John Arnzen, III v. Charles Palmer , 713 F.3d 369 ( 2013 )

United States Court of Appeals
For the Eighth Circuit
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No. 12-3634
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John W. Arnzen, III; Harold Williams; Galen K. Shaffer; Edward Lee Briggs
lllllllllllllllllllll Appellees
v.
Director Charles Palmer; Jason Smith; Brad Wittrock
lllllllllllllllllllll Appellants
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Appeal from United States District Court
for the Northern District of Iowa
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Submitted: April 8, 2013
Filed: April 22, 2013
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Before BYE, ARNOLD and BENTON, Circuit Judges.
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ARNOLD, Circuit Judge.
Patients at the Iowa Civil Commitment Unit for Sex Offenders (CCUSO) filed
a complaint under 42 U.S.C. § 1983 challenging the placement of video cameras in
CCUSO restrooms, and moved for a preliminary injunction to stop their use. The
district court1 denied the motion as to cameras in the "dormitory style restrooms"
(restrooms with multiple toilets, showers and sinks) but granted a preliminary
injunction ordering that cameras in the "traditional style bathrooms" (bathrooms with
a single toilet, sink, and shower) be pointed at the ceiling or covered with a lens cap.
The administrators of CCUSO appeal and we affirm.
The plaintiffs are civilly and involuntarily committed to CCUSO, a secure
facility meant for the "control, care, and treatment of ... person[s] determined to be
... sexually violent predator[s]." See Iowa Code § 229A.7(7). After a reported sexual
assault and an instance in which "a patient with a serious communicable disease
engaged in consensual sex with another patient whom he did not inform about his
condition," the administrators installed cameras in all bathrooms, including those that
are, as described by the district court, "similar to what people commonly have in their
home with a toilet, shower, and sink in a smaller room." Some of these single-user
restrooms have doors while others have what the administrators describe as "T-
junction[s]" in place of doors. Some with doors can be locked from the outside by
staff but not by users inside the restroom, and two in a non-residential area can be
locked by patients from inside; no rule prohibits multiple patients from being inside
a single-user restroom at the same time. The administrators stated in the district court
that the facility has at least some cameras that record "comings and goings to and
from the restroom but not inside the restroom."
While cameras in the common areas of CCUSO are monitored, those inside the
single-user restrooms are not; instead, they record images that are generally erased
within 14 to 21 days when the system records over them. The recorded images are
"masked" so that most of the subjects' bodies are covered with a black box, though
several senior administrators have the ability to unmask the images if necessary for
1
The Honorable Donald E. O'Brien, United States District Judge for the
Northern District of Iowa.
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an investigation. The plaintiffs assert that the cameras placed in the single-user
bathrooms are an unreasonable violation of their right to privacy, but the
administrators contend that the cameras are needed to ensure the security of those
committed to the institution and that the district court, when granting the injunction,
failed to show sufficient "deference" to their "judgment" as "qualified
professional[s]," see Youngberg v. Romeo, 457 U.S. 307, 322-23 (1982).
We review the district court's grant of a preliminary injunction for an abuse of
discretion and its factual findings for clear error. Barrett v. Claycomb, 705 F.3d 315,
320 (8th Cir. 2013). A district court should evaluate four considerations when
determining whether to issue a preliminary injunction: the threat of irreparable harm
to the movant, the balance between this harm to the movant and the harm an
injunction will cause other parties, the probability that the movant will prevail on the
merits, and the public interest. Roudachevski v. All-American Care Ctrs., Inc.,
648 F.3d 701, 706 (8th Cir. 2011).
Because the probability of "[s]uccess on the merits has been referred to as the
most important of the four factors," see id., we consider it first. The Fourth
Amendment protects persons against unreasonable searches and seizures by the
government. See, e.g., Brigham City v. Stuart, 547 U.S. 398, 403 (2006). The
administrators contend that no search or seizure occurs if nobody views the video
images (though the record shows that they have viewed some of the videos in the
past) and, if there is a search or seizure here, it plainly meets the Fourth Amendment
reasonableness requirements.
