Gilooly v. Missouri Department of Health & Senior Services ( 2005 )

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
___________
No. 04-2460
___________
Randy Gilooly, *
*
Plaintiff-Appellant, *
* Appeal from the United States
v. * District Court for the Eastern
* District of Missouri.
Missouri Department of Health and *
Senior Services, Division of Senior *
Service; Missouri Department of Social *
Service, Division of Aging; Betty *
Bolden; Jennifer Sutton; Gladys Hood; *
Helen Edwards-Matthews; Bonnie *
Eulinberg; Karen Hollering; Linda *
Allen; Sandra Lewis, *
*
Defendants-Appellees. *
___________
Submitted: January 13, 2005
Filed: August 31, 2005
___________
Before MELLOY, SMITH, and COLLOTON, Circuit Judges.
___________
MELLOY, Circuit Judge.
Randy Gilooly filed an employment discrimination suit in federal court
pursuant to Title VII and 42 U.S.C. § 1983, and under state law pursuant to the
district court’s supplemental jurisdiction, against the Defendant-Appellees
(collectively, the “Appellees”). Gilooly appeals the district court decision granting
summary judgment to the Appellees. We affirm in part and reverse and remand in
part.
I.
Gilooly was employed by the Missouri Department of Health and Human
Services, Section for Senior Services [Division of Aging] (hereafter “DoA”).1 At the
DoA, defendant Gladys Hood supervised Gilooly and defendants Jennifer Sutton and
Betty Bolden. Effective March 12, 2001, Gilooly was granted a transfer from his
position under Hood in Mississippi County to a similar position in Cape Girardeau
County. Defendant Helen Edwards-Matthews was Gilooly’s supervisor at the new
location. Defendant Bonnie Eulinberg was the regional manager for both counties
in which Gilooly worked.
Before Gilooly’s transfer, during his exit interview, Gilooly told Hood that
Sutton and Bolden engaged in conduct that made it necessary for him to transfer.
Specifically, Gilooly alleged that Sutton was frequently around his desk and that she
had said she was attracted to him. He also complained that Bolden made
unannounced visits to his home. Gilooly admitted that he had a relationship with
Bolden previously. Gilooly stated that personal problems between Bolden and him
were making it difficult for him to perform his job. Gilooly said that he needed a
transfer because Bolden and Sutton had become “overly dependent on him.” At the
time of the exit interview, Gilooly did not file any sexual harassment complaint.
1
The name of the agency in question has undergone several changes and has
been given different names by the parties and courts involved in the matter. The
parties’ briefs refer to the agency as the Department of Health and Senior Services
whereas the caption of this Court uses Department of Health and Human Services.
For purposes of this opinion, we use the full name identified in the caption of the
court and adopt the abbreviation used by the district court.
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During meetings with Hood, both Bolden and Sutton confessed to having
relationships with Gilooly. Gilooly denied a current relationship with either woman.
On May 8, 2001, Gilooly and his girlfriend, Angie Decker, who was not an
employee of the DoA, visited a client in a mental hospital. The visit was
unauthorized because Gilooly had not obtained supervisor approval. During an
inquiry about the visit, it was discovered that this was not Gilooly’s first unauthorized
visit with the client. Gilooly had also given the client a can of pepper spray even
though she was a known self-mutilator. Edwards-Matthews and Eulinberg
recommended discipline for Gilooly’s misconduct.
On May 30, 2001, Gilooly wrote a reply to the disciplinary recommendation.
In the reply, he alleged that the disciplinary recommendation was in retaliation for his
report of sexual harassment during his exit interview, though he had never actually
filed a sexual harassment complaint. On July 6, 2001, defendant Karen Hoellering,
a DoA human resources manager, issued a suspension letter to Gilooly. He was
suspended without pay for five days for his unauthorized visit, giving the pepper
spray, and his uncooperative attitude after the disciplinary report was issued.
Hoellering also learned, but did not base her decision upon the fact, that Gilooly had
exchanged personal emails on state time and equipment with at least eight women.
On July 12, 2001, Gilooly and his union representative met with Edwards-
Matthew and Eulinberg regarding the suspension. On July 27, 2001, Gilooly filed a
charge of discrimination with the Missouri Commission on Human Rights. On
August 9, 2001, Gilooly filed a grievance review request alleging sexual harassment
and unlawful retaliation in violation of Title VII. In his request, Gilooly alleged that
Bolden and Sutton had engaged in a range of inappropriate conduct toward him.
