United States v. Jorge Alberto Navarro , 800 F.3d 1104 ( 2015 )


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  •                      FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    UNITED STATES OF AMERICA,                         No. 15-10245
    Plaintiff-Appellee,
    D.C. No.
    v.                            2:07 cr-0332
    WBS-1
    JORGE AVILA ALBERTO NAVARRO,
    Defendant-Appellant.                    OPINION
    Appeal from the United States District Court
    for the Eastern District of California
    William B. Shubb, Senior District Judge, Presiding
    Submitted August 11, 2015*
    San Francisco, California
    Filed September 4, 2015
    Before: Stephen Reinhardt, A. Wallace Tashima,
    and Consuelo M. Callahan, Circuit Judges.
    Opinion by Judge Tashima
    *
    The panel unanimously finds this case suitable for decision without
    oral argument. See Fed. R. App. P. 34(a)(2)(C).
    2                 UNITED STATES V. NAVARRO
    SUMMARY**
    Criminal Law
    The panel affirmed the district court’s denial of Jorge
    Avila Alberto Navarro’s motion under 18 U.S.C. § 3582(c)(2)
    for reduction of sentence based on Amendments 782 and 788
    to the Sentencing Guidelines.
    The panel held that the district court did not abuse its
    discretion in granting Navarro’s motion under Fed. R. App.
    P. 4(b)(4) for an extension of time to file an appeal, and that
    the notice of appeal is therefore timely.
    The panel held that a district court cannot apply a
    retroactive amendment to reduce an already imposed sentence
    prior to that amendment’s effective date. The panel also held
    that the Sentencing Commission’s determination of the
    appropriate effective date for a retroactive amendment is not
    invalid simply because the Commission made reference to
    prisoners’ rehabilitative needs.
    COUNSEL
    Rachel R. Goldberg and Tara Azad Amin, Sidley Austin LLP,
    Chicago, Illinois; Robin Eve Wechkin, Sidley Austin LLP,
    Seattle, Washington; Heather E. Williams, Federal Defender,
    and Hannah Labaree, Assistant Federal Defender,
    Sacramento, California, for Defendant-Appellant.
    **
    This summary constitutes no part of the opinion of the court. It has
    been prepared by court staff for the convenience of the reader.
    UNITED STATES V. NAVARRO                    3
    Benjamin B. Wagner, United States Attorney, Camil A.
    Skipper and Jason Hitt, Assistant United States Attorneys,
    Sacramento, California, for Plaintiff-Appellee.
    OPINION
    TASHIMA, Circuit Judge:
    In this appeal, we examine the scope of the United States
    Sentencing Commission’s (the “Commission”) authority to
    limit the retroactive effect of its amendments to its
    Sentencing Guidelines. We hold that a district court cannot
    apply a retroactive amendment to reduce an already imposed
    sentence prior to that amendment’s effective date. We also
    hold that the Commission’s determination of the appropriate
    effective date for a retroactive amendment is not invalid
    simply because the Commission made reference to prisoners’
    rehabilitative needs. We therefore affirm.
    I.
    A.
    In 2008, Jorge Avila Alberto Navarro pled guilty to
    possession with intent to distribute methamphetamine. At
    sentencing, the district court calculated the appropriate
    Guidelines range to be 151 to 188 months. On the
    government’s motion, the district court imposed a below-
    Guidelines sentence of 113 months imprisonment. Under that
    sentence, Navarro is scheduled to be released on September
    9, 2015.
    4              UNITED STATES V. NAVARRO
    On November 1, 2014, the Commission issued
    Amendment 782 to its Sentencing Guidelines, which lowered
    the recommended sentences for certain drug crimes, including
    the crime of which Navarro was convicted. See United States
    Sentencing Commission, Guidelines Manual, (hereinafter
    “USSG”), supp. app’x. C, amend 782 (2014). At the same
    time, the Commission promulgated another amendment,
    Amendment 788, which amended § 1B1.10 of the Guidelines
    to authorize district courts to apply Amendment 782
    retroactively to reduce the length certain already-imposed
    sentences, provided that “the effective date of the court’s
    order is November 1, 2015, or later.” See USSG, supp. app’x.
    C, amend. 788 (2014); USSG § 1B1.10. In other words,
    Amendment 788 allowed district courts to hear motions for
    sentence reduction immediately, but instructed that any
    reduction based on the new Guidelines could not be effective
    until November 1, 2015, at the earliest.
    The Commission explained at length both its decision to
    amend the Guidelines, and its decision to delay that
    amendment’s retroactive effect.          In particular, the
    Commission was concerned, “[in] light of the large number
    of cases potentially involved, . . . that the agencies of the
    federal criminal justice system responsible for the offenders’
    reentry into society need[ed] time to prepare, and to help the
    offenders prepare, for that reentry.” 
    Id. Summarizing its
    considerations, the Commission determined that a one-year
    delay would be needed:
    (1) to give courts adequate time to obtain and
    review the information necessary to make an
    individualized determination in each case of
    whether a sentence reduction is appropriate,
    (2) to ensure that, to the extent practicable, all
    UNITED STATES V. NAVARRO                           5
    offenders who are to be released have the
    opportunity to participate in reentry programs
    and transitional services, such as placement in
    halfway houses, while still in the custody of
    the Bureau of Prisons, which increases their
    likelihood of successful reentry to society and
    thereby promotes public safety, and (3) to
    permit those agencies that will be responsible
    for offenders after their release to prepare for
    the increased responsibility.
    
