United States v. Kendrix D. Feemster ( 2007 )

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
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No. 06-2059
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United States of America, *
*
Appellant, *
* Appeal from the United States
v. * District Court for the
* Eastern District of Missouri.
Kendrix D. Feemster, *
*
Appellee. *
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Submitted: November 14, 2006
Filed: April 25, 2007
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Before RILEY, BEAM, and SMITH, Circuit Judges.
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RILEY, Circuit Judge.
After calculating an advisory United States Sentencing Guidelines range of 360
months’ to life imprisonment, the district court sentenced Kendrix D. Feemster
(Feemster) to 120 months’ imprisonment and 8 years’ supervised release. We vacate
the sentence and remand for resentencing.
I. BACKGROUND
On March 11, 16, and 25, 2004, respectively, Feemster sold 5.7, 6.8, and 11.2
grams of crack cocaine to an undercover Drug Enforcement Administration agent.
Based on the March 16 and 25 sales, the grand jury charged Feemster with two counts
of knowingly and intentionally distributing crack cocaine, in violation of 21 U.S.C.
§ 841(a)(1) and 841(b)(1)(B)(iii).1 Before trial, the government filed an information
pursuant to 21 U.S.C. § 851(a) providing notice that, if convicted, Feemster would be
subject to a ten-year mandatory minimum sentence due to Feemster’s prior conviction
for a felony drug offense. A jury convicted Feemster on both counts.
The United States Probation Office prepared a presentence investigation report
(PSR) detailing Feemster’s criminal history.2 Feemster had juvenile adjudications for:
(1) at age 13, attempted stealing; (2) at age 14, making a false bomb report; and (3) at
age 15, stealing, attempted stealing, and second-degree burglary. Feemster’s adult
convictions and sentences include: (1) at age 16, possession of a controlled substance
(crack cocaine) and possession of marijuana, resulting in a suspended sentence and
probation, which he successfully completed; (2) at age 17, first-degree burglary,
resulting in a sentence of six years’ imprisonment (including citations for conduct
violations on sixty-five separate occasions), from which he was twice conditionally
released and both times his conditional release was revoked (submitting a positive
urine test for marijuana); (3) at age 23, first-degree robbery (involving a handgun
carried by his co-defendant), resulting in a ten-year suspended sentence and probation,
which he violated; and (4) at age 24, possession of marijuana, resulting in a sixty-day
suspended sentence and one-year unsupervised probation.
Before applying the career offender enhancement, Feemster’s base offense level
was 26, see U.S.S.G. § 2D1.1(c)(7), and Feemster was a criminal history category IV,
resulting in an advisory Guidelines sentencing range of 92 to 115 months’
imprisonment. Due to Feemster’s prior conviction for a felony drug offense,
1
The district court dismissed a third count based on the March 11 sale.
2
We accept as true the facts set forth in the PSR because Feemster did not object
to the PSR’s specific factual allegations. See United States v. Wintermute, 443 F.3d
993, 1005 (8th Cir. 2006).
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Feemster’s statutory minimum sentence was 120 months’ imprisonment. See 21
U.S.C. §§ 841(b)(1)(B), 851. Because Feemster was 26 years old when he committed
the offense and was previously convicted of two crimes of violence—burglary and
robbery—the PSR applied the career offender enhancement. See
U.S.S.G. § 4B1.1(a).3 After applying the career offender enhancement, Feemster’s
career offender offense level was 37 and Feemster was a criminal history category VI,
resulting in an advisory Guidelines sentencing range of 360 months’ to life
imprisonment.
The district court imposed a sentence of 120 months’ imprisonment and 8
years’ supervised release. The government appealed, and we remanded to the district
court for resentencing, stating “we find the record at this time does not permit our
court to undertake a meaningful analysis of whether the sentence imposed is
unreasonable.” United States v. Feemster, 435 F.3d 881, 884 (8th Cir. 2006).