Specifically, he alleged that Sutton had hugged him in an inappropriate manner,
distracted him from his work by visiting his desk, and made unwanted advances
toward him. He also alleged that Bolden had made unannounced visits to his home
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and also distracted him from working. Defendant Sandra Lewis of the Office of Civil
Rights of the Department of Social Services was charged with investigating Gilooly’s
claims. On September 17, 2001, the Office of Civil Rights issued its report and did
not support Gilooly’s allegations. On September 26, 2001, Gilooly’s administrative
appeal of his suspension was heard and denied. On October 25, 2001, Gilooly was
fired, effective November 7, 2001.
The termination letter stated that “[t]he reason for [Gilooly’s] dismissal [was]
that [he] made false statements during the investigation and grievance hearing which
followed [his] accusations against two former co-workers.” The letter identified
several areas where it was alleged that Gilooly had deceived investigators. First, it
alleged that Gilooly had falsely denied “personal relationships beyond friendship”
with several former co-workers. In the letter, “Jennifer,” “Betty,” and “ClaraE” are
identified as three women who alleged having had relationships with Gilooly, but
with whom Gilooly had either denied or refused to answer whether he was involved
in a sexual manner. Second, the termination letter stated that Gilooly’s allegation that
“Jennifer” and “Betty” had prevented him from doing work by distracting him was
false because they had told investigators that they had actually been doing Gilooly’s
work. Third, eyewitness accounts of particular events allegedly contradicted
Gilooly’s statements. For each of these allegations, the termination letter did not cite
any documentation beyond the testimony of other employees and witnesses. The
letter also recounted the events that led to Gilooly’s suspension.
On November 26, 2001, Gilooly appealed his termination to the Personal
Advisory Board, but it upheld the termination. On January 13, 2002, Gilooly filed
a second complaint with the Missouri Commission on Human Rights. In the second
complaint, Gilooly alleged that his firing was retaliatory. Again, the commission did
not find Gilooly’s allegations to be credible.
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Gilooly then filed a sexual harassment lawsuit in federal court that is the basis
for this appeal. The district court granted summary judgment for the defendant on all
claims. On appeal, Gilooly argues that the district court erred in finding that he had
failed to establish a prima facie case of: 1) hostile work environment; 2) disparate
treatment; and 3) unlawful retaliation. We address each of Gilooly’s arguments in
turn.
II.
The standard of review for a grant of summary judgment is de novo. Allen v.
City of Pocahontas, Ark., 340 F.3d 551, 554-55 (8th Cir. 2003). To succeed against
a motion for summary judgment in a case like this one, the plaintiff must present
sufficient evidence to create a genuine issue of material fact. Jetton v. McDonnell
Douglas Corp., 121 F.3d 423, 425 (8th Cir. 1997). In reviewing the judgment of the
district court, we must view all evidence “‘in the light most favorable to the
nonmoving party.’” Cherry v. Ritenour Sch. Dist., 361 F.3d 474, 478 (8th Cir. 2004)
(quoting Philip v. Ford Motor Co., 328 F.3d 1020, 1023 (8th Cir. 2003)).
III.
Gilooly argues that the Appellees were not entitled to summary judgment as to
his hostile work environment claim. To establish a claim of hostile work
environment, a plaintiff must show that: (1) he or she was a member of a protected
group; (2) he or she was subjected to unwelcome harassment in the workplace; (3) the
harassment was based on sex; (4) the harassment affected a term, condition, or
privilege of employment; and (5) the employer knew or should have known of the
harassment and failed to take prompt and effective remedial action. Alagna v.
Smithville R-II, 324 F.3d 975, 979 (8th Cir. 2003); Scusa v. Nestle U.S.A. Co., 181
F.3d 958, 965 (8th Cir. 1999).
-5-
Because we agree with the district court that Gilooly is unable to prove any
material fact question as to the fourth element, we need not discuss the other
elements. To establish the fourth element, a plaintiff must be prove that the
harassment was “so severe or pervasive as to alter a term, condition, or privilege of
employment.” Scusa, 181 F.3d at 967. The conduct at issue must not be “merely
rude or unpleasant.” Alagna, 324 F.3d at 980. A plaintiff must establish harassment
that is “so intimidating, offensive, or hostile that it ‘poisoned the work environment.’”
