David Eagle v. John D. Morgan , 88 F.3d 620 ( 1996 )


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  •                                 No. 95-3418
    David Eagle,                             *
    *
    Plaintiff - Appellee,          *
    *
    v.                                      *
    *
    John D. Morgan, Individually and in his *
    official capacity as officer of the     *
    Jonesboro Police Department; Donna      *
    Bogard, Individually and in her official*
    capacity as officer of the Jonesboro    *
    Police Department; David Allen,         *
    Individually and in his official        *     Appeal from the United
    capacity as officer of the Jonesboro    *     States District Court
    Police Department; Terry Grooms,        *     for the Eastern
    Individually and in his official        *     District of Arkansas.
    capacity as officer of the Jonesboro    *
    Police Department; Jack McCann,         *
    Individually and in his official        *
    capacity as officer of the Jonesboro    *
    Police Department; Rohnny McDaniel,     *
    Individually and in his official        *
    capacity as officer of the Jonesboro    *
    Police Department,                      *
    *
    Defendants - Appellants,       *
    *
    John Doe, an unknown person,            *
    *
    Defendant,                     *
    *
    City of Jonesboro,                      *
    *
    Defendant - Appellant.         *
    Submitted:   March 14, 1996
    Filed:   July 8, 1996
    Before MAGILL, FLOYD R. GIBSON, and MORRIS SHEPPARD ARNOLD, Circuit
    Judges.
    FLOYD R. GIBSON, Circuit Judge.
    David Eagle filed this suit against the City of Jonesboro (the
    "City") and various police officers employed by that municipality, seeking
    relief under 42 U.S.C. § 1983 (1994) and Arkansas tort law.    The City and
    the officers presently appeal the district court's refusal to grant their
    motion for summary judgment.     We reverse in part, dismiss in part, and
    remand for further proceedings.
    I.   BACKGROUND
    In 1987, Wayne Ridout, a businessman from Searcy, Arkansas, informed
    local authorities that David Eagle had stolen enough lumber from Ridout's
    store to partially construct a new two-story home.       Following a police
    investigation into the complaint, Eagle pleaded guilty in an Arkansas trial
    court to felony theft of property.   Eagle had no prior criminal record and
    entered his plea pursuant to an enactment that allows Arkansas judges to
    indefinitely defer further proceedings and place first time felons on a
    tentative term of probation.   See Ark. Code Ann. § 16-93-303(a)(1) (Michie
    Supp. 1996).    If the defendant violates the requirements of his probation,
    the judge may declare him guilty and impose the punishment otherwise
    provided by law.     
    Id. § 16-93-303(a)(2).
      On the other hand, the statute
    directs the court to dismiss the case and expunge the defendant's record
    if he "fulfill[s] . . . the terms and conditions of probation or [is]
    release[d] by the court prior to the termination period thereof."     
    Id. § 16-93-303(b).
       Moreover, these measures occur "without court adjudication
    of guilt."     
    Id. The trial
    court accepted Eagle's plea and required him to
    2
    spend forty-five days in the county jail, serve six years probation, and
    pay $25,000 in restitution to Ridout.          Approximately three years later, a
    state judge terminated Eagle's probation and entered an order expunging his
    criminal record.          The expungement decree expressly provided that it
    "restored [Eagle] to [his] civil and constitutional rights as if [the
    felony theft of property] had never been committed," and as a matter of law
    it "completely exonerate[d] [Eagle] of any criminal purpose."1              Ark. Code
    Ann. § 16-93-303(b)(2) (Michie 1987), amended by Ark. Code Ann. § 16-93-
    303(b) (Michie Supp. 1996).           Additionally, the state legislature has
    decreed that an expunged record should be treated as confidential and
    released only to the individual whose record was expunged and, in certain
    circumstances, to judicial or law enforcement personnel.              Ark. Code Ann.
    § 16-90-903 (Michie Supp. 1996).
    After the state court struck the felony theft of property from
    Eagle's record, he began working as an auditor for the City.           In the course
    of his employment, Eagle performed an audit of certain Jonesboro Police
    Department      ("JPD")   records   and   conducted   a   police   salary   survey    to
    determine whether local officers were receiving competitive wages.                   The
    fruits     of   Eagle's    labor,   however,   apparently    displeased     some     law
    enforcement workers; several curious officers accessed the National Crime
    Information Center ("NCIC") and the Arkansas Crime Information Center
    ("ACIC") computer systems in an effort to confirm rumors that Eagle had a
    felony record.       State guidelines governing the use of the ACIC system
    dictate that the computer network should, as relevant here, only be
    available to "criminal justice agencies in their official capacity," Ark.
    Code
    1
    The Arkansas General Assembly recently modified slightly