    Id. The Commission
    ended by reiterating that “offenders
    cannot be released from custody pursuant to retroactive
    application of Amendment 782 before November 1, 2015.”
    
    Id. B. On
    March 12, 2015, Navarro filed a motion under
    18 U.S.C. § 3582(c)(2) asking the district court to reduce his
    sentence based on Amendments 782 and 788. Navarro
    calculated that, using the amended Guidelines and applying
    the same below-range deviation from his earlier sentence, he
    would be eligible for immediate release.1 However, Navarro
    is currently scheduled to be released on September 9, 2015,
    well before Amendment 788’s November 1, 2015, effective
    date. Navarro argues that the district court should apply
    Amendment 782 as though it were immediately retroactive,
    and accordingly order his immediate release. Navarro
    1
    Because we determine that the date of Navarro’s scheduled release
    precludes him from seeking a sentence reduction based on Amendments
    782 and 788, we do not address whether and to what extent his sentence
    could be reduced were those amendments applicable to him.
    6                 UNITED STATES V. NAVARRO
    contends that immediate application is necessary because the
    Commission’s decision to delay the effective date of
    Amendment 788 was based, in part, on considerations related
    to prisoners’ rehabilitative needs, and because the
    Commission’s choice of a November 1, 2015, effective date,
    rather than an earlier date, was unconstitutionally arbitrary.
    On April 21, 2015, the district court issued a written order
    denying Navarro’s motion. Under Federal Rule of Appellate
    Procedure 4(b)(1)(A), Navarro had fourteen days from the
    district court’s final order to appeal the court’s decision. On
    May 8, 2015, seventeen days after the order was filed,
    Navarro moved under Rule 4(b)(4) for an extension of the
    time to file an appeal. He claimed that defense counsel had
    incorrectly assumed the court would use a form order, and so
    was awaiting that order before appealing. The district court
    granted Navarro’s motion on May 11, 2015, reasoning that an
    extension was warranted “because defense counsel represents
    that he did not file a notice of appeal because he was waiting
    for the court to sign a Form 247.” Navarro filed a notice of
    appeal that same day. The government argues that the district
    court should not have granted the motion, and that this appeal
    is therefore untimely.2
    II.
    Although the requirement of a timely appeal is not a
    jurisdictional rule in criminal cases, where the government
    properly objects to an untimely filing, we must dismiss the
    appeal. United States v. Sadler, 
    480 F.3d 932
    , 941–42 (9th
    2
    The district court’s order granting Navarro’s motion to extend time was
    entered before the government was able to file an opposition to the
    motion.
    UNITED STATES V. NAVARRO                        7
    Cir. 2007). Because the government challenges the
    timeliness of Navarro’s appeal, we must first determine
    whether this appeal is, in fact, timely.
    Federal Rule of Appellate Procedure 4(b) generally
    requires that a criminal defendant file any notice of appeal
    within fourteen days of the judgment or order being appealed.
    However, “[u]pon a finding of excusable neglect or good
    cause, the district court may . . . extend the time to file a
    notice of appeal for a period not to exceed 30 days from the
    expiration of the time otherwise prescribed.” Fed. R. App. P.
    4(b)(4). “We review for abuse of discretion a district court’s
    decision to grant or deny a motion for an extension of time to
    file a notice of appeal.” Pincay v. Andrews, 
    389 F.3d 853
    ,
    858 (9th Cir. 2004). “If the court abused its discretion . . . the
    notice of appeal is untimely.” Meza v. Wash. State Dep’t of
    Soc. & Health Servs., 
    683 F.2d 314
    , 315 (9th Cir. 1982).
    Rule 4(b)(4) authorizes a district court to extend the time
    to appeal based on either of two grounds: “good cause” or
    “excusable neglect.” Both are familiar terms in the world of
    judicial procedure, and both represent relatively malleable
    concepts. The district court did not specifically state on
    which of these two grounds it was extending the time to
    appeal. An analysis of “excusable neglect” generally requires
    a court to analyze the four factors set out by the Supreme
    Court. See Pioneer Inv. Servs. Co. v. Brunswick Assocs. Ltd.,
    