Scusa, 181 F.3d at 967 (quoting Scott v. Sears, Roebuck & Co., 798 F.2d 210, 214
(7th Cir. 1986)). A plaintiff must be able to show that “the workplace [was]
permeated with discriminatory intimidation, ridicule, and insult.” Harris v. Forklift
Sys., Inc., 510 U.S. 17, 21 (1993) (internal quotations omitted).
In the present matter, there is no evidence of conduct rising to the level of
“severe or pervasive” harassment. At most, Gilooly has alleged that he was
uncomfortable with Bolden and Sutton’s advances toward him. He does not cite any
instances of conduct by them that could rise to the level required by Title VII.
Gilooly’s claim that there were frequent desk visits, unannounced visits to his home,
and that Bolden and Sutton were“overly dependent” on him do not constitute sexual
harassment under existing law. While Gilooly may have had a belief that such
conduct constituted sexual harassment, it is not sufficient as a matter of law.
Accordingly, we affirm the judgment of the district court as to the hostile work
environment claim.
IV.
Gilooly also appeals the decision of the district court regarding his disparate
treatment claim. This claim relates to the May 2001 suspension for the unauthorized
visit to the client in a mental hospital. To establish a disparate treatment claim, a
plaintiff must show that: (1) he or she is a member of a protected class; (2) he or she
was meeting the legitimate expectations as to his her duties; (3) he or she suffered an
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adverse employment action; and (4) “circumstances give rise to an inference of
discrimination as similarly situated employees, who were not members of the
protected group, were treated differently.” Jacob-Mua v. Veneman, 289 F.3d 517,
521-22 (8th Cir. 2002).
In this case, Gilooly argues that Bolton lied about her sexual relationship with
him, later changed her account of events, but was not similarly punished. Further, he
argues that Sutton was accused of similar confidentiality infractions, but was only
reprimanded.
Since we agree with the district court that Gilooly did not offer any material
facts relevant to the fourth element, we need not discuss the other elements here. To
meet the fourth element in a disparate treatment claim, a plaintiff must show that
other employees outside of the protected group were allegedly treated more favorably
and were “similarly situated in all relevant respects.” Pope v. ESA Servs., 406 F.3d
1001, 1009 (8th Cir. 2005). In this case, Sutton and Bolton did not engage in the
same conduct as Gilooly. There is no evidence to suggest that Sutton and Bolton
violated confidentiality, conflict of interest, and reporting rules. As a result, the
cumulative accusations against Gilooly were more severe, and he has failed to
identify any similarly situated employees of the opposite sex who were treated
preferentially. See Cronquist v. City of Minneapolis, 237 F.3d 920, 928 (8th Cir.
2001) (finding that employees were not similarly situated because of different degrees
of misconduct).
-7-
V.
Gilooly also argues that his termination and suspension were impermissible
retaliation actionable under Title VII. Title VII makes it unlawful for an employer
to discriminate against an employee for “oppos[ing] any practice made unlawful by
this subchapter, or because he has made a charge, testified, assisted, or participated
in any manner in an investigation, proceeding or hearing under this subchapter.” 42
U.S.C. § 2000e-3(a). To prove a retaliation claim, a plaintiff must show (1) that he
or she engaged in statutorily protected activity; (2) an adverse employment action was
taken against him or her; and (3) a causal connection exists between the two events.
Rheineck v. Hutchinson Tech., Inc., 261 F.3d 751, 757 (8th Cir. 2001). The defense
may rebut a plaintiff’s claim by advancing a legitimate, “non-retaliatory reason for
the adverse employment action.” Id. If the defendant can show a legitimate reason,
the plaintiff must show that the given reason was only a pretext for discrimination.
Id. To establish a retaliation claim, a plaintiff need not succeed on the underlying
harassment claims. Montandon v. Farmland Indus., Inc., 116 F.3d 355, 359 (8th Cir.
1997).
Here, Gilooly alleges that his suspension and termination were two separate
adverse employment actions. Regarding his suspension, we agree with the district
court that Gilooly presented insufficient evidence of causation to establish a claim of
retaliation.
Turning to his termination, the district court concluded that there was no causal
link between the reporting of sexual harassment and Gilooly’s discipline and
termination. We disagree.
