United States v. Laquann Dawn , 685 F.3d 790 ( 2012 )


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  •                       United States Court of Appeals
    FOR THE EIGHTH CIRCUIT
    ___________
    No. 11-1774
    ___________
    United States of America,                 *
    *
    Appellee,                    *
    * Appeal from the United States
    v.                                  * District Court for the
    * Western District of Arkansas.
    Laquann M. Dawn,                          *
    *
    Appellant.                   *
    ___________
    Submitted: November 17, 2011
    Filed: June 28, 2012
    ___________
    Before SMITH, COLLOTON, and GRUENDER, Circuit Judges.
    ___________
    SMITH, Circuit Judge.
    LaQuann Dawn challenges the sentence he received after pleading guilty to
    possessing with the intent to distribute more than five grams of a mixture or substance
    containing cocaine base ("crack cocaine"), in violation of 
    21 U.S.C. § 841
    (a)(1) and
    (b)(1)(B)(iii). He specifically challenges the district court's application of the career-
    offender enhancement under U.S.S.G. § 4B1.1, which applies when a defendant is
    convicted of a "crime of violence or a controlled substance offense" and "has at least
    two prior felony convictions of either a crime of violence or a controlled substance
    offense." Dawn argues that the government failed to establish that his prior Arkansas
    convictions for second-degree battery and second-degree sexual assault qualify as
    "crimes of violence" under § 4B1.1. We reverse and remand for resentencing.
    I. Background
    Pursuant to a written plea agreement, Dawn pleaded guilty to one count of
    possessing with the intent to distribute more than five grams of crack cocaine. The
    presentence investigation report (PSR) indicated that the base offense level for Dawn's
    conviction was 18. The PSR assessed Dawn a career-offender enhancement under
    U.S.S.G. § 4B1.1 for two prior felony convictions in the State of Arkansas involving
    crimes of violence, which raised his offense level to 34 and his criminal history
    category to VI.1 The alleged crimes of violence were second-degree sexual assault in
    2002 and second-degree battery in 2006. The PSR applied a three-level reduction for
    acceptance of responsibility, resulting in a total offense level of 31. Based on a
    criminal history category of VI and an offense level of 31, the PSR calculated a
    Guidelines range for Dawn of 188 to 235 months' imprisonment, followed by three
    to five years of supervised release.
    Prior to sentencing, Dawn filed a written objection to the PSR's recommended
    career-offender enhancement. In his objection, Dawn argued that the second-degree
    sexual assault and second-degree battery convictions could not be counted toward
    Dawn's career-offender status for three reasons: (1) the record contained no evidence
    that, at the time of the convictions, Dawn had counsel or waived his right to counsel;
    (2) using the convictions to calculate both his criminal history score and his
    sentencing score violated Dawn's due process rights; and (3) the record contained no
    evidence that the convictions were for crimes of violence.
    At Dawn's sentencing hearing on March 25, 2011, the district court briefly
    addressed Dawn's objection:
    Two prior crimes of violence plus drug offense, this equals a
    career offender pursuant to definitions of the guidelines. The court
    1
    "A career offender's criminal history category in every case . . . shall be
    Category VI." U.S.S.G. § 4B1.1(b).
    -2-
    assumes counsel in all cases, generally court appointed counsel, defense
    attorney. The crimes of violence and drugs have been properly listed, so
    the court determined there is no double counting. Criminal offenses and
    criminal categories are two separate entities.
    The court determined that the Guidelines range for Dawn's crack-cocaine offense was
    188 to 235 months' imprisonment. Before imposing its sentence, the court heard from
    Dawn's counsel:
    [DAWN'S COUNSEL]: Your Honor, I would only comment, the
    court has identified the guideline range. I'd ask the court to keep in mind
    the fact that as I reviewed the presentence report there are no prior
    criminal convictions for drugs in this particular case. What bumps this
    up to the higher level is the allegations of crimes of violence. I made my
    argument—
    THE COURT: Yes, I've seen it.
