United States v. Robert Hennecke, III ( 2010 )

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
___________
No. 09-1486
___________
United States of America, *
*
Plaintiff - Appellee, *
* Appeal from the United States
v. * District Court for the
* Eastern District of Missouri.
Robert Charles Hennecke, III, *
*
Defendant - Appellant. *
___________
Submitted: September 24, 2009
Filed: January 8, 2010
___________
Before LOKEN, Chief Judge, WOLLMAN and SHEPHERD, Circuit Judges.
___________
LOKEN, Chief Judge.
Robert Charles Hennecke, III, pleaded guilty to being a felon in possession of
a firearm in violation of 18 U.S.C. § 922(g)(1). In determining his sentence, the
district court1 concluded that Hennecke has two prior felony convictions for crimes
of violence, triggering an enhancement under U.S.S.G. § 2K2.1(a)(2) which resulted
in an advisory guidelines sentencing range of 77 to 96 months in prison. Hennecke
appeals his 77-month sentence, arguing that his prior Missouri conviction for felony
stealing from a person is not a crime of violence under the residual, “otherwise
1
The HONORABLE STEPHEN N. LIMBAUGH, Jr., United States District
Judge for the Eastern District of Missouri.
involves” clause of § 4B1.2(a)(2). Reviewing this issue de novo, we affirm. See
United States v. Hudson, 577 F.3d 883, 884 (8th Cir. 2009) (standard of review).
The Guidelines define “crime of violence” as any offense under federal or state
law punishable by imprisonment for a term exceeding one year that:
(1) has as an element the use, attempted use, or threatened use of
physical force against the person of another, or
(2) is burglary of a dwelling, arson, or extortion, involves use of
explosives, or otherwise involves conduct that presents a serious
potential risk of physical injury to another.
U.S.S.G. § 4B1.2(a). The prior conviction at issue was for committing a Missouri
felony stealing offense. The multi-part statute, Mo. Rev. Stat. § 570.030, broadly
defines stealing as “appropriat[ing] property or services of another with the purpose
to deprive him or her thereof . . . without his or her consent.” § 570.030.1. Absent an
aggravating factor, stealing in violation of § 570.030 is a misdemeanor. Hennecke
was charged with appropriating money “by physically taking it from the person of
Amanda Lewis . . . without . . . consent . . . and with the purpose to deprive her
thereof,” a violation of Mo. Rev. Stat. § 570.030.3(2), which is a Class C felony.
A conviction for violating § 570.030.3(2) requires proof that the defendant
“physically” took property “from the person of the victim.” State v. Tivis, 884
S.W.2d 28, 31-32 (Mo. App. 1994). Thus, one question is whether this offense “has
as an element the use, attempted use, or threatened use of physical force against the
person of another” within the meaning of § 4B1.2(a)(1). See United States v. Sawyer,
No. 09-1367, slip op. at 11-12 (8th Cir. Dec. 3, 2009) (concluding that attempted
robbery is such a crime of violence). Many cases have construed this use-of-force
requirement as satisfied even if a felony offense requires proof of only slight illegal
touching of the victim. See United States v. Tucker, 266 F. App’x 120, 121 (3rd Cir.
-2-
2008) (“force however slight” is sufficient); United States v. Young, 527 F.3d 1274,
1278 (11th Cir.), cert. denied, 129 S. Ct. 616 (2008) (“minimal contact” of using
fluids to batter a child “satisfies the requirement of physical force”); United States v.
Nason, 269 F.3d 10, 16 (1st Cir. 2001) (physical force is “power, violence, or pressure
directed against another person’s body”); United States v. Smith, 171 F.3d 617, 621
n.2 (8th Cir. 1999) (offensive physical contact “by necessity, requires physical force
to complete”). But there is contrary authority. See United States v. Evans, 576 F.3d
766, 767-768 (7th Cir. 2009) (“physical contact of an insulting or provoking nature,”
such as spitting, does not have use of force as an element); United States v. Mathis,
963 F.2d 399, 407 (D.C. Cir. 1992) (18 U.S.C. § 924(e)(2)(B)(i) does not include
“felonies in which the use of force was de minimis”).
The Supreme Court currently has this issue under consideration. United States
v. Johnson, 528 F.3d 1318, 1320-1321 (11th Cir. 2008), cert. granted, 129 S. Ct. 1315
(2009). The Court heard argument on October 6, 2009. See 2009 WL 3187228
(U.S.). We will not attempt to anticipate the Court’s resolution of the issue.