    the effects of an expunged conviction and altered the procedure
    through which a criminal defendant may obtain an expungement
    order. Compare Ark. Code Ann. 16-90-902, -904 to -905 (Michie
    Supp. 1996) with Ark. Code Ann. 16-93-301, -303(b) (Michie
    1987)(amended 1995). These changes in state law are immaterial
    to our disposition of this appeal.
    3
    Ann. § 12-12-211(a) (Michie 1995), and the pertinent federal provision
    restricts NCIC access to "criminal justice agencies for criminal justice
    purposes,"    28 C.F.R. § 20.33(a)(1) (1995).         Despite these restrictions,
    JPD was not carrying on an official investigation of Eagle's criminal
    activity at the time the officers in this case made their inquiries.
    Further,     because   the   responsible       authorities   had   failed   to   file
    notification of the expungement of Eagle's record, the report obtained by
    the officers did not indicate that the listed felony offense had been
    stricken.
    This information regarding Eagle's criminal history was for some time
    also available from at least one other source.           Before receiving belated
    notice that the felony had been removed from Eagle's record, the Arkansas
    State Police, in response to requests made pursuant to the Arkansas Freedom
    of Information Act, released to certain members of the public, including
    at least four reporters, unaltered copies of Eagle's criminal case file.
    On August 16, 1993, in an admitted effort to "throw doubt on [Eagle's
    police salary] survey results," appellant Rohnny McDaniel at a Jonesboro
    City Council meeting revealed the auditor's criminal history by publicly
    reading the following excerpt from Eagle's case file:
    At approximately 6:00 p.m. on Thursday, January 15, 1987, an
    investigator met with the Deputy Prosecuting Attorney and was
    advised that he had received information of a possible theft of
    materials from Ridout Lumber Company. According to the Deputy
    Prosecutor, it was believed that David Eagle had stolen
    building materials. On March 5, 1987, David Eagle pled guilty
    to one count of 41-2203, theft of property.
    Interestingly, McDaniel is the only individual appellant who did not
    personally access the NCIC/ACIC computer systems to verify the rumors about
    Eagle, but Eagle maintains that McDaniel gained his knowledge through the
    efforts of his police colleagues.
    4
    Eagle subsequently initiated this action against sundry JPD officers,
    individually and in their official capacities, and the City.   Eagle asserts
    that the individual state actors violated his constitutional right to
    privacy when they conducted unjustified searches on the ACIC/NCIC computer
    databases and by causing the public disclosure of information about his
    expunged criminal record.    Also, he contends that the City is liable
    because these constitutional violations were a result of the municipality's
    failure to properly train its employees in the use of the computer networks
    and because the alleged invasion of privacy occurred pursuant to an
    official custom or policy.    Finally, Eagle declares that the officers'
    conduct constitutes the Arkansas tort of outrage.2
    Claiming that Eagle's federal privacy claim does not describe a
    constitutional violation and, alternatively, that qualified immunity should
    protect the individual employees from liability, the officers and the City
    moved for summary judgment on this 42 U.S.C. § 1983 cause of action.     In
    addition, they argued that the officials' behavior was not tortious under
    Arkansas' law of outrage.    The district judge, relying on this Court's
    decision in Alexander v. Peffer, 
    993 F.2d 1348
    (1993), determined that the
    facts, when construed in a manner most charitable to Eagle, stated an
    unconstitutional intrusion into Eagle's privacy; the judge also decided
    that the officers are not entitled to qualified immunity, and he thus
    refused to summarily dispose of this § 1983 claim.     Moreover, while the
    district judge was "strongly inclined to
    2
    Eagle's First Amended Complaint appears to include certain
    claims in addition to those mentioned in the text. For example,
    Eagle seems to allege that the officers violated his First
    Amendment right to free speech. See First Amended Complaint,
    Count III. Additionally, he evidently seeks to impose liability
    under state law for a tortious invasion of his privacy. See 
    id. at Count
    VII. Inexplicably, though, these causes of action are
    not mentioned in the parties' summary judgment submissions or in
    the district court's order. It necessarily follows that this
    opinion does not comment upon these apparent grounds for relief.
    5
    believe" that Eagle could not prevail under the tort of outrage, he
    concluded it would be inappropriate to dismiss this cause of action before
    giving the auditor an opportunity to present his evidence.
    The officers and the City have now filed an interlocutory appeal from
    the   district court's denial of their summary judgment motion.                        For
    reversal, they claim that the facts, even when viewed in the light most
    favorable to Eagle, could not possibly support a finding that they violated
