Center for Biological Diversity ( 2005 )


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  •                   FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    CENTER FOR BIOLOGICAL DIVERSITY,        
    a nonprofit corporation; CENTRAL
    AZ PADDLERS CLUB,
    Plaintiffs-Appellants,
    v.                           No. 02-16201
    ANN M. VENEMAN, Secretary of the                D.C. No.
    United States Department of                CV 01-00477 WDB
    Agriculture; DALE BOSWORTH,                   ORDER AND
    Chief of United States Forest                  AMENDED
    Service; ELEANOR TOWNS, Regional                OPINION
    Forester, United States Forest
    Service, Region Three; UNITED
    STATES FOREST SERVICE,
    Defendants-Appellees.
    
    Appeal from the United States District Court
    for the District of Arizona
    William D. Browning, District Judge, Presiding
    Argued and Submitted
    March 11, 2003—San Francisco, California
    Filed July 7, 2003
    Opinion Withdrawn and
    Amended Opinion Filed January 7, 2005
    Before: Alfred T. Goodwin, A. Wallace Tashima, and
    Kim McLane Wardlaw, Circuit Judges.
    Opinion by Judge Tashima
    211
    214      CENTER FOR BIOLOGICAL DIVERSITY v. VENEMAN
    COUNSEL
    Matthew K. Bishop, Western Environmental Law Center,
    Taos, New Mexico, for the plaintiffs-appellants.
    Anna T. Katselas, U.S. Department of Justice, Environment &
    Natural Resources Division, Washington, D.C., for the
    defendants-appellees.
    ORDER
    Federal appellees’ petition for panel rehearing is granted.
    The opinion filed July 7, 2003, and reported at 
    335 F.3d 849
    ,
    is withdrawn and replaced by the amended opinion filed con-
    currently with this order.
    OPINION
    TASHIMA, Circuit Judge:
    In our previous opinion, we held that the district court had
    jurisdiction to review the claims of the Center for Biological
    Diversity and Central Arizona Paddlers Club (together the
    “Center”) under § 706(1) of the Administrative Procedure Act
    (“APA”), 
    5 U.S.C. § 706
    (1), because (1) under the Wild and
    Scenic Rivers Act (“WSRA”), 
    16 U.S.C. § 1276
    (d)(1), the
    United States Forest Service (“Forest Service”) had a manda-
    tory duty to consider potentially eligible rivers in planning for
    CENTER FOR BIOLOGICAL DIVERSITY v. VENEMAN          215
    the use and development of land resources, and (2) the Forest
    Service failed to act pursuant to this mandatory duty. Ctr. for
    Biological Diversity v. Veneman, 
    335 F.3d 849
    , 857 (9th Cir.
    2003). Our conclusion relied on our holding in Montana Wil-
    derness Association, Inc. v. United States Forest Service, 
    314 F.3d 1146
     (9th Cir. 2003), that the Forest Service’s duty to
    maintain potential wilderness study areas in their presently
    existing wilderness character under the Montana Wilderness
    Study Act was a nondiscretionary, mandatory duty that the
    Service could be compelled to carry out under § 706(1) of the
    APA. Id. at 1151.
    After our opinion was filed, the Supreme Court held in
    Norton v. Southern Utah Wilderness Alliance, 
    124 S. Ct. 2373
    (2004) (“SUWA”), that a claim under § 706(1) “can proceed
    only where a plaintiff asserts that an agency failed to take a
    discrete agency action that it is required to take.” Id. at 2379.
    The Court also vacated Montana Wilderness, on which we
    relied extensively in reaching our decision in this case, and
    remanded that case to this court for further consideration in
    light of SUWA. Veneman v. Mont. Wilderness Ass’n, Inc., 
    124 S. Ct. 2870
    , 2870 (2004). Because the Court explained in
    SUWA that a “failure to consider” certain issues while plan-
    ning for the use and development of land resources is not a
    failure to take discrete agency action, as required for standing
    under § 706(1), we now conclude that the Center has not
    alleged a failure to take a discrete agency action.