    507 U.S. 380
    , 395 (1993); see also Lemoge v. United States,
    
    587 F.3d 1188
    , 1192 (9th Cir. 2009). Because the district
    court did not engage in this analysis, we assume, instead, that
    it relied on the more loosely defined “good cause” standard.
    “‘Good cause’ is a non-rigorous standard that has been
    construed broadly across procedural and statutory contexts.”
    8                 UNITED STATES V. NAVARRO
    Ahanchian v. Xenon Pictures, Inc., 
    624 F.3d 1253
    , 1259 (9th
    Cir. 2010) (discussing “good cause” in the context of Fed. R.
    Civ. P. 6(b)(1)). Here, Navarro’s delay was due to an
    understandable mistake about the unwritten procedures of the
    specific judge before whom he was practicing. As Navarro
    explained in his motion to extend the time to appeal,
    numerous other judges in the Eastern District of California
    have issued orders denying motions for sentence reduction on
    a government-issued form known as “Form 247.” In several
    of these cases, courts have filed the form following a short
    written order.3 Moreover, although use of Form 247 is not
    mandatory, the Sentencing Commission has asked district
    courts to use the form when either granting or denying
    motions for sentence reduction. In this case, defense counsel
    mistakenly believed that the order he received on April 21,
    2015, was not an appealable final order, but a preliminary
    order that would be followed by a final order on Form 247.
    He quickly realized his error, seventeen days after the original
    order, but not quickly enough to meet the dictates of Rule
    4(b)(1). There is no indication of bad faith, or that the
    government was prejudiced by the three-day delay. The
    district court recognized the reasonableness of counsel’s
    mistake and concluded that it constituted good cause. We
    cannot say that was an abuse of discretion. We therefore
    conclude that Navarro’s notice of appeal was timely, and
    proceed to the merits of this appeal.
    3
    Navarro has filed with this court a motion to take judicial notice of
    several unpublished district court orders using Form 247. That motion is
    hereby granted. See Fed. R. Evid. 201(b)(2); In re Korean Air Lines Co.,
    Ltd., 
    642 F.3d 685
    , 689 n.1 (9th Cir. 2011).
    UNITED STATES V. NAVARRO                       9
    III.
    We begin with Navarro’s argument that the district court
    should have treated Amendment 782 as immediately
    retroactive because the Commission considered prisoners’
    rehabilitative needs in deciding to delay its retroactive effect.
    For the reasons discussed below, we conclude that this
    argument is unavailing.
    A.
    Once a sentence of imprisonment has been imposed, that
    sentence generally is treated as final. See 18 U.S.C.
    § 3582(b). However, in an “act of lenity,” Congress has
    crafted a limited exception for prisoners who were sentenced
    based on Guidelines that have since been amended
    downward. Dillon v. United States, 
    560 U.S. 817
    , 828
    (2010). In such circumstances, 18 U.S.C. § 3582(c)(2) allows
    a defendant to request a reduced sentence based on new
    Guidelines and allows district courts to reduce a term of
    imprisonment, so long as “such a reduction is consistent with
    applicable policy statements issued by the Sentencing
    Commission.” As the Supreme Court has explained,
    § 3582(c)(2) thus prescribes a limited, two-step inquiry.
    
