Nebraska v. Central Interstate Low-Level Radioactive Waste Compact Commission ( 1999 )

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
___________
No. 98-3858
___________
State of Nebraska, *
*
Plaintiff/Appellant, *
*
Entergy Arkansas, Inc.; Entergy Gulf *
States, Inc.; Entergy Louisiana, Inc.; *
Wolf Creek Nuclear Operating *
Corporation, * Appeal from the United States
* District Court for the District
Intervenor Plaintiff/Appellees, * of Nebraska.
*
v. *
*
Central Interstate Low-Level *
Radioactive Waste Compact *
Commission, *
*
Defendant/Appellee. *
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Submitted: May 10, 1999
Filed: August 16, 1999
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Before WOLLMAN, Chief Judge, BEAM and MURPHY, Circuit Judges.
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BEAM, Circuit Judge.
The State of Nebraska (Nebraska or the State) appeals the denial by the district
court1 of a declaratory judgment seeking to preclude the Central Interstate Low-Level
Radioactive Waste Commission (the Commission) from imposing deadlines on the
State's regulatory process. The Commission, relying on the provisions of an Interstate
Compact, established a deadline for the State to process a license application for a
Low-Level Radioactive Waste facility. The State argues that the Commission has no
authority to impose deadlines or interfere in any way with the State's regulatory
authority. In the alternative, the State argues that the Commission's deadline was
unreasonable. We affirm.
I. BACKGROUND
The essential facts relating to this dispute have been recited several times. See,
e.g., Nebraska v. Central Interstate Low-Level Radioactive Waste Comm'n, 26 F.3d
77 (8th Cir. 1994); Concerned Citizens of Neb. v. United States Nuclear Regulatory
Comm'n, 970 F.2d 421 (8th Cir. 1992). As a result, we provide only skeletal
background facts along with those facts pertinent to this particular dispute.
In 1980, Congress enacted the Low-Level Radioactive Waste Policy Act (LLRW
Act), Pub. L. No. 96-573, 94 Stat. 3347 (1980) (amended 1986), "to promote the
development of regional low-level radioactive waste disposal facilities." Concerned
Citizens, 970 F.2d at 422. Pursuant to the LLRW Act, Nebraska, Arkansas, Kansas,
Louisiana, and Oklahoma formed the Central Interstate Low-Level Radioactive Waste
Compact (the Compact). See Neb. Rev. Stat. § 71-3521 (reprinting the Compact
hereinafter cited by article). The Compact was approved by Congress. See Omnibus
Low-Level Radioactive Waste Interstate Compact Consent Act, Pub. L. No. 99-240,
§ 222, 99 Stat. 1859, 1863-71 (1986).
1
The Honorable Warren K. Urbom, United States District Judge for the District
of Nebraska, presiding.
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The Compact provides a framework for the development of low-level radioactive
waste facilities and establishes a commission as the governing body charged with
carrying out the Compact's purposes. The Commission selected Nebraska as the host
state for a disposal facility, and contracted with US Ecology, Inc., to develop and
operate the facility. Because Nebraska was selected as the host state, the Compact
directed the State to "regulate and license" the facility to the extent authorized by
federal and state law. See Article III(b). In accordance with the terms of the Compact,
the State established its procedures and standards for review of license applications.
In 1990, US Ecology submitted its original application for licensing the proposed
facility. Due to amendments to the application resulting from the State's technical
review, as well as various other delays, the licensing process began to stretch out over
several years, costing millions of dollars more than anticipated. Without any end in
sight to the license review process, the Commission held a special meeting in August
1996, for the purpose of gathering information sufficient to set an appropriate schedule
and deadline for the State to finish its work. Thereafter, the Commission passed a
motion requiring the State to do three things by December 14, 1996, but no later than
January 14, 1997: issue a Draft Environmental Impact Analysis, and a Draft Safety
Evaluation Report (both necessary parts of the licensing process), and make its draft
license decision.2
In November 1996, the State brought this suit seeking a declaratory judgment
that the Commission's action in establishing the deadline was contrary to law, and
without legal authority or binding effect. In the alternative, the State's complaint sought
a declaration that the deadlines were unreasonable and therefore invalid. The district
court concluded that the Commission has the authority under the Compact to impose
2
A second motion was also passed, establishing a single, consolidated period for
public hearing and comment. Challenge to this action was withdrawn and the issue is
not before us on appeal.
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a reasonable deadline for issuing a licensing decision, and found that the deadline was
reasonable. The State appeals both decisions.
In December 1998, while this appeal was pending, the State denied US
Ecology's application—almost a year after the Commission's deadline.
II. DISCUSSION
A compact is a voluntary contract between states, and, if approved by Congress,
it also becomes federal law. See Texas v. New Mexico, 482 U.S. 124, 128 (1987).
