Dannie Farnum v. Scott Frauenheim ( 2019 )

NOT FOR PUBLICATION FILED
UNITED STATES COURT OF APPEALS APR 23 2019
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
DANNIE JOE FARNUM, No. 16-56719
Petitioner-Appellant, D.C. No.
5:15-cv-02078-GW-E
v.
SCOTT FRAUENHEIM, Warden, MEMORANDUM*
Respondent-Appellee.
Appeal from the United States District Court
for the Central District of California
George H. Wu, District Judge, Presiding
Argued and Submitted April 10, 2019
Pasadena, California
Before: RAWLINSON and MURGUIA, Circuit Judges, and RAKOFF,** District
Judge.
Dannie Farnum appeals the denial of his petition for relief from his
conviction under 28 U.S.C. § 2254. Farnum was convicted by a California state
jury of second-degree murder and inflicting injury upon a child under eight years
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
**
The Honorable Jed S. Rakoff, United States District Judge for the
Southern District of New York, sitting by designation.
old causing death for the death of his girlfriend’s 7-month-old son, “Baby John.”
His conviction was affirmed on direct appeal by the California Court of Appeal.
After his section 2254 petition was denied and dismissed with prejudice by the
district court, we granted a certificate of appealability (COA) as to two issues: (1)
whether Farnum was deprived of his rights to due process and a fair trial as a result
of the admission of a child witness’s testimony and prior statements at trial, and (2)
whether the evidence was sufficient to support Farnum’s conviction.
We review de novo a district court’s denial of a habeas corpus petition,
reviewing any underlying factual findings and credibility determinations for clear
error. Jones v. Taylor, 763 F.3d 1242, 1245 (9th Cir. 2014). Under the Anti-
Terrorism and Effective Death Penalty Act (“AEDPA”), a federal court may not
grant a habeas petition filed by a person in state custody with respect to any claim
adjudicated on the merits in a state court proceeding unless the state court decision
was “contrary to, or involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United States,” or “was
based on an unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. § 2254(d). “When more than
one state court has adjudicated a claim, we analyze the last reasoned
decision.” Fox v. Johnson, 832 F.3d 978, 985-86 (9th Cir. 2016). In this case, the
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last reasoned state court decision is the California Court of Appeal’s decision on
direct review.
I. Due Process Claim
Farnum argues that the admission at trial of the testimony and prior
statements of his daughter, “Jane Doe,” violated his due process rights because
Jane Doe, who was seven years old at the time of trial and four years old at the
time of the prior statements, was not properly found competent to testify. Farnum
argues that de novo review should apply to this claim as the Court of Appeal did
not address it on the merits. We need not decide this issue as we may “deny writs
of habeas corpus under § 2254 by engaging in de novo review when it is unclear
whether AEDPA deference applies,” Fox, 832 F.3d at 986, and, even under de
novo review, Farnum’s claim cannot prevail.
While “failure to conduct an appropriate [competency] hearing implicates a
defendant’s due process rights,” upon review “our concern is solely whether the
trial court conducted a meaningful hearing.” Walters v. McCormick, 122 F.3d
1172, 1176-77 (9th Cir. 1997) (rejecting claim that the admission of a child
witness’s testimony violated due process). As the Court of Appeal recognized, the
trial court conducted an adequate hearing into Jane Doe’s competency and then
exercised its discretion in admitting her testimony and prior statements. Moreover,
the jury “remained free to assess the truthfulness and the significance of [the
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challenged] testimony, and petitioner had the opportunity to refute it.” Dowling v.
United States, 493 U.S. 342, 352-53 (1990) (rejecting a due process challenge to
the admission of testimony). Accordingly, there was no due process violation.
II. Sufficiency of the Evidence
On habeas review, we may overturn a state court decision rejecting a
sufficiency of the evidence challenge “only if the state court decision was objectively
unreasonable.” Coleman v. Johnson, 566 U.S. 650, 651 (2012) (internal quotations
omitted). On direct appeal, the reviewing court is required to uphold a conviction if
it finds that “after viewing the evidence in the light most favorable to the prosecution,
any rational trier of fact could have found the essential elements of the crime beyond
a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 319 (1979) (emphasis in
original); see also United States v. Nevils, 598 F.3d 1158, 1163-64 (9th Cir. 2010).
To prove Farnum guilty of second-degree murder, the Government was
required to establish that Farnum killed Baby John “with malice aforethought,”
which may be express if “there is manifested a deliberate intention to take away the
life of a fellow creature,” or implied if the defendant acted in “conscious disregard
for life.” People v. Knoller, 41 Cal. 4th 139, 151-52 (2007) (citing Cal. Penal Code
§ 187(a)). To prove Farnum guilty of assault on a child resulting in death, the
Government needed to establish that Farnum: (1) had the care or custody of a child
under the age of eight; (2) assaulted the child; (3) by means of force that to a
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reasonable person would be likely to produce great bodily injury; (4) resulting in the
child's death. See People v. Malfavon, 102 Cal. App. 4th 727, 735 (2002) (citing Cal.
Penal Code § 273ab).
Farnum argues that, if Jane Doe’s testimony is either excluded or “properly
discount[ed],” there is insufficient evidence to convict him on either count. The
Court of Appeal found that there was sufficient evidence that Farnum inflicted
Baby John’s fatal injuries with the requisite mens rea regardless of whether Doe’s
testimony, which the Court of Appeal found was properly admitted, was
considered. In addition to Jane Doe’s testimony and prior statements that she
witnessed Farnum hit Baby John on the head, the jury heard testimony from a
pathologist that Baby John died as a result of severe head injuries that could be
inflicted only by an adult using an adult’s force, testimony from Baby John’s
mother that Farnum was the only adult present with Baby John before he lost
consciousness, testimony from an emergency responder that Farnum behaved
suspiciously when emergency personnel arrived, and testimony that Farnum
offered multiple conflicting explanations for Baby John’s injuries. Accordingly,
the Court of Appeals was reasonable to conclude that there was sufficient evidence
to convict Farnum on both counts.
AFFIRMED.
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