    Dillon, 560 U.S. at 826
    . First, the court must look to “the
    Commission’s instructions in § 1B1.10 to determine the
    prisoner’s eligibility for a sentence modification and the
    extent of the reduction authorized.” 
    Id. at 827.
    Because the
    Commission has statutory authority both to amend the
    Guidelines and to “determin[e] whether and to what extent an
    amendment will be retroactive . . . [a] court’s power under
    § 3582(c)(2) . . . depends in the first instance on the
    Commission’s decision not just to amend the Guidelines but
    to make the amendment retroactive.” 
    Id. at 826.
    10              UNITED STATES V. NAVARRO
    “At step two of the inquiry, § 3582(c)(2) instructs a court
    to consider any applicable § 3553(a) factors and determine
    whether, in its discretion, the reduction authorized by
    reference to the policies relevant at step one is warranted in
    whole or in part under the particular circumstances of the
    case.” 
    Id. at 827.
    This circumscribed inquiry is not to be
    treated as “plenary resentencing proceedings.” 
    Id. at 826.
    Stated differently, “the only ‘appropriate use’ of sentence
    modification proceedings under section 3582(c) is to adjust
    a sentence in light of a Guidelines amendment,” so courts
    may not use such proceedings to “reconsider[] a sentence
    based on factors unrelated to a retroactive Guidelines
    amendment.” United States v. Fox, 
    631 F.3d 1128
    , 1132 (9th
    Cir. 2011).
    As the district court correctly concluded, Navarro cannot
    make it past step one of the Dillon inquiry. The
    Commission’s instructions in § 1B1.10 make it perfectly clear
    that a court may not reduce a “term of imprisonment based on
    Amendment 782 unless the effective date of the court’s order
    is November 1, 2015, or later.” USSG § 1B1.10(e)(1). There
    is thus no way to reduce Navarro’s sentence “consistent with
    applicable policy statements issued by the Sentencing
    Commission.” 18 U.S.C. § 3582(c)(2).
    B.
    Navarro contends that the district court should have
    ignored the explicit limitation on the retroactive effect of
    Amendment 788, and treated that amendment as immediately
    retroactive, because the Commission mentioned rehabilitative
    concerns in its statement of reasons for the Amendment.
    In advancing this argument, Navarro relies principally on
    the Supreme Court’s decision in Tapia v. United States,
    UNITED STATES V. NAVARRO                      11
    