On remand, the district court expounded on its reasoning for sentencing
Feemster to 120 months’ imprisonment, stating:
Now, at the time that Mr. Feemster was sentenced[,] he was 27.
At the time of the offense, . . . he was 26. . . . Now, it’s unquestioned
that Mr. Feemster was a troubled youth. As they say, “Youth is wasted
on the young.” They just need a little wisdom. When he started
getting . . . these points[,] . . . he was 17 years old.
3
Section 4B1.1(a) provides:
A defendant is a career offender if (1) the defendant was at least eighteen
years old at the time the defendant committed the instant offense of
conviction; (2) the instant offense of conviction is a felony that is either
a crime of violence or a controlled substance offense; and (3) the
defendant has at least two prior felony convictions of either a crime of
violence or a controlled substance offense.
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In any event, [t]he [c]ourt has looked at the 3553(a) factors and at
the time the instant offense was committed the defendant was 26 years
of age, it involved the distribution of 18 grams of cocaine base to a
federal agent. No weapon was present. And while the defendant does
have a record and much of it is significant because of his being a
troubled youth, it would seem it includes violent felony convictions, and
that’s what made him a career offender, and many—most of those . . .
prior convictions occurred when he was a juvenile.
Now, as [sic] his adult conviction[,] he’s placed on probation. He
successfully completed that. Now, his second adult conviction involved
the burglary of a home. And his third adult conviction was for robbery
first degree which involved a weapon. However, his co[-]defendant,
Dean Goddard, who had the weapon and defendant did not. And his
fourth and final conviction was a misdemeanor for possession of
marijuana. He was placed on probation. He successfully completed that
probation.
So to me I think this 360 months to life is excessive. I think it
pretty much takes away Mr. Feemster’s life, so . . . in light of these
3553(a) factors, so I think an aggregate term of 120 months to be served
concurrently with his state sentence of 1CR-2495A and eight years of
supervised release would seem to address the sentencing objectives of
punishment and deterrence and incapacitation. I think . . . ten years and
then eight years of supervised release, I think . . . that’s 18 years right
there that he will be under some kind of supervision by the court system.
The government appeals.
II. DISCUSSION
Neither party disputes the district court correctly calculated Feemster’s advisory
Guidelines sentencing range. We, therefore, review for abuse of discretion the
reasonableness of Feemster’s sentence. United States v. Spears, 469 F.3d 1166, 1170
(8th Cir. 2006) (en banc), petition for cert. filed (U.S. Mar. 2, 2007) (No. 06-9864).
“[A]n abuse of discretion may occur when (1) a court fails to consider a relevant
factor that should have received significant weight; (2) a court gives significant weight
to an improper or irrelevant factor; or (3) a court considers only the appropriate factors
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but in weighing those factors commits a clear error of judgment.” United States v.
Haack, 403 F.3d 997, 1004 (8th Cir.) (internal quotation omitted), cert. denied, 126
S. Ct. 276 (2005). We ask “whether the district court’s decision to grant a § 3553(a)
variance from the appropriate guidelines range is reasonable,” and if granting the
variance is reasonable, then we ask whether the extent of the variance is reasonable.
United States v. Mashek, 406 F.3d 1012, 1017 (8th Cir. 2005). “[T]he court has a
range of choice, and . . . its decision will not be disturbed as long as it stays within
that range and is not influenced by any mistake of law.” Haack, 403 F.3d at 1004(quotation omitted). “As the size of the variance grows, so too must the reasons that
warrant it.” United States v. Medearis, 451 F.3d 918, 920 (8th Cir. 2006).
The government argues the grounds supporting the variance do not support the
extent of the variance (eleven levels or 67%). Feemster disagrees, arguing convictions
before and after a defendant turns eighteen are not the same for purposes of sentencing
in light of Roper v. Simmons, 543 U.S. 551 (2005). We consider in turn each ground
for the variance.
