United States v. Vasquez-Ramos ( 2008 )


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  •                   FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    UNITED STATES OF AMERICA,              
    Plaintiff-Appellee,         No. 06-50553
    v.                            D.C. No.
    MARIO MANUEL VASQUEZ-RAMOS,                CR-05-00581-SJO
    Defendant-Appellant.
    
    UNITED STATES OF AMERICA,              
    Plaintiff-Appellee,
    No. 06-50694
    v.
    LUIS MANUEL RODRIGUEZ-                       D.C. No.
    CR-05-00579-SJO
    MARTINEZ, also known as Luis
    OPINION
    Manuel Hernandez-Rodriguez,
    Defendant-Appellant.
    
    Appeal from the United States District Court
    for the Central District of California
    S. James Otero, District Judge, Presiding
    Argued and Submitted
    March 5, 2008—Pasadena, California
    Filed April 10, 2008
    Before: Alfred T. Goodwin, Mary M. Schroeder, and
    Richard C. Tallman, Circuit Judges.
    Per Curiam Opinion
    3771
    3774           UNITED STATES v. VASQUEZ-RAMOS
    COUNSEL
    Robison D. Harley, Jr., Santa Ana, California, for appellant
    Mario Manuel Vasquez-Ramos.
    Marilyn E. Bednarski, Kay, McLane & Bednarski, LLP, Pasa-
    dena, California, for appellant Luis Manuel Rodriguez-
    Martinez.
    Robert J. Lundman, Environment & Natural Resources Divi-
    sion, U.S. Department of Justice, Washington, D.C., for the
    appellee.
    OPINION
    PER CURIAM:
    Mario Manuel Vasquez-Ramos and Luis Manuel
    Rodriguez-Martinez (Defendants) were charged by informa-
    tion for possessing feathers and talons of bald and golden
    eagles and other migratory birds without a permit in violation
    of the Bald and Golden Eagle Protection Act (BGEPA), 16
    U.S.C. §§ 668-668d, and the Migratory Bird Treaty Act
    (MBTA), 16 U.S.C. §§ 703-712. They moved to dismiss the
    information claiming that prosecuting their possession of the
    feathers and talons violated the Religious Freedom Restora-
    tion Act (RFRA), 42 U.S.C. §§ 2000bb-1 to 2000bb-4. In
    UNITED STATES v. VASQUEZ-RAMOS               3775
    United States v. Antoine, 
    318 F.3d 919
    , 924 (9th Cir. 2003),
    under nearly identical facts, we held that there was no RFRA
    violation. Antoine remains binding law in our circuit, and we
    affirm the district court’s order denying Defendants’ motion
    to dismiss.
    I
    A
    BGEPA makes it illegal to possess bald or golden eagles or
    parts of bald or golden eagles without a permit. 16 U.S.C.
    § 668. Congress and the United States Department of the Inte-
    rior have crafted a permitting system and parts repository to
    regulate the possession and distribution of eagles and parts of
    eagles in a manner that “is compatible with the preservation
    of” the bald and golden eagle. 16 U.S.C. § 668a; 50 C.F.R.
    § 22.22. Permits authorizing acquisition and possession of
    whole or parts of eagles may be issued “for the religious pur-
    poses of Indian tribes.” 16 U.S.C. § 668a. However, only
    members of federally-recognized Indian tribes may apply for
    and receive permits. 50 C.F.R. § 22.22. Unless received
    through inheritance or gift, see 50 C.F.R. § 22.22(a)(1),
    permit-eligible tribal members may obtain eagles and parts of
    eagles only through the National Eagle Repository in Colo-
    rado, see 16 U.S.C. § 668(a); U.S. Fish & Wildlife Service,
    Questions and Answers About the National Eagle Repository,
    http://www.fws.gov/mountain-prairie/law/eagle/ (last visited
    Apr. 3, 2008).
    The Repository is the main collection point for salvaged
    bald and golden eagle carcasses, parts, and feathers. Requests
    for eagle carcasses or parts are received by the Repository and
    are generally filled on a first-come, first-served basis. The
    time it takes for a request to be filled varies between three and
    a half years for a whole bird and ninety days for twenty
    lower-quality feathers. Although there has been an increase in
    the number of eagle carcasses being recovered in the wild and
    3776            UNITED STATES v. VASQUEZ-RAMOS
    sent to the Repository, the number of requests has also
    increased, extending the wait.
