Bishop Paiute Tribe v. Inyo County , 863 F.3d 1144 ( 2017 )


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  •                     FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    BISHOP PAIUTE TRIBE,                            No. 15-16604
    Plaintiff-Appellant,
    D.C. No.
    v.                         1:15-cv-00367-
    GEB-JLT
    INYO COUNTY; WILLIAM LUTZE,
    Inyo County Sheriff; THOMAS
    HARDY, Inyo County District                       OPINION
    Attorney,
    Defendants-Appellees.
    Appeal from the United States District Court
    for the Eastern District of California
    Garland E. Burrell, Jr., District Judge, Presiding
    Argued and Submitted April 21, 2017
    San Francisco, California
    Filed July 19, 2017
    Before: Sidney R. Thomas, Chief Judge, Mary H.
    Murguia, Circuit Judge, and Michael M. Baylson, * District
    Judge.
    Opinion by Judge Murguia
    *
    The Honorable Michael M. Baylson, United States District Judge
    for the Eastern District of Pennsylvania, sitting by designation.
    2           BISHOP PAIUTE TRIBE V. INYO COUNTY
    SUMMARY **
    Federal Question Jurisdiction / Ripeness
    The panel reversed the district court’s dismissal on
    jurisdictional grounds of an action brought by an Indian
    tribe, seeking a declaration regarding the tribe’s right to
    conduct law enforcement on its reservation.
    The panel held that because the tribe had alleged
    violations of federal common law, it had adequately pleaded
    a federal question providing the district court with subject
    matter jurisdiction under 28 U.S.C. § 1331.
    The panel held that the case was constitutionally and
    prudentially ripe because there was an actual and imminent
    threat to a concrete interest of the tribe, and the case was fit
    for judicial decision. In addition, the case was not moot.
    The panel remanded the case to the district court for
    further proceedings.
    **
    This summary constitutes no part of the opinion of the court. It
    has been prepared by court staff for the convenience of the reader.
    BISHOP PAIUTE TRIBE V. INYO COUNTY                3
    COUNSEL
    Dorothy A. Alther (argued), California Indian Legal
    Services, Escondido, California; Jasmine Andreas,
    California Indian Legal Services, Bishop, California; for
    Plaintiff-Appellant.
    John D. Kirby (argued), Law Offices of John D. Kirby, San
    Diego, California; Marshall S. Rudolph, Inyo County
    Counsel, Independence, California; for Defendants-
    Appellees.
    OPINION
    MURGUIA, Circuit Judge:
    The Bishop Paiute Tribe (the “Tribe”) seeks a
    declaration that they have the right to “investigate violations
    of tribal, state, and federal law, detain, and transport or
    deliver a non-Indian violator [encountered on the
    reservation] to the proper authorities.” Before reaching this
    issue, the district court dismissed the case on jurisdictional
    grounds, concluding that the case presents no actual case or
    controversy. On appeal, we are also asked to assess whether
    the district court had subject matter jurisdiction over this
    case. Because questions of federal common law can serve
    as the basis of federal subject matter jurisdiction pursuant to
    28 U.S.C. § 1331, and because this case presents a definite
    and concrete dispute that is ripe and not moot, we reverse
    and remand for further proceedings.
    4            BISHOP PAIUTE TRIBE V. INYO COUNTY
    I. BACKGROUND
    A. Factual History 1
    The Tribe is a federally recognized Indian Tribe with an
    875-acre reservation near the city of Bishop in the County of
    Inyo, California. The Tribe exercises powers of self-
    government through its governing body, the Tribal Council,