    We have jurisdiction under 
    28 U.S.C. § 1291
    , and we hold
    that the district court did not err in granting the Forest Ser-
    vice’s motion to dismiss for lack of standing. We reverse,
    however, the district court’s denial of the Center’s motion for
    leave to amend, and remand with instructions to permit the
    Center to amend its complaint.
    BACKGROUND
    The WSRA created a national system of free-flowing rivers
    to be permanently administered as wild, scenic, or recre-
    216      CENTER FOR BIOLOGICAL DIVERSITY v. VENEMAN
    ational rivers by state agencies. See 
    16 U.S.C. §§ 1271-1287
    .
    A river is eligible for protection under the WSRA if it is free-
    flowing and possesses at least one of the outstanding remark-
    able values set forth in the statute. 
    16 U.S.C. §§ 1271
    ,
    1273(b). The WSRA requires the Secretaries of Agriculture
    and the Interior to conduct “specific studies and investiga-
    tions” to discover rivers eligible for inclusion in the national
    wild and scenic rivers system (“WSRS”). 
    16 U.S.C. § 1276
    (d)(1). Rivers are designated for inclusion in the WSRS
    through an act of Congress or an application by a state gover-
    nor acting pursuant to an act of the state legislature. 
    16 U.S.C. § 1273
    (a).
    In 1993, in response to a request by the Arizona congres-
    sional delegation, the Forest Service conducted three studies
    of Arizona’s free-flowing rivers, identifying those streams
    and river segments that satisfied the statutory requirements for
    inclusion in the WSRS. The Service published its findings in
    a 300-page report (the “1993 Report”), which identified 57
    rivers and streams that qualified as potential additions to the
    WSRS and which provided all of the necessary information to
    determine which Arizona streams or river segments met the
    WSRA’s criteria for designation.
    In 2001, the Center commenced this action for the Forest
    Service’s alleged failure to comply with 
    16 U.S.C. § 1276
    (d)(1), which directs the government to take rivers and
    streams that qualify for inclusion in the WSRS into account
    while planning for the use and development of federal land.
    Because the WSRA does not provide for a private right of
    action, the Center asserted standing under § 706(1) of the
    APA, which provides relief for “agency action unlawfully
    withheld or unreasonably delayed.” See 
    5 U.S.C. § 706
    (1).
    The district court concluded that the Center failed to meet
    the requirements of § 706(1) because the Center could not
    show that the Forest Service unlawfully withheld agency
    action. It reasoned that the Forest Service had no statutory
    CENTER FOR BIOLOGICAL DIVERSITY v. VENEMAN         217
    duty “to perform a systematic § 1276(d)(1) review before the
    revision of a forest plan.” The district court therefore dis-
    missed the action for lack of subject matter jurisdiction. In
    addition, concluding that the WSRA imposes no statutory
    duty “to perform a systematic § 1276(d)(1) review before the
    revision of a forest plan,” the district court denied the Cen-
    ter’s request for leave to amend its complaint, reasoning that
    any amendment would be futile. It further noted that any par-
    ticular project-specific determinations “would be more appro-
    priately brought in a new lawsuit if Plaintiffs wish to
    proceed.” The Center timely appealed.
    STANDARD OF REVIEW
    We review de novo a dismissal for lack of subject matter
    jurisdiction. See Luong v. Circuit City Stores, Inc., 
    368 F.3d 1109
    , 1111 n.2 (9th Cir. 2004); City of San Diego v. Whitman,
    
    242 F.3d 1097
    , 1101 (9th Cir. 2001). We also review de novo
    a dismissal without leave to amend. See Thinket Ink Info. Res.,
    Inc. v. Sun Microsystems, Inc., 
    368 F.3d 1053
    , 1061 (9th Cir.
    2004). Denial of leave to amend “is improper unless it is clear
    . . . that the complaint could not be saved by any amendment.”
    
    Id.