    [DAWN'S COUNSEL]: —in my objections that the court has seen
    it.
    As the court considers the sentencing range in this case, I'd ask the
    court to keep in mind that . . . this client has no prior criminal history for
    drug issues, so therefore, I would encourage the least amount that we
    could possibly give him.
    The government responded to Dawn's counsel's statements:
    [W]ith regard to the crimes of violence in this matter, the sexual assault
    in the second degree, as the PSR indicates, relates to the attempted rape
    of a minor child. The battery second degree conviction, I would proffer
    to the court relates to the defendant breaking the arm of a law
    enforcement officer during the attempted arrest of Mr. Dawn, which I
    believe both qualify as crimes of violence.
    -3-
    THE COURT: I think so. I've so ruled.
    [GOVERNMENT]: Thank you, Your Honor.
    To that, Dawn's counsel responded that "as to the issue of an officer being injured
    while my client was being arrested, he was—he never went to court on that issue, as
    he articulated to me. He has not had a conviction of that issue." The district court
    overruled Dawn's objection, and sentenced Dawn to 188 months' imprisonment,
    followed by four years of supervised release.
    II. Discussion
    On appeal, Dawn contends that the district court erred when it determined that
    his prior Arkansas convictions for second-degree sexual assault and second-degree
    battery were for "crimes of violence." Dawn avers that the court further erred by
    applying the career-offender enhancement under U.S.S.G. § 4B1.1(a) in the absence
    of any specific evidence of Dawn's convictions. He asks this court to remand the case
    with instructions to resentence him based on a total offense level of 18 and a criminal
    history category of II.2 The government concedes that the case must be remanded for
    resentencing; however, it contends that the record should be reopened on remand for
    the admission of evidence to determine whether Dawn's prior convictions were for
    crimes of violence.
    A. Career-Offender Status
    Dawn alleges that he is not a career offender under U.S.S.G. § 4B1.1(a) because
    second-degree sexual assault and second-degree battery are not categorically crimes
    of violence.
    2
    Dawn suggests that the prior convictions cannot be considered for determining
    the applicable criminal history category. We find no support for this argument. See
    U.S.S.G. § 4A1.1(a).
    -4-
    According to U.S.S.G. § 4B1.1(a),
    A defendant is a career offender if (1) the defendant was at least eighteen
    years old at the time the defendant committed the instant offense of
    conviction; (2) the instant offense of conviction is a felony that is either
    a crime of violence or a controlled substance offense; and (3) the
    defendant has at least two prior felony convictions of either a crime of
    violence or a controlled substance offense.
    A "crime of violence" is:
    any offense under federal or state law, punishable by imprisonment for
    a term exceeding one year, that—
    (1)    has as an element the use, attempted use, or threatened use of
    physical force against the person of another, or
    (2)    is burglary of a dwelling, arson, or extortion, involves use of
    explosives, or otherwise involves conduct that presents a serious
    potential risk of physical injury to another.
    U.S.S.G. § 4B1.2(a). "[T]he term 'physical force,' as used in [§ 4B1.2(a)(1)], means
    'violent force—that is, force capable of causing physical pain or injury to another
    person.'" United States v. Vinton, 
    631 F.3d 476
    , 485–86 (8th Cir. 2011) (quoting
    Johnson v. United States, 
    130 S. Ct. 1265
    , 1271 (2010)) (holding that an offense in
    which the defendant attempted to cause, or knowingly caused, physical injury to
    another person by means of a deadly weapon was a crime of violence), cert. denied,
    
    132 S. Ct. 213
     (2011). To constitute a crime of violence under § 4B1.2(a)(2), the
    crime "must (1) present a serious potential risk of physical injury to another, and (2)
    be roughly similar, in kind as well as degree of risk posed, to the offenses listed in
    § 4B1.2(a)." United States v. Watson, 
    650 F.3d 1084
    , 1092 (8th Cir. 2011)
    (quotations, alteration, and citation omitted). "'[A] crime involves the requisite risk
    when the risk posed by the crime in question is comparable to that posed by its closest
    -5-
    analog among the enumerated offenses.'" 