    which consists of five officers elected from the general tribal
    membership. The Tribe has approximately 1,800 persons
    living on the reservation and runs a casino that allegedly has
    received approximately 450,000 visitors.
    The Tribe has established civil but not criminal tribal law
    and has enacted three civil ordinances that are relevant to this
    case: a Nuisance Ordinance, a Trespass Ordinance, and a
    Tribal Public Safety Ordinance. Section 201 of the Tribal
    Public Safety Ordinance permits the tribal court to issue and
    enforce protective orders for the purposes of preventing
    violence or threatening acts. Section 202 of the Tribal Public
    Safety Ordinance permits the tribal court to give full faith
    and credit to valid protective orders issued by a state or
    another tribe’s tribal court.
    In 2009, the Tribe established a Tribal Police
    Department (“Tribal PD”). Since that time, the Tribal PD
    has responded to several hundred calls. Many of the
    responses are completed along with the Inyo County
    Sheriff’s Department (“ICSO”). The Tribal PD employs
    1
    We take the following facts from the allegations in the first
    amended complaint (“FAC”), which we must assume to be true. See
    Daniels-Hall v. Nat’l Educ. Ass’n, 
    629 F.3d 992
    , 998 (9th Cir. 2010)
    (explaining that at this stage of the proceedings, “[w]e accept as true all
    well-pleaded allegations of material fact, and construe them in the light
    most favorable to the non-moving party”).
    BISHOP PAIUTE TRIBE V. INYO COUNTY                5
    three officers and a Chief of Police. Each officer must meet
    various qualification requirements, including having two
    years of law enforcement experience and completing a law
    enforcement training class. The Tribal PD patrols the
    reservation, enforces tribal ordinances, and conducts
    investigations. Tribal PD General Order 3.1 states that a
    Tribal PD officer may need to detain an Indian or non-Indian
    individual to secure the scene, prevent the suspect from
    leaving the scene, or for officer safety. Tribal PD officers
    are also permitted to detain non-Indians who are suspected
    of committing criminal acts on the reservation and to transfer
    such individuals to outside law enforcement. Non-Indians
    are to be turned over to outside law enforcement as soon as
    possible.
    On December 24, 2014, Tribal PD Officer Daniel
    Johnson (“Johnson”) received an on-reservation call from a
    tribal member reporting that the tribal member’s non-Indian
    ex-wife was violating the tribal member’s tribal and state
    protective orders by being at his home and causing a
    disturbance. Johnson notified the ICSO about the incident
    and responded to the call. Tribal and local law enforcement
    knew the suspect well; Tribal PD had responded to 11 calls
    involving the suspect, and ICSO had previously arrested the
    suspect twice for violating the state protective order.
    Once Johnson arrived at the scene, he approached the
    suspect, who was sitting in her vehicle. Johnson informed
    the suspect that she was violating tribal and state court
    protective orders and that she needed to leave. The suspect
    became angry and verbally abusive. Johnson informed her
    that he was going to detain her for violating the protective
    ordinances and that she would be cited for violating the tribal
    nuisance and trespass ordinances. Johnson repeatedly
    ordered the suspect to exit the vehicle, but she did not. As
    6         BISHOP PAIUTE TRIBE V. INYO COUNTY
    Johnson attempted to remove her from the vehicle, the
    suspect kicked him. In response, Johnson removed his Taser
    and warned the suspect that if she did not comply, Johnson
