniel Basile. The Department, acting through Director Gary
    Kempker and officials George Lombardi and Don Roper, applied the Department's
    Media Policy and denied New Life's request. The Media Policy states simply, "No
    cameras or tape recording device of any type shall be allowed in the witness area of
    the execution room or the surrounding area. However, each media witness
    representative shall be allowed to take paper, pencil and sketch pad to the witness
    area." Mo. Dep't of Corrs., Media Policy § 14B. New Life, alleging that the Media
    Policy violates the First Amendment, brought suit in the District Court seeking a
    declaratory judgment and an injunction to prevent the enforcement of the no-camera
    policy. At the summary-judgment stage of the ensuing proceedings, the defendants
    argued that the Media Policy did not violate any of the freedoms protected by the
    First Amendment. In the alternative, the defendants argued that if the Media Policy
    were found to infringe upon a constitutionally protected liberty, any such
    infringement was outweighed by legitimate penological interests and should be
    evaluated under the standards set forth in Turner v. Safley, 
    482 U.S. 78
    , 89 (1986).
    The District Court found that a ban on videotaping executions burdened New Life's
    constitutional right of access, but agreed with the defendants that the infringement
    was reasonable in light of legitimate penological concerns. Because we conclude that
    the Media Policy does not infringe on liberties protected by the First Amendment, we
    affirm the judgment of the District Court.
    1
    The Honorable Rodney W. Sippel, United States District Judge for the Eastern
    District of Missouri.
    -2-
    We review grants of summary judgments de novo, applying the same Rule 56
    standards that govern all federal courts in their decisions on motions for summary
    judgment. See Fed. R. Civ. P. 56; Southern Union Co. v. Mo. Pub. Servs., 
    289 F.3d 503
    , 505 (8th Cir. 2002).
    Initially, we must decide whether the execution of Daniel Basile has rendered
    the appeal moot. We agree with the District Court that the case is not moot and falls
    squarely within the "capable of repetition, yet evading review" exception to the
    mootness doctrine found in Southern Pacific Terminal Co. v. Interstate Commerce
    Commission, 
    219 U.S. 498
    , 515 (1911) (holding that a federal court may retain
    jurisdiction in an otherwise moot case if the challenged action is too short in duration
    for timely review and there is a reasonable expectation that the complaining party will
    be subject to the same action again). See Webster Groves School District v. Pulitzer
    Publishing Co., 
    898 F.2d 1371
    , 1373 (8th Cir. 1990). Both of the factors supporting
    the mootness exception exist in the present case: once all avenues for challenging a
    sentence of death have been exhausted, and a final execution order entered, the
    execution usually, as here, occurs within a rather short period of time, and it is very
    likely that New Life will seek to videotape another Missouri execution. Accordingly,
    the appeal is not moot.
    We turn to the merits of the case. New Life argues that the First Amendment
    mandates that the public be allowed to videotape an execution. Seeking to persuade
    this Court to go where no court previously has gone, New Life relies on a two-step
    argument. The first step New Life asks us to take is to rule that the First Amendment,
    as interpreted by Richmond Newspapers, Inc. v. Virginia, 
    448 U.S. 555
    , 580 (1980)
    (holding that the First Amendment requires criminal trials to be open to the public),
    requires executions to be open to the public. New Life then argues that prohibitions
    on videotaping are impermissible burdens on its constitutional right of access to
    executions. We find no need to engage in this two-part inquiry and instead address
    the issue directly and hold that the First Amendment does not protect the use of video
    -3-
    cameras or any other cameras or, for that matter, audio recorders in the execution
    chamber.
    Because we hold that neither the public nor the media has a First Amendment
    right to videotape, photograph, or make audio recordings of government proceedings
    that are by law open to the public, we find it unnecessary to decide whether
    executions must be open to the public.2 While Richmond mandates that criminal
    trials be open to the public, no court has ruled that videotaping or cameras are
    required to satisfy this right of access. Instead, courts have universally found that
    restrictions on videotaping and cameras do not implicate the First Amendment
    guarantee of public access. See Whiteland Woods v. Township of West Whiteland,
    
    193 F.3d 177
    , 184 (3rd Cir. 1999) (holding that public has no right to videotape
    Planning Commission meetings that were required to be public); United States v.
    Kerley, 
    753 F.2d 617
    , 621 (7th Cir. 1985) (holding that the public has no right to
    videotape trial even when the defendant wishes it to be videotaped); Westmoreland
    v. Columbia Broadcasting System, Inc., 
    752 F.2d 16
    , 23 (2d Cir. 1984) ("There is a
    long leap, however, between a public right under the First Amendment to attend trials
    and a public right under the First Amendment to see a given trial televised."), cert.
