Ralph Armstrong v. Ray Hobbs ( 2012 )

United States Court of Appeals
For the Eighth Circuit
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No. 11-1049
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Ralph Armstrong
lllllllllllllllllllllPetitioner - Appellant
v.
Ray Hobbs, Director, Arkansas Department of Correction
lllllllllllllllllllllRespondent - Appellee
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Appeal from United States District Court
for the Eastern District of Arkansas - Little Rock
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Submitted: January 23, 2012
Filed: November 6, 2012 (Corrected: 11/08/2012)
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Before MELLOY, SMITH, and BENTON, Circuit Judges.
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MELLOY, Circuit Judge
Ralph Armstrong was convicted in Arkansas state court of two counts of
capital murder and sentenced to life imprisonment without the possibility of parole
for killing his estranged wife and their unborn child. At trial, the court excluded
under a state rule exculpatory evidence pointing to the guilt of two other women.
That rule admits such evidence only where there is a direct link between the crime
and the third parties implicated. Armstrong now seeks federal habeas relief under the
Antiterrorism and Effective Death Penalty Act (AEDPA), arguing that this
evidentiary rule is contrary to, or an unreasonable application of, clearly established
federal law. The district court1 denied Armstrong's petition, but granted him a
certificate of appealability (COA) on the issue of whether he was unconstitutionally
deprived of a meaningful opportunity to present a complete defense. We now affirm.
I.
On February 14, 2004, police in Pulaski County, Arkansas found the body of
Ralph Armstrong's estranged wife, Dashunda Armstrong, burning in an abandoned
van on rural McDonald Road. It was later determined that at the time she was killed,
Dashunda was pregnant and that Armstrong was the child's father. On the night of
her death, Dashunda was at a hair appointment with her sister until about 1:00 am,
after which she planned to meet Armstrong. Armstrong told the police that Dashunda
never arrived at his house as planned. Upon investigation, the police discovered that
on the night Dashunda was killed, Armstrong made several cell phone calls to a
former girlfriend, Kim Waller, that were routed through a cellular tower near where
Dashunda's body was found.
When Waller spoke to police, she told them she spoke to and saw Armstrong
the night of Dashunda's death. Waller later testified that she picked up Armstrong
from where the van was still burning and that Armstrong told her he set it on fire.
Upon searching Armstrong's home, police found information on a computer related
to changing one's identity. They also found letters from various creditors that
revealed an ongoing and contentious divorce between Dashunda and Armstrong.
1
The Honorable Brian S. Miller, United States District Judge for the Eastern
District of Arkansas.
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At trial, Armstrong attempted to introduce evidence to support his argument
that Kim Waller and her two sisters, Karen and Yolanda, killed Dashunda. That
evidence included:
[A]n audio tape which contained statements by the Waller sisters
threatening to kill Dashunda Armstrong . . . , the names of all three
Waller sisters who had threatened his wife; records of the violent
encounters between the women including a court case; records from the
prosecutor's office that showed mutual harassment between Mrs.
Armstrong and Ms. Waller; and the presence of Kim Waller at the crime
scene the night of the murder.
Armstrong v. State, 233 S.W.3d 627, 636 (Ark. 2006). The trial court excluded much
of this evidence2 based on a rule from the Arkansas state case Zinger v. State, 852
S.W.2d 320 (Ark. 1993), under which defendants may not introduce "'evidence
tending to show that someone other than the defendant committed the crime charged'"
unless that evidence "'points directly to the guilt of the third party. Evidence which
does no more than create an inference or conjecture as to another's guilt is
inadmissible.'" Armstrong, 233 S.W.3d at 637 (quoting Zinger, 852 S.W.2d at 323).
A jury subsequently convicted Armstrong of two counts of capital murder, and a
judge sentenced him to life in prison without the possibility of parole.
Armstrong then filed a petition in Arkansas trial court for postconviction relief.