    his constitutional right to privacy.             Also, the individual appellants
    continue    to    argue   that   qualified      immunity   shields     their   conduct.
    Furthermore, the officers insist that the district court improperly refused
    to grant summary judgment on the pendent state law claim.                 We consider
    these allegations seriatim.
    II.   DISCUSSION
    A.     Invasion of Privacy
    1.   Jurisdiction
    As a preliminary matter, we must address our jurisdiction to consider
    the   officers'    assertion     that   their    actions   did   not    amount    to    a
    constitutional violation.         It is by now axiomatic that the federal
    appellate tribunals may normally review appeals only from "final decisions"
    issued by the district courts.          See 28 U.S.C. § 1291 (1994); Johnson v.
    Jones, 
    115 S. Ct. 2151
    , 2154 (1995).         Due to this statutory limitation upon
    our jurisdiction, a party is in most cases precluded from interrupting
    litigation by filing an interlocutory appeal from a district court's
    ruling.    See 
    Johnson, 115 S. Ct. at 2154-55
    .         Of course, an order denying
    a litigant's motion for summary judgment is not typically considered a
    "final decision" worthy of immediate appellate attention.
    The Supreme Court has held, however, that a district court's
    6
    refusal to grant a public official's motion for summary judgment based on
    qualified   immunity    will,    under   certain    circumstances,    qualify    as   a
    "collateral order" from which the official may file a prompt appeal.              
    Id. at 2155
    (citing Mitchell v. Forsyth, 
    472 U.S. 511
    , 528 (1985)).           The Court
    has recently reiterated that this type interlocutory appeal is only
    appropriate when it involves "abstract issues of law" relating to qualified
    immunity.      
    Id. at 2158.
         By contrast, where a public official merely
    challenges "a portion of a district court's summary judgment order that,
    though entered in a 'qualified immunity' case, determines only a question
    of 'evidence sufficiency,'" 
    Id. at 2156,
    we cannot entertain the appeal.
    In other words, "a district court's pretrial rejection of a proffered
    qualified immunity defense is not immediately reviewable if the issue on
    appeal is whether the pretrial record is sufficient to create a genuine
    issue of material fact."        Veneklase v. City of Fargo, 
    78 F.3d 1264
    , 1267
    (8th Cir. 1996).
    In the case currently before us, we are called upon to decide whether
    the district court correctly concluded that the facts, when viewed in a
    light most favorable to Eagle, could substantiate a finding that the JPD
    officers violated Eagle's right to privacy.          This constitutional question
    is inherently an "abstract issue of law" over which we presently have
    jurisdiction.     Indeed, as a threshold element in any qualified immunity
    appeal, we must determine, as a matter of law, "whether the plaintiff has
    alleged the violation of a constitutional right," and "whether that right
    was clearly established at the time of the alleged violation."           Manzano v.
    South Dakota Dep't of Social Services, 
    60 F.3d 505
    , 509 (8th Cir. 1995).
    To be sure, some factual matters remain disputed.              For instance, Eagle
    contends that McDaniel and his peers at the JPD, acting in concert, were
    solely responsible for the dissemination of his criminal record, but the
    officers    respond    that   members    of   the   press   also   distributed   this
    information.    Disagreements such as this do not concern us here.          Rather,
    in resolving this appeal, we will "take, as given, the facts that the
    7
    district court assumed when it denied summary judgment . . . ."        
    Johnson, 115 S. Ct. at 2159
    .        As an example, we will assume, as did the district
    court, that the appellant officers were the only persons who publicly
    revealed Eagle's criminal history.         Mindful of these principles, we turn
    to the constitutionality of the officers' conduct.
    2.      The disclosure of Eagle's criminal history
    Eagle asserts that the officers violated his constitutional rights
    when they announced at the Jonesboro City Counsel meeting that he had
    previously pleaded guilty to felony theft of property.        The Supreme Court
    has recognized that notions of substantive due process contained within the
    Fourteenth Amendment safeguard individuals from unwarranted governmental
    intrusions into their personal lives.          Whalen v. Roe, 
    429 U.S. 589
    , 598
    n.23 (1977).       This right to privacy actually encompasses two separate types
    of interests.       
    Id. at 598-99.
      "One is the individual interest in avoiding
    disclosure of personal matters, and another is the interest in independence
    in making certain kinds of important decisions."        Id at 599-600 (footnote
    omitted).
    Only the former concern, which has been characterized as the right
    to confidentiality, is at issue here.           This protection against public
    dissemination of information is limited and extends only to highly personal
