United States v. Garcia , 507 F.3d 1213 ( 2007 )


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  •                   FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    UNITED STATES OF AMERICA,              
    Plaintiff-Appellee,          No. 05-30356
    v.                             D.C. No.
    CR-04-00301-016-
    ADRIAN GARCIA,                                   MJP
    Defendant-Appellant.
    
    UNITED STATES OF AMERICA,              
    Plaintiff-Appellee,          No. 05-30391
    v.                             D.C. No.
    CR-04-00301-003-
    IVAN TORRES,                                     MJP
    Defendant-Appellant.
    
    UNITED STATES OF AMERICA,              
    Plaintiff-Appellee,
    No. 05-30415
    v.
    D.C. No.
    MIGUEL PLASCENCIA-ALVARADO,               CR-04-00301-007-
    also known as Esteban Garcia-                    MJP
    Morales also known as Angel
    OPINION
    Caloca,
    Defendant-Appellant.
    
    Appeal from the United States District Court
    for the Western District of Washington
    Marsha J. Pechman, District Judge, Presiding
    14993
    14994           UNITED STATES v. GARCIA
    Argued and Submitted
    July 25, 2006
    Submission Withdrawn October 31, 2006
    Resubmitted November 1, 2007
    Seattle, Washington
    Filed November 19, 2007
    Before: J. Clifford Wallace, Kim McLane Wardlaw and
    Raymond C. Fisher, Circuit Judges.
    Opinion by Judge Fisher
    UNITED STATES v. GARCIA               14997
    COUNSEL
    Mary Anne Royle, Vancouver, Washington, for defendant-
    appellant Adrian Garcia.
    Nancy L. Talner, Seattle, Washington, for defendant-appellant
    Miguel Plascencia-Alvarado.
    Jeffrey E. Ellis, Law Offices of Ellis, Holmes & Witchley,
    PLLC, Seattle, Washington, for defendant-appellant Ivan Tor-
    res.
    John L. Lulejian (argued), Assistant United States Attorney,
    and James M. Lord, Assistant United States Attorney, Seattle,
    Washington, for the plaintiff-appellee.
    OPINION
    FISHER, Circuit Judge:
    This appeal requires us to consider several allegations of
    sentencing error. Initially, we must decide whether we have
    jurisdiction to review a sentence that is imposed in accor-
    dance with a plea agreement under Federal Rule of Criminal
    Procedure 11(c)(1)(C) and that is not contingent upon the
    advisory Sentencing Guidelines. We also must determine
    whether a district court commits plain error by failing to
    explicitly set the maximum number of non-treatment related
    drug tests to which the defendant will be exposed as a condi-
    tion of supervised release. Finally, we must evaluate whether
    a district court commits plain error by imposing a financial
    disclosure condition on a defendant who has been convicted
    of a drug trafficking offense and has a history of drug use. We
    hold that we do not have jurisdiction to review a sentence
    within the range agreed to in a Rule 11(c)(1)(C) plea agree-
    ment, and that the district court did not commit plain error by
    imposing either condition.
    14998                   UNITED STATES v. GARCIA
    I.   Background
    Because the issues on appeal are exclusively related to sen-
    tencing, we need not recount detailed facts of the underlying
    criminal offenses to which the defendants pled guilty. Rather,
    we explain only those facts relevant to our resolution of the
    defendants’ allegations of sentencing error.
    Adrian Garcia, Ivan Torres and Miguel Plascencia-
    Alvarado were all involved in a large-scale drug trafficking
    conspiracy in the Western District of Washington. After being
    charged with various crimes, all three entered into Rule 11
    written plea agreements. See Fed. R. Crim. P. 11(c)(1)(C).1
    Garcia pled guilty to conspiracy to distribute less than 500
    grams of cocaine in violation of 
    21 U.S.C. §§ 846
     and
    841(b)(1)(C); Plascencia-Alvarado pled guilty to conspiracy
    to distribute methamphetamine and cocaine in violation of 
    21 U.S.C. §§ 846
     and 841(b)(1)(C); and Torres pled guilty to
    conspiracy to distribute less than five grams of methamphet-
    amine and less than 50 grams of a mixture containing
    methamphetamine in violation of 
    21 U.S.C. §§ 846
     and
    841(b)(1)(C), as well as witness tampering in violation of 
    18 U.S.C. § 1513
    (b)(2). In accordance with their respective plea
    agreements, Garcia was sentenced to 48 months imprisonment
    and Plascencia-Alvarado was sentenced to 60 months impris-