    131 S. Ct. 2382
    (2011), in which the Court held the
    Sentencing Reform Act “precludes sentencing courts from
    imposing or lengthening a prison term to promote an
    offender’s rehabilitation.” 
    Id. at 2391.
    Tapia, in turn, relied
    on two related statutes, 18 U.S.C. § 3582(a) and 28 U.S.C.
    § 994(k). Section 3582(a) instructs sentencing courts “in
    determining whether to impose a term of imprisonment, and
    . . . in determining the length of the term” to “recogniz[e] that
    imprisonment is not an appropriate means of promoting
    correction and rehabilitation.” Section 994(k) instructs the
    Commission to “insure that the guidelines reflect the
    inappropriateness of imposing a sentence to a term of
    imprisonment for the purpose of rehabilitating the defendant
    or providing the defendant with needed educational or
    vocational training, medical care, or other correctional
    treatment.” In Tapia, the Court read these two statutes as
    sending the Commission and sentencing judges “the same
    message: Do not think about prison as a way to rehabilitate
    an 
    offender.” 131 S. Ct. at 2390
    .
    Navarro contends that the Commission – and by
    extension, the district court – violated this proscription by
    citing to rehabilitative concerns in its stated reasons for
    Amendment 788. In particular Navarro cites to the
    Commission’s statement that a one-year delay was necessary
    to ensure that, to the extent practicable, all
    offenders who are to be released have the
    opportunity to participate in reentry programs
    and transitional services, such as placement in
    halfway houses, while still in the custody of
    the Bureau of Prisons, which increases their
    likelihood of successful reentry to society and
    thereby promotes public safety.
    12                 UNITED STATES V. NAVARRO
    USSG, supp. app’x. C, amend. 788. The government does
    not dispute that this passage indicates a consideration of
    rehabilitation, and instead argues that (1) any flaw in the
    reasoning of Amendment 788 does not provide Navarro with
    a basis to reduce his sentence, and (2) regardless, Tapia is
    inapplicable in sentence reduction proceedings.4
    We agree with the government on both points. First,
    Navarro simply has not explained how a flaw, if any, in the
    Commission’s reasoning in Amendment 788 would mandate
    an immediate retroactive application of Amendment 782. As
    discussed above, a district court is without power to grant a
    sentence reduction not “consistent with applicable policy
    statements issued by the Sentencing Commission.” 18 U.S.C.
    § 3582(c)(2). Amendment 782 itself was not retroactive, and
    nothing outside of Amendment 788 would make Amendment
    782 retroactive to Navarro. Even were we to conclude that
    the Commission fatally erred in promulgating Amendment
    788, and that the Amendment was therefore unenforceable,
    Navarro would still be left without a basis to have his
    sentence reduced.
    Moreover, we conclude, as did the district court, that
    Tapia does not apply to sentence reduction proceedings. As
    the Supreme Court explained in Dillon and as we clarified in
    Fox, sentence reduction proceedings should not be treated as
    a second round of sentencing. Simply put, the restrictions
    4
    Because we conclude that Tapia does not apply in sentence reduction
    proceedings, we do not address the question of whether the quoted
    passage actually represents the sort of consideration of rehabilitation that
    Tapia forbids. We note, however, that it is far from clear that arranging
    transition and reentry services for currently incarcerated inmates would
    constitute treating “prison as a way to rehabilitate an offender.” 
    Tapia, 131 S. Ct. at 2390
    .
    UNITED STATES V. NAVARRO                    13
    and rules associated with sentencing do not carry over to
    sentence reduction proceedings, which are instead governed
    by their own set of rules. See 
    Dillon, 560 U.S. at 828
    (holding that the Sixth Amendment right to have essential
    facts found by a jury beyond a reasonable doubt does not
    apply to motions for sentence reduction).
    Tapia does not change the distinction discussed in Dillon.
    By its own terms, Tapia does not apply to sentence reduction.
    The Supreme Court specifically held that a court could not
    “impose or lengthen a prison sentence to enable an offender
    to complete a treatment program or otherwise to promote
    rehabilitation,” but said nothing about reducing (or declining
    to reduce) a prison 
    sentence. 131 S. Ct. at 2393
    (emphasis
    added). And for good reason. The Court’s decision in Tapia
    followed directly from its interpretation of two specific
    statutory provisions: 18 U.S.C. § 3582(a) and 28 U.S.C.
    § 994(k). Both address sentencing, not sentence reduction.
    Section 3582(a) presents instructions for a “court, in
    determining whether to impose a term of imprisonment, and
    . . . in determining the length of the term.” A separate
    subsection, § 3582(c), governs sentence reduction, and that
    subsection contains no rule against considering rehabilitation.
    Similarly, § 994(k) instructs the Commission to “insure that
    the guidelines reflect the inappropriateness of imposing a
    sentence to a term of imprisonment for the purpose of
    rehabilitating the defendant.” (emphasis added). However,
    § 994(k) says nothing about sentence reduction, and the
    subsection that authorizes the commission to make
    amendments retroactive, § 994(u), places no limit on
    14                UNITED STATES V. NAVARRO
    rehabilitative considerations.5 Thus deprived of any firm
    foothold in statutory text, Navarro is left to argue that Tapia
    should apply to his sentence reduction motion because
    sentence reduction, like sentencing, involves deciding how
    long an offender will stay in prison. But importing the rules