    Id.
     at 1092–93 (alteration in original)
    (quoting Sykes v. United States, 
    131 S. Ct. 2267
    , 2273 (2011)).
    "In determining whether a prior conviction was for a crime of violence, we
    apply a categorical approach, looking to the elements of the offense as defined in the
    . . . statute of conviction rather than to the facts underlying the defendant's prior
    conviction." United States v. Parks, 
    620 F.3d 911
    , 913 (8th Cir. 2010), cert. denied,
    
    132 S. Ct. 125
     (2011). But if the statute is overinclusive, encompassing multiple
    crimes some of which constitute crimes of violence and some of which do not, "we
    apply a modified categorical approach that allows the sentencing court to look at the
    charging document, plea colloquy, and comparable judicial records to determine
    whether the prior offense was a crime of violence." 
    Id.
     We do not use these documents
    "to see how the particular crime at issue was committed"; rather, we use them "only
    to determine which part of the statute the defendant violated." United States v.
    Williams, 
    627 F.3d 324
    , 328 (8th Cir. 2010) (emphasis in original) (quotation and
    citation omitted). We "then determine[] whether a violation of that statutory subpart
    constitutes a crime of violence in the ordinary case." 
    Id.
     (quotation and citation
    omitted).
    The government concedes "that the district court should have followed a
    modified categorical approach in making its finding that Dawn's prior convictions [for
    second-degree battery and second-degree sexual assault] were crimes of violence."
    "Confessions of error are, of course, entitled to and given great weight, but they do not
    relieve this [c]ourt of the performance of the judicial function." Sibron v. New York,
    
    392 U.S. 40
    , 58 (1968) (quotation and citation omitted). Thus, we must determine
    whether Arkansas's second-degree battery and second-degree sexual assault statutes
    are overinclusive to find whether the district court erred by determining that Dawn is
    a career offender without first deciding which parts of the statutes he violated.
    -6-
    1. Second-Degree Battery
    The government concedes that Arkansas's second-degree battery statute is
    overinclusive. A person commits second-degree battery if
    (1) [w]ith the purpose of causing physical injury to another person, he
    causes serious physical injury to any person;
    (2) [w]ith the purpose of causing physical injury to another person, he
    causes physical injury to any person by means of a deadly weapon other
    than a firearm;
    (3) [h]e recklessly causes serious physical injury to another person by
    means of a deadly weapon; or
    (4) [h]e intentionally or knowingly, without legal justification, causes
    physical injury to one he knows to be [an officer, a firefighter, a
    correctional facility employee, a school employee, an elderly person, a
    young child, a state employee, a health-care provider, or mentally
    incompetent].
    
    Ark. Code Ann. § 5-13-202
    (a) (2006) (the version of the statute in effect at the time
    of the offense).
    Because a vehicle can constitute a "deadly weapon," subsection (3) of the
    Arkansas statute encompasses reckless driving that results in a serious physical injury.
    Harmon v. State, 
    260 Ark. 665
    , 670 (1976) (affirming a conviction for second-degree
    battery for reckless driving that resulted in serious physical injury to another person).
    In United States v. Ossana, 
    638 F.3d 895
    , 897 (8th Cir. 2011), we considered an
    Arizona statute that criminalizes, inter alia, aggravated assault with a deadly weapon
    or dangerous instrumentality. We noted that the statute "encompass[ed] reckless
    driving that results in an injury" and held that "a conviction pursuant to [the Arizona
    statute] involving merely reckless use of a vehicle is not a crime of violence." 
    Id. at 903
    . In light of our holding in Ossana, second-degree battery under Arkansas law is
    -7-
    not categorically a crime of violence because subsection (3) of the Arkansas statute
    encompasses reckless driving that results in a serious injury. In other words, the
    statute is overinclusive because it includes some offenses that are crimes of violence
    and some that are not. Thus, the district court erred by failing to apply the modified
    categorical approach to determine whether Dawn's prior conviction for second-degree
    battery was for a crime of violence.