    matters representing "the most intimate aspects of human affairs."         Wade
    v. Goodwin, 
    843 F.2d 1150
    , 1153 (8th Cir.), cert. denied, 
    488 U.S. 854
    (1988).     "[T]o violate [a person's] constitutional right of privacy the
    information disclosed must be either a shocking degradation or an egregious
    humiliation of her to further some specific state interest, or a flagrant
    bre[a]ch of a pledge of confidentiality which was instrumental in obtaining
    the personal information."       Alexander v. Peffer, 
    993 F.2d 1348
    , 1350 (8th
    Cir. 1993).     To determine whether a particular disclosure satisfies this
    exacting standard, we must examine the
    8
    nature of the material opened to public view to assess whether the person
    had a legitimate expectation that the information would remain confidential
    while in the state's possession.   Sheets v. Salt Lake County, 
    45 F.3d 1383
    ,
    1387-88 (10th Cir.), cert. denied, 
    116 S. Ct. 74
    (1995); see also Nixon v.
    Administrator of Gen. Servs., 
    433 U.S. 425
    , 457-58 (1977)(suggesting that
    an individual's legitimate expectation of privacy plays a pivotal role in
    this   constitutional analysis).     "When the information is inherently
    private, it is entitled to protection."     Fraternal Order of Police, Lodge
    5 v. City of Philadelphia, 
    812 F.2d 105
    , 116 (3d Cir. 1987).
    We acknowledge that the exact boundaries of this right are, to say
    the least, unclear.   Scheetz v. The Morning Call, Inc., 
    946 F.2d 202
    , 206
    (3d Cir. 1991)("[T]he contours of the confidentiality branch are murky."),
    cert. denied, 
    502 U.S. 1095
    (1992).       In canvassing the relevant cases,
    however, we discovered that courts have traditionally been reluctant to
    expand this branch of privacy beyond those categories of data which, by any
    estimation, must be considered extremely personal.     See 
    Sheets, 45 F.3d at 1388
    (noting privacy interest in information about spouse learned or
    observed through marriage); Fraternal Order of 
    Police, 812 F.2d at 115
    (recognizing   that   certain   financial    records    should   be     afforded
    constitutional protection); United States v. Westinghouse Elec. Corp., 
    638 F.2d 570
    , 577 (3d Cir. 1980)(extending privacy protection to medical
    records); York v. Story, 
    324 F.2d 450
    , 455 (9th Cir. 1963)("We cannot
    conceive of a more basic subject of privacy than the naked body."), cert.
    denied, 
    376 U.S. 939
    (1964).    It appears clear to us that the facts over
    which Eagle asserts a privacy interest are fundamentally different from the
    information publicized in these other opinions.   Instead, the situation in
    the case sub judice seems more analogous to circumstances in which courts
    have refused to recognize a legitimate expectation of privacy.        See Nilson
    v. Layton City, 
    45 F.3d 369
    , 372 (10th Cir. 1995)("Criminal activity is .
    . . not protected by the right to privacy."); Holman v. Central Arkansas
    Broadcasting Co., 
    610 F.2d 9
    542, 544 (8th Cir. 1979)("[N]o right to privacy is invaded when state
    officials allow or facilitate publication of an official act such as an
    arrest."); Baker v. Howard, 
    419 F.2d 376
    , 377 (9th Cir. 1969)(holding that
    constitutional right is not implicated even when police officers circulate
    false rumors that person has committed a crime).
    Far from being "inherently private," the details of Eagle's prior
    guilty plea are by their very nature matters within the public domain.
    Accordingly, we decide without hesitation that Eagle has no legitimate
    expectation of privacy in this material.    See Cox Broadcasting Corp. v.
    Cohn, 
    420 U.S. 469
    , 494-95 (1975)("[T]he interests in privacy fade when the
    information involved already appears on the public record."), quoted in
    McNally v. Pulitzer Publishing Co., 
    532 F.2d 69
    , 77 (8th Cir.), cert.
    denied, 
    429 U.S. 855
    (1976).   In reaching this conclusion, we underscore
    that Eagle pleaded guilty to a felony in open court.   The Supreme Court has
    explained:
    A trial is a public event. What transpires in the court room
    is public property. If a transcript of the court proceedings
    had been published, we suppose none would claim that the judge
    could punish the publisher for contempt. . . . Those who see
    and hear what transpired can report it with impunity. There is
    no special perquisite of the judiciary which enables it, as
    distinguished from other institutions of democratic government,
    to suppress, edit, or censor events which transpire in
    proceedings before it.
    Craig v. Harney, 
    331 U.S. 367
    , 374 (1947); see also United States v.
    McNally, 
    485 F.2d 398
    , 402 (8th Cir. 1973)(commenting upon public nature
    of trial), cert. denied, 
    415 U.S. 978
    (1974).   In fact, the concept of open
    and public court proceedings is a foundational hallmark of our republic.
    Cf. U.S. Const. amend. VI (specifying that criminal defendants shall enjoy
    a public trial).   It is evident, then, that Eagle can have virtually no
    expectation of privacy in the events surrounding his guilty plea.       See
    Pulitzer
    10
    