    would deploy his Taser. The suspect did not comply, and
    Johnson applied his Taser to her.
    Moments after Johnson deployed his Taser, an ICSO
    deputy arrived. Several neighbors, who had gathered around
    Johnson and the suspect, were verbally abusive toward
    Johnson. The ICSO deputy requested assistance from the
    police department of the nearby city of Bishop, California,
    because he and Johnson were outnumbered and the
    neighbors were hostile. Johnson finally removed the suspect
    from the vehicle and handcuffed her. Soon thereafter, a
    Bishop City Police Detective and ICSO Acting Lieutenant
    and Detective arrived at the scene and conducted an
    investigation. The officers ultimately released the suspect,
    because her ex-husband did not want her to be arrested.
    Johnson, however, cited the suspect for trespass, nuisance,
    and violating the tribal and state protective orders.
    Before leaving the scene, the ICSO detective noticed a
    small abrasion and some redness on the suspect’s abdominal
    area and asked the suspect if she was injured. Johnson asked
    the suspect if she wanted an ambulance to respond, and the
    suspect declined the offer. The following week, the ICSO
    conducted an investigation into the December 24 incident
    that was submitted to the Inyo County district attorney’s
    office. On January 5, 2015, the Inyo County district attorney
    filed a felony complaint against Johnson charging him with
    assault with a stun gun, false imprisonment, impersonating a
    public officer, and battery.
    On January 6, 2015, ICSO Sheriff William Lutze
    (“Sheriff Lutze”) sent a “Cease and Desist Order” to the
    Tribe ordering Tribal PD to “cease and desist all law
    BISHOP PAIUTE TRIBE V. INYO COUNTY                7
    enforcement of California statutes.” The order stated that
    ICSO had repeatedly told Tribal PD that its officers had been
    illegally exercising state police powers and that Tribal PD
    officers “do NOT have any legal authority, notwithstanding
    Bishop Paiute tribal authority, to enforce any state or federal
    laws within or outside tribal property.”           The order
    documented several instances of the Tribal PD allegedly
    illegally exercising law enforcement authority, including the
    December 24, 2014 incident with Johnson. ICSO ordered
    Tribal PD to immediately:
    (A) cease and desist the unlawful exercise of
    California peace officer authority both within
    and outside tribal property and (B) cease and
    desist possessing firearms outside tribal
    property (e.g. court appearances) and
    (C) provide this office with prompt written
    assurance within ten (10) days that Tribal
    Police will cease and desist from further acts
    as explained in this correspondence.
    If Tribal Police does not comply with this
    cease and desist order within this time period,
    be advised that Tribal Police employees will
    be subjected to arrest and criminal
    prosecution for applicable charges as well as
    Penal      Code       § 538d       (Fraudulent
    Impersonation of a Peace Officer).
    (emphasis in original).
    The Tribe responded to the cease and desist order on
    January 15, 2015. The Tribe noted that it disagreed with
    ICSO’s presentation of the facts and interpretation of
    applicable law but, as a show of good faith, the Tribe agreed
    8         BISHOP PAIUTE TRIBE V. INYO COUNTY
    that its officers would “not exercise California peace officer
    authority on or off the reservation” and would “carry their
    firearms only on the Bishop Paiute Indian Reservation.” The
    Tribe did not suggest that its officers would refrain from
    exercising their inherent authority as interpreted by the
