United States v. Christopher Holmes ( 2023 )

United States Court of Appeals
For the Eighth Circuit
___________________________
No. 22-3040
___________________________
United States of America
Plaintiff - Appellee
v.
Christopher M. Holmes
Defendant - Appellant
____________
Appeal from United States District Court
for the Western District of Missouri - Springfield
____________
Submitted: September 22, 2023
Filed: December 7, 2023
____________
Before SHEPHERD, KELLY, and STRAS, Circuit Judges.
____________
SHEPHERD, Circuit Judge.
Christopher M. Holmes received a mandatory life sentence for his
involvement in a narcotics-distribution ring, but he was resentenced to 240 months’
imprisonment under the First Step Act. He now appeals, alleging that the district
court1 committed procedural error and imposed a substantively unreasonable
sentence. Having jurisdiction under 28 U.S.C. § 1291, we affirm.
I.
Following a DEA investigation, a grand jury indicted Holmes for his role in a
cocaine-distribution enterprise in the Springfield-Branson, Missouri area. A jury
found him guilty of: (1) conspiracy to distribute five kilograms or more of cocaine,
to manufacture 280 grams or more of cocaine base, and to distribute 280 grams or
more of cocaine base, in violation of 21 U.S.C. §§ 841(a)(1) and 846; (2) possession
of cocaine with the intent to distribute, in violation of §§ 841(a)(1) and (b)(1)(C);
and (3) possession of a firearm by a convicted felon, in violation of 18 U.S.C. §§
922(g) and 924(a)(2). Holmes was subject to a mandatory life sentence under 21
U.S.C. § 841(b)(1)(A) (2012) on the conspiracy count due to two prior drug
convictions, but he later obtained habeas relief and an order of resentencing after the
First Step Act amended § 841’s sentencing-enhancement provisions. Holmes v.
Hudson, No. 19 C 50154, 2020 WL 5530116 (N.D. Ill. Sept. 15, 2020).
The United States Probation Office prepared a resentencing addendum to the
original Presentence Investigation Report (PSR). The addendum assigned a total
offense level of 36 and a criminal history category of IV, which yielded a United
States Sentencing Guidelines range of 262 to 327 months’ imprisonment. At
resentencing, Holmes lodged a Blakely 2 objection to the PSR’s drug-quantity
1
The Honorable M. Douglas Harpool, United States District Judge for the
Western District of Missouri.
2
Blakely v. Washington, 542 U.S. 296, 301, 303 (2004) (reaffirming the
holding of Apprendi v. New Jersey, 530 U.S. 466, 490 (2000), that “[o]ther than the
fact of a prior conviction, any fact that increases the penalty for a crime beyond the
prescribed statutory maximum must be submitted to a jury, and proved beyond a
reasonable doubt,” and clarifying that the “‘statutory maximum’ for Apprendi
purposes is the maximum sentence a judge may impose solely on the basis of the
facts reflected in the jury verdict or admitted by the defendant”).
-2-
calculation of 50 to 150 kilograms of cocaine derived from his involvement in the
conspiracy, arguing that the jury found him guilty of conspiring to distribute only
five or more kilograms of cocaine. He additionally submitted that the PSR
erroneously assigned three criminal-history points for a previous weapons
conviction, as the Illinois felon-in-possession statute under which he was convicted
was unconstitutional. The district court overruled both objections, stating that a
drug-quantity calculation for purposes of sentencing should examine the totality of
the conspiratorial conduct and that the Illinois felon-in-possession statute was valid
law.
The district court then sentenced Holmes to 240 months’ imprisonment, which
represented a downward variance from the Guidelines range. In imposing the
sentence, the district court first discussed the nature of the offense and the significant
role that Holmes played in the conspiracy as a “substantial player” and “executive
director of operations,” opining on the destruction that cocaine distribution wreaks
on families and communities. It then addressed Holmes’s arguments for
a statutory-minimum sentence of 120 months’ imprisonment—namely, that such a
sentence would be commensurate with the sentences of co-conspirators and was
appropriate given his strong rehabilitative potential and family support—
commenting favorably on Holmes’s participation in a work program and attainment
of a GED while in prison and remarking that Holmes was fortunate to have support
from his family, which was a “positive step.”
Ultimately, the district court found that Holmes deserved a lengthier sentence
than other co-conspirators due to his outsized role in the distribution ring, refusal to
take responsibility, and lengthy criminal history, all of which indicated a lack of
respect for the law. The district court concluded:
I ended up giving you a sentence below the Guideline[,] but I would
have given exactly the same sentence no matter how I ruled on the
objections. Because of the nature of the conspiracy and your
participation in it and your criminal history[,] I think a 240-month
sentence is very fair to you compared to what I give other people for
-3-
similar crimes, and obviously it’s way different than what you were
facing otherwise.
II.
Holmes now appeals, alleging that the district court committed procedural
error by miscalculating the Guidelines range and by failing to adequately explain its
sentence. He also challenges the sentence as substantively unreasonable. “We
review a district court’s sentence in two steps: first, we review for significant
procedural error; and second, if there is no significant procedural error, we review
for substantive reasonableness.” United States v. Kistler, 70 F.4th 450, 452 (8th Cir.