However, even if the Missouri offense at issue does not include the use-of-force
element required under § 4B1.2(a)(1), it may still be a crime of violence under the
residual clause of § 4B1.2(a)(2), as the district court ruled. Accordingly, we turn to
that issue.
Prior to the Supreme Court’s decision in Begay v. United States, 128 S. Ct.
1581 (2008), we applied the residual “otherwise involves” clause in § 4B1.2(a)(2) by
determining whether the elements of the prior offense involve conduct that necessarily
presents a serious potential risk of physical injury to another. Hudson, 577 F.3d at
884-885. Applying this standard, we held that a felony conviction for stealing from
a person was a “violent felony” within the meaning of the identical residual clause in
18 U.S.C. § 924(e)(2)(B)(ii). See United States v. Strong, 415 F.3d 902, 908 (8th Cir.
2005) (Missouri offense), cert. denied, 546 U.S. 1130 (2006); United States v.
Griffith, 301 F.3d 880, 885 (8th Cir. 2002) (comparable Iowa offense), cert. denied,
-3-
537 U.S. 1225 (2003).2 These prior decisions are controlling unless implicitly
overruled by the decision in Begay.
In Begay, the Supreme Court held that felony DWI is not a violent felony
conviction for purposes of the residual clause in 18 U.S.C. § 924(e)(2)(B)(ii). The
Court limited those offenses to felonies “that are roughly similar, in kind as well as
in degree of risk posed, to the enumerated crimes in that they typically involve
purposeful, violent, and aggressive conduct.” Hudson, 577 F.3d at 885 (quotations
from Begay omitted).3 Crimes committed in this manner, the Court explained, are
“potentially more dangerous when firearms are involved” and “are characteristic of
the armed career criminal, the eponym of the statute.” 128 S. Ct. at 1586, quoting
United States v. Begay, 470 F.3d 964, 980 (10th Cir. 2006) (McConnell, J.,
dissenting). Some months later, citing Begay, the Court held that the felony of failing
to report for penal confinement is not a violent felony for purposes of
§ 924(e)(2)(B)(ii) because it is “less likely to involve a risk of physical harm than the
less passive, more aggressive behavior underlying an escape from custody.”
Chambers v. United States, 129 S. Ct. 687, 691 (2009).
In United States v. Williams, 537 F.3d 969, 974 (8th Cir. 2008), we applied the
Court’s analysis in Begay and concluded that another Missouri felony stealing offense
-- stealing an automobile without consent in violation of Mo. Rev. Stat.
§ 570.030.3(3)(a) -- is not a crime of violence because, while it “may involve some
potential for confrontation, it does so to a far lesser extent” than the enumerated crime
of burglary, and it involves less violent and aggressive conduct than stealing a car by
2
Given their nearly identical definitions, we construe the statutory term “violent
felony” and the Guidelines term “crime of violence” as interchangeable. United States
v. Williams, 537 F.3d 969, 971 (8th Cir. 2008).
3
With one exception not material in this case, 18 U.S.C. § 924(e)(2)(B)(ii) and
§ 4B1.2(a)(2) of the Guidelines list identical enumerated crimes -- burglary, arson,
extortion, and crimes involving the use of explosives.
-4-
force. Hennecke argues that our decision in Williams is controlling here because the
offense of felony stealing from a person is likewise not sufficiently violent and
aggressive to qualify as a crime of violence. We disagree.4
Neither Begay nor Williams overruled our prior rulings that, because of the risk
of confrontation with the victim, “the crime of theft from a person involves conduct
that presents a serious risk of physical injury.” Strong, 415 F.3d at 908. That
continues to be the first part of the two-part analysis under Begay. Thus, the critical
question is whether this crime satisfies the second part of the analysis required by
Begay because it is as “purposeful, violent, and aggressive” as at least one of the
crimes enumerated in U.S.S.G. § 4B1.2(a)(2).
We think it apparent that felony stealing from a person involves purposeful
conduct similar to the enumerated offense of burglary. But is the conduct sufficiently
violent and aggressive? Hennecke argues that felony stealing from a person is not a
crime of violence because it includes surreptitious, nonviolent conduct like
pickpocketing and purse snatching. In support of this argument, he correctly notes
that, under Missouri law, felony stealing from a person is a lesser included offense of
second degree robbery, Mo. Rev. Stat. § 569.030, which requires proof of the use or
threatened use of force and is therefore a crime of violence under § 4B1.2(a)(1). See
Patterson v. State, 110 S.W.3d 896, 901 (Mo. App. 2003).