    onment. Torres was sentenced to 66 months imprisonment,
    also pursuant to his plea agreement, and is subject to various
    1
    Rule 11(c)(1)(C) provides in part:
    An attorney for the government and the defendant’s attorney . . .
    may discuss and reach a plea agreement . . . . If the defendant
    pleads guilty or nolo contendere to either a charged offense or a
    lesser or related offense, the plea agreement may specify that an
    attorney for the government will . . . agree that a specific sen-
    tence or sentencing range is the appropriate disposition of the
    case, or that a particular provision of the Sentencing Guidelines,
    or policy statement, or sentencing factor does or does not apply
    (such a recommendation or request binds the court once the court
    accepts the plea agreement).
    UNITED STATES v. GARCIA                     14999
    supervised release conditions. Garcia and Plascencia-
    Alvarado appeal their sentences, and Torres appeals the dis-
    trict court’s imposition of certain supervised release condi-
    tions.
    A.    Garcia and Plascencia-Alvarado
    Garcia’s and Plascencia-Alvarado’s plea agreements are
    nearly identical in all material respects. In both plea agree-
    ments, the defendants accepted that the maximum statutory
    penalty for their offenses is 20 years imprisonment, waived
    their right to a trial and agreed that the district court “will con-
    sider the factors set forth in Title 18, United States Code, Sec-
    tion 3553(a), including the sentencing range calculated under
    the United States Sentencing Guidelines” but “is not bound by
    any recommendation regarding the sentence to be imposed, or
    by any calculation or estimation of the Sentencing Guidelines
    range offered by the parties, or by the United States Probation
    Department.” Most importantly, Garcia agreed that “the
    appropriate sentence of imprisonment to be imposed by the
    Court at the time of sentencing should be within the range of
    twenty-four (24) to forty-eight (48) months,” and Plascencia-
    Alvarado agreed that the appropriate sentence in his case was
    “fifty-four (54) to ninety (90) months.” In light of these stipu-
    lated sentencing ranges, the parties acknowledged that “the
    Court retains full discretion to impose a sentence within the
    range agreed to above.” (Emphasis added.)
    At sentencing, the district court accepted Garcia’s plea
    agreement and calculated the advisory guidelines range.2 In so
    doing, the court, over Garcia’s objection, attributed to him
    “the amount of cocaine that the Garcia arm of this organiza-
    tion was responsible for,” which was nearly five kilograms.
    The district court also granted Garcia a three-point reduction
    2
    During sentencing, the district court acknowledged that its guidelines
    calculation “appear[ed] academic . . . because [the court was] going to
    accept the 11(c)(1)(C) plea agreement.”
    15000                    UNITED STATES v. GARCIA
    for acceptance of responsibility, and adjusted downward the
    Presentence Report’s criminal history calculation. After
    rejecting Garcia’s request for a two-point reduction for his
    minor role in the offense, the district court arrived at a guide-
    lines recommended range of 97 to 121 months. However,
    because the district court had accepted the plea agreement,
    Garcia was ultimately sentenced to 48 months imprisonment.3
    Garcia appeals this sentence, arguing that the district court
    erred in calculating the guidelines range because it applied the
    wrong burden of proof with respect to the drug quantity attri-
    buted to Garcia. Had the district court applied the correct evi-
    dentiary standard, Garcia argues, it would have arrived at a
    lower guidelines calculation and he would have received a 24-
    month sentence.
    As with Garcia, the district court accepted Plascencia-
    Alvarado’s plea agreement and calculated his advisory guide-
    lines range to be 108 to 135 months imprisonment.
    Plascencia-Alvarado argued to the district court that he should
    receive a 54-month sentence (at the low end of the plea agree-
    ment stipulation) because of various equities he believed were
    in his favor, including his relationship with his young daugh-
    ter. He further claimed that other similarly situated defendants
    received comparable sentences. The district court rejected
    these arguments and sentenced Plascencia-Alvarado to 60