To prove a causal connection under the third element, a plaintiff must prove
that an employer’s retaliatory motive played a part in the adverse employment action.
Kipp v. Missouri Highway & Transp. Comm’n., 280 F.3d 893, 896-97 (8th Cir.
-8-
2002). “[E]vidence that gives rise to an inference of a retaliatory motive on the part
of the employer is sufficient to prove a causal connection.” Id. at 897 (internal
quotation marks omitted).
The district court found that Gilooly’s termination was caused by his
unauthorized visit to a client with a non-DoA employee. However, because those
responsible for his firing expressly denied that the previous incident was the
justification for his termination, and that the termination letter received by Gilooly
describes his conduct during the investigation as the basis for his firing, we disagree
with the district court’s conclusion that the “plaintiff has not presented evidence that
his termination was for any reason than for violation of policy.” The termination
letter clearly stated as reasons for termination, Gilooly’s conduct and deception
during the sexual harassment investigation. The employer relied on a letter from a
state agency investigator who alleged that Gilooly had lied during the investigation.
There is no evidence that indicates Gilooly had been caught in a clear, unequivocal
lie, but, rather, the evidence shows that the investigator had found Gilooly to be less
credible than the other witnesses. Taking the termination letter in a light most
favorable to Gilooly and for the reasons discussed below, we conclude that this case
gives a necessary inference of retaliatory motive.
Because we believe Gilooly has met the elements of a retaliation claim for
purposes of surviving a motion for summary judgment, the question we must address
is whether, given the facts of this case, Gilooly was fired for legitimate, non-
discriminatory reasons. It cannot be the case that any employee who files a Title VII
claim and is disbelieved by his or her employer can be legitimately fired. If such
were the case, every employee could be deterred from filing their action and the
purposes of Title VII in regards to sexual harassment would be defeated. However,
it also cannot be true that a plaintiff can file false charges, lie to an investigator, and
possibly defame co-employees, without suffering repercussions simply because the
investigation was about sexual harassment. To do so would leave employers with no
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ability to fire employees for defaming other employees or the employer through their
complaint when the allegations are without any basis in fact.
These scenarios represent two extremes. Differentiating individual cases
between the two extremes is a difficult endeavor at the summary judgment stage.
Nonetheless, we previously addressed this issue and found that the reasons for firing
must be “sufficiently independent from the filing of the complaint to constitute
legitimate and nonretaliatory reasons for discharge.” Womack v. Munson, 619 F.2d
1292, 1297 (8th Cir. 1980). Further, questions related to the very substance of the
investigation are “not sufficiently independent” and therefore, within the scope of the
protected activity. Id. Specifically, an investigator’s “independent determination of
truth or falsity of [the plaintiff’s] allegation . . . [can]not legally be grounds for
discharge.” Id. at 1298. However, if the false statements are “not part of the
protected activity,” then they can be legitimate reasons for termination. Sweeney v.
City of Ladue, 25 F.3d 702, 704 (8th Cir. 1994) (holding that a related third party’s
lies during an investigation were not protected activity).
In this case, the investigator’s belief that Gilooly was lying was the basis for
the DoA’s decision to fire Gilooly. According to the termination letter, the belief that
Gilooly was lying was founded solely on the statements of other employees and
witnesses.2 The letter contained no independently verifiable evidence that
contradicted Gilooly’s allegations. Without such additional corroboration, the
2
It may be argued that independent corroboration can be provided by testimony
from neutral non-parties. Assuming that to be true, that is not our case. Co-workers
who were not the subject of the complaint were interviewed. However, their
statements tended to corroborate some of Gilooly’s allegations, such as the claim that
both Bolden and Sutton would sit at Gilooly’s desk. The “contradictions” dealt with
minor, inconsequential details. The eyewitness testimony as related in the
termination letter does not rise to the level of independent corroboration.
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statements in the termination letter amount to little more than a description of
conflicting stories with the employer disbelieving Gilooly’s version of the events.
This judgment of assessing witness credibility is normally the province of a
fact-finder at a sexual harassment trial. Allowing the employer’s investigation to
essentially short-circuit the retaliation claim before it begins is antithetical to the
design of Title VII. Had the investigator found a clearer record of deception and
detailed the basis for such findings, a court could find that the firing was not for
protected conduct. However, in this case, the question is largely undeveloped and
best left to a fact-finder to decide. As a result, we conclude the district court erred in
granting summary judgment as to Gilooly’s retaliation claim concerning his
termination.