    DISCUSSION
    The Forest Service argues that (1) the 1993 Report is not
    an agency-initiated study that inventories eligible rivers under
    the WSRA, and (2) the Center has no standing under
    § 706(1). The Center argues that the district court erred in
    denying its motion for leave to amend its complaint. We
    address each of these arguments in turn.
    I.   The 1993 Report
    [1] The 1993 Report “provides resource information for
    potential wild, scenic, and recreational rivers on six National
    Forests in Arizona.” In a similar passage, the Report states
    218       CENTER FOR BIOLOGICAL DIVERSITY v. VENEMAN
    that its purpose is to provide information on those rivers that
    the Forest Service “determine[s] to be potentially eligible for
    inclusion in the national wild and scenic rivers systems.” The
    1993 Report conforms to the dictates of the WSRA by
    expressly identifying the two statutory characteristics of an
    eligible river: first, that it is free flowing, and second, that it
    possesses at least one “outstanding remarkable value.” See 
    16 U.S.C. §§ 1271
    , 1273(b). Furthermore, the rivers included in
    the 1993 Report have been listed on the Nationwide Rivers
    Inventory, “a register of river segments that potentially qual-
    ify as national wild, scenic or recreational river areas” main-
    tained by the National Park Service “in partial fulfillment of
    [
    16 U.S.C. § 1276
    (d)].” Nationwide Rivers Inventory, avail-
    able at http://www.nps.gov/ncrc/programs/rtca/nri/states/
    az.html.
    [2] For the foregoing reasons, we conclude that the 1993
    Report constitutes an agency-initiated inventory of Arizona
    rivers potentially eligible for inclusion in the nationwide
    WSRS.
    II.   “Failure to Act” Under § 706(1) of the APA
    The Forest Service argues that the consideration of poten-
    tially eligible rivers in project plans is neither (1) a discrete
    agency action, nor (2) an action that the Service is legally
    required to take under the WSRA. We limit our consideration
    to the Center’s “discrete agency action” claim.
    In SUWA, the plaintiffs asserted that the Bureau of Land
    Management (“BLM”) failed to comply with the Federal
    Land Policy and Management Act of 1976 (“FLPMA”),
    which requires the Secretary of the Interior to manage desig-
    nated wilderness study areas “ ‘in a manner so as not to
    impair the suitability of such areas for preservation as wilder-
    ness.’ ” 
    124 S. Ct. at 2377
     (quoting 
    43 U.S.C. § 1782
    (c)).
    Because FLPMA does not provide a private right of action,
    CENTER FOR BIOLOGICAL DIVERSITY v. VENEMAN             219
    the plaintiffs sought relief under § 706(1) of the APA. See
    SUWA, 
    124 S. Ct. at 2378
    .
    [3] The Court concluded that “a claim under § 706(1) can
    proceed only where a plaintiff asserts that an agency failed to
    take a discrete agency action that it is required to take.” Id.
    at 2379. First, the Court explained that the term “failure to
    act,” as used in § 706(1), is “a failure to take an agency action
    — that is, a failure to take one of the agency actions (includ-
    ing their equivalents) earlier defined in § 551(13).” Id. at
    2379. The Court noted that § 551(13) of the APA defined
    agency action by listing “five categories of decisions made or
    outcomes implemented by an agency — ‘agency rule, order,
    license, sanction [or] relief.’ ” Id. at 2378 (quoting 
    8 U.S.C. § 551
    (13)).
    All of those categories involve circumscribed, dis-
    crete agency actions, as their definitions make clear:
    “an agency statement of . . . future effect designed
    to implement, interpret, or prescribe law or policy”
    (rule); “a final disposition . . . in a matter other than
    rule making” (order); a “permit . . . or other form of
    permission” (license); a “prohibition . . . or taking
    [of] other compulsory or restrictive action” (sanc-
    tion); or a “grant of money, assistance, license,
    authority,” etc., or “recognition of a claim, right,
    immunity,” etc., or “taking of other action on the
    application or petition of, and beneficial to, a per-
    son” (relief).