    months imprisonment (still at the lower end of his plea agree-
    ment’s stipulated range).4 Plascencia-Alvarado appeals this
    sentence as unreasonable in light of the 
    18 U.S.C. § 3553
    (a)
    factors.
    3
    In justifying its sentence at the high end of the stipulated range, the dis-
    trict court explained that the sentence was lower than the guidelines range,
    was “consistent with others who were” involved in similar offenses arising
    out of the conspiracy, reflected the quality of Garcia’s cooperation with
    the government and served to deter others from criminal conduct.
    4
    The district court judge explained that Plascencia-Alvarado’s sentence
    reflected his role in the conspiracy, was comparable to that imposed upon
    others charged with similar conduct and accounted for his contrition and
    lack of prior drug trafficking offenses.
    UNITED STATES v. GARCIA                      15001
    B.    Torres
    Torres’ plea agreement stipulated to a fixed sentence of 66
    months and acknowledged “that the Court retains full discre-
    tion with regard to the imposition of a term of supervised
    release, the conditions of supervised release, fines, forfeiture
    or restitution.” At sentencing, the district court accepted the
    Rule 11 plea agreement and sentenced Torres to the agreed
    upon term. The district court also imposed several conditions
    of supervised release, including that Torres (1) “shall submit
    to one drug test within 15 days of release from imprisonment
    and at least two periodic drug tests thereafter, as determined
    by the court;” (2) “shall submit to mandatory drug testing pur-
    suant to 
    18 U.S.C. § 3563
    (a)(5) and 
    18 U.S.C. § 3583
    (d)”
    (drug testing condition); and (3) “shall provide his probation
    officer with access to any requested financial information,
    including authorization to conduct credit checks and obtain
    copies of defendant’s Federal Income Tax Returns” (financial
    disclosure condition). Although Torres did not object to these
    conditions at sentencing, he now argues that the district court
    erred in imposing them.
    II.   Analysis
    A.    Garcia and Plascencia-Alvarado5
    As an initial matter, the government argues that we lack
    jurisdiction to review these defendants’ sentences because
    they each received a sentence within the range stipulated to in
    their plea agreements.6 That is, because the defendants
    5
    Because both Garcia’s and Plascencia-Alvarado’s challenges implicate
    the same dispositive issue, we address their claims jointly.
    6
    Neither Garcia nor Plascencia-Alvarado expressly waived the right to
    appeal the district court’s sentence. Cf. United States v. Joyce, 
    357 F.3d 921
    , 922-23 (9th Cir. 2004) (“A defendant’s waiver of his appellate rights
    is enforceable if the language of the waiver encompasses his right to
    appeal on the grounds raised, and if the waiver was knowingly and volun-
    tarily made. Plea agreements are contracts between a defendant and the
    government, and we generally construe ambiguous language in favor of
    the defendant.” (internal citations omitted)).
    15002                  UNITED STATES v. GARCIA
    received the benefit of their plea bargains, they may not now
    challenge the sentences.
    [1] 
    18 U.S.C. § 3742
    (a) grants appellate courts limited
    jurisdiction to review a defendant’s challenge to a district
    court’s sentence. See United States v. Barron-Rivera, 
    922 F.2d 549
    , 553 (9th Cir. 1991). To entertain either Garcia’s or
    Plascencia-Alvarado’s claim of sentencing error, we must find
    that some provision of § 3742(a) applies, thus establishing our
    jurisdiction. Specifically, the statute provides in relevant part:
    (a) Appeal by a defendant. A defendant may file a
    notice of appeal in the district court for review of an
    otherwise final sentence if the sentence —
    (1)   was imposed in violation of law;
    (2) was imposed as a result of an incor-
    rect application of the sentencing guide-
    lines; or
    (3) is greater than the sentence specified
    in the applicable guideline range to the
    extent that the sentence includes a greater
    fine or term of imprisonment, probation, or
    supervised release than the maximum
    established in the guideline range . . . ; or
    (4) was imposed for an offense for which
    there is no sentencing guideline and is
    plainly unreasonable.
    