    2. Second-Degree Sexual Assault
    The parties also agree that the Arkansas second-degree sexual assault statute is
    overinclusive. Under Arkansas law, a person commits second-degree sexual assault
    if the person
    (1) [e]ngages in sexual contact with . . . another person by forcible
    compulsion; or
    (2) [e]ngages in sexual contact . . . with another person who is incapable
    of consent because the person is physically helpless, mentally defective,
    or mentally incapacitated; [or]
    (3) [b]eing eighteen (18) years of age or older, engages in sexual contact
    with . . . another person, not the person's spouse, who is less than
    fourteen (14) years of age; or
    (4)(A) [e]ngages in sexual contact with another person who is less than
    eighteen (18) years of age and the person:
    (i) [i]s employed with the Department of Correction, Department
    of Community Punishment, any city or county jail, or any juvenile
    detention facility, and the minor is in custody at a facility operated
    by the agency or contractor employing the person;
    -8-
    (ii) [i]s a professional under § 12-12-507(b)3 or is in a position of
    trust or authority over the minor; or
    (iii) [i]s the minor's guardian, an employee in the minor's school
    or school district, or a temporary caretaker.
    
    Ark. Code Ann. § 5-14-125
    (a) (2002) (the version of the statute in effect at the time
    of the offense).
    Subsection (a)(1) of the statute "has as an element the use, attempted use, or
    threatened use of physical force against the person of another" and is necessarily a
    crime of violence. U.S.S.G. § 4B1.2(a)(1).4
    Also, we have held that sexual offenses involving minors, such as those listed
    in subsection (a)(3) of the statute, are crimes of violence under U.S.S.G. § 4B1.2(a)(2)
    because "[s]exual contact between parties of differing physical and emotional maturity
    carries a substantial risk that physical force may be used in the course of committing
    the offense." United States v. Banks, 
    514 F.3d 769
    , 780 (8th Cir. 2008) (quotations,
    alteration, and citation omitted) (finding that a conviction for sexual assault on a child
    under 16 was one for a crime of violence even though "the crime [could] be
    3
    The current version of that statute is 
    Ark. Code Ann. § 12-18-402
    (b).
    4
    The definition of "forcible compulsion" under Arkansas law, 
    Ark. Code Ann. § 5-14-101
    (2), includes a threat of kidnapping, thus suggesting that an offender
    conceivably could violate the sexual assault statute by engaging in sexual contact with
    another person by threat of kidnapping by deception. See 
    Ark. Code Ann. § 5-11
    -
    102(a) (defining kidnapping as restraining another without consent); 
    Ark. Code Ann. § 5-11-101
    (3)(A) (defining "restraint without consent" to include restraint by
    deception). In that event, the sexual assault would qualify as a crime of violence under
    U.S.S.G. § 4B1.2(a)(2) as an offense that "involves conduct that presents a serious
    potential risk of physical injury to another." See United States v. Billups, 
    536 F.3d 574
    , 581 (7th Cir. 2008) (holding that false imprisonment by deception is a crime of
    violence due to the "potential for violent confrontation").
    -9-
    committed by mere sexual contact with a minor"); see also United States v. Bauer,
    
    990 F.2d 373
    , 374–75 (8th Cir. 1993) (per curiam) (holding statutory rape is a crime
    of violence under U.S.S.G. § 4B1.2 notwithstanding "that the acts with the child were
    consensual and did not involve physical violence"); cf. United States v. Scudder, 
    648 F.3d 630
    , 633–34 (8th Cir. 2011) (determining that child molestation under an Indiana
    statute prohibiting sexual acts between a person 16 and older and a child 12 or older
    but under 16 is categorically a violent felony under 
    18 U.S.C. § 924
    (e)(1)); United
    States v. Tharp, 
    323 F. App'x 478
    , 478 (8th Cir. 2009) (unpublished per curiam)
    (finding that the defendant's previous conviction for statutory rape qualified as a
    violent felony under § 924(e)); United States v. Anderson, 
    438 F.3d 823
    , 824 (8th Cir.