    The Repository and permitting systems operate in recogni-
    tion of the fact that demand exceeds supply and that wait
    times are excessive. Supply and demand have also given rise
    to black market trading in illegally taken eagles or parts of
    eagles. See S. Rep. No. 71-180, at 2 (1930) (noting the “con-
    siderable traffic in eagle quills and plumage” and the corre-
    sponding need to criminalize not only killing and capture of
    eagles, but also possession, sale, and transport of eagles and
    their feathers); United States v. Hugs, 
    109 F.3d 1375
    , 1377
    (9th Cir. 1997) (per curiam) (where the defendants claimed
    that they shot bald and golden eagles because of the “diffi-
    culty of obtaining eagles or eagle parts administratively”).
    The MBTA also makes it illegal to possess any migratory
    birds, including bald and golden eagles. 16 U.S.C. § 703. Per-
    mits may be issued for falconry, propagation, scientific col-
    lection, rehabilitation, depredation, and taxidermy, among
    other purposes. 16 U.S.C. § 704; 50 C.F.R. §§ 21.21-.31.
    There is no specific exemption for Native American religious
    use, but “the United States has adopted a policy under which
    members of federally-recognized Indian tribes may possess
    migratory bird parts, while non-members may not and may be
    prosecuted for such possession.” See United States v. Eagle-
    boy, 
    200 F.3d 1137
    , 1138 (8th Cir. 1999).
    B
    In 2002, law enforcement officers acting in conjunction
    with the United States Fish and Wildlife Service, which was
    investigating the killing of bald eagles in captivity at the Santa
    Barbara Zoo, executed search warrants and found parts and
    feathers of eagles and other migratory birds in Defendants’
    residences. Defendants claim to have received the feathers
    during Native American religious ceremonies and to have
    used them for religious worship. Defendants did not have and
    UNITED STATES v. VASQUEZ-RAMOS             3777
    could not obtain permits to possess the parts and feathers
    because they are not members of federally-recognized Indian
    tribes.
    The United States filed a two-count information against
    each Defendant. Count One charged Defendants with know-
    ingly possessing feathers and talons of bald and golden eagles
    without a permit in violation of BGEPA. Count Two charged
    Defendants with wilfully possessing feathers and talons of
    bald and golden eagles and red-tailed hawks without a permit
    in violation of MBTA.
    Defendants filed a joint motion to dismiss the information,
    claiming that their prosecution impermissibly burdened their
    religious practice under RFRA. The government responded
    that the burden on Defendants’ religious practice was the least
    restrictive means of advancing the government’s compelling
    interest in protecting eagles. The district court agreed. It
    found the result to be controlled by our holding in United
    States v. Antoine and denied Defendants’ motion to dismiss.
    Defendants entered conditional guilty pleas and filed this
    timely appeal.
    II
    We review de novo a district court’s denial of a motion to
    dismiss an information based on the interpretation of a federal
    statute. See United States v. Gorman, 
    314 F.3d 1105
    , 1110
    (9th Cir. 2002); United States v. Sandia, 
    188 F.3d 1215
    , 1217
    (10th Cir. 1999) (“The district court’s decision to deny the
    motion to dismiss based on defendant’s religious rights under
    RFRA is a question of law that we review de novo.”).
    Whether application of a federal law violates RFRA is a ques-
    tion of statutory construction for the court, not a question of
    fact. See 
    Hugs, 109 F.3d at 1379
    .
    III
    [1] Under RFRA the government cannot “substantially bur-
    den a person’s exercise of religion even if the burden results
    3778           UNITED STATES v. VASQUEZ-RAMOS
    from a rule of general applicability” unless it demonstrates
    that “the burden to the person . . . (1) is in furtherance of a
    compelling governmental interest; and (2) is the least restric-
    tive means of furthering that compelling governmental inter-
    est.” 42 U.S.C. § 2000bb-1(a)-(b). The district court found,
    and the government concedes, that Defendants’ sincere reli-
    gious beliefs are substantially burdened by BGEPA and
    MBTA’s permit requirements. The government must demon-
    strate that criminalizing Defendants’ possession of eagle parts
    and feathers is the least restrictive means of achieving a com-
    pelling interest. See Gonzales v. O Centro Espirita Benefi-
    cente Uniao do Vegetal, 
    546 U.S. 418
    , 424 (2006).