    
    Id.
     (quoting 
    8 U.S.C. § 551
    (4), (6), (8), (10), (11)).
    The Court further noted that the limitation to discrete
    agency action “precludes the kind of broad programmatic
    attack” rejected by the Court in Lujan v. National Wildlife
    Federation, 
    497 U.S. 871
     (1990). SUWA, 
    124 S. Ct. at
    2379-
    80. The Court explained that, in National Wildlife Federation,
    the plaintiffs challenged the BLM’s land withdrawal review
    220      CENTER FOR BIOLOGICAL DIVERSITY v. VENEMAN
    program, “couched as unlawful agency ‘action’ that the plain-
    tiffs wished to have ‘set aside’ under [§ 706(2) of the APA.]”
    SUWA, 
    124 S. Ct. at 2380
     (noting that the Court held in Nat’l
    Wildlife Fed’n that plaintiffs could not “seek wholesale
    improvement of this program by court decree, rather than in
    the offices of the Department or the halls of Congress, where
    programmatic improvements are normally made”). The Court
    then reasoned that the plaintiffs in National Wildlife Federa-
    tion “would have fared no better if they had characterized the
    agency’s alleged ‘failure to revise land use plans in proper
    fashion’ and ‘failure to consider multiple use’ . . . in terms of
    ‘agency action unlawfully withheld’ under § 706(1), rather
    than agency action ‘not in accordance with law’ under
    § 706(2). SUWA, 
    124 S. Ct. at 2380
    .
    [4] Second, the Court explained that “the only agency
    action that can be compelled under the APA is action legally
    required.” 
    Id. at 2379
    . The Court reasoned that Ҥ 706(1)
    empowers a court only to compel an agency ‘to perform a
    ministerial or non-discretionary act,’ or ‘to take action upon
    a matter, without directing how it shall act.’ ” Id. (quoting
    Attorney General’s Manual on the Administrative Procedure
    Act 108 (1947)). The Court explained that, “[t]hus, when an
    agency is compelled by law to act within a certain time
    period, but the manner of its action is left to the agency’s dis-
    cretion, a court can compel the agency to act, but has no
    power to specify what the action must be.” Id. at 2380.
    The Court then turned to the plaintiffs’ claims and reasoned
    that, although the relevant provision of FLPMA “is manda-
    tory as to the object to be achieved” — that is, the manage-
    ment of wilderness study areas in a manner so as not to impair
    the suitability of such areas for preservation as wilderness —
    “it leaves BLM a great deal of discretion in deciding how to
    achieve it.” Id. The Court reasoned that the statute “assuredly
    does not mandate, with the clarity necessary to support judi-
    cial action under § 706(1), the total exclusion of [off-road
    vehicle] use.” Id.
    CENTER FOR BIOLOGICAL DIVERSITY v. VENEMAN          221
    The Court also rejected the plaintiffs’ assertion that a fed-
    eral court “could simply enter a general order compelling
    compliance with that mandate [of non-impairment], without
    suggesting any particular manner of compliance,” reasoning
    that “[g]eneral deficiencies in compliance . . . lack the speci-
    ficity requisite for agency action.” Id. at 2381. The Court
    explained that empowering courts to enter general orders
    “compelling compliance with broad statutory mandates”
    would result in “injecting the judge into day-to-day agency
    management” and raises the “prospect of pervasive oversight
    by federal courts over the manner and pace of agency compli-
    ance with such congressional directives.” Id.
    The Court concluded that the APA therefore did not confer
    upon the plaintiffs a right to sue for the BLM’s alleged viola-
    tion of the non-impairment provision of FLPMA. See id. The
    Court also reasoned that the BLM land use plans — with
    which the plaintiffs alleged the BLM failed to comply —
    were not legally binding commitments enforceable under
    § 706(1), and concluded that therefore the courts had no
    authority to compel agency compliance with the land use
    plans under § 706(1). Id. at 2384.