    2006) (holding that "sexual contact with a complainant under the age of 13 years by
    an actor more than 36 months older than the complainant" is a violent felony under
    § 924(e)); United States v. Mincks, 
    409 F.3d 898
    , 900 (8th Cir. 2005) (holding that
    second-degree statutory rape and second-degree statutory sodomy in Missouri are
    crimes of violence under 
    18 U.S.C. § 924
    (e)(1)); United States v. Alas-Castro, 
    184 F.3d 812
    , 813 (8th Cir. 1999) (per curiam) (holding that a crime committed under a
    Nebraska statute criminalizing sexual contact between an adult 19 or older and a child
    14 or younger constituted a crime of violence under 
    18 U.S.C. § 16
    (b)); United States
    v. Rodriguez, 
    979 F.2d 138
    , 141 (8th Cir. 1992) (holding offense of lascivious acts
    with a child, by its nature, poses a substantial risk of physical force, and, therefore, is
    a crime of violence under 
    18 U.S.C. § 16
    (b)).5
    5
    "[W]e interpret the term violent felony in [18 U.S.C.] § 924(e) in the same
    manner that we interpret the term crime of violence in U.S.S.G. § 4B1.2," and "the
    differences between the definitions for crime of violence in [18 U.S.C.] § 16 and
    U.S.S.G. § 4B1.2 do not matter in the context of felony sexual contact with children."
    Anderson, 
    438 F.3d at 825
    . But cf. United States v. Ross, 
    613 F.3d 805
    , 809-10 (8th
    Cir. 2010) (noting "that the practice of interchanging the two provisions [i.e., § 4B1.2
    and § 924(e)] cannot be followed universally" because the Sentencing Guidelines
    "include binding commentary that is not applicable to § 924(e)").
    -10-
    We have not ruled whether sexual offenses involving persons incapable of
    giving consent or sexual offenses involving persons in positions of authority over
    minors, such as those listed in subsections (a)(2) and (a)(4) of Arkansas's second-
    degree sexual assault statute, are crimes of violence. Nonetheless,"the same logic [that
    applies to minors under 14] applies to other types of vulnerable victims such as a
    victim who is physically helpless, mentally defective[,] or mentally incapacitated
    because they are incapable of offering consent." United States v. Herrera, 
    647 F.3d 172
    , 180 (5th Cir. 2011) (quotations, alteration, and citation omitted); see also United
    States v. Riley, 
    183 F.3d 1155
    , 1157–60 (9th Cir. 1999) (holding that a statute
    prohibiting sex with persons who were unable to consent was a "crime of violence"
    because of the inherent risks, and "refus[ing] to minimize [the] crime solely because
    its victim may be helpless"). Similarly, a minor who is assaulted by one in a position
    of authority over the minor is also a "vulnerable victim[]." Herrera, 
    647 F.3d at 180
    ;
    see Chery v. Ashcroft, 
    347 F.3d 404
    , 409 (2d Cir. 2003) (stating that "the defendant's
    position of authority over the victim" creates a "substantial risk of physical force").
    Moreover, a sex offense that occurs "without the victim's consent and with knowledge
    that consent was not given" constitutes a crime of violence under § 4B1.2(a)(2)
    because "this offense creates a substantial risk of a violent, face-to-face confrontation
    should the victim, or another person who would protect the victim, become aware of
    what is happening." United States v. Craig, 
    630 F.3d 717
    , 724–25 (8th Cir. 2011)
    (emphasis added); cf. Costa v. Holder, 
    611 F.3d 110
    , 115 (2d Cir. 2010) (per curiam)
    ("[W]hen the victim cannot consent," either because of the victim's incapacity or legal
    status as a minor, "the statute inherently involves a substantial risk that physical force
    may be used in the course of committing the offense." (quotation and citation
    omitted)).