A. Prior Convictions Before Turning Eighteen-Years Old
The district court described Feemster as a “troubled youth” and observed the
career offender enhancement was triggered by a prior conviction that occurred before
Feemster turned eighteen. For purposes of the career offender enhancement, any
felony conviction, as long as the defendant was tried as an adult, is classified as a
“prior felony conviction,” regardless of the defendant’s age at the time of the offense.
See U.S.S.G. § 4B1.2 cmt. n.1. Therefore, assuming the defendant was tried as an
adult, the defendant’s age at the time of the offense is not a relevant consideration for
purposes of the career offender enhancement.
After United States v. Booker, 543 U.S. 220 (2005), the application of the
Guidelines is no longer mandatory and a sentence must be imposed in accordance with
the factors set forth in 18 U.S.C. § 3553(a). Spears, 469 F.3d at 1173. Section
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3553(a)(1) requires consideration of “the history and characteristics of the defendant.”
Here, Feemster’s history and characteristics include, among other things, five juvenile
adjudications, three adult convictions for conduct occurring before he turned eighteen,
two adult convictions for conduct occurring after he turned eighteen, and the instant
conviction. Feemster’s status as a juvenile at the time he committed the robbery is
relevant under § 3553(a)(1), because it is part of Feemster’s history and
characteristics. See United States v. Ryder, 414 F.3d 908, 920 (8th Cir. 2005).
Feemster argues Roper v. Simmons permits courts to show leniency to
defendants who would otherwise serve lengthy terms of imprisonment due to their
past criminal conduct occurring before they turned eighteen. For purposes of
§ 3553(a)(2), prior convictions for conduct occurring before and after a defendant
turns eighteen are not identical. In Simmons, the Supreme Court held that conduct
occurring before a defendant turned eighteen could not justify capital punishment,
noting “the death penalty is reserved for a narrow category of crimes and offenders.”
Simmons, 543 U.S. at 569, 578-79. The Supreme Court excluded juveniles from the
offenders eligible for the death penalty in part because: (1) “[t]he susceptibility of
juveniles to immature and irresponsible behavior means their irresponsible conduct
is not as morally reprehensible as that of an adult”; (2) “[the juvenile’s] vulnerability
and comparative lack of control over their immediate surroundings mean juveniles
have a greater claim than adults to be forgiven for failing to escape negative
influences in their whole environment”; and (3) “a greater possibility exists that a
minor’s character deficiencies will be reformed.” Id. at 570 (internal quotation and
citations omitted). Thus, a defendant with convictions for conduct occurring before
the defendant turned eighteen is different than a defendant with convictions for
conduct occurring after the defendant turned eighteen, because the former defendant
may be less deserving of punishment and pose less of a risk of recidivism. See id.; see
also 18 U.S.C. § 3553(a)(2).
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Although relevant under § 3553(a)(1) and (a)(2), Feemster’s prior adult
convictions for conduct occurring while Feemster was a juvenile do not justify the
extent of the district court’s variance for several reasons. First, the rationale of
Simmons applies only with limited, if any, force outside of the context of capital
punishment. See Simmons, 543 U.S. at 568 (“Because the death penalty is the most
severe punishment, the Eighth Amendment applies to it with special force.”).
Although the execution of a juvenile is impermissible under the Eighth and Fourteenth
Amendments, sentencing a juvenile to life imprisonment is not. Id. at 560, 578-79(affirming a life sentence without the possibility of parole for a conviction based on
juvenile conduct). Similarly, sentencing an adult defendant to life imprisonment (or
a long term of imprisonment) based, in part, on conduct occurring before the
defendant turned eighteen is not proscribed by the Eighth and Fourteenth
Amendments. See United States v. Mays, 466 F.3d 335, 340 (5th Cir. 2006), cert.
denied, 127 S. Ct. 1313 (2007); United States v. Wilks, 464 F.3d 1240, 1243 (11th
Cir.), cert. denied, 127 S. Ct. 693 (2006); see also United States v. Gall, 446 F.3d 884,
890 (8th Cir. 2006) (reversing a downward variance based, in part, on the belief that
young people are immature), petition for cert. filed (U.S. Nov. 22, 2006) (No. 06-
7949). A person does not receive a clean criminal record slate upon becoming an
adult. Even if Feemster received a clean criminal record slate, Feemster’s two other
convictions since turning eighteen in addition to the instant conviction indicate a
strong likelihood of recidivism.