    The Forest Service argues that, under SUWA, the WSRA’s
    statutory directive to consider the 57 potentially eligible rivers
    does not involve a discrete agency action, but rather, consti-
    tutes only “part of the Forest Service’s decisionmaking pro-
    cess leading to a final agency action, i.e., the issuance or
    denial of a permit.” The Service also argues that the Center’s
    “failure to consider” claim is a “broad programmatic chal-
    lenge to the Forest Service’s overall management of the river
    areas” of the kind rejected by the Supreme Court in SUWA.
    [5] The Court’s reasoning in SUWA compels us to conclude
    that the Center does not assert a failure to take a “discrete
    agency action.” The complaint alleges that the Forest Service
    failed to consider the 57 potentially eligible rivers while plan-
    ning for the use and development of water and related land
    222       CENTER FOR BIOLOGICAL DIVERSITY v. VENEMAN
    resources in the national forests of Arizona. This allegation is
    indistinguishable from the one rejected by the Court in
    SUWA. There, the Court reasoned that, even if the plaintiffs
    in National Wildlife Federation had characterized the agen-
    cy’s alleged “failure to revise land use plans in proper fash-
    ion” and “failure to consider multiple use” in terms of
    “agency action unlawfully withheld” under § 706(1) — rather
    than agency action “not in accordance with law” under
    § 706(2) — the plaintiffs nonetheless would not have pled a
    failure to take a “discrete agency action.” SUWA, 
    124 S. Ct. at 2380
    .
    The Center argues that its failure to consider claim is more
    specific than the example set forth in SUWA because (1) its
    claim involves only 57 specific rivers, and (2) the Forest Ser-
    vice “either gives, or does not give, consideration to the rivers
    while planning,” thus avoiding the danger of requiring “per-
    vasive oversight by federal courts over the manner and pace
    of agency compliance,” which the Court warned against in
    SUWA. While a duty “to consider” may be more specific and
    less discretionary than the duty “ ‘to manage [wilderness
    study areas] . . . in a manner so as not to impair the suitability
    of such areas for preservation as wilderness,’ ” 
    id.
     (quoting 
    43 U.S.C. § 1782
    (c)), this argument fails sufficiently to distin-
    guish the Center’s claim from the “failure to consider” exam-
    ple rejected by the Court in SUWA.
    [6] Because the Center fails to allege a discrete agency
    action that the Forest Service failed to take, the Center has no
    standing under § 706(1). See id. at 2385 (sustaining district
    court’s dismissal for lack of subject matter jurisdiction).
    Given the Supreme Court’s holding in SUWA, we affirm the
    district court’s dismissal for lack of subject matter jurisdic-
    tion.
    III.   Motion for Leave to Amend
    The Center argues that the district court erred in denying it
    leave to amend its complaint to assert claims for which
    CENTER FOR BIOLOGICAL DIVERSITY v. VENEMAN          223
    § 706(1) provides standing. The Center asserts that it has spe-
    cific information, obtained through Freedom of Information
    Act requests, about individual projects in the watersheds of
    the 57 rivers at issue, “where the Forest Service has autho-
    rized livestock grazing, mining, water projects, and/or timber
    harvesting . . . without first taking the rivers’ wild and scenic
    status into account.” The Center further argues that, although
    it technically could assert issues not pleaded in this case in a
    separate suit, the doctrine of res judicata might prevent it from
    doing so.
    [7] Although the Court’s reasoning in SUWA apparently
    forecloses a general “failure to consider” claim under
    § 706(1), the Center may be able to assert a “discrete agency
    action that [the agency] is required to take” under
    § 1276(d)(1) of the WSRA by alleging specific failures of the
    Forest Service to consider specific rivers when planning for
    specific projects. For example, the Forest Service’s failure to
    consider a specific river when granting a license to permit
    livestock grazing within the watershed of that specific river
    may constitute a failure to take discrete agency action that the
    Service is required to take.
