The Ecology Center v. Castaneda , 426 F.3d 1144 ( 2005 )


Menu:
  •                   FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    THE ECOLOGY CENTER; THE LANDS          
    COUNCIL,
    Plaintiffs-Appellants,
    v.
    BOB CASTANEDA, in his official
    capacity as Forest Supervisor for
    the Kootenai National Forest;
    BRADLEY E. POWELL, Regional
    Forester of Region One of the
    U.S. Forest Service; UNITED                  No. 04-35936
    STATES FOREST SERVICE, an agency
    of the U.S. Department of                     D.C. No.
    CV-02-00200-DWM
    Agriculture,
    Defendants-Appellees,             OPINION
    OWENS & HURST LUMBER
    COMPANY, INC.; E.M. LOGGING,
    INC.; COUNTY OF LINCOLN; EUREKA
    AREA CHAMBER OF COMMERCE;
    TOWN OF EUREKA; COUNTY OF
    SANDERS; MONTANA COALITION OF
    FOREST COUNTIES,
    Defendants-Intervenors-
    Appellees.
    
    Appeal from the United States District Court
    for the District of Montana
    Donald W. Molloy, District Judge, Presiding
    Argued and Submitted
    September 15, 2005—Seattle, Washington
    Filed October 19, 2005
    14363
    14364       THE ECOLOGY CENTER v. CASTANEDA
    Before: Mary M. Schroeder, Chief Judge, Arthur L. Alarcón
    and Andrew J. Kleinfeld, Circuit Judges.
    Opinion by Judge Alarcón
    14366         THE ECOLOGY CENTER v. CASTANEDA
    COUNSEL
    Thomas J. Woodbury, Missoula, Montana, for the plaintiffs-
    appellants.
    Mark R. Haag, United States Department of Justice, Washing-
    ton, DC, for the defendants-appellees.
    Julie A. Weis, Haglund Kelley Horngren Jones & Wilder
    LLP, Portland, Oregon, for the defendants-intervenors-
    appellees.
    OPINION
    ALARCÓN, Circuit Judge:
    Plaintiffs/appellants The Ecology Center, Inc. and The
    Lands Council (collectively, “Ecology Center”) appeal from
    the order denying their motion for summary judgment on their
    National Environmental Policy Act (“NEPA”) and National
    Forest Management Act (“NFMA”) claims. Ecology Center
    also seeks reversal of the order granting appellees/defendants’
    motion to dismiss, and their Rule 60(b)(5) motion to dissolve
    the injunction the district court previously had issued. Ecol-
    ogy Center contends that the district court erred in denying its
    motion for summary judgment and granting defendants’
    motions because § 407 of the Flathead and Kootenai National
    Forest Rehabilitation Act, on which the district court relied,
    violates the separation of powers doctrine. We affirm because
    we conclude that § 407 of the Flathead and Kootenai National
    Forest Rehabilitation Act does not violate the separation of
    powers doctrine.
    I
    On December 9, 2002, Ecology Center filed a complaint
    against Bob Castaneda, Bradley Powell, and the United States
    THE ECOLOGY CENTER v. CASTANEDA             14367
    Forest Service (collectively, the “Forest Service”), challeng-
    ing the Records of Decision the Forest Service issued under
    NFMA and NEPA approving timber sales in five project areas
    of the Kootenai National Forest. Ecology Center alleged that
    the Forest Service failed to document the existence of a mini-
    mum of 10% old growth habitat at elevations below 5,500
    feet on a forest-wide basis in the Kootenai National Forest, as
    required by the Kootenai Forest Plan.
    Ecology Center filed a motion for summary judgment and
    motion for preliminary injunction seeking to enjoin the timber
    sales the Forest Service had approved. On June 30, 2003, the
    district court granted Ecology Center a partial summary judg-
    ment based on its claim that the Forest Service failed to verify
    the minimum old growth habitat as required by the Kootenai
    Forest Plan, and that its decision to approve the challenged
    timber sales was “contrary to law under NEPA.” The district
    court issued an injunction against continued timber sales
    pending resolution of the Forest Service’s undertaking of an
    administrative process allowing for review and public com-
    ment on the Forest Service’s information regarding the
    amount of old growth habitat in the Kootenai National Forest.
    The district court held, inter alia, that, although the project
    areas in which the logging was to occur had 10% old growth
    habitat, the Forest Service was out of compliance with the
    Kootenai Forest Plan because it failed to show that 10% old
    growth habitat existed on a forest-wide basis, as required by
    the Kootenai Forest Plan. The Forest Service and the interve-
    nors in this case appealed from the order granting the injunc-
    tion.