In his petition, he argued, inter alia, that the United States Supreme Court case,
2
The trial court admitted evidence relevant to the guilt of Armstrong's
girlfriend, Kim Waller, but excluded evidence concerning the guilt of her sisters,
Karen and Yolanda. To support the argument that Kim Waller killed Dashunda,
Armstrong presented evidence of mutual harassment between Kim Waller and
Dashunda, Kim Waller's presence at the murder scene, and Kim Waller's lies to the
police during their investigation. The trial court excluded only evidence specifically
relevant to the guilt of the other two sisters, Karen and Yolanda Waller, namely a tape
recording on which the two sisters allegedly made death threats to Dashunda.
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Holmes v. South Carolina, 547 U.S. 319 (2006), decided one day before the mandate
on the direct appeal in this case was issued, rendered the trial court's exclusion of
evidence implicating the Waller sisters pursuant to Zinger unconstitutional. The trial
court denied relief after a hearing, and the Arkansas Supreme Court affirmed.
Armstrong then petitioned for federal relief pursuant to 28 U.S.C. § 2254 in the
Eastern District of Arkansas, presenting three federal constitutional issues. The
magistrate recommended that Armstrong's petition be dismissed, and the district court
adopted the recommendation. Armstrong then filed a notice of appeal and an
application for a COA. The district court granted the COA and certified to this Court
one issue: whether the application of Zinger to exclude exculpatory evidence
"unconstitutionally deprived [Armstrong] of a meaningful opportunity to present a
complete defense as guaranteed by the Sixth and Fourteenth Amendments."
Armstrong v. Hobbs, No. 09-00100 BSM (E.D. Ark. Dec. 30, 2010) (order issuing
certificate of appealability).
II.
A.
Under AEDPA, an application for a writ of habeas corpus may not be granted
unless the state court's decision was "contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by the Supreme Court
of the United States." 28 U.S.C. § 2254(d)(1). In Williams v. Taylor, 529 U.S. 362
(2000), the Supreme Court held that "contrary to" and "unreasonable application of"
have distinct meanings. A decision is "contrary to" clearly established federal law if
it "arrives at a conclusion opposite to that reached by [the Supreme Court] on a
question of law," or if it "confronts facts that are materially indistinguishable from a
relevant Supreme Court precedent and arrives at a result opposite to [that of the
Supreme Court]." Id. at 405. A decision is "an unreasonable application of" clearly
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established federal law if is clearly erroneous, that is, if no "'fairminded jurists could
disagree' on the correctness of the state court's decision." Harrington v. Richter, 131
S. Ct. 770, 786 (2011) (quoting Yarbrough v. Alvarado, 541 U.S. 652, 664 (2004)).
The Supreme Court has noted that if the AEDPA standard is "difficult to meet,
that is because it was meant to be." Harrington, 131 S. Ct. at 786. Under AEDPA,
the writ of habeas corpus is truly meant to be an extraordinary writ: "Section 2254(d)
reflects the view that habeas corpus is a 'guard against extreme malfunctions in the
state criminal justice systems,' not a substitute for ordinary error correction through
appeal." Id. (citing Jackson v. Virginia, 443 U.S. 307, 332 n.5 (1979) (Stevens, J.,
concurring in judgment)).
B.
In this case, Armstrong argues that Holmes v. South Carolina, 547 U.S. 319
(2006), rendered the Arkansas court's use of the evidentiary rule from Zinger v. State,
852 S.W.2d 320 (Ark. 1993), contrary to, or an unreasonable application of, clearly
established federal law.
In criminal cases, Arkansas courts exclude evidence "'tending to show that
someone other than the defendant committed the crime charged,'" unless that
evidence "'points directly to the guilt of the third party. Evidence which does no
more than create an inference or conjecture as to another's guilt is inadmissible.'"
Zinger, 852 S.W.2d at 323 (quoting State v. Wilson, 367 S.E.2d 589, 600 (N.C.
1988). In Zinger, two criminal defendants were on trial for beating and stabbing a
victim to death. The defendants attempted to introduce evidence of another murder
in Louisiana, where the victim had been beaten and stabbed several times and left in
a position similar to the victim in the Arkansas case. Id. These were the only links
between the two murders. The Arkansas Supreme Court found that the trial court did
not abuse its discretion in excluding evidence of the other murder. "'Evidence of a
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mere motive or opportunity to commit the crime in another person, without more, will
not suffice to raise a reasonable doubt about a defendant's guilt: there must be direct
or circumstantial evidence linking the third person to the actual perpetration of the
crime.'" Id. (quoting People v. Kaurish, 802 P.2d 278, 295–96) (Cal. 1990) (internal
marks omitted).