    Tribe. The Tribe further noted the importance of Tribal PD
    officers being “allowed to perform their legal duties without
    fear or expectation of criminal prosecution” and therefore
    requested a meeting with ICSO to address the matters
    identified in the cease and desist letter.
    B. Procedural History
    The Tribe brought this action against Inyo County,
    Sheriff Lutze, and Inyo County District Attorney Thomas
    Hardy (collectively “Defendants”).         Attached to the
    operative first amended complaint (“FAC”) were several
    exhibits, including Johnson’s felony arrest warrant and
    criminal complaint, the cease and desist order, various tribal
    ordinances, Tribal PD officer job descriptions, and Tribal PD
    policies and procedures.
    In its FAC, the Tribe requested that the district court
    clarify the Tribe’s rights with respect to the ongoing dispute
    with the Defendants. In particular, the Tribe sought
    declarations that:
    [1] Defendants’ actions of arresting and
    charging Tribal Officer Johnson and future
    threat of criminal prosecution of the Tribe’s
    police officers, violates federal common law
    and directly interferes with the Tribe’s
    inherent authority to maintain a police
    department and protect public safety on its
    Reservation.
    BISHOP PAIUTE TRIBE V. INYO COUNTY                9
    [2] [T]he Tribe’s police officers have the
    authority on its Reservation to stop, restrain,
    investigate violations of tribal, state and
    federal law, detain, and transport or deliver a
    non-Indian violator to the proper authorities.
    By carrying out these federally authorized
    actions, the Tribe’s duly authorized law
    enforcement officers are not impersonating a
    state officer nor is their restraint,
    investigation and detention of a non-Indian,
    in compliance with provisions of the Indian
    Civil Rights Act, an “arrest” for purposes of
    a state criminal charge of false imprisonment.
    The Tribe also sought to enjoin Defendants from arresting,
    criminally charging, interfering with, or threatening Tribal
    PD officers who exercise their lawful duties. Finally, the
    Tribe sought attorney fees and costs.
    The three defendants each separately moved to dismiss
    the FAC. After the motions were fully briefed, counsel for
    Defendants filed a declaration stating that he recently
    learned that the Tribe had responded to ICSO’s cease and
    desist order. Defendants’ counsel attached the Tribe’s letter
    and stated that the letter “appears to address and resolve the
    directives of the Sheriff’s letter” and that the letter “raises
    the issue of mootness of this litigation, and subject matter
    jurisdiction, as well as accompanying justiciability, and
    further speaks to and underscores the issue of ripeness, as
    well as the issue of existence of an actual case or
    controversy.” The Tribe filed an “Opposition” to the
    declaration, arguing that the Tribe’s case “is not moot and
    presents a case and controversy.”
    10           BISHOP PAIUTE TRIBE V. INYO COUNTY
    On July 13, 2015, the district court, stating that it could
    consider jurisdictional issues sua sponte, dismissed the FAC
    for lack of a justiciable case or controversy. Bishop Paiute
    Tribe v. Inyo Cty., No. 1:15-CV-00367-GEB-JTL, 
    2015 WL 4203986
    , at *1, *4 (E.D. Cal. July 13, 2015). The Tribe
    timely appealed. 2
    II. STANDARD OF REVIEW
    We review de novo a district court’s order dismissing a
    case for lack of subject matter jurisdiction, lack of ripeness,
    or for mootness. Maronyan v. Toyota Motor Sales, U.S.A.,
    Inc., 
    658 F.3d 1038
    , 1039 (9th Cir. 2011) (subject matter
    jurisdiction); Mfr’d Home Cmtys. Inc. v. City of San Jose,
    