    To satisfy the terms of the injunction, the Forest Service
    published the forest-wide old growth estimates from the
    administrative record and invited public comment. The Forest
    Service received comments from twenty-seven individuals
    and groups, including Ecology Center.
    During the public comment period, Congress enacted the
    Flathead and Kootenai National Forest Rehabilitation Act,
    14368         THE ECOLOGY CENTER v. CASTANEDA
    Department of Interior and Related Agencies Appropriations
    Act of 2004, Pub. L. No. 108-108, 117 Stat. 1241, which the
    President signed on November 10, 2003. Section 407 pro-
    vides:
    IMPLEMENTATION             OF     RECORDS        OF
    DECISION.
    The Secretary of Agriculture shall publish new
    information regarding forest wide estimates of old
    growth from volume 103 of the administrative
    record in the case captioned Ecology Center v. Cas-
    taneda, CV-02-200-M-DWM (D. Mont.) for public
    comment for a 30-day period. The Secretary shall
    review any comments received during the comment
    period and decide whether to modify the Records of
    Decision (hereinafter referred to as the “ROD’s”) for
    the Pinkham, White Pine, Kelsey-Beaver, Gold/
    Boulder/Sullivan, and Pink Stone projects on the
    Kootenai National Forest. The ROD’s, whether mod-
    ified or not, shall not be deemed arbitrary and capri-
    cious under the NFMA, NEPA or other applicable
    law as long as each project area retains 10 percent
    designated old growth below 5,500 feet elevation in
    third order watersheds in which the project is
    located as specified in the forest plan.
    § 407, 117 Stat. at 1320 (emphasis added). After Congress
    enacted § 407, the Forest Service completed its review of the
    public comments and determined that it was not necessary to
    modify its Records of Decision relating to the five timber
    sales.
    Ecology Center filed a second motion for summary judg-
    ment on November 10, 2003. It alleged that § 407 violates the
    separation of powers doctrine and requested summary judg-
    ment on its remaining NFMA and NEPA claims. The Forest
    Service opposed Ecology Center’s motion and filed a cross-
    THE ECOLOGY CENTER v. CASTANEDA              14369
    motion to dismiss or, in the alternative, for summary judg-
    ment, on the grounds that (1) § 407 superceded the Kootenai
    Forest Plan, upon which the district court’s June 2003 order
    and injunction were based, and (2) the Forest Service had sat-
    isfied the requirements of § 407. The Forest Service also filed
    a motion to dissolve the injunction pursuant to Rule 60(b) of
    the Federal Rules of Civil Procedure on the ground that it had
    satisfied the terms of the injunction.
    In an order issued on June 15, 2004, the district court held
    that it lacked jurisdiction to consider the Forest Service’s
    motions because of its pending appeal from the order enjoin-
    ing the Forest Service’s continued timber sales. Thereafter,
    this Court granted the Forest Service’s and the intervenors’
    request for a voluntary dismissal of their appeal. Satisfied that
    it had jurisdiction, the district court granted the Rule 60(b)
    motion on August 20, 2004 and dissolved the injunction.
    Relying on Robertson v. Seattle Audubon Society, 
    503 U.S. 429
    (1992) and this Court’s decision in Stop H-3 Ass’n v.
    Dole, 
    870 F.2d 1419
    , 1438 n.27 (9th Cir. 1989), the district
    court also rejected Ecology Center’s argument that § 407 vio-
    lates the separation of powers doctrine and held that “Con-
    gress has not impermissibly directed findings . . . by the terms
    of [§ 407], this Court could still, somehow, find there wasn’t
    10% on an area and prevent the [timber] sales . . . Congress
    has changed the underlying law.” The district court denied
    Ecology Center’s motion and granted the Forest Service’s
    motion to dismiss Ecology Center’s complaint pursuant to
    Rule 12(b)(6) of the Federal Rules of Civil Procedure. It
    determined that, in light of § 407, Ecology Center’s complaint
    failed to state a claim upon which relief could be granted.
    Ecology Center filed this timely appeal pursuant to 28 U.S.C.
    § 1291.
    II
    Ecology Center contends that § 407 violates the separation
    of powers doctrine because it directs a rule of decision in a
    14370          THE ECOLOGY CENTER v. CASTANEDA
    pending case without changing the underlying substantive
    law. We review the constitutionality of a statute de novo.