A search occurs under the Fourth Amendment when, as relevant here, "the
government violates a subjective expectation of privacy that society recognizes as
reasonable." Kyllo v. United States, 533 U.S. 27, 31-33 (2001); see also United
States v. Jones, 132 S. Ct. 945, 950 (2012). "[I]nvoluntarily civilly committed
persons retain the Fourth Amendment right to be free from unreasonable searches that
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is analogous to the right retained by pretrial detainees." Beaulieu v. Ludeman,
690 F.3d 1017, 1028 (8th Cir. 2012). Although the expectation of privacy shared by
involuntarily civilly committed persons and pretrial detainees is of a "diminished
scope," see Bell v. Wolfish, 441 U.S. 520, 559 (1979), neither our court nor the
Supreme Court has ever outlined exactly what expectation of privacy these persons
reasonably have, outside of our holding that detainees do not have a reasonable
expectation of privacy in their jail cells, see United States v. Hogan, 539 F.3d 916,
923 (8th Cir. 2008). We believe, though, that single-person bathrooms (intended for
functions " 'traditionally shielded by great privacy' ") are inherently different from
cells, and that a civilly committed person has a reasonable expectation of privacy in
a single-person bathroom when there is no immediate indication that it is being used
for purposes other than those ordinarily associated with bathroom facilities. See
Vernonia School Dist. 47J v. Acton, 515 U.S. 646, 658 (1995) (quoting Skinner v.
Railway Labor Executives' Assoc., 489 U.S. 602, 626 (1989)); cf. United States v.
Hill, 393 F.3d 839, 841 (8th Cir. 2005). We therefore believe that by capturing
images of patients while they occupy single-user bathrooms, CCUSO violated its
patients' reasonable expectation of privacy, thus conducting a search under the Fourth
Amendment, irrespective of whether there is some chance that those images will not
be viewed, see Kyllo, 533 U.S. at 31-33.
After we determine that the government's action is indeed a search, as we did
here, we apply a so-called "balancing test" to determine whether the search or seizure
of involuntarily committed individuals is reasonable, considering the " 'scope of the
particular intrusion, the manner in which it is conducted, the justification for initiating
it, and the place in which it is conducted.' " See Serna v. Goodno, 567 F.3d 944, 949
(8th Cir. 2009), cert. denied, 130 S. Ct. 465 (2009) (quoting Bell, 441 U.S. at 559).
We "must defer to the judgment of correctional officials unless the record contains
substantial evidence showing their policies are an unnecessary or unjustified response
to problems of institutional security." Beaulieu, 690 F.3d at 1029 (internal quotation
marks and citation omitted).
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The administrators point to our precedents allowing strip searches of civilly
committed individuals for the purpose of finding contraband, see id. at 1027-30;
Serna, 567 F.3d 947-48, 952-56, and argue that their placement of the video cameras
in the current circumstances is as necessary and justified as the strip searches in those
cases. But the justification for those searches is quite different from the one offered
for the video cameras here. In the cases the administrators rely on, the searches were
meant to prevent dangerous contraband from entering the facilities, an immediate risk
that was most easily prevented by strip searches. And we cautioned in Serna that if
"the triggering evidence had been a prohibited but relatively benign object, ... it
would have seemed, on balance, less reasonable to move quickly towards a method
of searching that is so highly and personally invasive," id. at 951. Here, however,
neither the "triggering evidence" nor the means to prevent its harms are analogous to
those in the earlier cases. Although unmonitored cameras may sometimes deter illicit
behavior and help with investigations, they do not provide the administrators with
immediate alerts concerning patient safety or directly prevent assaults or dangerous
acts. They are instead an after-the-fact investigative tool: By the time the video is
viewed, the harm has already happened.