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Second, 28 U.S.C. § 994(h)4 directs the United States Sentencing Commission
to assure the Guidelines, and thereby the courts, sentence career offenders to terms of
imprisonment at or near the statutory maximum. See United States v. Maloney, 466
F.3d 663, 669 (8th Cir. 2006). Congress’s mandate as set forth in § 994(h) is a
particularly relevant consideration under § 3553(a) because Congress has limited the
kinds of available sentences and the sentencing ranges. See 18 U.S.C. § 3553(a)(3),
(a)(4)(A)(I). In compliance with § 994(h), the Guidelines limit the extent of any
departure based on a career offender’s over-represented criminal history to “one
criminal history category.” See U.S.S.G. § 4A1.3(b)(3)(A); United States v. Beal, 463
F.3d 834, 837 (8th Cir. 2006), petition for cert. filed (U.S. Dec. 21, 2006) (No. 06-
8498). Even though the Guidelines are no longer mandatory, the Guidelines must be
considered in fashioning a reasonable sentence under § 3553(a). See 18 U.S.C.
§ 3553(a)(4); United States v. Winters, 411 F.3d 967, 972 (8th Cir. 2005), cert.
denied, 126 S. Ct. 1386 (2006). Insofar as Feemster’s criminal history may be over-
represented due to the treatment of Feemster’s robbery conviction as a prior adult
conviction, the extent of any accompanying downward variance from the advisory
Guidelines sentencing range should not ignore the mandate of Congress to sentence
career offenders at or near the statutory maximum term of imprisonment. See 28
U.S.C. § 994(h); see also U.S.S.G. § 4A1.3(b)(3)(A).
4
Section 994(h), in relevant part, provides:
The Commission shall assure that the guidelines specify a
sentence to a term of imprisonment at or near the maximum term
authorized for categories of defendants in which the defendant is
eighteen years old or older and (1) has been convicted of a felony that is
(A) a crime of violence or (B) [a specified drug crime] and (2) has
previously been convicted of two or more prior felonies, each of which
is (A) a crime of violence or (B) [a specified drug crime].
28 U.S.C. § 994(h) (punctuation omitted). Section 994(h) does not distinguish
between prior felony convictions resulting from juvenile and adult conduct.
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While a modest downward variance may be appropriate, because a conviction
resulting from conduct while not yet eighteen is not the same as a conviction resulting
from adult conduct, the extent of the variance here (eleven levels or 67%) exceeds the
range of reasonable variances based on the distinction between prior convictions while
a juvenile and an adult.
B. Absence of Weapons
The district court varied downward in part because Feemster never possessed
a weapon and the only weapon present during any of Feemster’s past criminal acts
was a weapon carried by Feemster’s co-defendant during the robbery.5 “While the
lack of violence or involvement of firearms is properly considered under [the nature
and circumstances of the offense],” United States v. Plaza, 471 F.3d 876, 879 (8th Cir.
2006), if Feemster had possessed a firearm during the robbery or while distributing
crack cocaine, Feemster would have committed other federal crimes, see 18 U.S.C.
§§ 922(g)(1), 924(c)(1)(A), and would have received other sentencing enhancements,
see U.S.S.G. §§ 2D1.1(b)(1), 2K2.1(b)(6). The absence of grounds that justify further
punishment is not a ground for a downward variance. See Plaza, 471 F.3d at 879;
United States v. Morales-Uribe, 470 F.3d 1282, 1286 (8th Cir. 2006) Therefore, the
absence of weapons involved with Feemster’s prior convictions does not support the
extent of the district court’s downward variance. See Plaza, 471 F.3d at 879.