    Gray v. First Winthrop Corp., 
    989 F.2d 1564
    , 1567 (9th Cir.
    1993). “A court should invalidate a statutory provision only
    for the most compelling constitutional reasons.” 
    Id. (citing Mistretta
    v. United States, 
    488 U.S. 361
    , 384 (1989)) (internal
    quotations omitted). “[C]ourts are obliged to impose a saving
    interpretation of an otherwise unconstitutional statute so long
    as it is ‘fairly possible to interpret the statute in a manner that
    renders it constitutionally valid.’ ” 
    Gray, 989 F.2d at 1568
    (quoting Communications Workers of America v. Beck, 
    487 U.S. 735
    , 762 (1988)).
    [1] Where a party claims that legislation “impermissibly
    interferes with the adjudicatory process” in violation of the
    separation of powers doctrine, we have recognized a two-part,
    disjunctive test. 
    Gray, 989 F.2d at 1568
    (Discussing United
    States v. Klein, 
    80 U.S. 128
    (1871) and “related Supreme
    Court authority”). “The constitutional principle of separation
    of powers is violated where (1) ‘Congress has impermissibly
    directed certain findings in pending litigation, without chang-
    ing any underlying law,’ or (2) ‘a challenged statute is inde-
    pendently unconstitutional on other grounds.’ ” 
    Id. (quoting Seattle
    Audubon Soc. v. Robertson, 
    914 F.2d 1311
    , 1315-16
    (9th Cir. 1990), rev’d, 
    503 U.S. 429
    (1992)). Ecology Center
    challenges § 407 only under the first prong of this test.
    [2] Both parties rely on Robertson v. Seattle Audubon Soci-
    ety, 
    503 U.S. 429
    (1992), in support of their respective posi-
    tions concerning § 407. In Robertson, the Supreme Court
    analyzed whether § 318 of the Department of the Interior and
    Related Agencies Appropriations Act, 103 stat. 745, popularly
    known as the Northwest Timber Compromise, violated the
    separation of powers 
    doctrine. 503 U.S. at 435-36
    . Congress
    enacted § 318 in response to ongoing litigation regarding the
    United States Forest Service’s prohibition of timber harvest-
    ing on certain designated areas within 13 national forests in
    Oregon and Washington. 
    Id. at 432.
                   THE ECOLOGY CENTER v. CASTANEDA             14371
    The disputed language of § 318 appeared at subsection
    (b)(6)(A), which provided:
    The Congress hereby determines and directs that
    management of areas according to subsections (b)(3)
    and (b)(5) of this section on the thirteen national for-
    ests in Oregon and Washington and Bureau of Land
    Management lands in western Oregon known to con-
    tain northern spotted owls is adequate consideration
    for the purpose of meeting the statutory requirements
    that are the basis for the consolidated cases cap-
    tioned Seattle Audubon Society et al., v. F. Dale
    Robertson, Civil No. 89-160 and Washington Con-
    tract Loggers Assoc. et. al., v. F. Dale Robertson,
    Civil No. 89-99 (order granting preliminary injunc-
    tion) and the case Portland Audubon Society et al.,
    v. Manuel Lujan, Jr., Civil No. 87-1160-FR.
    
    Id. at 434-35.
    In analyzing § 318, the Supreme Court
    explained that “[b]efore subsection (b)(6)(A) was enacted, the
    original claims would fail only if the challenged harvesting
    violated none of the five old provisions. Under subsection
    (b)(6)(A), by contrast, those same claims would fail if the har-
    vesting violated neither of the two new provisions [subsec-
    tions (b)(3) and (b)(5)].” 
    Id. at 438.
    [3] The Supreme Court found nothing in subsection
    (b)(6)(A) that directed any particular findings of fact or appli-
    cation of old or new law to fact. 
    Id. “Section 318
    did not
    instruct the courts whether any particular timber sales would
    violate subsections (b)(3) and (b)(5) . . . .” 
    Id. at 439.
    Accord-
    ingly, the Supreme Court held that § 318 was not unconstitu-
    tional because subsection (b)(6)(A) replaced the legal
    standard underlying the two original challenges with those set
    forth in subsections (b)(3) and (b)(5), without directing partic-
    ular applications under either the old or the new standards. 
    Id. at 437.