While we do not "strictly apply a 'less intrusive means' test" for searches, see
Beaulieu, 690 F.3d at 1029, we consider the availability of less intrusive techniques
when assessing the reasonableness of a challenged procedure, see Serna, 567 F.3d.
at 955. Here we are confident that there are less intrusive methods that the
administrators can use to prevent various illicit activities by patients. As the district
court suggested, and the administrators concede, allowing the doors of the bathrooms
to be locked from the interior could significantly reduce the risk of assaults. The
administrators contend that allowing patients to lock the doors would do "nothing to
address sexual acting out," reduce the ability of staff to monitor the bathrooms, and
could delay medical assistance should a patient harm himself. We think that these
assertions are unavailing. The staff can have keys to unlock the bathrooms, and we
do not see how their having to unlock the door, rather than just opening it, will make
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monitoring the bathroom interiors significantly harder for the staff or create a delay
in responding to medical emergencies. We also believe that the bathrooms that use
"T-junctions" rather than doors, which are presumably easier to monitor (both
visually and aurally), are also amenable to less-intrusive safety measures, such as a
rule-change prohibiting multiple users from entering the restroom at the same time.
Because the cameras in the "common areas" are monitored in real time, we think that
a policy that would have staff investigate immediately when more than one person
enters a single-user restroom would help prevent both assaults and consensual
activities more efficiently than relying on the deterrence function of the cameras that
are not monitored. We therefore see no error in the district court's determination that
the plaintiffs showed the requisite probability of success on their Fourth Amendment
claim.
We conclude, moreover, that the district court did not clearly err, see Rogers
Group, Inc. v. City of Fayetteville, Ark., 629 F.3d 784, 790 (8th Cir. 2010), by finding
that the plaintiffs established a threat of irreparable harm. "In order to demonstrate
irreparable harm, a party must show that the harm is certain and great and of such
imminence that there is a clear and present need for equitable relief." Iowa Utilities
Bd. v. F.C.C., 109 F.3d 418, 425 (8th Cir. 1996). In their affidavits, the plaintiffs aver
that the placement of the cameras cause them several kinds of irreparable harm: In
addition to experiencing the general discomfort and embarrassment that might be
expected from having a camera placed in the bathroom, the plaintiffs say that they are
uniquely sensitive to the camera placement as several of them suffered significant
sexual abuse during their lives and that having the cameras in these bathrooms
interferes with their treatment and thus their potential release from civil commitment.
After reviewing the affidavits, the district court found that the plaintiffs had
"persuasively report[ed] significant on-going trauma and distress related to the
placement of cameras in their bathrooms, which they, in sometimes eloquent and
disturbing detail, equate with their previous experiences of victimization."
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The district court also determined that the patients' interests in this case
outweighed injuries that the injunction would inflict on other parties. The
administrators contend that the injunction reduces patient safety in the CCUSO and
assert that the district court did not give enough weight to their interest in preventing
consensual sexual encounters among the patients. The administrators also suggest
that there are no other reasonably effective safety measures than the video cameras.
But we note again that while they might deter unsafe behaviors, the video cameras
provide no immediate safety alert to the administrators and only provide evidence of
past infractions. And, as we have already pointed out, we are confident that the
administrators can find less-intrusive methods to protect the patients' safety. While
we recognize the important interests in upholding the rules of the CCUSO, including
its prohibition on sexual activity, the district court did not abuse its discretion in its
balancing.
We must also consider how an injunction would affect the public interest.
There is certainly a "significant" public interest in keeping these types of institutions
"safe and orderly." See Serna, 567 F.3d at 954 (internal quotation marks and citation
omitted). But we discern no error in the district court's determination that in the
circumstances of this case there is a greater public interest in protecting the Fourth
Amendment rights of the patients and their "personal privacy and dignity against
unwarranted intrusion by the State," see Schmerber v. California, 384 U.S. 757, 767
(1966).
For the reasons indicated, we conclude that the district court did not abuse its
discretion in granting a preliminary injunction, and we affirm.
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