    Publishing, 532 F.2d at 77-78
    (declining to find constitutional violation
    where facts disclosed in newspaper article had also been revealed in open
    court).     By freely admitting his transgression in an intrinsically public
    forum, Eagle acknowledged before all his fellow citizens that he had
    committed a crime against the laws of Arkansas.       He cannot now claim that
    a     subsequent   disclosure   of   this   same   information   constituted   a
    constitutional violation.
    We are unpersuaded by Eagle's contention that this result should
    somehow be different because his criminal record was ultimately expunged.
    We observe initially that state laws, such as Arkansas' expungement
    provisions, do not establish the parameters of constitutional rights, like
    the right to privacy, that are grounded in substantive theories of due
    process.     Bagley v. Rogerson, 
    5 F.3d 325
    , 328-29 (8th Cir. 1993).      Quite
    to the contrary, these precepts achieve their scope from "deeply rooted
    notions of fundamental personal interests derived from the Constitution."3
    
    Nilson, 45 F.3d at 372
    (quotation omitted).        With these thoughts in mind,
    we express our approval of the Tenth Circuit's reasoning in Nilson:
    An expungement order does not privatize criminal activity.
    While it removes a particular arrest and/or conviction from an
    individual's criminal record, the underlying object of
    expungement remains public. Court records and police blotters
    permanently document the expunged incident, and those officials
    integrally involved retain knowledge of the event. An expunged
    arrest and/or conviction is never truly removed from the public
    record and thus is not entitled to privacy protection.
    