    18 U.S.C. § 3742
    (a). Garcia asserts that we may review his
    sentence for guidelines calculation error under either
    § 3742(a)(1) or (2), whereas Plascencia-Alvarado relies only
    on § 3742(a)(1) to argue that we have jurisdiction to deter-
    mine whether his sentence is unreasonable.7 We conclude that
    7
    There was some discussion at oral argument regarding the applicability
    of 
    18 U.S.C. § 3742
    (c), which provides that “[i]n the case of a plea agree-
    UNITED STATES v. GARCIA                      15003
    we are without jurisdiction to entertain either Garcia’s or
    Plascencia-Alvarado’s appeal.
    [2] Section 3742(a)(1) allows us to review a sentence “im-
    posed in violation of law.” We have held that where a defen-
    dant is given the minimum sentence permitted by the statute
    of conviction, see United States v. Littlefield, 
    105 F.3d 527
    ,
    528 (9th Cir. 1997), or a sentence within the statutory maxi-
    mum, see United States v. Baramdyka, 
    95 F.3d 840
    , 843-44
    (9th Cir. 1996), such a sentence is not illegal, and therefore
    does not violate the law. In this case, our jurisdiction is not
    established under § 3742(a)(1) because both Garcia and
    Plascencia-Alvarado received sentences well within the statu-
    tory maximums. Therefore their sentences were not “imposed
    in violation of law.”
    [3] More recently, we held that § 3742(a)(1) confers juris-
    diction to review sentences imposed within the advisory
    guidelines range if the defendant challenges the sentence as
    unreasonable under the § 3553(a) factors, because unreason-
    able sentences are “imposed in violation of law.” United
    States v. Plouffe, 
    445 F.3d 1126
    , 1130 (9th Cir. 2006) (“A
    sentence that is within the Guidelines range . . . may be unrea-
    sonable and thus imposed in violation of law pursuant to
    § 3742(a)(1).”). Garcia and Plascencia-Alvarado invoke
    Plouffe to argue that jurisdiction properly lies because their
    sentences failed to satisfy § 3553(a) either because the guide-
    lines range was improperly computed, see § 3553(a)(4), or
    ment that includes a specific sentence under rule [11(c)(1)(C)] of the Fed-
    eral Rules of Criminal Procedure — (1) a defendant may not file a notice
    of appeal under paragraph (3) or (4) of [
    18 U.S.C. § 3742
    (a)] unless the
    sentence imposed is greater than the sentence set forth in such agreement.”
    Because neither Garcia nor Plascencia-Alvarado asserts that § 3742(a)(3)
    or (4) applies, we need not explore whether § 3742(c), which by its terms
    refers only to a plea agreement providing for a specific sentence, applies
    to cases such as this where the plea agreement provides for a specific sen-
    tencing range.
    15004                 UNITED STATES v. GARCIA
    because the other factors were not properly weighed. How-
    ever, Plouffe is inapplicable to the sentences in this case.
    Plouffe considered only appeals of sentences imposed within
    and pursuant to the applicable advisory guidelines range.
    Plouffe, 
    445 F.3d at 1129-30
    . In reasoning that we have juris-
    diction to review even within-guidelines sentences for reason-
    ableness, Plouffe relied on United States v. Booker, 
    543 U.S. 220
     (2005), which held that the reasonableness (and therefore
    legality) of a sentence must be evaluated in light of all of the
    § 3553(a) factors, not just the guidelines calculation. Plouffe,
    