    of sentencing into sentence reduction is precisely what Dillon
    instructs us not to do. We thus conclude that Tapia does not
    apply in sentence reduction proceedings, and that it therefore
    does not provide a basis to challenge the Commission’s
    decision to limit the retroactive effect of a Guidelines
    amendment.
    IV.
    Navarro next argues that the Commission’s decision to
    delay the effective date of Amendment 788 for a full year –
    until November 1, 2015 – was unconstitutionally arbitrary, in
    violation of the Due Process and Equal Protection Clauses of
    the Constitution.6 According to Navarro, the Commission
    5
    Of course, before the Commission can make a Guidelines amendment
    retroactive, it must amend the Guidelines in the first place. Even when an
    amendment will be applied retroactively, the initial change to the
    Guidelines will thus still be governed by all the usual rules, including
    § 994(k). However, Navarro has not challenged the sentencing range
    expressed by the amended Guidelines, only the Commission’s failure to
    make that amendment immediately retroactive.
    6
    Technically, the Commission’s Guidelines are not governed by the
    Equal Protection Clause of the Fourteenth Amendment, which applies
    only to the states, not to the federal government or federal entities. See
    Bolling v. Sharpe, 
    347 U.S. 497
    , 498–99 (1954). However, the Due
    Process Clause of the Fifth Amendment similarly prohibits unjustified
    discrimination by federal actors, and our “approach to Fifth Amendment
    equal protection claims has always been precisely the same as to equal
    UNITED STATES V. NAVARRO                     15
    had an insufficient basis to conclude that a one-year delay,
    rather than a shorter six-month delay, was necessary to
    achieve its stated goals. By choosing the one-year delay,
    Navarro argues, the Commission arbitrarily and
    unconstitutionally discriminated against those prisoners who
    were due for release more than six months, but less than a
    year, after Amendment 788 was issued. We find this
    argument unpersuasive.
    To begin, we note that Navarro never presented this
    constitutional argument before the district court. Instead,
    citing to cases involving the Administrative Procedure Act
    (“APA”), Navarro argued that the Commission’s decision not
    to make Amendment 782 retroactive prior to November 1,
    2015, was “arbitrary, capricious, or manifestly contrary to the
    statute.” See Chevron U.S.A. Inc. v. Nat. Res. Def. Council,
    Inc., 
    467 U.S. 837
    , 844 (1984). The district court correctly
    rejected this challenge, citing our prior holding that “[t]he
    Commission is not an agency subject to the requirements of
    the APA but ‘an independent entity in the judicial branch.’”
    See United States v. Tercero, 
    734 F.3d 979
    , 984 (9th Cir.
    2013) (quoting Wash. Legal Found. v. U.S. Sentencing
    Comm’n, 
    17 F.3d 1446
    , 1450 (D.C. Cir. 1994)).
    Navarro’s constitutional argument is thus before the court
    for the first time on appeal. We generally will not entertain
    arguments that were not first presented before the district
    court. See Davis v. Elec. Arts Inc., 
    775 F.3d 1172
    , 1180 (9th
    Cir. 2015). “This court has discretion to decide whether to
    reach such an issue, however, where the issue presented is a
    purely legal one and the record below has been fully
    protection claims under the Fourteenth Amendment.” Weinberger v.
    Wiesenfeld, 
    420 U.S. 636
    , 638 n.2 (1975).
    16                 UNITED STATES V. NAVARRO
    developed.” Davis v. Nordstrom, Inc., 
    755 F.3d 1089
    , 1094
    (9th Cir. 2014). Here, we choose to exercise that discretion
    to reach the merits of Navarro’s constitutional claim because,
    on the record before us, we have little doubt that Navarro has
    failed to demonstrate a constitutional violation.
    When the Commission enacts Guidelines treating one
    class of offenders differently from another, equal protection
    generally requires that the classification be “rationally related
    to a legitimate government interest.” United States v.
    Ruiz-Chairez, 
    493 F.3d 1089
    , 1091 (9th Cir. 2007) (quoting
    City of Cleburne v. Cleburne Living Ctr., 
    473 U.S. 432
    , 440
    (1985)).7 Under this rational-basis review, “[t]he burden falls
    on the party seeking to disprove the rationality of the
    relationship between the classification and the purpose.” 
    Id. Navarro has
    not met this burden.
    As discussed above, the Commission stated three general
    reasons for its decision to delay the effective date of
    Amendment 788: (1) giving courts time to review the large
    number of eligible inmates and make individualized
    determinations; (2) arranging for transition and re-entry
    programs in order to reduce recidivism and protect public
    safety; and (3) permitting affected agencies to prepare for an
    increased workload.8 USSG, app’x. C, amend. 788. These
    7
    The Commission’s decisions would, of course, be subject to a higher
    level of scrutiny if its classification implicated a fundamental right or a
    suspect classification. See United States v. D’Anjou, 
    16 F.3d 604
    , 612
    (4th Cir. 1994).
    8
    We focus here on the governmental interests stated by the Commission
    because they are most easily addressed. We recognize, however, that
    under rational-basis review, the government actor generally need not
    “actually articulate at any time the purpose or rationale supporting its
    UNITED STATES V. NAVARRO                          17
    clearly constitute legitimate government interests. See Ewing
    v. California, 
    538 U.S. 11
    , 29 (2003) (recognizing “the
    State’s public-safety interest in incapacitating and deterring
    recidivist felons”); Bankers Life & Cas. Co. v. Crenshaw,
    