    Id. 3 The
    Nilson court continued, and we agree, that "[w]hile
    state statutes and regulations may inform our judgement regarding
    the scope of constitutional rights, they fall far short of the
    kind of proof necessary to establish a reasonable expectation of
    privacy." 
    Nilson, 45 F.3d at 372
    (quotation omitted).
    11
    Just as the judiciary cannot "suppress, edit, or censor events which
    transpire in proceedings before it," 
    Craig, 331 U.S. at 374
    , neither does
    the legislature possess the Orwellian power to permanently erase from the
    public record those affairs that take place in open court.          Actually, we
    doubt this was the intention of the Arkansas General Assembly, for even in
    that state an expunged conviction can be used for certain purposes.             See
    Gosnell v. State, 
    681 S.W.2d 385
    , 386-87 (Ark. 1984)(deciding that an
    expunged conviction can be employed to enhance a person's sentence as a
    habitual offender); cf. Ark. Code Ann. § 16-90-901(b) (Michie Supp.
    1996)("'[E]xpunge'    shall   not   mean    the   physical   destruction   of   any
    records.").    In any event, no governmental body holds the power to nullify
    the historical fact that in 1987 Eagle pleaded guilty to a felony.          Thus,
    notwithstanding the subsequent expungement order, the officers' divulgence
    of this public information does not implicate the constitutional right to
    privacy.    See 
    Nilson, 45 F.3d at 372
    ("The disclosed information itself
    must warrant constitutional protection.").
    We applaud Arkansas' commendable efforts to rehabilitate first time
    offenders, many of whom are probably in their youth, and to return those
    persons to the community without the disgraceful stigma of a criminal
    record.    See 
    Gosnell, 681 S.W.2d at 387
    (discussing legislature's intention
    in passing comparable expungement provision).            By the same token, we
    respect Eagle's endeavors, which appear to have been successful, to put his
    sordid past behind him and resume his life as a productive citizen.         It is
    unfortunate that the JPD officers, in an ignominious attempt to undermine
    Eagle's salary survey results, felt it necessary to publicly trample upon
    another man's reputation.     We must constantly remain aware, however, that
    the Constitution does not provide a remedy for every wrong that occurs in
    society.    Rather, it is a framework for governance that protects those
    rights that are most cherished among free individuals.        At the very least,
    the Constitution cannot act as a shield to protect Eagle from his own
    12
    previous indiscretions.         We therefore reject his attempts to elevate to a
    constitutional violation the officers' disclosure of his criminal history.
    3.     The unjustified computer searches
    Eagle also complains that the officers violated his constitutional
    right to privacy by retrieving, without justification, his criminal record
    from the NCIC and ACIC computer networks.                 We find this to be the most
    troubling aspect of this appeal.                 Years ago, at what might now be
    considered the dawn of the technological revolution, the Supreme Court
    foresaw   on    the   horizon    abuses   that    might    emanate   from   governmental
    collection of vast amounts of personal data.              Whalen v. Roe, 
    429 U.S. 589
    ,
    605 (1977).     Some of the Court's remarks in that case bear repeating today:
    We are not unaware of the threat to privacy implicit in the
    accumulation of vast amounts of personal information in
    computerized data banks or other massive government files. The
    collection of taxes, the distribution of welfare and social
    security benefits, the supervision of public health, the
    direction of our Armed Forces, and the enforcement of the
    criminal laws all require the orderly preservation of great
    quantities of information, much of which is personal in
    character and potentially embarrassing or harmful if disclosed.
    The right to collect and use such data for public purposes is
    typically accompanied by a concomitant statutory or regulatory
    duty to avoid unwarranted disclosures. . . . [I]n some
    circumstances that duty arguably has its roots in the
    Constitution . . . .
    