    420 F.3d 1022
    , 1025 (9th Cir. 2005) (ripeness); Foster v.
    Carson, 
    347 F.3d 742
    , 745 (9th Cir. 2003) (mootness).
    2
    Under Federal Rule of Civil Procedure 41(b), dismissals for lack
    of jurisdiction are generally without prejudice and are therefore not final
    appealable orders. However, determining whether a ruling is final and
    therefore appealable under 28 U.S.C. § 1291 requires “a practical rather
    than a technical” analysis. Gillespie v. U.S. Steel Corp., 
    379 U.S. 148
    ,
    152 (1964) (citation omitted). We have held that “[a] ruling is final for
    purposes of § 1291 if it (1) is a full adjudication of the issues, and
    (2) clearly evidences the judge’s intention that it be the court’s final act
    in the matter.” Elliott v. White Mountain Apache Tribal Court, 
    566 F.3d 842
    , 846 (9th Cir. 2009) (citation omitted). Here, we have little doubt
    that the judge intended his order to be his final act in this case. The order
    and the docket state that “this action is DISMISSED for lack of
    jurisdiction and shall be closed.” Bishop Paiute Tribe, 
    2015 WL 4203986
    , at *4. The district court thereafter issued a Judgment. And the
    district court did not hint at future proceedings or the filing of a second
    amended complaint. We therefore conclude that the district court’s order
    was a final appealable order.
    BISHOP PAIUTE TRIBE V. INYO COUNTY               11
    III. DISCUSSION
    The district court’s order and the parties’ briefing raise
    two main questions. First, Defendants argue on appeal that
    the court lacks subject matter jurisdiction because the FAC
    does not present a question of federal law. Second, the Tribe
    argues that the district court improperly dismissed the case
    on ripeness grounds because the district court erred in
    concluding that the Tribe brought a pre-enforcement
    challenge against a “law” without pleading a concrete plan
    to violate the law. Relatedly, the Tribe argues that the
    district court improperly dismissed the case on mootness
    grounds because the district court erroneously concluded
    that the Tribe had agreed to comply with ICSO’s cease and
    desist order. We agree with the Tribe on all counts: we have
    subject matter jurisdiction over the Tribe’s claims, which are
    ripe and not moot.
    A. Subject Matter Jurisdiction
    “The party asserting jurisdiction bears the burden of
    establishing subject matter jurisdiction.” In re Dynamic
    Random Access Memory (DRAM) Antitrust Litig., 
    546 F.3d 981
    , 984 (9th Cir. 2008). “Dismissal for lack of subject
    matter jurisdiction is appropriate if the complaint,
    considered in its entirety, on its face fails to allege facts
    sufficient to establish subject matter jurisdiction.” 
    Id. at 984–85.
    Under 28 U.S.C. § 1331, federal “district courts
    shall have original jurisdiction of all civil actions arising
    under the Constitution, laws, or treaties of the United
    States.” Questions of federal common law present a federal
    question that can serve as the basis of federal subject matter
    jurisdiction pursuant to 28 U.S.C. § 1331. Illinois v. City of
    Milwaukee, 
    406 U.S. 91
    , 100 (1972) (“[Section] 1331
    jurisdiction will support claims founded upon federal
    common law as well as those of a statutory origin.”); see also
    12           BISHOP PAIUTE TRIBE V. INYO COUNTY
    Gila River Indian Cmty. v. Henningson, Durham &
    Richardson, 
    626 F.2d 708
    , 714 (9th Cir. 1980) (citing
    