This particular compact involves a reasonable and carefully limited delegation of power
to an interstate agency–the Commission. See West Virginia v. Sims, 341 U.S. 22, 31
(1951). The State's overriding concern on appeal is the limiting of its authority to
regulate.3 We are cognizant that the State's sovereign powers are potentially limited
by the Compact, nevertheless, a compact is a "legal document that must be construed
and applied in accordance with its terms." Texas, 482 U.S. at 128.
As indicated, the State challenges the authority of the Commission to establish
a reasonable deadline for the State's licensing process, and further questions whether
the deadline was reasonable. We first consider whether the Compact grants the
Commission said authority, and thereby engage in plenary review of the district court's
interpretation. See Pievsky v. Ridge, 98 F.3d 730, 732 (3d Cir. 1996).
The epicenter of this dispute is Article V(e)(2) of the Compact. This provision
(the reasonable period provision) states that the Commission shall "[r]equire the
3
The State cites New York v. United States, 505 U.S. 144 (1992), and Printz v.
United States, 521 U.S. 898 (1997) for various propositions of sovereignty. These
cases are largely irrelevant here, except that they highlight the concerns associated with
intrusion into sovereign powers.
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appropriate state or states or the U.S. Nuclear Regulatory Commission to process all
applications for permits and licenses required for the development and operation of any
regional facility or facilities within a reasonable period from the time that a completed
application is submitted." Article V(e)(2) (emphasis added). Furthermore, the
Compact states that the Commission shall "[t]ake such action as may be necessary to
perform its duties and functions as provided in this compact." Article IV(m)(9). Based
upon a plain language interpretation of these two provisions, the Commission passed
a motion imposing a duty on the State to process US Ecology's license application
within a specific period. To enforce this duty on the State, the Compact requires the
Commission to bring an appropriate action (e.g. a lawsuit). See Article IV(m)(8).4 In
the alternative, the Commission may revoke the State's membership in the Compact
because of delay in licensing. See Article V(g).5
The State is not satisfied with the Commission's interpretation of the Compact,
and suggests that the Compact as a whole is ambiguous or that the Commission relies
only on implied power. In such a case, the State contends that this court should rely
on the principle that sovereign power is not reduced except as expressly agreed.
Although the State admits that the reasonable period provision of the Compact is not
4
Article IV(m)(8) states that the Commission shall, "[r]equire all party states and
other persons to perform their duties and obligations arising under this compact by an
appropriate action in any forum designated in section (e) of Article IV." Article IV(e)
provides that the "commission may initiate any proceedings or appear as an intervenor
or party in interest before any court of law, or any federal, state, or local agency, board,
or commission that has jurisdiction over any matter arising under or relating to the
terms and provisions of this compact."
5
Article V(g) provides that, "[t]he commission may by a two-thirds affirmative
vote of its membership, revoke the membership of any party state which, after notice
and hearing, shall be found to have arbitrarily or capriciously denied or delayed the
issuance of a license or permit to any person authorized by the commission to apply for
such license or permit."
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ambiguous, the foundation for the State's suggestion that the Compact as a whole is
ambiguous is the assertion that the Compact's "terms leave all licensing and regulatory
authority with the host state." Appellant's Brief at 18 (emphasis added). For this
proposition, the State turns to Article III(b) which states "[t]o the extent authorized by
federal law and host state law, a host state shall regulate and license any regional
facility within its borders." This is not a grant of exclusive authority.6 In fact, the
reasonable period provision contemplates that a state or states will be exercising the
authority to regulate and license a regional facility within its border, but nevertheless
obligates the Commission to require a regulating state to process permit and license
applications within a reasonable period.
There is likewise no support for the contention that the Commission is relying
on implied powers arising from general language. The reasonable period provision and
the provision authorizing the Commission to take necessary actions to perform its
obligations, Article IV(m)(9), are limited but clear expressions of delegated authority.
See West Virginia, 341 U.S. at 31. The Commission's authority is a logical extension
of the need for oversight to ensure that a state does not drag its feet indefinitely and
thus frustrate the purpose of the Compact. We do not agree that the Compact is
ambiguous as to the Commission's authority to set a reasonable deadline for the
processing of a license.
In another attempt to shake the Commission's authority, the State admits that the
reasonable period provision "imposes an obligation on the commission," but argues that
6
The State similarly relies on the grant of regulatory authority from the U.S.
Nuclear Regulatory Commission (NRC) as a potential expression of exclusive authority
to regulate. The NRC granted Nebraska "authority to regulate the materials covered
by the agreement [i.e. the Compact] for the protection of the public health and safety
from radiation hazards." 42 U.S.C. § 2021(b). This delegation is also not an exclusive
grant of authority circumscribing the Commission's express authority under the
reasonable period provision.