    Id. (footnote omitted).
            Justice Brennan added:
    [C]ollection and storage of data by the State that is in itself
    legitimate is not rendered unconstitutional simply because new
    technology makes the State's operations more efficient.
    However, as the example of the Fourth Amendment shows, the
    Constitution puts limits not only on the type of information
    the State may gather, but also on the means it may use to
    gather it.    The central storage and easy accessibility of
    computerized data vastly increase the potential for abuse of
    that information, and
    13
    I am not prepared to say that future developments will not
    demonstrate the necessity of some curb on such technology.
    
    Id. at 606-07
    (Brennan, J., concurring).
    We echo these concerns.      It is disquieting to think that the JPD
    employees wasted valuable minutes, time that presumably could have been
    expended in the enforcement of criminal laws, to illicitly procure from
    computer networks incriminatory information about Eagle.       Still, we must
    not forget the type of database accessed in this case.      Eagle has alleged
    that the officers used the ACIC and NCIC systems to search his criminal
    history files.   Regulations on the use of these computer networks provide
    that criminal history information includes "identifiable descriptions and
    notations of arrests, detentions, indictments, informations, or other
    formal criminal charges, and any disposition arising therefrom, sentencing,
    correctional supervision, and release."      28 C.F.R. § 20.3(b) (1995); see
    also ACIC System Regulations § 2(D) (1989)(containing nearly identical
    definition).     Additionally, the Department of Justice has stated that
    criminal history information in the NCIC does not include "[i]ntelligence
    or   investigative   information    (e.g.,    suspected   criminal   activity,
    associates, hangouts, financial information, ownership of property and
    vehicles)."    28 C.F.R. § 20.3(b), appendix at 357-58 (1995).
    As we have discussed earlier in this opinion, the type of information
    contained within these criminal history files is not the sort of data over
    which an individual can successfully assert a right to privacy.      See, e.g.,
    
    Nilson, 45 F.3d at 372
    ("Criminal activity is . . . not protected by the
    right to privacy.").     Because Eagle has no legitimate expectation of
    privacy in the contents of his criminal history file, we cannot agree that
    the officers violated his constitutional right when they engaged in an
    unwarranted search of this material.       Thus, though it is disturbing that
    the officers participated in this sort of activity, Eagle has
    14
    not set forth a viable claim for recourse in this case.        We hope that, in
    the future, officers will be discouraged from similar behavior by the time
    constraints of their jobs and by the possibility of severe criminal
    penalties.4    See, e.g., Ark. Code Ann. § 12-12-212 (Michie 1995)(providing
    that persons who access the ACIC for improper purposes are guilty of a
    felony).
    B.       Municipal Liability
    Before passing upon the merits of the City's appeal, we must again
    answer a jurisdictional question.     Unlike the individual officers, the City
    does not enjoy qualified immunity and cannot invoke the collateral order
    doctrine to justify this appeal from the district court's denial of summary
    judgment.     See Swint v. Chambers County Comm'n, 
    115 S. Ct. 1203
    , 1207-08
    (1995).     The Court in Swint unanimously determined that the Eleventh
    Circuit did not have pendent jurisdiction over a county's interlocutory
    appeal of a district court's refusal to grant summary judgment.           
    Id. at 1207-12.
         Nonetheless, although the Court indicated that interlocutory
    review should be restricted to those types of appeals expressly authorized
    by Congress, it did not completely foreclose the exercise of pendent
    appellate     jurisdiction.     
    Id. at 1209-12.
      The   Court   declined   to
    "definitively or preemptively settle here whether or when it may be proper
    for a court of appeals with jurisdiction over one ruling to review,
    conjunctively, related rulings that are not themselves independently
    appealable."     
    Id. at 1212.
    We have interpreted Swint to allow pendent appellate jurisdiction
    "over claims that are 'inextricably intertwined' with interlocutory appeals
    concerning the defense of qualified
    4
    We note that our decision on this issue is confined to the
    facts of this case. As such, we offer no opinion as to whether a
    mere search of other files, containing information in which a
    person might have a legitimate expectation of privacy, could in
    itself violate this constitutional right.
    15
    immunity."    
    Veneklase, 78 F.3d at 1269
    .          In this case, we have decided that
    the officers' conduct did not violate Eagle's constitutional right to
    privacy.    This conclusion also disposes of Eagle's related claims against
    the City.     See Thelma D. ex rel. Delores A. v. Board of Educ., 
    934 F.2d 929
    , 932 (8th Cir. 1991)(stating that a local governmental entity may be
    liable for an official custom that "causes an individual to suffer a
    constitutional harm"); Roach v. City of Fredericktown, 
    882 F.2d 294
    , 298
    (8th Cir. 1989)(emphasizing that City cannot be liable for failure to train
    unless     there   has    been   "an   underlying      violation    of   the    plaintiff's
    constitutional        rights     by    a   municipal     employee").           Under   these
    circumstances, where our ruling on the merits of the individual employees'
    assertions has necessarily resolved the City's pendent claim, we decide
    that the City's appeal is "inextricably intertwined" with the officers'
    qualified immunity appeal.            See Moore v. City of Wynnewood, 
    57 F.3d 924
    ,
    930   (10th    Cir.      1995)(approving     the    exercise   of    pendent      appellate
    jurisdiction where the court's ruling on the merits of the collateral
    qualified immunity appeal resolved all of the remaining issues presented
    by the pendent appeal).           Having thus established our jurisdiction, we
    reverse the district court's refusal to grant the City's motion for summary
    judgment on Eagle's invasion of privacy claim.5
    C.      Arkansas' Tort of Outrage
    The officers also argue that the district court committed error when
    it refused to grant their motion for summary judgment on Eagle's cause of
    action under Arkansas' tort of outrage.                This state law question is not
    "inextricably intertwined" with the officers' qualified immunity appeal.
    See 
    Swint, 115 S. Ct. at 5
          As a matter of course, then, we reverse as well the
    district court's refusal to grant summary judgment to the
    officers in their official capacities. See Kentucky v. Graham,
    