    Illinois, 406 U.S. at 100
    (noting that this principle applies in
    the context of federal Indian law)).
    The Tribe alleged in the FAC that the district court had
    jurisdiction based on 28 U.S.C. §§ 1331, 1362, 2201, and
    2202. Of these provisions, the most important is 28 U.S.C.
    § 1331, because the Tribe clearly alleges violations of
    federal common law. The Tribe specifically alleges that
    “[t]he Defendants’ arrest and charging of Tribal officer
    Johnson . . . violates federal common law.” The Tribe
    alleges that federal common law grants the Tribe the
    authority to “investigate violations of tribal, state, and
    federal law, detain, and transport or deliver a non-Indian
    violator to the proper authorities.” 3 Because the Tribe has
    alleged violations of federal common law, the Tribe has
    adequately pleaded a federal question that provides federal
    courts with subject matter jurisdiction pursuant to 28 U.S.C.
    § 1331. See Gila 
    River, 626 F.2d at 714
    .
    Defendants offer several unpersuasive arguments that
    the FAC fails to adequately establish subject matter
    jurisdiction. First, Defendants argue that “the Tribe
    completely fails to identify” which law this case arises
    under. Defendants’ assertion is simply wrong. In its FAC,
    3
    Though we need not reach the merits of this claim to conclude that
    the Tribe has properly alleged federal subject matter jurisdiction, we note
    that the Tribe has at least a colorable claim for relief. See, e.g., Duro v.
    Reina, 
    495 U.S. 676
    , 697 (1990) (superseded by statute on other
    grounds); Ortiz-Barraza v. United States, 
    512 F.2d 1176
    , 1179 (9th Cir.
    1975) (holding that “Indian tribes possess an inherent sovereignty,”
    which includes the power “to exclude trespassers who have violated state
    or federal law by delivering the offenders to the appropriate authorities”).
    BISHOP PAIUTE TRIBE V. INYO COUNTY                     13
    the Tribe provided a long list of Supreme Court and other
    relevant case law regarding the Tribe’s alleged inherent
    authority to exercise jurisdiction over non-Indians on a
    reservation. 4 The Tribe explicitly alleged that Defendants
    violated federal common law under this line of cases.
    Second, Defendants argue that the Indian Law
    Enforcement Reform Act of 1990 (“ILERA”), 25 U.S.C.
    §§ 2801 et seq., and its accompanying federal regulations,
    25 C.F.R. §§ 12.21 et seq., have displaced the federal
    common law upon which the FAC relies. Congress can
    displace federal common law through legislation. Am. Elec.
    Power Co. v. Connecticut, 
    564 U.S. 410
    , 423 (2011). “The
    test for whether congressional legislation excludes the
    declaration of federal common law is simply whether the
    statute speaks directly to the question at issue.” 
    Id. at 424
    (citation and alterations omitted). Defendants argue that the
    ILERA speaks directly “to the question which is at issue here
    – that of tribal law enforcement officers enforcing federal
    law on reservations.”
    However, Defendants confuse what the Tribe is seeking
    in this case. Defendants argue that the ILERA speaks
    directly to the question of whether and to what extent tribal
    law enforcement officers can enforce federal law. That
    question is distinct from what the Tribe actually seeks: a
    declaration that the Tribe may investigate violations of
    tribal, state, and federal law and detain and deliver a non-
    Indian potential violator to state law enforcement authorities.
    The Tribe is not seeking a declaration that it can enforce
    4
    For example, the Tribe cites Duro, Montana v. United States,
    