    2
    Currently, only one federal appeals court has addressed this issue squarely and
    has held that executions must be made public. See Cal. First Amend. Coalition v.
    Woodford, 
    299 F.3d 868
    , 877 (9th Cir. 2002); but cf. Holden v. Minnesota, 
    137 U.S. 483
    , 491 (1890) (holding that the Minnesota's restriction of access to executions did
    not violate the ex post facto clause). We need not decide this issue at this time
    because New Life was allowed to attend Daniel Basile's execution, and the
    Department does not seek to prevent the public from attending executions, even
    though space limitations may result in the exclusion of some members of the public
    who might wish to attend. In any event, state law requires, inter alia, that at least
    eight members of the public attend each execution. Mo. Rev. Stat. § 546.740. The
    record reveals that the viewing room of the execution chamber in the Missouri State
    Penitentiary at Potosi, where Missouri executions are carried out, accommodates at
    most approximately thirty-one spectators.
    -4-
    denied, 
    472 U.S. 1017
    (1985); United States v. Hastings, 
    695 F.2d 1278
    , 1284 (11th
    Cir.), cert. denied, 
    461 U.S. 931
    (1983) (holding that the press had no right to
    videotape criminal trials); cf. Nixon v. Warner Communications Inc., 
    435 U.S. 589
    ,
    609 (1978) (holding that no First Amendment right existed to publish or copy exhibits
    displayed in court); United States v. McDougall, 
    103 F.3d 651
    , 659 (8th Cir. 1996),
    cert. denied, 
    522 U.S. 809
    (1997) (holding that First Amendment right of access does
    not extend to videotaped deposition testimony of then-President Clinton). As the
    Second Circuit has observed, "the First Amendment right of access is limited to
    physical presence at trials." United States v. Yonkers Bd. of Educ., 
    747 F.2d 111
    ,
    113 (2d Cir. 1984). Based on the overwhelming weight of existing authority, as well
    as on our general understanding of First Amendment principles, we hold that the
    Media Policy banning the use of video cameras and other cameras in the execution
    chamber does not burden any of New Life's First Amendment rights.
    Arguments that the solemnity of executions requires additional modes of access
    that include the use of video cameras are not persuasive. Courts presented with the
    specific question of whether video cameras may be banned from the execution
    chamber have consistently held that such bans do not violate the First Amendment.
    See Garret v. Estelle, 
    556 F.2d 1274
    (5th Cir. 1977), cert. denied, 
    438 U.S. 914
    (1978); Entm't Network, Inc. v. Lappin, 
    134 F. Supp. 2d 1002
    (S.D. Ind. 2001);
    Lawson v. Dixon, 
    446 S.E.2d 799
    (N.C. 1994); Halquist v. Dep't of Corrs., 
    783 P.2d 1065
    (Wash. 1989). In Garret, a television-news cameraman brought a First
    Amendment challenge against a prohibition on the use of television cameras and
    audio-visual equipment in the execution chamber. 
    Garret, 556 F.2d at 1275
    . The
    Fifth Circuit upheld the prohibition and found no First Amendment right to televise
    or videotape executions. The Garret court observed that "[w]hile we agree that the
    death penalty is a matter of wide public interest, we disagree that the protections of
    the [F]irst [A]mendment depend upon the notoriety of an issue." 
    Id. at 1279.
    We find
    the reasoning of Garret persuasive. Moreover, even if we were to assume arguendo
    that executions are so important that public access is required, we believe that
    -5-
    videotaping and the use of cameras would not be necessary to vindicate the right of
    access.
    Because Missouri executions take place within prisons, we are also mindful of
    the Supreme Court's decision in Houchins v. KQED, Inc., 
    438 U.S. 1
    (1978). The
    Supreme Court in Houchins vacated an injunction granted by a district court that
    required prison officials to give the press access to a notorious area of a prison and
    to allow the taking of photographs and the use of television cameras. 
    Id. at 15-16.
    The Supreme Court ruled that the reporters had no First Amendment right to bring
    and use television cameras and other cameras within the prison.3 New Life similarly
    has no First Amendment right to bring video cameras into the Potosi Correctional
    Center and the execution chamber contained within its walls.
    New Life attempts to sidestep the Garret decision and Houchins by claiming
    status as a member of the public rather than as a member of the press.4 New Life
    argues that Houchins does not control and that Garret is irrelevant insofar as New
    Life is not a member of the press. New Life asserts that because the press in Garret
    and Houchins attempted to claim additional privileges not enjoyed by the public, the
    holdings in those cases do not apply to New Life as a member of the public. We are
    unpersuaded. In Pell v. Procunier, 
    417 U.S. 817
    (1974), and its companion case,
    Saxbe v. Washington Post Co., 
    417 U.S. 843
    (1974), the Supreme Court, in holding
    that the press had no right to interview specific prison inmates, explained that the
    press enjoyed no special right of access to information not enjoyed by the public.