2023) (citation omitted).
A.
In his first point on appeal, Holmes renews his objections to the PSR and
asserts that the district court erred by: (1) attributing to him a drug quantity of 50-150
kilograms of cocaine rather than five or more kilograms of cocaine as established by
the jury’s verdict; and (2) assigning three criminal-history points for an
unconstitutional Illinois weapons conviction. “‘Procedural error’ includes ‘failing
to calculate (or improperly calculating) the Guidelines range, treating the Guidelines
as mandatory, failing to consider the § 3553(a) factors, selecting a sentence based
on clearly erroneous facts, or failing to adequately explain the chosen sentence—
including an explanation for any deviation from the Guidelines range.’” United
States v. Feemster, 572 F.3d 455, 461 (8th Cir. 2009) (en banc) (quoting Gall v.
United States, 552 U.S. 38, 51 (2007)).
The Government contends that any purported error the district court made in
calculating the Guidelines range is harmless. See Fed. R. Crim. P. 52(a). We agree.
It is well-established that even “significant procedural error can be harmless.”
United States v. Neri, 73 F.4th 984, 988 (8th Cir. 2023) (citation omitted). In this
vein, any error resulting from an incorrect calculation of the Guidelines is harmless
“when the district court indicates it would have alternatively imposed the same
-4-
sentence even if a lower guideline range applied.” United States v. Hamilton, 929
F.3d 943, 948 (8th Cir. 2019) (citation omitted). Of course, a district court cannot
cure a potential Guidelines-calculation error by issuing a “blanket statement” that
the sentence is fair. United States v. Icaza, 492 F.3d 967, 971 (8th Cir. 2007).
Rather, it should “specifically identif[y] the contested issue and potentially
erroneous ruling, set[] forth an alternative holding supported by the law and record
in the case, and adequately explain[] its alternative holding.” United States v. Sayles,
674 F.3d 1069, 1072 (8th Cir. 2012).
Here, the district court specifically identified and overruled Holmes’s
objections but stated that “I would have given exactly the same sentence no matter
how I ruled on the objections.” The district court also provided a lengthy alternative
explanation for its sentence using the sentencing factors enumerated in 18 U.S.C.
§ 3553(a), noting that the harmful nature of the conspiracy and Holmes’s
involvement in its operation, along with his significant criminal history, warranted
240-months’ imprisonment. We have previously found that similar explanations
rendered a purported error harmless. See, e.g., Neri, 73 F.4th at 988 (finding
harmless error where the district court stated that “even if I had sustained some or
all of [the defendant]’s objections, I would have still imposed the same sentence,”
and then discussed the § 3553(a) factors, including the nature and circumstances of
the offense and the defendant’s criminal history); United States v. Thigpen, 848 F.3d
841, 844 (8th Cir. 2017) (finding harmless error where the district court remarked
that its Guidelines computation did “not affect or change in any way my
determination that the sentence . . . is sufficient but not greater than necessary to
achieve the goals of sentencing” given the defendant’s criminal history and the
nature and circumstances of the offense); United States v. LaRoche, 700 F.3d 363,
365 (8th Cir. 2012) (finding harmless error where the district court identified the
contested issue and “reached its ‘own independent determination of what is
appropriate’ in light of the § 3553(a) factors”). Accordingly, any alleged procedural
error is harmless, and we need not reach the merits of Holmes’s arguments. See
Neri, 73 F.4th at 988.
-5-
B.
Holmes next asserts that the district court failed to adequately explain its
sentence or consider his arguments for a downward variance pursuant to the
§ 3553(a) factors. Because he did not raise this objection at sentencing, we review
his forfeited challenge only for plain error. United States v. Chavarria-Ortiz, 828
F.3d 668, 671 (8th Cir. 2016). To prevail, Holmes must show: (1) an error; (2) that
is plain; (3) and that affects substantial rights. United States v. Moore, 565 F.3d 435,
437 (8th Cir. 2009). And the error must be of such magnitude that it “seriously
affects the fairness, integrity, or public reputation of judicial proceedings.” United
States v. Phelps, 536 F.3d 862, 865 (8th Cir. 2008) (quoting Johnson v. United
States, 520 U.S. 461, 467 (1997)).
The district court did not err, much less plainly so, in explaining Holmes’s
sentence. “After settling on the appropriate sentence, [a district court] must
adequately explain the chosen sentence to allow for meaningful appellate review and
to promote the perception of fair sentencing.” United States v. Butler, 743 F.3d 645,
647 (8th Cir. 2014) (alteration in original) (quoting Gall, 552 U.S. at 50). In doing
so, however, the district court need only “set forth enough to satisfy the appellate
court that [it] has considered the parties’ arguments and has a reasoned basis for
exercising [its] own legal decisionmaking authority.” Rita v. United States, 551 U.S.
338, 356 (2007). To this end, “not every reasonable argument advanced by a
defendant requires a specific rejoinder by the judge.” United States v. Gray, 533
F.3d 942, 944 (8th Cir. 2008).