VI.
For the foregoing reasons, we affirm as to Gilooly’s hostile work environment
and disparate treatment claims. However, we reverse and remand concerning the
retaliation claim as to Gilooly’s termination and any claims to which the district court
may exercise supplemental jurisdiction.
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COLLOTON, Circuit Judge, concurring in part and dissenting in part.
I agree that the district court correctly granted summary judgment dismissing
Randy Gilooly’s claims alleging sex discrimination based on a hostile work
environment and disparate treatment. However, given the court’s conclusion, with
which I agree, that false statements made in an investigation of alleged sex
discrimination can be a basis for dismissal of an employee (and thus are not protected
“opposition” or “participation” in a sexual harassment investigation), the district
court’s dismissal of Gilooly’s retaliation claim also should be affirmed. The Missouri
Department of Health and Senior Services (DHSS) indisputably terminated Gilooly
based on a reasonable, good faith belief that Gilooly filed false sexual harassment
charges, and then gave false testimony in relation to those charges. As such, the
termination did not constitute discrimination against Gilooly because of opposition
or participation that is protected under Title VII.
Title VII makes it an “unlawful employment practice” for an employer “to
discriminate” against an employee “[1] because he has opposed any practice made an
unlawful employment practice by this subchapter, or [2] because he has made a
charge, testified, assisted, or participated in any manner in an investigation,
proceeding, or hearing under this subchapter.” 42 U.S.C. § 2000e-3. The two clauses
of this section typically are described, respectively, as the “opposition clause” and the
“participation clause.” In considering a claim of unlawful retaliation, it is important
to determine whether the conduct of the employee at issue constitutes “opposition”
under the first clause, “participation” under the second clause, or activity not covered
at all, because the analysis of an employer’s action may differ depending on the
nature of the employee’s conduct.
The opposition clause protects an employee against discrimination because he
has “opposed” any practice “made an unlawful employment practice” by Title VII.
Our court, like other circuits, has interpreted this provision more broadly than its
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plain language might suggest. The clause encompasses actions that “oppose”
employment practices that are unlawful, but also includes opposition to practices that
are not unlawful, as long as the employee acted in a good faith, objectively reasonable
belief that the practices were unlawful. EEOC v. HBE Corp., 135 F.3d 543, 554 (8th
Cir. 1998); Evans v. Kansas City, Mo. Sch. Dist., 65 F.3d 98, 100 (8th Cir. 1995).
Our court followed a decision of the Seventh Circuit, which acknowledged that a
literal reading of the opposition clause would result in a narrower scope, but which
concluded that broader protection was consonant with the true intent of Congress and
necessary to further the central purpose of Title VII. Berg v. LaCrosse Cooler Co.,
612 F.2d 1041, 1045-46 (7th Cir. 1980). The Supreme Court recently noted this
interpretation, but had no occasion to rule on whether it was proper. Clark County
Sch. Dist. v. Breeden, 532 U.S. 268, 270 (2001) (per curiam).
The text of the “participation clause,” by contrast, does not connect the
protected activity to the unlawfulness of any employment practice. In one respect,
therefore, the plain language of the clause sweeps more broadly than the opposition
clause, forbidding discrimination because of “participation in any manner” in an
investigation under Title VII. At the same time, however, the clause protects only
participation “under this subchapter,” so participation in an employer’s internal
investigation that is independent of the “subchapter,” i.e., not pursuant to an
investigation by the EEOC or its designee, is not covered. Vasconcelos v. Meese, 907
F.2d 111, 113 (9th Cir. 1990); see also Brower v. Runyon, 178 F.3d 1002, 1006 (8th
Cir. 1999). When the employee is participating in an EEOC investigation, however,
the broad formulation of the clause has led some courts to say that it protects even
false and malicious allegations, or the filing of frivolous complaints. E.g., Pettway
v. Am. Cast Iron Pipe Co., 411 F.2d 998, 1007 (5th Cir. 1969); Proulx v. Citibank,
N.A., 659 F. Supp. 972, 977-78 (S.D.N.Y. 1987); see also Johnson v. Univ. of
Cincinnati, 215 F.3d 561, 582 (6th Cir. 2000) (dicta); Womack v. Munson, 619 F.2d
1292, 1298 & n.10 (8th Cir. 1980) (dicta).