    445 F.3d at
    1130 (citing Booker, 543 U.S. at 245-46).
    [4] Unlike Plouffe, Garcia and Plascencia-Alvarado were
    not sentenced pursuant to the guidelines. Their sentences were
    within the range they agreed to in their Rule 11(c)(1)(C) plea
    agreements, and although each agreement contemplated that
    the district court would calculate the guidelines range, it did
    not condition the sentence on a properly calculated range. We
    have already held that such stipulated sentences need not
    comport with the guidelines, as they are “not based on the
    [g]uidelines.”8 United States v. Pacheco-Navarette, 
    432 F.3d 967
    , 971 (9th Cir. 2005) (“We conclude that, where a defen-
    dant was sentenced after pleading guilty pursuant to a plea
    agreement that included a specific sentence stipulation that
    did not exceed the statutory maximum and was not contingent
    upon the Guidelines, remand is not required to comport with
    Booker and [United States v. Ameline, 
    409 F.3d 1073
     (9th Cir.
    2005) (en banc)].”); see also United States v. Cieslowski, 
    410 F.3d 353
    , 364 (7th Cir. 2005) (“A sentence imposed under a
    Rule 11(c)(1)(C) plea arises directly from the agreement
    itself, not from the Guidelines, even though the court can and
    should consult the Guidelines in deciding whether to accept
    the plea. As Booker is concerned with sentences arising under
    8
    Because Garcia’s Rule 11(c)(1)(C) stipulated sentence was not condi-
    tioned by a requirement that it comport with the guidelines, and was not
    contingent upon them, his argument that we have jurisdiction under
    § 3742(a)(2) must also fail.
    UNITED STATES v. GARCIA                      15005
    the Guidelines, it is inapplicable in this situation.” (internal
    citation omitted)). Consequently, we hold that we do not have
    jurisdiction to review a sentence that was imposed pursuant to
    a Rule 11(c)(1)(C) plea agreement and was not contingent on
    the guidelines, where the defendant claims only that there was
    some error in the district court’s calculation of the guidelines
    or application of Booker.9 See United States v. Silva, 
    413 F.3d 1283
    , 1284 (10th Cir. 2005) (“Silva’s only plausible argument
    [that the court has jurisdiction] is that his sentence was
    imposed in violation of law because it was given under a
    mandatory sentencing scheme. But this argument fails for the
    simple and obvious reason that Silva received the specific
    sentence he bargained for as part of his guilty plea.”). We
    therefore dismiss Garcia and Plascencia-Alvarado’s appeals
    of their sentences.
    B.    Torres
    Torres challenges the district court’s imposition of both the
    drug testing and financial disclosure conditions. As to drug
    testing, Torres argues that the district court erred in failing to
    specify the maximum number of non-treatment drug tests,
    thereby impermissibly delegating that authority to Torres’
    probation officer. See United States v. Stephens, 
    424 F.3d 876
    , 881 (9th Cir. 2005) (holding that “a probation officer
    may not decide the . . . extent of the punishment imposed,”
    because “[u]nder our constitutional system the right to . . .
    impose the punishment provided by law is judicial” (alteration
    9
    As in Pacheco-Navarette, we do not here address “whether or to what
    extent a plea agreement containing a stipulation of a particular Guideline
    range or a sentence otherwise based or contingent upon the Guidelines
    must comport with the Guidelines, as that situation is not before us.” 
    432 F.3d at
    971 n.3. Furthermore, because we lack jurisdiction to review Gar-
    cia’s and Plascencia-Alvarado’s sentences, we do not address the applica-
    bility of Rita v. United States, 
    127 S. Ct. 2456
     (2007), United States v.
    Carty, 
    453 F.3d 1214
     (9th Cir. 2006), reh’g en banc granted, 
    462 F.3d 1066
     (9th Cir. 2006), or United States v. Zavala, 
    443 F.3d 1165
     (9th Cir.
    2006), reh’g en banc granted, 
    462 F.3d 1066
     (9th Cir. 2006).
    15006                     UNITED STATES v. GARCIA
    in original) (internal quotation marks and punctuation omit-
    ted)). Torres also argues that the district court abused its dis-
    cretion in imposing the financial disclosure condition because
    it is not “reasonably related to the crime of conviction.”
    We generally defer to the district court in imposing super-
    vised release conditions and review them for an abuse of dis-
    cretion. United States v. Johnson, 
    998 F.2d 696
    , 697 (9th Cir.
    1993). Because Torres did not object to the conditions of his
    supervised release before the sentencing court, however, we
    review for plain error. See Stephens, 
    424 F.3d at
    879 n.1. We
    conclude there was no error, much less plain error, in the dis-
    trict court’s sentence.
    1.      Drug Testing Condition
    [5] The district court directed Torres to “submit to one drug
    test within 15 days of release from imprisonment and at least
    two periodic drug tests thereafter, as determined by the court”
    and to “submit to mandatory drug testing pursuant to 
    18 U.S.C. § 3563
    (a)(5) and 
    18 U.S.C. § 3583
    (d).”10 Although
    recitation of this boilerplate drug testing language established
    the minimum number of drug tests to which Torres would be
    subject, it does not appear to establish a maximum number of
    such tests. However, as we held in Stephens, “the [sentencing]
    courts [have] the responsibility of stating the maximum num-
    ber of [drug] tests to be performed or to set a range for the
    permissible number of tests.” 
    424 F.3d at 883
     (concluding
    that “while the district court itself determined the minimum
    10
    
