Julius Bradford v. Calvin Johnson ( 2022 )


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  •                            NOT FOR PUBLICATION                           FILED
    UNITED STATES COURT OF APPEALS                        FEB 2 2022
    MOLLY C. DWYER, CLERK
    U.S. COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    JULIUS BRADFORD,                                No.    21-16279
    Petitioner-Appellee,            D.C. No.
    2:13-cv-01784-RFB-EJY
    v.
    CALVIN JOHNSON; ATTORNEY                        MEMORANDUM*
    GENERAL FOR THE STATE OF
    NEVADA,
    Respondents-Appellants.
    JULIUS BRADFORD,                                No.    21-16373
    Petitioner-Appellant,           D.C. No.
    2:13-cv-01784-RFB-EJY
    v.
    CALVIN JOHNSON; ATTORNEY
    GENERAL FOR THE STATE OF
    NEVADA,
    Respondents-Appellees.
    Appeal from the United States District Court
    for the District of Nevada
    Richard F. Boulware II, District Judge, Presiding
    Argued and Submitted January 14, 2022
    *
    This disposition is not appropriate for publication and is not precedent
    except as provided by Ninth Circuit Rule 36-3.
    San Francisco, California
    Before: GOULD, NGUYEN, and BENNETT, Circuit Judges.
    Julius Bradford, a Nevada prisoner, filed a federal habeas petition alleging
    seventeen claims. “Ground 2” alleged that even though his trial counsel in the
    “Zambrano-Lopez case” had advised him to accept the State’s plea offer, trial
    counsel rendered ineffective assistance by failing to advise him that he could face
    the death penalty in the “Limongello case” if he rejected the plea offer.1 The State
    appeals from the district court’s order granting habeas relief on Ground 2, and
    Bradford appeals from the district court’s order denying as moot the remaining
    claims in his petition.
    We have jurisdiction under 
    28 U.S.C. §§ 1291
     and 2253. In No. 21-16279,
    we hold that the district court had jurisdiction over Ground 2 under 
    28 U.S.C. § 2254
    (a), but we reverse the grant of habeas relief on Ground 2. In No. 21-16373,
    we reverse the district court’s order denying as moot the remaining claims in
    Bradford’s petition and remand for the district court to consider the merits of the
    remaining claims. Because the parties are familiar with the facts, we do not
    recount them here, except as necessary to provide context to our rulings.
    1
    The “Zambrano-Lopez case” refers to the state case in which Bradford is now
    serving a 40 years to life sentence for murdering Benito Zambrano-Lopez. The
    “Limongello case” refers to the pending state case against Bradford, in which he
    has been charged with murdering Anthony Limongello. The plea offer would have
    resolved both cases.
    2
    1.   The jurisdictional requirements under § 2254(a) are (1) the petitioner
    is “in custody pursuant to the judgment of a State court,” and (2) the petition
    challenges that custody “only on the ground that [the petitioner] is in custody in
    violation of the Constitution or laws or treaties of the United States.” 
    28 U.S.C. § 2254
    (a); see also Dominguez v. Kernan, 
    906 F.3d 1127
    , 1136 (9th Cir. 2018).
    Under the second requirement, there must also be “a nexus between the petitioner’s
    claim and the unlawful nature of the custody.” Bailey v. Hill, 
    599 F.3d 976
    , 980
    (9th Cir. 2010). These jurisdictional requirements have been met as to Ground 2.
    First, Bradford is in custody pursuant to the state court judgment entered in the
    Zambrano-Lopez case. Second, Ground 2 challenges that custody by alleging that
    Bradford would have accepted the plea offer, which would have altered his custody
    in the Zambrano-Lopez case. Under the plea offer, Bradford would have received
    a lower prison sentence in the Zambrano-Lopez case. Finally, Ground 2 alleges
    that but for trial counsel’s ineffectiveness, Bradford would have received a lower
    prison sentence in the Zambrano-Lopez case and would have pleaded guilty to
    second-degree murder instead of being convicted of first-degree murder. Thus,
    there is a nexus between Ground 2 and Bradford’s custody in the Zambrano-Lopez
    case.
    2.   Ground 2 is subject to procedural default, as Bradford raised it for the
    first time in his third state habeas petition and the state courts ruled that it was
    3
    procedurally barred. The district court determined that the procedural default was
    excused under Martinez v. Ryan, 
    566 U.S. 1
     (2012), and granted habeas relief on
    Ground 2.
    Under Martinez, Bradford must show, among other things, prejudice—that
    there is “a reasonable probability that the trial-level [ineffective assistance of
    counsel claim, i.e., Ground 2,] would have succeeded had it been raised” by his
    post-conviction counsel.2 Runningeagle v. Ryan, 
    825 F.3d 970
    , 982 (9th Cir.