    486 U.S. 71
    , 82 (1988) (recognizing “the State’s interest in
    conserving judicial resources”). There is also a rational
    connection between these interests and the one-year delay:
    The Commission reasonably was concerned that making
    Amendment 782 immediately retroactive would lead to a rush
    to the courts, pressuring the district courts to make release
    decisions quickly, and putting pressure on government
    agencies responsible for helping prisoners transition back into
    outside society. Thus, the Commission’s decision easily
    survives rational-basis review.
    Notwithstanding the legitimacy of the government
    interests at stake, Navarro argues that the Commission’s
    decision violated due process because there was insufficient
    evidence before the Commission for it to conclude that a
    delay of one year was necessary.              This argument
    misapprehends the scope of rational-basis review. Generally,
    “the absence of legislative facts explaining the distinction on
    the record has no significance in rational-basis analysis.”
    FCC v. Beach Commc’ns, Inc., 
    508 U.S. 307
    , 315 (1993).
    Rather, rational-basis review allows for decisions “based on
    rational speculation unsupported by evidence or empirical
    data.” 
    Id. Moreover, “[t]he
    rational basis standard . . . does
    not require that the Commission choose the best means of
    advancing its goals.” Vermouth v. Corrothers, 
    827 F.2d 599
    ,
    603 (9th Cir. 1987). Instead, all that is needed is some
    “rational connection” between the rule and the governmental
    classification.” Armour v. City of Indianapolis, Ind., 
    132 S. Ct. 2073
    ,
    2082 (2012) (quoting Nordlinger v. Hahn, 
    505 U.S. 1
    , 15 (1992)).
    18              UNITED STATES V. NAVARRO
    interest, regardless of whether that rule is an “exact fit” for
    the interest at issue. Mauro v. Arpaio, 
    188 F.3d 1054
    ,
    1059–60 (9th Cir. 1999). It was rational for the Commission
    to believe that some delay was appropriate, and Navarro has
    not demonstrated that a blanket one-year delay bore no
    rational connection to any legitimate governmental interest.
    Finally, Navarro contends that the one-year delay was
    irrational as applied to him because he is an alien who will be
    removed from the country upon his release. He thus argues
    that the Commission’s concerns about public safety and
    transitional services have no weight in his specific case. This
    argument again overstates the scope of our review. Under the
    rational-basis standard, we accept “generalizations even when
    there is an imperfect fit between means and ends. A
    classification does not fail rational-basis review because it is
    not made with mathematical nicety or because in practice it
    results in some inequality.” Aleman v. Glickman, 
    217 F.3d 1191
    , 1201 (9th Cir. 2000) (quoting Heller v. Doe ex rel.
    Doe, 
    509 U.S. 312
    , 321 (1993)). The fact that the
    Commission’s reasoning will apply with greater force to
    some groups of inmates than to others does not invalidate its
    otherwise-valid decision. We therefore conclude that
    Navarro has not met his “burden ‘to negative every
    conceivable basis which might support’” the Commission’s
    decision to delay the effective date of Amendment 788 for
    one year. Los Coyotes Band of Cahuilla & Cupeno Indians
    v. Jewell, 
    729 F.3d 1025
    , 1039 (9th Cir. 2013) (quoting
    
    Aleman, 217 F.3d at 1201
    ).
    UNITED STATES V. NAVARRO                           19
    V.
    Neither the Constitution nor any statute forbade the
    Commission from delaying the effective date of Amendment
    788.9 Accordingly, the judgment of the district court is
    AFFIRMED.
    9
    The only other circuit to have addressed the delayed-effective-date
    issue also upheld the delay. See United States v. Maiello, No. 15-10532,
    
    2015 WL 4931982
    (11th Cir. Aug. 19, 2015).
    

Document Info

Docket Number: 15-10245

Citation Numbers: 800 F.3d 1104, 92 Fed. R. Serv. 3d 786, 2015 U.S. App. LEXIS 15786

Judges: Reinhardt, Tashima, Callahan

Filed Date: 9/4/2015

Precedential Status: Precedential

Modified Date: 11/5/2024

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Heller v. Doe Ex Rel. Doe , 113 S. Ct. 2637 ( 1993 )

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