    18 U.S.C. § 3563
    (a)(5) applies to drug testing conditions of probation,
    whereas § 3583(d) applies to a condition of supervised release. Both statu-
    tory sections provide that courts shall order
    as an explicit condition of [probation or supervised release,] that
    the defendant refrain from any unlawful use of a controlled sub-
    stance and submit to [a] drug test within 15 days of release on
    [probation or supervised release] and at least 2 periodic drug tests
    thereafter (as determined by the court) for use of a controlled
    substance.
    UNITED STATES v. GARCIA                15007
    number of tests to which [the defendant] would be required to
    submit, the court erred when it failed to state the maximum
    number of non-treatment drug tests the probation officer
    could impose”). Unlike in Stephens, where the district court
    expressly delegated the authority to set a maximum number
    of non-treatment drug tests to the probation officer, id. at 878,
    in this case the district court made no such delegation. None-
    theless, because the district court did not set a maximum, Tor-
    res reasonably argues that the probation officer could be
    understood as having this authority, which would clearly vio-
    late Stephens.
    [6] In United States v. Maciel-Vasquez, 
    458 F.3d 994
     (9th
    Cir. 2006), cert. denied, 
    127 S. Ct. 2097
     (2007), the defendant
    challenged a drug testing condition of supervised release that
    required him to “participate in outpatient substance abuse
    treatment and submit to drug and alcohol testing as instructed
    by the probation officer.” 
    Id. at 996
     (internal quotation marks
    omitted). We observed that this condition would be permissi-
    ble if imposed incidental to a drug treatment program, but
    would be improper under Stephens if it were to be understood
    as granting “the probation officer authority to require testing
    apart from any treatment program.” 
    Id.
     However, we refused
    to determine the purpose of the drug testing because the
    defendant did not object at sentencing and could not establish
    any plain error. 
    Id.
     Unlike in Maciel-Vasquez, the government
    here concedes that “the Probation Office may conduct only
    the minimum three tests allowed for in the order.” Indeed, it
    is clear that district courts that seek to impose more than the
    statutory minimum of three drug tests must explicitly do so at
    sentencing. See United States v. Lewandowski, 
    372 F.3d 470
    ,
    471 (1st Cir. 2004) (per curiam). Given the government’s
    concession, we construe the district court’s supervised release
    condition as implicitly limiting the maximum number of drug
    tests to three. Torres must submit to at least and at most “one
    drug test within 15 days of release from imprisonment and . . .
    two periodic drug tests thereafter.” Should the probation
    office believe more drug tests are necessary, it would have to
    15008                 UNITED STATES v. GARCIA
    request a modification from the district court. Any such modi-
    fication would of course have to comply with Stephens. Thus
    construed, there is no error in the district court’s drug testing
    condition.
    2.    Financial Disclosure Condition
    [7] District courts are encouraged to impose a financial dis-
    closure condition when they require a defendant to pay resti-
    tution. See U.S.S.G. § 5D1.3(d)(3) (instructing that where
    “the court imposes an order of restitution, forfeiture, or notice
    to victims, or orders the defendant to pay a fine,” it should
    also impose “a condition requiring the defendant to provide
    the probation officer access to any requested financial infor-
    mation”). However, a district court may impose such a condi-
    tion even without ordering restitution, so long as the condition
    satisfies certain criteria.11 First, it must be “reasonably related
    to the factors set forth in 
    18 U.S.C. § 3553
    (a).” United States
    v. Gallaher, 
    275 F.3d 784
    , 793 (9th Cir. 2001); see also
    United States v. Brown, 
    402 F.3d 133
    , 137 (2d Cir. 2005)
    (“[T]he Guidelines recommend a financial disclosure special
    condition where the court imposes a fine or restitution. By its
    own terms, however, this policy statement does not preclude
    a court from requiring financial disclosure in other ‘appropri-
    ate’ situations.” (internal citation omitted)). Second, it must
    “involve no greater deprivation of liberty than is reasonably
    necessary. . . .” United States v. Fellows, 
    157 F.3d 1197
    , 1204
    (9th Cir. 1998). Finally, the condition “must be consistent
    with pertinent policy statements of the Sentencing Commis-
    sion.” 
    Id.
    [8] The financial disclosure requirement imposed on Torres
    satisfies all three criteria, and the district court did not commit
    plain error by imposing the condition. Torres was involved in
    11
    Moreover, contrary to Torres’ argument otherwise, the condition need
    not “be related to the offense of conviction.” United States v. Wise, 
    391 F.3d 1027
    , 1031 (9th Cir. 2004).
    UNITED STATES v. GARCIA                15009
    a large scale drug conspiracy as a drug supplier. Torres also
    has a history of drug abuse. Clearly, if Torres is receiving or
    spending significant funds in suspicious ways, the probation
    office would have reason to believe he has reengaged with
    drug trafficking or use and would so report to the district
    court. Requiring Torres to disclose financial information, at
    the very least, reflects appreciation of “the nature and circum-
    stances of the offense and [his] history and characteristics”
    and serves “to protect the public from further crimes.” 
    18 U.S.C. §§ 3553
    (a)(1), (a)(2)(C). And the probation office’s
    monitoring is no greater than necessary to achieve these ends.
    [9] We join our sister circuits in concluding that certain
    defendants who have been convicted of drug trafficking
    offenses may properly be required to disclose the details of
    their personal finances as a condition of supervised release.
    See Brown, 
    402 F.3d at 137
     (affirming financial disclosure
    condition imposed on defendant convicted of drug trafficking
    in part because “given this particular defendant’s personal
    characteristics and history, the financial disclosure require-
    ment is an effective monitoring — and hence deterring —
    device” and because “monitoring [the defendant’s] finances
    will . . . serve to protect the public from ‘further crimes of the
    defendant’ ”); United States v. Melendez-Santana, 
    353 F.3d 93
    , 107 (1st Cir. 2003) (affirming financial disclosure condi-
    tion imposed on a similarly situated defendant because it is
    related to the characteristics of the defendant and deters future
    criminal conduct), overruled on other grounds by U.S. v.
    Padilla, 
    415 F.3d 211
     (1st Cir. 2005) (en banc); United States
    v. Behler, 
    187 F.3d 772
    , 780 (8th Cir. 1999) (affirming finan-
    cial disclosure condition because “the district court under-
    stood that money and greed were at the heart of [the
    defendant’s] drug distribution offenses and believed that mon-
    itoring [the defendant’s] financial situation would aid in
    detecting any return to his former lifestyle of drug distribu-
    tion”). Therefore the district court did not plainly err in
    imposing this condition.
    15010              UNITED STATES v. GARCIA
    III.   Conclusion
    Garcia and Plascencia-Alvarado were sentenced to a term
    that was within the range they agreed to in their Rule
    11(c)(1)(C) plea agreement, which was not contingent upon
    the guidelines. Consequently, we do not have jurisdiction
    under 
    18 U.S.C. §§ 3742
    (a)(1) or (a)(2) to review challenges
    to their sentences. Torres’ supervised release drug testing con-
    dition, as construed by this court, is not improper, nor is the
    financial disclosure condition.
    Garcia’s and Plascencia-Alvarado’s appeals are DIS-
    MISSED. Torres’ sentence (including the conditions of super-
    vised release) is AFFIRMED.
    