This argument has some force, but we conclude that the Court in Begay was not
limiting the term violent felony in 18 U.S.C. § 924(e)(2)(B)(ii) to offenses in which
violence was actually employed or threatened. That is the distinction between
4
We reject Hennecke’s contention that Williams is controlling simply because
both cases involve “stealing” offenses under Mo. Rev. Stat. § 570.030. For purposes
of the enhanced federal penalties in 18 U.S.C. § 924(e) and U.S.S.G. § 4B1.1, stealing
from a person in violation of Mo. Rev. Stat. § 570.030.3(2) is not the same felony
offense as stealing an automobile without consent in violation of § 570.030.3(3)(a).
-5-
committing the Missouri offense of second degree robbery and the lesser included
offense of felony stealing from a person. Rather, the Court in Begay was limiting the
term violent felony to crimes that, in the words of an earlier decision, “involve the
possibility of . . . closely related, active violence.” United States v. Doe, 960 F.2d 221,
225 (1st Cir. 1992) (emphasis added), a decision authored by Justice Breyer as circuit
judge that was later quoted by the Supreme Court in Leocal v. Ashcroft, 543 U.S. 1,
11 (2004), and cited in Judge McConnell’s Tenth Circuit dissent in Begay, 470 F.3d
at 980. That this is the proper interpretation of the Court’s reference to violent and
aggressive conduct in Begay is further supported by the Court’s decision, just one year
earlier, that attempted burglary is a violent felony for purposes of the residual clause
because it poses the same kind of risk of physical injury as the enumerated offense of
completed burglary:
The main risk of burglary arises not from the simple physical act
of wrongfully entering onto another’s property, but rather from the
possibility of a face-to-face confrontation between the burglar and a third
party . . . . That is, the risk arises . . . from the possibility that an
innocent person might appear while the crime is in progress.
James v. United States, 550 U.S. 192, 203 (2007). The Court cited James favorably
both in Begay and in Chambers.
Physically stealing from a person poses the same risk of violent confrontation
with the victim or a third person as attempted or completed burglary. Burglary, like
pickpocketing and purse snatching, is often a stealthy crime in which the offender
hopes to avoid detection but must be prepared for the homeowner or a security guard
or a passerby to intervene. Likewise, physically stealing from a person, no matter how
surreptitiously intended, always poses a risk that the victim of this direct, unlawful
contact will detect what is happening, resulting in a violent face-to-face confrontation.
As the Seventh Circuit said in comparing the risk of violence between generic
burglary and theft from a person:
-6-
People may dig in their heels (or frighten more easily) when cornered
indoors, so the risk that violence will erupt may be greater when a
burglar encounters a householder than when a thief makes off with a
purse or bicycle. But the thief is eight times more likely to encounter the
victim in these street crimes than in burglaries, so the expected risk is
substantial even if the risk per encounter is lower . . . .
United States v. Howze, 343 F.3d 919, 923 (7th Cir. 2003). Unlike a thief or a
joyrider who steals an unattended car, the thief who physically steals from a person
demonstrates a willingness to risk an immediate altercation with his victim.
As with attempted or completed burglary, “awareness of th[e] possibility [of
discovery] may mean that [one who steals from a person] is prepared to use violence
if necessary to carry out his plans or to escape.” United States v. Taylor, 495 U.S.
575, 588 (1990). This demonstrated willingness to risk violence creates a greater risk
that the felon now in possession of a firearm would use that weapon in the
commission of another crime. Thus, the offense of physically stealing from a person
is squarely within the ambit of the crimes of violence that § 4B1.2(a) was intended to
include -- prior felonies that evidence a greater danger to society if the felon
subsequently possesses a firearm. Begay, 128 S. Ct. at 1587. Therefore, applying the
analysis mandated by Begay and James, we conclude that felony theft from a person
poses a risk of violent confrontation with the victim or a third person at least equal to
that posed by attempted burglary. We therefore reaffirm our prior decisions that this
is a crime of violence under the residual clauses of U.S.S.G. § 4B1.2(a)(2) and 18
U.S.C. § 924(e)(2)(B)(ii).
The judgment of the district court is affirmed.
______________________________
-7-