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The majority, ante, at 9-10, rejects this “extreme level of protection for
untruth,” EEOC v. Total Sys. Servs., Inc., 221 F.3d 1171, 1175 (11th Cir. 2000), and
although there is a respectable textual argument for the contrary view, I ultimately
agree with the court’s conclusion. The court implicitly follows the reasoning of the
Seventh Circuit in Mattson v. Caterpillar, Inc., 359 F.3d 885 (7th Cir. 2004), which
held that “the same threshold standard should apply to both opposition and
participation clauses,” id. at 891 – that is, “utterly baseless claims do not receive
protection under Title VII.” Id. at 890. Rather, an employee must “reasonably
believe in good faith” that he has suffered discrimination before his “participation”
falls within the scope of § 2000e-3. Id. at 890. Whatever might be the plain meaning
of the participation clause standing alone, we must interpret it today in the context of
an opposition clause that has been read to protect reasonable, good faith opposition
to an employer’s practices, but not false allegations. As the Mattson court observed,
if we were now to adopt a different standard for the participation clause, “an
employee could immunize his unreasonable and malicious internal complaints simply
by filing a discrimination complaint with a government agency,” and “an employee
could assure himself unlimited tenure by filing continuous complaints with the
government agency if he fears that his employer will discover his duplicitous
behavior at the workplace.” Id. at 891.
The question then arises, who decides whether the employee has made false
and malicious allegations? With respect to acts analyzed only under the opposition
clause, it has been recognized that an employer may properly carry out a termination
based on the employer’s good faith belief that an employee lied in an internal
investigation.3 As the Eleventh Circuit explained, “[w]hen the resulting employer’s
3
The first ground listed by the DHSS in its termination letter involved
statements made by Gilooly in an internal grievance hearing. The hearing was
triggered by an internal grievance filed by Gilooly, and was conducted independent
of the investigation of Gilooly’s complaint filed with the Missouri Commission on
Human Rights (MCHR), a designee of the Equal Employment Opportunity
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investigation (not tied to the government) produces contradictory accounts of
significant historical events, the employer can lawfully make a choice between the
conflicting versions – that is, to accept one as true and to reject one as fictitious – at
least, as long as the choice is an honest choice.” Total Sys. Servs., 221 F.3d at 1176.
This is a business judgment by the employer, and “[i]n the workaday world, not every
personnel decision involving a false statement (or a cover-up) has to be treated as
something like a trial for perjury.” Id.; see also Wilson v. UT Health Center, 973 F.2d
1263, 1268 (5th Cir. 1992) (stating that Title VII does not “prevent an employer from
making a disciplinary decision based on its evaluation of the veracity of an
employee’s allegations that concern an activity that Title VII protects, such as
complaints about sexual harassment”).
In terms of the text of the statute, an employee who makes false allegations has
not “opposed any practice made an unlawful employment practice,” because only
good faith, reasonable opposition is protected by the statute. Evans, 65 F.3d at 100;
cf. Breeden, 532 U.S. at 270. It follows, then, that a company that terminates an
employee based on a good faith belief that he made false allegations has not
discriminated against the employee “because he has opposed any practice made an
unlawful employment practice.” Rather, the employer has acted because it believed
that the employee made false and malicious allegations, and thus did not believe that
the employee was engaged in protected “opposition.” Of course, if the employer has
no good reason to conclude that the employee’s allegations were knowingly false and
malicious, then there will be a genuine issue as to whether the employer’s stated
reason for termination is a pretext for unlawful retaliation for protected activity. But
whether a judge or jury might later disagree with the employer’s good faith
conclusion about falsity is not dispositive, because whether the employer
Commission. (Appellant’s App. 93). Gilooly’s conduct in the grievance hearing,
therefore, was governed only by the opposition clause. See Vasconcelos, 907 F.2d
at 113.
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discriminated unlawfully depends on the employer’s beliefs and motivation. See Kipp
v. Mo. Highway & Transp. Comm’n, 280 F.3d 893, 897 (8th Cir. 2002) (holding that
Title VII plaintiff must show that “retaliatory motive played a part in the adverse
employment action”) (internal quotation omitted); Scroggins v. Univ. of Minn., 221
F.3d 1042, 1045 (8th Cir. 2000) (holding that the “relevant inquiry” in retaliation case
is whether the employer believed the employee was guilty of the conduct justifying
discharge) (internal quotation omitted); Scott v. County of Ramsey, 180 F.3d 913, 917
(8th Cir. 1999) (“[T]he ultimate burden of persuasion remains with the plaintiff to
show that the termination was motivated by intentional retaliation.”).