    [2] We faced the same issue in United States v. 
    Antoine, 318 F.3d at 920
    . There, the defendant was charged with vio-
    lating BGEPA after he brought feathers and eagle parts from
    Canada into the United States and then swapped them for
    money and other goods as part of the native trading custom
    of “potlatch.” 
    Id. The defendant
    moved to dismiss his prose-
    cution, claiming that he was exempt from BGEPA under
    RFRA. 
    Id. We rejected
    his claim, holding that “[t]he govern-
    ment has a compelling interest in eagle protection that justi-
    fies limiting supply to eagles that pass through the repository,
    even though religious demand exceeds supply as a result. Any
    allocation of the ensuing religious burdens is least restrictive
    because reconfiguration would necessarily restrict someone’s
    free exercise.” 
    Id. at 924.
    We are bound by circuit precedent unless there has been a
    substantial change in relevant circumstances, see 
    id. at 922,
    or
    a subsequent en banc or Supreme Court decision that is
    clearly irreconcilable with our prior holding, see Miller v.
    Gammie, 
    335 F.3d 889
    , 900 (9th Cir. 2003) (en banc). Neither
    circumstance is present here.
    A
    [3] In July 2007, the Department of the Interior removed
    the bald eagle from the Endangered Species List. See Remov-
    UNITED STATES v. VASQUEZ-RAMOS                     3779
    ing the Bald Eagle from the List of Endangered and Threat-
    ened Wildlife, 72 Fed. Reg. 37,346 (July 9, 2007). Defendants
    urge us to conclude that given the current census estimates of
    pairs of nesting eagles in the continental United States there
    has been sufficient recovery of eagle populations such that the
    government’s interest in eagle protection is no longer compel-
    ling. But Congress passed BGEPA recognizing that “the bald
    eagle is [not] a mere bird of biological interest but a symbol
    of the American ideals of freedom.” Public Laws June 8,
    1940, ch. 278, pmbl., 54 Stat. 250 (1940). As the Tenth Cir-
    cuit has recognized, “The bald eagle would remain our
    national symbol whether there were 100 eagles or 100,000
    eagles. The government’s interest in preserving the species
    remains compelling in either situation.” United States v.
    Hardman, 
    297 F.3d 1116
    , 1128 (10th Cir. 2002) (en banc).
    [4] When the Department of the Interior issued the final
    rule removing the bald eagle from the list of endangered or
    threatened species, it repeatedly emphasized the continuing
    protection afforded by BGEPA and MBTA to reduce the
    threat to bald eagles and “prevent the likelihood of endanger-
    ment for the bald eagle in the lower 48 States.” 72 Fed. Reg.
    37,346; 37,366; 37,372. We conclude, despite the fact that the
    bald eagle is no longer considered endangered or threatened,1
    the United States continues to have a compelling interest in
    protecting eagles by enforcing BGEPA and MBTA. See
    
    Antoine, 318 F.3d at 924
    .
    1
    When we decided Antoine the Department of the Interior had proposed
    removing the bald eagle from the list of threatened species, but had not
    then finalized the delisting proposal. 
    See 318 F.3d at 921
    . Accordingly,
    any suggestion in Antoine about the effect a future final rule might have
    on the compelling interest analysis is pure dicta. We suggested that a
    future final rule might “transform a compelling interest into a less than
    compelling one, or render a well-tailored statute misproportioned.” 
    Id. Our review
    of the record satisfies us, however, that such “transformation” has
    not occurred.
    3780            UNITED STATES v. VASQUEZ-RAMOS
    B
    Defendants also argue that the Supreme Court’s decision in
    Gonzales v. O Centro Espirita Beneficente Uniao do Vegetal,
    “constitutes a significant shift in the legal terrain surrounding
    the appropriate application of . . . RFRA,” which undermines
    our holding in Antoine. We disagree.
    O Centro Espírita Beneficente União do Vegetal is a 130-
    member religious group with its roots in the Amazon rainfor-
    est that drinks a sacramental tea, hoasca, containing a halluci-
    nogen regulated under the Controlled Substances Act. O
    Centro 
    Espirita, 546 U.S. at 425
    . When the government
    threatened prosecution, the group filed suit seeking declara-
    tory and injunctive relief, arguing that applying the Controlled
    Substances Act to its use of hoasca violated RFRA. 