    450 U.S. 544
    (1981), Oliphant v. Suquamish Indian Tribe, 
    435 U.S. 191
    (1978), Ortiz-Barraza v. United States, 
    512 F.2d 1176
    (9th Cir. 1975),
    and Williams v. Lee, 
    358 U.S. 217
    (1959).
    14         BISHOP PAIUTE TRIBE V. INYO COUNTY
    federal law on the reservation or that it can prosecute
    violators of federal or state criminal law. Essentially,
    Defendants fail to show how the ILERA comprehensively or
    directly addresses the inherent tribal police authority that the
    Tribe seeks to exercise over non-Indians. As Defendants
    themselves point out, the ILERA establishes a program
    through which the Bureau of Indian Affairs offers training to
    tribal law enforcement officers who wish to exercise federal
    peace officer powers. The Tribe is not seeking such
    authority in this case. Moreover, Defendants point to no case
    in which a court has concluded that ILERA displaces the
    alleged federal common law right of tribes to detain and
    deliver to the proper authorities a non-Indian suspected of
    violating tribal, state, or federal law on tribal property.
    For these reasons, we hold that the FAC raises a federal
    question that provides federal courts with subject matter
    jurisdiction pursuant to 28 U.S.C. § 1331.
    B. Justiciability
    Pursuant to Article III of the U.S. Constitution, federal
    courts can only adjudicate live cases or controversies. See
    Thomas v. Anchorage Equal Rights Comm’n, 
    220 F.3d 1134
    ,
    1138 (9th Cir. 2000) (“Our role is neither to issue advisory
    opinions nor to declare rights in hypothetical cases, but to
    adjudicate live cases or controversies consistent with the
    powers granted the judiciary in Article III of the
    Constitution.”). In this case, the two most relevant
    justiciability doctrines are ripeness and mootness.
    1. Ripeness
    Ripeness is an Article III doctrine designed to ensure that
    courts adjudicate live cases or controversies and do not
    “issue advisory opinions [or] declare rights in hypothetical
    BISHOP PAIUTE TRIBE V. INYO COUNTY                     15
    cases.”    
    Id. A proper
    ripeness inquiry contains a
    constitutional and a prudential component. 
    Id. a. Constitutional
    Ripeness
    For a case to be ripe, it must present issues that are
    “definite and concrete, not hypothetical or abstract.” 
    Id. at 1139
    (citation omitted). Constitutional ripeness is often
    treated under the rubric of standing because “ripeness
    coincides squarely with standing’s injury in fact prong.” 
    Id. at 1138
    (“Sorting out where standing ends and ripeness
    begins is not an easy task.”). 5 For a plaintiff to meet the
    injury-in-fact prong of standing, the plaintiff must
    demonstrate “an invasion of a legally protected interest
    which is (a) concrete and particularized and (b) actual or
    imminent, not conjectural or hypothetical.” 
    Lujan, 504 U.S. at 560
    (citations omitted).
    Here, the Tribe identifies its legally protected interest as
    its “inherent sovereign authority to restrain, detain, and
    deliver to local authorities a non-Indian on tribal lands that
    is in violation of both tribal and state law.” This interest is
    certainly concrete and particularized. See Oklevueha Native
    Am. Church of Hawaii, Inc. v. Holder, 
    676 F.3d 829
    , 836–
    37 (9th Cir. 2012). As the matter currently stands, the Tribe
    has been ordered to cease and desist exercising what it
    believes to be its proper inherent authority. The Tribe has
    already seen one of its officers arrested and prosecuted based
    on Defendants’ interpretation of the Tribe’s lawful authority.
    See 
    id. (finding that
    plaintiffs alleged a concrete injury
    because the statute at issue had already been enforced
    5
    The “irreducible constitutional minimum of standing” includes
    (1) an injury in fact; (2) causation; and (3) redressability. Lujan v.
    Defenders of Wildlife, 
    504 U.S. 555
    , 560 (1992).
    16        BISHOP PAIUTE TRIBE V. INYO COUNTY
    against them, “thereby eliminating any concerns that
    Plaintiffs’ fear of enforcement is purely speculative”). Since
    the Tribe covers the legal costs of defending its Tribal PD
    officers from prosecution, this dispute has cost the Tribe
    money. And Defendants’ interference with the Tribe’s
    alleged inherent authority has, according to Tribe, interfered
    with the Tribe’s ability to maintain peace and security on the
    reservation. See 
    id. Moreover, in
    addition to the actual arrest and prosecution
    of Johnson, the ICSO’s cease and desist letter credibly
    threatens imminent future prosecutions if the Tribe fails to
    abide by ICSO’s demand. While generalized threats of
    prosecution do not confer constitutional ripeness, a genuine
    threat of imminent prosecution does. 
    Thomas, 220 F.3d at 1139
    . To determine whether a genuine threat of imminent
    prosecution exists,
    we look to whether the plaintiffs have
    articulated a concrete plan to violate the law
    in question, whether the prosecuting
    authorities have communicated a specific
    warning or threat to initiate proceedings, and
    the history of past prosecution or
    enforcement under the challenged statute.
    