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the method chosen by the Commission to fulfill that obligation was inappropriate. The
State contends that "[t]he commission has other remedies for licensing delay." The
potential other remedies are: (1) bring an appropriate action to require performance of
the State's duties and obligations, under Article IV(m)(8), or (2) revoke the State's
membership in the Compact, under Article V(g).
We agree with the district court's analysis pertaining to these suggested
remedies. The district court found that Article IV(m)(8) requires the Commission to
bring an appropriate action to enforce duties and obligations on the member states. The
reasonable period provision is an obligation on the Commission, not the State. Thus,
only when the Commission has fulfilled its obligation–to require the State to process
the license application within a reasonable period–does the State's duty or obligation
arise and become subject to an appropriate action under Article IV(m)(8). The remedy
of revoking the State's membership under Article V(g) is useless in this setting, since
revoking the State's membership would do nothing to require the State to process the
license within a reasonable time. In any event, the Compact's language clearly makes
revocation optional.
These other remedies are not softer alternatives designed to mitigate a harsh
result, but function as enforcement mechanisms for the reasonable period provision.
Without these remedies, use of the reasonable period provision would be merely
hortatory. The State's interpretation of these remedies is inconsistent with a plain
reading of the Compact, and furthermore renders the reasonable period provision
superfluous. Cf. Windsor on the River Assoc. v. Balcor Real Estate Fin., Inc., 7 F.3d
127, 130 (8th Cir. 1993) (finding courts must avoid statutory interpretation that renders
any section superfluous).
We also decline the State's invitation to venture into the frothy mix called
legislative history. When the language of a Compact is straightforward and clear, the
judicial inquiry ends with the language of the Compact. Cf. Northern States Power Co.
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v. United States, 73 F.3d 764, 766 (8th Cir. 1996) (stating that analysis starts and ends
with a straightforward and clear statute). Although avoidance of all "disputes as to
scope and meaning [of a compact] is not within human gift," West Virginia, 341 U.S.
at 28, we find no ambiguity justifying departure from the plain language of the
Compact. The Compact clearly authorizes the Commission to set a reasonable deadline
for the processing of a license application. Despite the State's diligent efforts to bring
the principles espoused in New York v. United States, 505 U.S. 144 (1992), and Printz
v. United States, 521 U.S. 898 (1997), to bear on this case, the limited authority
delegated by the Compact does not run afoul of the State's sovereign regulatory
authority.7
The State alternatively argues that the specific deadline set by the Commission
was unreasonable and therefore should not be binding on the State. The district court
found the deadline reasonable. However, since that decision, the State took the action
required by the Commission and denied the license application. "Occasionally, due to
the passage of time or a change in circumstances, the issues presented in a case will no
longer be 'live' [preventing] a federal court from granting effective relief . . . ."
Arkansas AFL-CIO v. Federal Communications Comm'n, 11 F.3d 1430, 1435 (8th Cir.
1993) (en banc). When this occurs, and the court cannot grant specific and conclusive
relief as to an issue raised, then the issue is moot. See McFarlin v. Newport Special
Sch. Dist., 980 F.2d 1208, 1210-11 (8th Cir. 1992).
The only remedy the State sought with respect to whether the deadline was
justifiable, was a declaration that the deadline was unreasonable and therefore invalid.
7
In a satiated overstatement, the State posits: "Is the commission, then, a
government entity with general police power to seize property, exercise judicial
authority over individuals, compel action at the risk of punishment decreed by the
commission, take over the functioning of recalcitrant state agencies, or do pretty much
anything else that is reasonable, constitutional and necessary to carry out its duties?"
Appellant's Reply Brief at 9-10. We are unpersuaded by this rhetoric.
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Because the deadline and licensing decision have passed, no resolution of this issue
would give specific or conclusive relief.8 Both parties argued on appeal that the
decision is not moot because of collateral consequences in a separate lawsuit.
However, this does not fall within any exception to the mootness doctrine that we can
presently perceive. Thus, a decision on the reasonableness of this specific deadline is
moot.9
III. CONCLUSION
For the foregoing reasons, the judgment of the district court is affirmed.
8
Without addressing the issue directly, we believe, in any event, that the deadline
established by the Commission was reasonable.
9
Although we think this issue moot, our analysis differs for the earlier question
of whether the Commission has the authority to set a reasonable deadline. The
doctrine, capable of repetition yet, evading review, is an exception to mootness and
applies. The exception applies when two simultaneous circumstances are present: "(1)
the challenged action [is] in its duration too short to be fully litigated prior to cessation
or expiration, and (2) there [is] a reasonable expectation that the same complaining
party [will] be subject to the same action again." Spencer v. Kemna, 118 S. Ct. 978,
988 (1998) (quoted sources omitted). Schedules or deadlines can, by their nature, be
of short duration. Additionally, the close and ongoing relationship between the
Commission and the State suggests a reasonable expectation that the State will be
subject to the same action again. Thus, the issue concerning the authority provision is
not moot.
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A true copy.
Attest:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
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