    2016). Thus, he must show that his trial counsel performed deficiently, and that he
    was prejudiced by trial counsel’s deficient performance under the standards of
    Strickland v. Washington, 
    466 U.S. 668
     (1984). See Runningeagle, 825 F.3d at
    982, 984–88. To satisfy Strickland’s prejudice prong, Bradford “must show the
    outcome of the plea process would have been different with competent advice.”
    Lafler v. Cooper, 
    566 U.S. 156
    , 163 (2012). This means that he must show, among
    other things, a reasonable probability that he would have accepted the plea offer
    had his counsel provided competent advice. See 
    id. at 164, 171
    .3
    The district court found that Bradford would have accepted the plea offer
    2
    Because we hold that Bradford was not prejudiced by his post-conviction
    counsel’s failure to raise Ground 2, we need not and do not decide whether
    Bradford’s post-conviction counsel was deficient in failing to raise Ground 2. See
    Runningeagle v. Ryan, 
    825 F.3d 970
    , 982 (9th Cir. 2016) (showing of deficient
    performance by post-conviction counsel is also required under Martinez).
    3
    We assume arguendo that Bradford’s trial counsel was deficient under Strickland.
    4
    had his counsel advised him that the State could seek the death penalty in the
    Limongello case. This finding appears to have been based solely on Bradford’s
    testimony at the evidentiary hearing before the district court. Such self-serving
    statements, however, are insufficient on their own. See Turner v. Calderon, 
    281 F.3d 851
    , 881 (9th Cir. 2002) (“Turner’s self-serving statement, made years later,
    that [his counsel] told him that ‘this was not a death penalty case’ is insufficient to
    establish that Turner was unaware of the potential of a death verdict. If the rule
    were otherwise, every rejection of a plea offer, viewed perhaps with more clarity in
    the light of an unfavorable verdict, could be relitigated upon the defendant’s later
    claim that had his counsel better advised him, he would have accepted the plea
    offer.” (citations omitted)). Further, based on our review of the entire record, we
    are “left with the definite and firm conviction that a mistake has been committed.”
    United States v. U.S. Gypsum Co., 
    333 U.S. 364
    , 395 (1948).
    Objective record evidence contradicts Bradford’s after-the-fact testimony.
    At a preliminary hearing in the Zambrano-Lopez case (before the State made the
    plea offer), the prosecutor stated in Bradford’s presence that the State intended to
    charge him with murdering Limongello and that the death penalty was possible in
    that case. In addition, Bradford’s testimony was internally inconsistent. He
    testified that he did not know that the maximum penalty in the Limongello case
    could be death. But he also testified that he knew that the State suspected him of
    5
    murdering Limongello, and when the State made the plea offer, he generally knew
    that death was a possible penalty for murder. Indeed, he testified that he “gr[e]w
    up knowing that [murder is] pretty much the only thing you get the death penalty
    for.” Thus, Bradford knew that a death sentence was possible in the Limongello
    case.
    The objective evidence and Bradford’s own testimony show that the very
    information that Bradford now claims would have made a difference—that he
    could face the death penalty in the Limongello case—made no difference. When
    the plea offer was made, Bradford knew that he could face the death penalty in the
    Limongello case, yet he chose to reject the plea offer his counsel urged him to
    accept. In other words, given what Bradford knew when the State made the plea
    offer, his after-the-fact assertion that he would have accepted it but for his
    counsel’s deficient performance is implausible. See Jones v. Wood, 
    114 F.3d 1002
    ,
    1012 (9th Cir. 1997) (“Jones’s contention that he would have ‘cut his losses’ and
    accepted the plea offer if he believed it was open to him, is implausible in light of
    what Jones knew at the time the offer was made.”). The district court clearly erred
    in reaching a contrary finding.4 See Anderson v. City of Bessemer City, 
    470 U.S. 564
    , 575 (1985).
    4
    The district court made no attempt to reconcile Bradford’s self-serving statement
    with his contradictory testimony or the conflicting objective evidence.
    6
    Because the evidence fails to show that Bradford would have accepted the
    plea offer had his counsel provided competent advice, there is no reasonable
    probability that Ground 2 would have succeeded had it been raised by his post-
    conviction counsel. Bradford has thus failed to show that Ground 2 is excused
    from procedural default under Martinez. We therefore reverse the district court’s
    grant of relief on Ground 2.5
    3.     Bradford and the State agree that the district court erred in denying as
    moot the remaining claims in his petition. We agree and remand those claims for
    the district court’s consideration.
    No. 21-16279: REVERSED.
    No. 21-16373: REVERSED and REMANDED.
    5
    Given our disposition, we need not and do not reach whether the district court
    imposed an inappropriate remedy by ordering the State to remake the plea offer.
    7