In contrast, the United States Supreme Court in Holmes found unconstitutional
a South Carolina rule that excluded evidence implicating third parties. The Court held
that the rule impermissibly based exclusion not on the strength of the evidence at
issue, but instead on the strength of the prosecution's case as a whole. Rather than
evaluating the strength of the link between the exculpatory evidence and the case at
hand, the South Carolina rule excluded exculpatory evidence because "'[i]n view of
the strong evidence of appellant's guilt—especially the forensic evidence— . . . the
proffered evidence . . . did not raise a 'reasonable inference' as to the appellant's own
innocence.'" Id. at 328–29 (quoting State v. Gay, 541 S.E.2d 541, 545 (S.C. 2001)).
The rule contested in Holmes thus did not rationally serve the legitimate end of
focusing the trial on "central issues by excluding evidence that has only a very weak
logical connection to the central issues." Holmes, 547 U.S. at 330. Rather, it
required the trial court to evaluate the prosecution's case itself, and if the evidence
was strong enough, exclude even highly probative evidence that did not pose an
undue risk of harassment, prejudice or confusion of the issues. Id.
The Supreme Court in Holmes contrasted the contested South Carolina rule
with another South Carolina rule, which excluded
evidence which can have no other effect than to cast a bare suspicion on
another, or to raise a conjectural inference as to the commission of the
crime by another . . . . [B]efore such testimony can be received, there
must be such proof of connection with it, such a train of facts or
circumstances, as tends clearly to point out such other person as the
guilty party.
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Holmes, 547 U.S. at 328 (quoting State v. Gregory, 16 S.E.2d 532, 534–35 (S.C.
1941)). The Court noted that "[s]uch rules are widely accepted," Holmes, 547 U.S.
at 328, and allow trial judges to exclude evidence whose probative value is
outweighed by "certain other factors such as unfair prejudice, confusion of the issues,
or potential to mislead the jury." Id. at 326. This reasoning almost certainly affirms
the constitutionality of Arkansas's Zinger rule, which is substantially similar to the
widely accepted South Carolina rule. At the very least, Holmes indicates the rule in
Zinger is not contrary to clearly established federal law.3
In this case, the trial court excluded evidence pointing to the Waller sisters'
guilt on the basis of the Zinger rule, concluding that "the evidence pointed to by
Armstrong does no more than create a suspicion or conjecture that the Waller sisters
might have played a role in Dashunda Armstrong's death." Armstrong, 233 S.W.3d
at 637. The Arkansas court thus excluded the evidence based on the strength of the
link between that evidence and the crime. This is exactly the type of analysis the
Supreme Court validated in Holmes, and thus the decision in this case is not contrary
to, or an unreasonable application of, clearly established federal law.
C.
Armstrong further argues that Arkansas courts have transformed the Zinger
rule into a per se rule against evidence showing another committed the crime. In
support of this argument, Armstrong notes that "in each case where the issue of third
3
In a footnote to the discussion on these acceptable rules, the Supreme Court
cites cases from various jurisdictions with similar rules, including the Arkansas case,
Shields v. State, 166 S.W.3d 28, 32 (Ark. 2004), which itself cites Zinger as the
source for this rule in Arkansas. See Holmes, 547 U.S. at 327 n.*.
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party guilt evidence arose, the court barred the introduction of that evidence because
it allegedly did not connect the third party directly to the crime."
Armstrong's argument is unavailing. As we noted in Middleton v. Roper, 498
F.3d 812, 820 (8th Cir. 2007), the inquiry under AEDPA is whether a state court
decision is contrary to, or an unreasonable application of, clearly established federal
law, not whether the state court incorrectly applied state law. Thus even if, as
Armstrong asserts, the Arkansas Supreme Court misapplied the Zinger rule in his
case, he is not entitled to relief unless he can also demonstrate that such
misapplication is contrary to, or an unreasonable application of, clearly established
federal law.