    Id. (citation omitted).
    Here, the Inyo County district
    attorney’s office has already prosecuted one Tribal PD
    officer, and ICSO communicated a specific threat of
    additional prosecutions.
    Because the arrest and ongoing prosecution of Johnson
    and the cease and desist order threatening future
    prosecutions demonstrate that the threat to the Tribe’s
    concrete interest is actual and imminent, we hold that the
    BISHOP PAIUTE TRIBE V. INYO COUNTY                17
    Tribe’s FAC alleges an injury in fact that meets the
    requirements of constitutional ripeness.
    b. Prudential Ripeness
    Our evaluation of “the prudential aspects of ripeness” is
    “guided by two overarching considerations: ‘the fitness of
    the issues for judicial decision and the hardship to the parties
    of withholding court consideration.’” 
    Thomas, 220 F.3d at 1141
    (quoting Abbott Labs. v. Gardner, 
    387 U.S. 136
    , 149
    (1967) overruled on other grounds by Califano v. Sanders,
    
    430 U.S. 99
    (1977)). “Prudential considerations of ripeness
    are discretionary.” 
    Id. at 1142.
    In determining whether a
    case is fit for judicial decision, this court has looked to
    whether the case presents a “concrete factual situation” or
    purely legal issues. 
    Id. at 1141–42;
    see also San Diego Cty.
    Gun Rights Comm. v. Reno, 
    98 F.3d 1121
    , 1132 (9th Cir.
    1996).
    Here, the FAC presents a detailed factual account of the
    underlying disputes in this case, including the arrest and
    ongoing prosecution of Johnson and the ongoing dispute
    over the scope of the Tribe’s lawful sovereign authority.
    Withholding the court’s consideration and resolution of
    these disputes creates multiple hardships for the Tribe,
    including ongoing legal costs, intrusions on the Tribe’s
    ability to keep the peace and security of the reservation,
    misunderstanding and confusion surrounding the ability of
    the Tribe and Tribal PD to enforce tribal laws and prevent
    lawlessness on the reservation, and potentially an unlawful
    limitation on the Tribe’s inherent sovereign powers. This
    case is clearly fit for judicial decision. See 
    Oklevueha, 676 F.3d at 837
    –38 (finding prudential ripeness because
    “seizure of Plaintiffs’ marijuana presents a concrete factual
    scenario that demonstrates how the laws, as applied, infringe
    18         BISHOP PAIUTE TRIBE V. INYO COUNTY
    Plaintiffs’ constitutional rights” (citation and alterations
    omitted)).
    The Tribe has presented a prudentially ripe case or
    controversy. Because the case is constitutionally ripe as
    well, we hold that the district court erred by concluding that
    this case was not ripe.
    2. Mootness
    The final issue is whether this case is moot in light of the
    Tribe’s response letter, in which ICSO contends that the
    Tribe agreed to abide by the cease and desist letter. The
    district court relied on the Tribe’s letter in concluding that
    there was no ongoing controversy.
    A federal court lacks jurisdiction to hear a case that is
    moot. 
    Carson, 347 F.3d at 745
    . A case is moot “where no
    actual or live controversy exists.” 
    Id. (citation omitted).
    “If
    there is no longer a possibility that an appellant can obtain
    relief for his claim, that claim is moot and must be dismissed
    for lack of jurisdiction.” 
    Id. (citation omitted).
    Mootness
    has been described as “standing set in a time frame: The
    requisite personal interest that must exist at the
    commencement of the litigation (standing) must continue
    throughout its existence (mootness).” 
    Id. (citation omitted).
    Here, the district court erred by concluding that the
    Tribe’s response letter to the cease and desist order mooted
    any ongoing controversy. The letter makes clear that the
    Tribe disagreed with ICSO’s letter and order. The Tribe
    specifically stated “[w]e disagree with your presentation of
    the facts, and your interpretations of applicable law.” But
    the Tribe agreed to address ICSO’s concerns “as a show of
    good faith and to keep the peace.” This letter in no way
    demonstrates that the controversy over the scope of the
    BISHOP PAIUTE TRIBE V. INYO COUNTY               19
    Tribe’s lawful sovereign authority was put to rest. In fact,
    the Tribe requested further meetings with ICSO to address
    ICSO’s concerns. And the Tribe specifically noted the
    importance of Tribal PD officers being “allowed to perform
    their legal duties without fear or expectation of criminal
    prosecution.” The district court’s conclusion that the Tribe’s
    response letter mooted all controversies between the parties
    was erroneous. See 
    Carson, 347 F.3d at 745
    (explaining that
    mootness occurs “where no actual or live controversy exists”
    (citation omitted)).
    IV. CONCLUSION
    Because the district court has subject matter jurisdiction
    over claims involving federal common law and because the
    Tribe’s case is ripe and not moot, we REVERSE and
    REMAND for further proceedings.
    

Document Info

Docket Number: 15-16604

Citation Numbers: 863 F.3d 1144, 2017 U.S. App. LEXIS 13037, 2017 WL 3044643

Judges: Thomas, Murguia, Baylson

Filed Date: 7/19/2017

Precedential Status: Precedential

Modified Date: 11/5/2024

Authorities (21)

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OKLEVUEHA NATIVE AMERICAN CHURCH v. Holder , 676 F.3d 829 ( 2012 )

Elliott v. White Mountain Apache Tribal Court , 566 F.3d 842 ( 2009 )

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Maronyan v. Toyota Motor Sales, U.S.A., Inc. , 658 F.3d 1038 ( 2011 )

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Duro v. Reina , 110 S. Ct. 2053 ( 1990 )

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