    "[B]ecause of the [forcible compulsion element in subsection (a)(1), the]
    disparate ages of the defendant and the victim [in subsection (a)(3)], . . . the mental
    incapacity or physical helplessness of the victim [in subsection (a)(2)], [and] the
    defendant's position of authority over the victim [in subsection (a)(4)]," all of the
    -11-
    crimes listed under Arkansas's second-degree sexual assault statute "include[] a
    substantial risk of physical force" or an element of force. Costa, 
    611 F.3d at 115
    (quotation and citation omitted). And all of the crimes listed in the statute are "similar
    in risk to the crimes listed in [§ 4B1.2(a)(2)]." Scudder, 
    648 F.3d at 634
    . Thus,
    second-degree sexual assault in Arkansas is categorically a crime of violence, and the
    district court did not err by determining that Dawn's conviction for second-degree
    sexual assault was for a crime of violence.
    B. Record on Remand
    Although the parties agree that we must remand the case to determine whether
    Dawn's second-degree battery conviction is for a crime of violence and, thus, whether
    Dawn is a career offender, they disagree about whether the record should be reopened
    on remand. Dawn contends that the government was aware of its burden at sentencing
    and should not be permitted two bites at the apple. In response, the government argues
    that Dawn made unclear objections to the PSR and that the district court ruled on
    Dawn's objections without affording the government an opportunity to present
    evidence on the issue, which it was prepared to do.
    Whether we should permit the government to adduce additional evidence of
    Dawn's second-degree battery conviction on remand depends on whether the
    government had an opportunity to present the evidence but failed and how definitively
    the defendant raised the issue. "The consensus among our sister circuits is that
    generally where the government knew of its obligation to present evidence and failed
    to do so, it may not enter new evidence on remand." United States v. Archer, 
    671 F.3d 149
    , 168 (2d Cir. 2011). In United States v. Thomas, we held that the government
    should not be permitted to provide additional evidence at resentencing when the
    government was aware of its burden of proof at the first sentencing hearing and
    conceded that it lacked sufficient evidence to meet its burden. 
    630 F.3d 1055
    , 1057
    (8th Cir. 2011) (per curiam). "[W]e conclude[d] that the [g]overnment had a full and
    fair opportunity to present its evidence and that we should follow the traditional path
    -12-
    of limiting the [g]overnment to one bite at the apple." 
    Id.
     (quotation and citation
    omitted).
    Nonetheless, "it may sometimes be appropriate to allow expansion of the record
    and may, at other times, be appropriate to remand for resentencing without expansion
    of the record." Ossana, 
    638 F.3d at 904
     (comparing Thomas, 
    630 F.3d at
    1056–57,
    with Williams, 
    627 F.3d at 329
    ). "It seems that our distinction rest[s] upon the clarity
    of the issue below and whether we deem[ ] the government's failure of proof at the
    initial sentencing to be excusable." 
    Id.
     (permitting an expansion of the record on
    resentencing given the vagueness of the defendant's objections); see also Archer, 
    671 F.3d at
    168–69 (citing United States v. Noble, 
    367 F.3d 681
    , 682 (7th Cir. 2004)
    (collecting circuit court cases both applying the general rule and creating exceptions
    for it)); United States v. Gammage, 
    580 F.3d 777
    , 779–80 (8th Cir. 2009) (remanding
    for resentencing based on the existing record because the government was on notice
    of its burden of proof, there were no arcane legal principles involved in the case, and
    the district court committed no legal error that misled the government or deflected it
    from introducing its evidence); United States v. Dunlap, 
    452 F.3d 747
    , 749–50 (8th
    Cir. 2006) (finding that the district court did not err in allowing the government to
    present evidence at resentencing "[b]ecause nothing in our original remand order
    precluded the government" from doing so); United States v. Hudson, 
    129 F.3d 994
    ,
    995 (8th Cir. 1997) (per curiam) ("Because we have clearly stated the governing
    principles as to when and how disputed sentencing facts must be proved, we direct
    that resentencing on remand be conducted on the existing sentencing record, with no
    opportunity for either party to reopen or add to that record.").