    Id. at 425-26.
    The government “conceded that the challenged appli-
    cation of the Controlled Substances Act would substantially
    burden a sincere exercise of religion by the [group],” but
    claimed that this burden did not violate RFRA. 
    Id. at 426.
    [5] The Supreme Court rejected the government’s primary
    contention on appeal—“that [the government] has a compel-
    ling interest in the uniform application of the Controlled Sub-
    stances Act, such that no exception to the ban on the use of
    the hallucinogen can be made to accommodate the sect’s sin-
    cere religious practice.” 
    Id. at 423.
    The Court held that
    “RFRA requires the Government to demonstrate that the com-
    pelling interest test is satisfied through application of the chal-
    lenged law . . . [to the] particular claimant whose sincere
    exercise of religion is being substantially burdened.” 
    Id. at 430-31.
    The Court explained that RFRA requires courts to
    “look[ ] beyond broadly formulated interests justifying the
    general applicability of government mandates and scruti-
    nize[ ] the asserted harm of granting specific exemptions to
    particular religious claimants.” 
    Id. at 431.
    [6] We agree with the district court that O Centro Espirita
    and Antoine are not clearly irreconcilable. See Miller, 335
    UNITED STATES v. 
    VASQUEZ-RAMOS 3781 F.3d at 900
    (holding that circuit precedent is binding unless
    “the relevant court of last resort [has] undercut the [prior
    cases’s] theory or reasoning”). First, in Antoine we considered
    whether application of BGEPA to the particular defendant, a
    member of a non-federally-recognized tribe, violated RFRA
    and thus engaged in the type of “focused inquiry” required by
    O Centro Espirita. See 
    Antoine, 318 F.3d at 922-23
    .
    [7] Additionally, O Centro Espirita dealt with the pursuit
    of a secular interest, drug prohibition, in a manner that bur-
    dened religion; granting an exemption to the Controlled Sub-
    stances Act for the 130-member group did not have any effect
    on other people’s religion. 
    See 546 U.S. at 432-33
    . But we
    recognized in Antoine, because there is a fixed supply of
    eagles that exceeds demand from religious adherents, “the
    burden on religion is 
    inescapable.” 318 F.3d at 923
    . Granting
    an exemption for Defendants would alleviate the burden on
    Defendants’ religion but would place additional burdens on
    members of federally-recognized tribes in the exercise of their
    religious practices. Nothing in O Centro Espirita undercuts
    the ruling in Antoine that this redistribution of burdens does
    not raise a valid RFRA claim. See 
    id. Congress and
    the
    Department of the Interior have chosen a means of allocating
    scarce eagle parts that is “least restrictive” while still protect-
    ing our important national symbol.
    C
    [8] Finally, Defendants contend that Antoine was decided
    on the incorrect premise that the demand for eagle parts
    exceeds a fixed supply. They argue that the government could
    remedy the problem of a demand that outstrips supply by
    increased diligence in salvage and recovery of eagle car-
    casses. Even if this were true, RFRA does not require the gov-
    ernment to make the practice of religion easier. The burden on
    religion prohibited by RFRA, like the First Amendment’s pro-
    hibition on limiting free exercise, “is written in terms of what
    the government cannot do to an individual, not in terms of
    3782           UNITED STATES v. VASQUEZ-RAMOS
    what the individual can exact from the government.” See
    Sherbert v. Verner, 
    374 U.S. 398
    , 412 (1963) (Douglas, J.
    concurring). Because the government is not obligated to
    increase the supply of available carcasses, Defendants cannot
    be heard to complain that their rights under RFRA are vio-
    lated by the government’s refusal to expand its collection and
    distribution practices.
    IV
    [9] In Antoine we held that individuals like Defendants who
    are not members of federally-recognized tribes did not have
    valid claims that their prosecutions under BGEPA violate
    
    RFRA. 318 F.3d at 924
    . Neither removal of bald eagles from
    the Endangered or Threatened Species List, the Supreme
    Court’s decision in O Centro Espirita, nor the government’s
    eagle recovery methods undermine this holding. The district
    court correctly denied Defendants’ motion to dismiss the
    information in reliance on the continued viability of Antoine.
    AFFIRMED.