Here, after overruling Holmes’s objections to the PSR, the district court
allowed each party to orally supplement their briefs regarding an appropriate
sentence. The district court then responded to each of Holmes’s arguments for a
downward variance, stating that “[t]here are things about your post-incarceration
rehabilitation that are positive” and “show potential,” including Holmes’s
participation in a prison work program and attainment of a GED, and further
remarking that Holmes was “fortunate to have . . . family support” and a relationship
-6-
with his children. In all, the district court found that a 120-month sentence was
inadequate because Holmes had three prior offenses and was a “large player” in the
distribution ring.
When “[t]he record shows that the court listened to the parties’
arguments and determined that the circumstances did not warrant a
downward variance,” we find no error (much less plain) if there is
“nothing to suggest a reasonable probability that the district court
would have imposed a more lenient sentence if the court had elected to
discuss the appropriateness of the sentence at greater length.”
United States v. Parker, 871 F.3d 590, 608 (8th Cir. 2017) (citation omitted). The
district court meticulously set forth the basis for its sentence after considering the
parties’ arguments; it indeed varied downward, but simply not to the extent that
Holmes preferred. We accordingly find no error.
We also reject Holmes’s broader assertion that the district court failed to
“seriously” consider any of the § 3553(a) factors, as this contention belies the record.
“Nothing in § 3553(a) or in the Booker remedy opinion requires ‘robotic
incantations’ that each statutory factor has been considered.” United States v. Ortiz,
636 F.3d 389, 395 (8th Cir. 2011) (citation omitted). Rather, “[a]ll that is generally
required to satisfy the appellate court is evidence that the district court was aware of
the relevant factors.” United States v. Miller, 557 F.3d 910, 917 (8th Cir. 2009)
(citation omitted).
Here, the district court acknowledged its obligation to impose a sentence
“which is sufficient but not greater than necessary to meet the objectives of our
sentencing laws” and then indicated its intention to discuss “the factors that are
relevant to sentencing . . . in the law at Title 18, Section 3553(a).” What followed
was an application of the relevant § 3553(a) factors sufficient to provide for
meaningful appellate review. Gall, 552 U.S. at 50. The district court laid out in
detail the severity and destructiveness of cocaine distribution and discussed
Holmes’s substantial participation in the conspiracy, extensive criminal history, and
-7-
general lack of respect for the law. The district court ultimately found that a
240-month sentence was fair and commensurate with the sentences that it had
imposed on similarly situated defendants. Moreover, the district court not only had
the PSR before it, which “contain[ed] extensive information regarding [Holmes], his
history and characteristics, the nature and circumstances of the offense, the kinds of
sentences available, and a recommended advisory sentencing guidelines range, all
of which are factors under § 3553(a),” but it also varied downward, which dispels
any “doubt the district court was aware of, and indeed considered and applied” the
relevant sentencing factors. United States v. Bevins, 848 F.3d 835, 840-41 (8th Cir.
2017) (first alteration in original) (citation omitted).
C.
We now review the substantive reasonableness of Holmes’s sentence under a
deferential abuse-of-discretion standard. United States v. Ayres, 929 F.3d 581, 583
(8th Cir. 2019). A district court abuses its discretion when it “fails to consider a
relevant and significant factor, gives significant weight to an irrelevant or improper
factor, or considers the appropriate factors but commits a clear error of judgment in
weighing those factors.” United States v. Doerr, 42 F.4th 914, 918 (8th Cir. 2022)
(citation omitted). “[I]t will be the unusual case when we reverse a district court
sentence—whether within, above, or below the applicable Guidelines range—as
substantively unreasonable.” Feemster, 572 F.3d at 464 (citation omitted).
Holmes’s briefing on this point is largely duplicative of his procedural-error
claims, but, in essence, he asserts that the district court failed to make an
individualized assessment using the § 3553(a) factors and thus afforded too much
weight to his criminal history while undervaluing his post-incarceration efforts
toward rehabilitation. The result of this error, according to Holmes, was a sentence
that was greater than necessary to achieve the statutory purposes of § 3553(a). This
argument is without merit.
-8-
As discussed above, the district court provided a thorough explanation
applying the relevant § 3553(a) factors to its sentencing decision. In doing so, the
district court expressed its approval of Holmes’s rehabilitative efforts while in
prison. But it found that Holmes’s frequent “battles with the law” outweighed any
mitigating factors, stating that “the essence of society, like it or not, is respect for the
law,” and that Holmes must accordingly strive to “live within the law.” It then
rejected Holmes’s requested sentence of 120 months’ imprisonment as “too low and
not fair,” but it nonetheless varied downward from the Guidelines range by 22
months. While Holmes wishes that the district court would have afforded more
weight to the mitigating circumstances in this case, his mere dissatisfaction in this
regard does not indicate that the district court abused its considerable discretion in
weighing the relevant § 3553(a) factors. United States v. Wickman, 988 F.3d 1065,
1067 (8th Cir. 2021). Therefore, upon finding no abuse of discretion, we conclude
that the district court imposed a substantively reasonable sentence.
III.
The judgment of the district court is affirmed.
______________________________
-9-