    For instance, in Williams, we held that the district court could hear additional
    evidence on remand because, at the initial sentencing hearing, "both the Government
    and the district court relied on a mistaken understanding of the modified categorical
    approach, which may have impeded full development of the record." 
    627 F.3d at 329
    ;
    see also United States v. King, 
    598 F.3d 1043
    , 1050 (8th Cir. 2010) (permitting an
    -13-
    expansion of the record on remand because the government and the district court
    relied on a mistaken understanding of the law, which impeded full development of the
    record, and because defense counsel did not clearly explain his objection to the
    sentence enhancement).
    In this case, as in Williams, the facts justify an expansion of the record on
    remand. The government argues that we should reopen the record because Dawn's
    objections to the PSR were unclear. In response to the PSR, Dawn's counsel prepared
    a lengthy list of objections. In his second objection, which went on for two pages, he
    made three arguments. First, he argued that the two prior felony convictions could not
    be counted as crimes of violence because "you show nothing as to those offenses that
    reflect that at the time of the conviction Mr. Dawn had counsel or that he did not have
    counsel, or that he waived counsel." Second, he argued that the offenses were counted
    twice, in violation of Dawn's due process rights. Third, he contended that the
    information in the PSR did not prove that either Dawn's sexual assault conviction or
    his battery conviction were for crimes of violence. Dawn's counsel did not argue that
    the statutes were overinclusive, nor did he urge the court to apply a modified
    categorical approach to determine whether his prior convictions were for crimes of
    violence.
    The government also points out that, although it was prepared at sentencing to
    put on evidence regarding Dawn's career-offender status, the district court ruled on
    Dawn's objections before it had the opportunity to do so. Without developing a factual
    record, the court summarily concluded that "[t]he crimes of violence and drugs have
    been properly listed . . . ." Following the court's ruling that Dawn's prior offenses were
    for crimes of violence, the government stated on the record:
    [W]ith regard to the crimes of violence in this matter, the sexual assault
    in the second degree, as the PSR indicates, relates to the attempted rape
    of a minor child. The battery second degree conviction, I would proffer
    to the court relates to the defendant breaking the arm of a law
    -14-
    enforcement officer during the attempted arrest of Mr. Dawn, which I
    believe both qualify as crimes of violence.
    The court did not provide the government or Dawn with an opportunity to proffer
    evidence on whether the second-degree battery conviction was for a crime of
    violence.6 Thus, the case should be remanded for resentencing to determine whether
    the conviction was for a crime of violence and whether Dawn is a career offender
    under the Guidelines. On remand, both parties may proffer evidence on the nature of
    Dawn's second-degree battery conviction.7
    III. Conclusion
    Accordingly, we vacate Dawn's sentence and remand this case to the district
    court for resentencing consistent with this opinion.
    ______________________________
    6
    The only information the district court had available to it regarding the nature
    of Dawn's prior convictions is in Paragraph 21 of the PSR: "The defendant was
    originally charged with Sexual Indecency With A Child. According to a Field Report
    from the Arkansas Department Of Community Correction, on September 8, 2002, the
    defendant attempted to rape a thirteen year old girl." Because second-degree sexual
    assault is categorically a crime of violence, this information is irrelevant.
    7
    "[W]e recently held that, in applying the modified categorical approach,
    sentencing courts may not look to factual assertions within federal presentence
    investigation reports—even if the defendant failed to object to the reports—where the
    source of the information in the reports might have been from a non-judicial source."
    Ossana, 
    638 F.3d at 903
    . The scope of judicial factfinding is limited to "the statutory
    definition, charging document, written plea agreement, transcript of plea colloquy, and
    any explicit factual finding by the trial judge to which the defendant assented."
    Shepard v. United States, 
    544 U.S. 13
    , 16 (2005).
    -15-