The motivation of the employer also should be determinative with respect to
disciplinary actions taken based on statements in an investigation governed by the
participation clause.4 Once it is acknowledged, as does the majority, that an
employee who makes knowingly false allegations in an investigation has not
“participated” in a way that is protected under § 2000e-3, then the statute gives no
indication that a court should treat the question of the employer’s motive differently
under the opposition and participation clauses. Both clauses prohibit discrimination
“because” an employee has engaged in protected activity. Once the scope of
“opposition” and “participation” has been defined to exclude false and malicious
allegations, an employer acting on that basis does not discipline the employee
“because he has opposed” or “because he has participated” in a way that is protected
4
The second and third grounds listed by the DHSS in its termination letter
involved statements made by Gilooly in his MCHR complaint and to an investigator
from the DHSS’s Office of Civil Rights, who was assigned to conduct an
investigation in light of Gilooly’s complaint to the MCHR. (Appellant’s App. at 93-
94, 180). These statements likely should be analyzed under the participation clause.
See Clover v. Total Sys. Servs., Inc., 176 F.3d 1346, 1352-53 (11th Cir. 1999)
(holding that statements made to internal investigator of employer were made in an
investigation “under this subchapter” where investigation was pursuant to a charge
filed with EEOC); Abbott v. Crown Motor Co., 348 F.3d 537, 543 (6th Cir. 2003).
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by the statute.5 The employer is motivated by its conclusion that the employee
committed unprotected misconduct, not by the fact that an employee engaged in
protected activity.
In Gilooly’s case, there is no genuine dispute that the DHSS terminated Gilooly
based on a reasonable, good faith belief that he made false statements both in an
internal investigation and in connection with a proceeding before the Missouri
Commission on Human Rights, together with his previous inappropriate involvement
in the case of a mentally disturbed client, which led to a suspension. The DHSS
explained to Gilooly that “[e]veryone is entitled to their opinions and perceptions, but
to file false sexual harassment complaints against people with whom you had
consensual sexual relations, and then to provide false statements throughout the
investigative and hearing process is reprehensible.” (Appellant’s App. at 94).
Gilooly’s termination was upheld by the Personnel Advisory Board of the State of
Missouri, which concluded that Gilooly “lied during his second grievance
investigation,” that he “lied as an offensive tactic to intimidate” two female co-
workers, and to “try to get his suspension rescinded.” (Appellee’s App. at 147).6 The
5
The Eleventh Circuit in Total System Services limited its holding on this point
to cases arising under the opposition clause, but that court was bound by precedent
holding that even false statements were protected activity under the participation
clause. 221 F.3d at 1175 (citing Pettway, 411 F.2d at 1007). Our court today rejects
that view, and concludes instead that false statements in an EEOC investigation can
be grounds for dismissal. Ante, at 9.
6
In explaining its conclusion, the Board reasoned:
[I]t does not make sense for two different women, one who
since March 2001 was patching up her marriage, to engage
in a coordinated detailed fictional account of their
relationships if [Gilooly] had only been friends with them.
Their responses are extreme for two women who have
simply misunderstood [Gilooly’s] helpfulness and
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Board found that Gilooly “lied about matters very serious and deeply personal to
others,” and that the DHSS “need not be forced to employ in such a sensitive position
someone who has shown a high level of willingness to lie persistently and in formal
situations about such serious matters.” (Id.).
The DHSS discharged Gilooly based on its good faith and well founded belief
that he made false statements, and not “because he has opposed” an unlawful
employment practice or “because he has made a charge, testified, assisted, or
participated in any manner” in an investigation under Title VII, as the scope of those
clauses is defined today by the court. Therefore, I would affirm the judgment of the
district court.
______________________________
sympathetic ear. Their reactions are more typical of people
who had been romantically and sexually involved.
Moreover, [Gilooly’s] repeated explanation that the women
were psychotic and delusional is not backed up by any
objective evidence, medical or otherwise.
(J.A. 146).
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