Document Info

Docket Number: 05-30356, 05-30391, 05-30415

Citation Numbers: 507 F.3d 1213, 2007 U.S. App. LEXIS 26697, 2007 WL 4096184

Judges: Wallace, Wardlaw, Fisher

Filed Date: 11/19/2007

Precedential Status: Precedential

Modified Date: 11/5/2024

Authorities (22)

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United States v. Melendez-Santana , 353 F.3d 93 ( 2003 )

United States v. Otis W. Fellows, III , 157 F.3d 1197 ( 1998 )

Rita v. United States , 127 S. Ct. 2456 ( 2007 )

United States v. Todd Allen Johnson, A/K/A David Brandon ... , 998 F.2d 696 ( 1993 )

United States v. Rose Marie Wise , 391 F.3d 1027 ( 2004 )

United States v. Christopher Ray Plouffe , 445 F.3d 1126 ( 2006 )

United States v. Antonio D. Stephens , 424 F.3d 876 ( 2005 )

United States v. Rafael Pacheco-Navarette, United States of ... , 432 F.3d 967 ( 2005 )

United States v. Alphonso Kinzar Carty , 453 F.3d 1214 ( 2006 )

United States v. Alphonso Kinzar Carty, United States of ... , 462 F.3d 1066 ( 2006 )

United States v. Paul Cieslowski , 410 F.3d 353 ( 2005 )

United States v. MacIel-vasquez , 458 F.3d 994 ( 2006 )

United States v. Lewandowski , 372 F.3d 470 ( 2004 )

United States v. Noel Barron-Rivera , 922 F.2d 549 ( 1991 )

United States v. Padilla , 415 F.3d 211 ( 2005 )

United States v. Kenneth Avery Brown , 402 F.3d 133 ( 2005 )

United States v. Juan Antonio Zavala , 443 F.3d 1165 ( 2006 )

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