    Further, the Center may be able to assert a claim for failure
    to act pursuant to (1) other, related provisions of the WSRA,
    and (2) the regulations, promulgated by the Departments of
    Agriculture and the Interior, interpreting the WSRA. For
    example, § 1283(a) of the WSRA provides,
    The Secretary of the Interior, the Secretary of
    Agriculture, and the head of any other Federal
    department or agency having jurisdiction over any
    lands which include, border upon, or are adjacent to,
    any river included within the National Wild and Sce-
    nic Rivers System or under consideration for such
    inclusion, in accordance with section 1273(a)(ii),
    1274(a), or 1276(a) of this title, shall take such
    action respecting management policies, regulations,
    224        CENTER FOR BIOLOGICAL DIVERSITY v. VENEMAN
    contracts, plans, affecting such lands . . . as may be
    necessary to protect such rivers in accordance with
    the purposes of this chapter. . . . Particular attention
    shall be given to scheduled timber harvesting, road
    construction, and similar activities which might be
    contrary to the purposes of this chapter.
    
    16 U.S.C. § 1283
    (a). The Center may be able to allege a fail-
    ure to take specific, discrete agency actions “respecting man-
    agement policies, regulations, contracts, [or] plans” that are
    “necessary to protect” specific rivers pursuant to § 1283(a).
    See id.; see also Wilderness Soc’y v. Tyrrel, 
    918 F.2d 813
    ,
    820 (9th Cir. 1990) (remanding to the district court the factual
    question of whether the Forest Service’s grant of permission
    to harvest burned timber on federal land adjacent to a river in
    the WSRS fulfilled the Service’s obligations under § 1283).
    Similarly, the Center may be able to allege a failure to comply
    with the regulations promulgated by the Departments of Agri-
    culture and the Interior, which provide that, with regard to riv-
    ers potentially eligible for inclusion in the WSRS, agencies
    “will include an analysis of alternatives . . . . encompassing
    all reasonable proposals for use of the river area including
    uses which may be incompatible with designation of the river
    area as a component of the national system.” 
    47 Fed. Reg. 39455
    , 39458 (Sept. 7, 1982).
    [8] In sum, it is not clear beyond doubt that amendment of
    the complaint would be futile. See Thinket Ink Info. Res., 
    368 F.3d at 106
     (explaining that dismissal without leave to amend
    is improper unless it is clear that the complaint could not be
    saved by any amendment). Further, contrary to the district
    court’s belief, dismissal with prejudice may, indeed, preclude
    the Center from asserting such claims in a separate proceed-
    ing under the doctrine of claim preclusion. See Semtek Int’l
    Inc. v. Lockheed Martin Corp., 
    531 U.S. 497
    , 505-06 (2001)
    (explaining that a dismissal that precludes refiling of the same
    claim in the same court is an “adjudication upon the merits”
    under Fed. R. Civ. P. 41(b)); Cent. Delta Water Agency v.
    CENTER FOR BIOLOGICAL DIVERSITY v. VENEMAN          225
    United States, 
    306 F.3d 938
    , 952-53 (9th Cir. 2002) (explain-
    ing that claim preclusion applies where the two suits arise out
    of the same transactional nucleus of facts). We therefore
    reverse the district court’s denial of the Center’s motion for
    leave to amend.
    CONCLUSION
    The Supreme Court explained in SUWA that a “failure to
    consider” certain issues while planning for the use and devel-
    opment of land resources is not a failure to take discrete
    agency action, as required for standing under § 706(1).
    Because the Center does not allege a failure to take a discrete
    agency action, we affirm the district court’s dismissal for lack
    of standing under § 706(1). At the same time, however,
    because it is not clear that amendment of the complaint would
    be futile, we reverse the district court’s denial of the Center’s
    motion for leave to amend and remand with instructions to
    permit the Center to amend its complaint. Each side shall bear
    its own costs on appeal.
    AFFIRMED in part, REVERSED in part, and
    REMANDED.