C. Successfully Completing Terms of Probation
The district court also justified the extent of the variance because Feemster had
successfully completed two terms of probation. Successfully completing a term of
probation is similar to obeying the law or complying with a court order in that
5
“Co-conspirators are responsible for ‘all reasonably foreseeable acts and
omissions of others in furtherance of the jointly undertaken criminal activity.’”
United States v. Jackson, 419 F.3d 839, 843 (8th Cir.) (quoting U.S.S.G.
§ 1B1.3(a)(1)(B)), cert. denied, 126 S. Ct. 841 (2005).
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defendants are expected to obey the law, to comply with court orders, and to complete
terms of probation successfully. The reward for doing so is the avoidance of further
punishment. See generally 18 U.S.C. § 3565; U.S.S.G. ch. 7, pt. B. Again, the
absence of grounds that support an enhancement or upward departure or variance does
not support a downward variance.
Alternatively, failing to complete successfully a term of probation is an
aggravating factor because it demonstrates the defendant’s incorrigibility. Cf. United
States v. Hacker, 450 F.3d 808, 812 (8th Cir. 2006) (concluding the defendant’s past
criminal conduct and “repeated violations of probation and supervised release”
supported an upward departure). Feemster has had his probation revoked once and
his conditional release revoked twice. On this record, Feemster has demonstrated
more incorrigibility than atonement, and thus the downward variance cannot be
justified on the ground Feemster successfully completed one term of supervised
probation and one term of unsupervised probation.
D. Feemster’s Young Age
Additionally, the district court varied downward based, in part, on Feemster’s
age at the time of sentencing. Although the Guidelines are no longer mandatory, the
Guidelines policy statements still must be taken into account in fashioning a
reasonable sentence. 18 U.S.C. § 3553(a)(5). The Guidelines provide “[a]ge
(including youth) is not ordinarily relevant in determining whether a departure is
warranted.” U.S.S.G. § 5H1.1, p.s.
Assuming, for the purposes of argument, Feemster’s young age supports some
downward variance, Feemster’s youth does not support the extent of the variance.
“An extraordinary reduction of a sentence cannot be based largely on the youth of the
defendant because ‘[r]elative youth is a factor that may apply to many [defendants],
and it is unlikely that district courts uniformly will adopt the view of the district court
in this case.’” Plaza, 471 F.3d at 879 (quoting Maloney, 466 F.3d at 669 and fearing
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vast unwarranted disparities contrary to § 3553(a)(6)). In Maloney, we reversed a
substantial downward variance based primarily on the defendant’s youth to avoid
unwarranted sentencing disparities. Maloney, 466 F.3d at 669-70. The grant of a
dramatic variance based on Feemster’s youth would result in unwarranted sentencing
disparities among similarly situated defendants. See id.; see also 18 U.S.C.
§ 3553(a)(6).
III. CONCLUSION
Because, in sentencing Feemster, the district court (1) gave too much weight to
Feemster’s relative young age at the time of the instant offense and his age at the time
of his prior offenses, (2) improperly considered as grounds for variance the absence
of other aggravating factors that would have supported additional charges or
enhancements, and (3) did not give sufficient weight to the need to avoid unwarranted
sentencing disparities, the district court abused its discretion. In sentencing a career
offender, a district court cannot simply ignore the Congressional mandate that career
offenders be sentenced at or near the statutory maximum term of imprisonment. See
28 U.S.C. § 994(h). Therefore, we vacate Feemster’s sentence and remand for
resentencing consistent with this opinion.6
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6
The government suggests the case be remanded with instructions to assign the
case to a different judge. The record does not support the suggested reassignment,
and, to the extent the suggestion could be considered a motion, the motion is denied.
Cf. 28 U.S.C. § 2106.
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