Furthermore, Armstrong's evidence does not necessarily support his
conclusion. The fact that no Arkansas appellate court has reversed on a Zinger issue
does not compel the conclusion that the Zinger rule has become a blanket
exclusionary rule. Many other explanations are plausible: that no criminal defendant
has yet presented sufficient proof under Zinger, that courts have admitted evidence
at the trial level in cases where there was no appeal, or that for any other procedural
or tactical reason an appeal of a trial-level Zinger decision did not reach an appellate
court on the merits of the Zinger issue.
Finally, even if Armstrong is correct that Zinger has been misapplied in other
cases, this fact still does not entitle him to relief. The critical inquiry under AEDPA
is not whether Arkansas courts have misapplied the Zinger rule in general in criminal
cases, but rather, whether their application of the rule in Armstrong's case was
contrary to, or an unreasonable application of, clearly established federal law. Here,
it was not.
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III.
Armstrong's other two arguments are not within the scope of the COA for this
case. These arguments are first, whether Arkansas courts abridged Armstrong's right
to have a jury decide all the facts necessary to convict, and second, whether Arkansas
courts unconstitutionally reduced the level of proof necessary for the prosecution to
obtain a conviction.
AEDPA requires the issuance of a COA before a court of appeals may entertain
an appeal from a habeas proceeding arising out of state court. 28 U.S.C. §
2253(c)(1)(A); Miller-El v. Cockrell, 537 U.S. 322, 335–36 (2003). Miller-El makes
clear that the issuance of a COA is a jurisdictional prerequisite for an appeal from the
denial of a habeas petition. 537 U.S. at 336 ("[U]ntil a COA has been issued federal
courts of appeals lack jurisdiction to rule on the merits of appeals from habeas
petitions"). However, the Supreme Court has recently addressed the requirements of
28 U.S.C. § 2253(c)(3) and clarified that, while a COA is jurisdictional, the
requirement to specify the constitutional issues appealed does not contain the same
jurisdictional force. Gonzalez v. Thaler, 132 S. Ct. 641, 649 (2012). The Court in
Gonzalez also noted that courts of appeals routinely amend COA's or remand for
specification of issues. Id. at 651 n.7. Miller-El and Gonzalez leave undisturbed a
prior en banc ruling of our circuit in which we held that a panel has the "the right . . .
to exercise its discretion to consider sua sponte issues beyond those specified in a
certificate of appealability, whether the certificate was issued by a district court or by
an administrative panel of this court." United States v. Morgan, 244 F.3d 674, 675
(8th Cir. 2001). See also Dodd v. United States, 614 F.3d 512, 518 (8th Cir. 2010)
(noting that a panel of the court of appeals may consider issues beyond the scope of
a certificate of appealability in "appropriate circumstances" but declining to do so
(quoting Sanders v. Norris, 529 F.3d 787, 789 (8th Cir. 2008))); Theus v. United
States, 611 F.3d 441, 449 n.4 (8th Cir. 2010) (expanding a certificate of
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appealability). We have indicated that this discretion should be exercised "carefully"
and that we will "consider issues outside the scope of the certificate . . . when it is in
the interest of justice." White v. Dingle, 616 F.3d 844, 847 (8th Cir. 2010). In this
case, we decline to expand the certificate of appealability or consider issues not
addressed in the certificate.
In this case, the district court certified the following issue for appeal: "Whether
the trial court's application of the rule in Zinger v. Arkansas, 852 S.W.2d 320 (Ark.
1993), unconstitutionally deprived petitioner of a meaningful opportunity to present
a complete defense as guaranteed by the Sixth and Fourteenth Amendments?"
Armstrong v. Hobbs, No. 09-00100 BSM (E.D. Ark. Dec. 30, 2010) (order issuing
certificate of appealability). We addressed this question and answered it in the
negative above.
IV.
In sum, we conclude that the Arkansas court's decision to exclude evidence that
the Waller sisters might have committed the murder of Dashunda Armstrong was not
contrary to, or an unreasonable application of, clearly established federal law. The
district court therefore did not err in denying habeas relief to Mr. Armstrong, and we
affirm its judgment.
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