    14372          THE ECOLOGY CENTER v. CASTANEDA
    [4] Section 407 does not impermissibly direct findings
    without changing underlying law. Before § 407 was enacted,
    the Kootenai Forest Plan required that “[a]t any time, a mini-
    mum of 10% of the Kootenai National Forest land base below
    5500 feet in elevation will be in old-growth timber condition,
    providing habitat for those wildlife species dependent on old-
    growth timber for their needs.” (SER 11 at ¶ 41.) The district
    court determined that this standard required a minimum of
    10% old growth habitat on a forest-wide basis below 5,500
    feet prior to implementing timber sales.
    [5] Under § 407, by contrast, timber sales can be imple-
    mented “as long as each project area retains 10 percent desig-
    nated old growth below 5,500 feet.” § 407, 117 Stat. at 1320
    (emphasis added). Just as the legislation in Robertson
    changed the underlying law by declaring that the statutory
    requirements for harvesting are met if subsections (b)(3) and
    (b)(5) of § 318 are complied with, § 407 changed the underly-
    ing law by declaring that the “NFMA, NEPA or other applica-
    ble law” are met so long as 10% old growth habitat exists in
    “in each project area,” rather than on a forest-wide basis as
    previously required.
    [6] Nothing in § 407 directs particular findings of fact or
    the application of old or new law to fact. Section 407 does not
    direct that the district court find that 10% old growth exists,
    but instead declares that the statutory requirements for timber
    sales are met if there exists 10% old growth in the areas pro-
    jected for logging. Under § 407, it is still the district court that
    determines whether there is 10% old growth on the project
    areas at issue.
    Ecology Center argues that Robertson is inapplicable
    because the statute under review in that matter was not limited
    to that litigation, but instead applied prospectively to thirteen
    national forests. Ecology Center argues that because § 407 is
    limited solely to the timber sales at issue in this case, “[n]o
    clearer case could be made that Congress intended to deter-
    THE ECOLOGY CENTER v. CASTANEDA             14373
    mine the outcome of a particular piece of litigation . . . than
    in the case of this particular rider.” Appellant’s Opening Br.
    at 14. We disagree.
    [7] In Gray, we held that “it is of no constitutional conse-
    quence that [legislation] affects, or is even directed at, a spe-
    cific judicial ruling so long as the legislation modifies the
    
    law.” 989 F.2d at 1569-70
    . “[N]o authority forbid[s] Congress
    from exempting a project which is the subject of pending liti-
    gation from the requirements of the statute which the project
    is alleged to violate.” Stop H-3 
    Ass’n, 870 F.2d at 1438
    , n.27.
    “Congress clearly has the power to amend a statute and to
    make that change applicable to pending cases.” 
    Gray, 989 F.2d at 1570
    . Indeed, in Gray, this Court recognized that
    Robertson “indicates a high degree of judicial tolerance for an
    act of Congress that is intended to affect litigation so long as
    it changes the underlying substantive law in any detectable
    way.” 
    Id. at 1569-70.
    [8] Thus, the fact that Congress directed § 407 at a specific
    case pending before a district court does not render it an abuse
    of the separation of powers because it modified existing law
    relating to the old growth standards. See Cook Inlet Treaty
    Tribes v. Shalala, 
    166 F.3d 986
    , 991 (9th Cir. 1999) (legisla-
    tion enacted by Congress while appeal was pending, “even if
    directed at this litigation, does not violate the separation of
    powers doctrine because it changes the underlying substantive
    law”); see also 
    Robertson, 503 U.S. at 440
    (rejecting respon-
    dents’ contention that § 318 directed results under old law
    because it named two pending cases, the Court held that “[t]o
    the extent that subsection (b)(6)(A) affected the adjudication
    of the cases, it did so by effectively modifying the provisions
    at issue in those cases”).
    Ecology Center also maintains that § 407 clearly directed
    that the district court make factual findings. Nothing in the
    language of § 407 directs the district court to find that the req-
    uisite 10% old growth habitat exists in the areas projected for
    14374          THE ECOLOGY CENTER v. CASTANEDA
    timber sales. The record reflects that the district court found
    that the project areas had the requisite 10% old growth habitat
    before § 407 was enacted. Indeed, in denying Ecology Cen-
    ter’s motion for summary judgment following the enactment
    of § 407, the district court noted its prior finding that the proj-
    ect areas appeared to have 10% old growth habitat.
    CONCLUSION
    [9] Because § 407 changed the underlying law relating the
    old growth standards for timber sales in the Kootenai National
    Forest, and did not impermissibly direct findings, the statute
    does not violate the separation of powers doctrine. The district
    court did not err in dissolving the injunction.
    AFFIRMED.