    3
    A concurring opinion by Justice Stewart indicated the possibility that cameras
    or pictures may be required for the press to fulfill its First Amendment function in
    certain situations. 
    Houchins, 438 U.S. at 17
    , (Stewart, J., concurring). But New Life
    has eschewed any status as a member of the press, as discussed infra, so we need not
    consider the force or validity of Justice Stewart's suggestion.
    4
    We note that New Life Evangelical Center, Inc. owns and operates television
    and radio stations in Missouri, Kansas, Illinois and Arkansas.
    -6-
    New Life attempts to turn this principle on its head and argue that as a member of the
    public, they enjoy a special right of access not available to the reporters in Garret and
    Houchins. We disagree and conclude that whether New Life holds itself out as a
    member of the public or the press, it does not enjoy a First Amendment right to
    videotape executions.
    The Media Policy's ban on videotaping perhaps could be considered a "content-
    neutral time, place, and manner" restriction on speech. A "time, place, and manner"
    restriction on speech may be upheld if it "serves a substantial governmental interest
    and do[es] not unreasonably limit alternative avenues of communication." City of
    Renton v. Playtime Theatres, Inc., 
    475 U.S. 41
    , 47 (1986). The defendants have
    offered several substantial governmental interests involving the safety and security
    of the prison, a set of interests of the sort that long has been given considerable
    deference by federal courts. See 
    Turner, 482 U.S. at 84-85
    . The ban on videotaping
    does not prevent New Life from disseminating to the public any information gained
    from attending the execution. As a "content-neutral time, place, and manner"
    restriction on speech, the Media Policy does not violate the First Amendment.
    Even if we were to agree with New Life (and the District Court) that the Media
    Policy burdens a constitutional right, we would be inclined to agree with the District
    Court's application of the Turner factors to evaluate the reasonableness of the policy.
    The District Court found the restriction on videotaping reasonably related to
    legitimate penological interests such as safety and security, and the court was
    satisfied that the Turner factors–a valid rational connection, available alternative
    avenues of exercising constitutional rights, an increased burden on prison resources
    and prison safety, and, finally, the unavailability of a less-burdensome
    alternative–were all met by the showing made by the defendants. 
    Turner, 482 U.S. at 89-90
    . Because we find no constitutional right was burdened by the restriction on
    video cameras we need not review this portion of the District Court's opinion, but do
    mention it for the sake of completeness. We observe that New Life's argument that
    -7-
    the Turner standards for evaluating reasonableness should be used only when a
    prisoner's rights have been implicated has been foreclosed by the Supreme Court:
    "We do not think it sufficient to focus, as respondents urge, on the identity of the
    individuals whose rights allegedly have been infringed . . . any attempt to forge
    separate standards for cases implicating the rights of outsiders is out of step with [past
    Supreme Court precedent]." Thornburgh v. Abbott, 
    490 U.S. 401
    , 410 n.9 (1989)
    (internal citations omitted). Contrary to New Life's assertions, the status of a person
    as a prisoner or non-prisoner does not determine whether the Turner test applies to
    prison regulations that may affect both prisoners and non-prisoners.
    We also agree with the District Court's determination that the Media Policy is
    a valid exercise of authority granted by state law to the Director of the Department
    of Corrections. Specifically, Missouri Revised Statutes § 217.025 gives the Director
    broad authority to create rules and regulations to govern the operation of Missouri
    correctional centers and to control and safeguard their inmates. Mo. Rev. Stat.
    § 217.025 (2000). We are satisfied that the Media Policy is a valid exercise by the
    Director of this statutory authority.
    Finally, we find no merit in New Life's claims that the District Court abused
    its discretion by denying New Life's motion to strike the affidavits of defendants Gary
    Kempker and George Lombardi under Federal Rules of Civil Procedure 26(a)(2).
    New Life claims that the affidavits provided expert opinions and that the failure to
    identify Kempker and Lombardi as experts require the affidavits to be struck.
    Because the affidavits contain factual material and merely lay opinion based on the
    defendants' personal knowledge gained from their work in the Department of
    Corrections, the District Court did not abuse its discretion in ruling that Kempker and
    Lombardi were not subject to the identification requirement of Rule 26(a)(2), and,
    consequently, in denying the motion to strike.
    -8-
    For the reasons stated, the judgment of the District Court is affirmed.
    ______________________________
    -9-