    473 U.S. 159
    , 166 (1985)("[A]n official-capacity suit is, in all
    respects other than name, to be treated as a suit against the
    entity.").
    16
    1212.    By like measure, review of this otherwise nonappealable decision is
    not "necessary to ensure meaningful review" of the appealable order.    See
    
    id. Therefore, we
    do not have jurisdiction to consider this aspect of the
    appeal.
    III. Conclusion
    We reverse the district court's refusal to grant summary judgment to
    the   officers and the City on Eagle's claim that they violated his
    constitutional right to privacy, we dismiss for want of jurisdiction that
    part of the appeal dealing with pendent state law questions, and we remand
    for further proceedings consistent with this opinion.
    REVERSED IN PART, DISMISSED IN PART, AND REMANDED.
    A true copy.
    Attest:
    CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
    17
    

Document Info

Docket Number: 95-3418

Citation Numbers: 88 F.3d 620

Judges: Arnold, Floyd, Gibson, Magill, Morris, Sheppard

Filed Date: 7/8/1996

Precedential Status: Precedential

Modified Date: 11/5/2024

Authorities (21)

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Craig v. Harney , 331 U.S. 367 ( 1947 )

Angelynn York v. Ron Story and Louis Moreno , 324 F.2d 450 ( 1963 )

randy-roach-v-the-city-of-fredericktown-missouri-and-police-officer , 882 F.2d 294 ( 1989 )

kenneth-d-moore-v-city-of-wynnewood-a-municipal-corporation-david , 57 F.3d 924 ( 1995 )

Rosann C. Scheetz Kenneth L. Scheetz, Jr. v. The Morning ... , 946 F.2d 202 ( 1991 )

Martin McNally v. The Pulitzer Publishing Company and Ted ... , 532 F.2d 69 ( 1976 )

lloyd-p-baker-v-charles-howard-n-r-adkins-michael-j-reynolds-robert , 419 F.2d 376 ( 1969 )

United States v. Martin J. McNally , 485 F.2d 398 ( 1973 )

Hughes Anderson Bagley, Jr., Appellee/cross-Appellant v. ... , 5 F.3d 325 ( 1993 )

Demar Nilson v. Layton City and Rex Brimhall , 45 F.3d 369 ( 1995 )

thelma-d-and-dawn-d-minors-under-14-by-and-through-delores-a-sherrie , 934 F.2d 929 ( 1991 )

Swint v. Chambers County Commission , 115 S. Ct. 1203 ( 1995 )

Johnson v. Jones , 115 S. Ct. 2151 ( 1995 )

UNITED STATES of America v. WESTINGHOUSE ELECTRIC ... , 638 F.2d 570 ( 1980 )

William H. Wade v. Tommy Goodwin, Director of Arkansas ... , 843 F.2d 1150 ( 1988 )

Jane Alexander v. Walter Peffer, City of Omaha, a Municipal ... , 993 F.2d 1348 ( 1993 )

j-gary-sheets-v-salt-lake-county-a-governmental-subdivision-of-the-state , 45 F.3d 1383 ( 1995 )

chris-veneklase-paul-b-mehl-darold-larson-nancy-emmel-jessica-uchtman-v , 78 F.3d 1264 ( 1996 )

Kentucky v. Graham , 105 S. Ct. 3099 ( 1985 )

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