Jessie Zepeda v. James Walker ( 2009 )

FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
JESSIE ZEPEDA,  No. 08-56085
Petitioner-Appellant,
D.C. No.
v.
 2:07-cv-04881-DSF-
JAMES WALKER, Warden, California MLG
State Prison-Sacramento,
OPINION
Respondent-Appellee.

Appeal from the United States District Court
for the Central District of California
Dale S. Fischer, District Judge, Presiding
Submitted September 1, 2009*
Pasadena, California
Filed September 10, 2009
Before: Ferdinand F. Fernandez, Ronald M. Gould, and
Richard C. Tallman, Circuit Judges.
Opinion by Judge Tallman
*The panel unanimously finds this case suitable for decision without
oral argument. See Fed. R. App. P. 34(a)(2).
13159
ZEPEDA v. WALKER 13161
COUNSEL
Lorilee M. Gates, Pasadena, California, for the petitioner-
appellant.
Edmund G. Brown Jr., Attorney General of the State of Cali-
fornia, Dane R. Gillette, Chief Assistant Attorney General,
Pamela C. Hamanaka, Senior Assistant Attorney General,
Kenneth C. Byrne, Supervising Deputy Attorney General, and
Michael R. Johnsen, Deputy Attorney General, Los Angeles,
California, for the respondent-appellee.
OPINION
TALLMAN, Circuit Judge:
Jessie Zepeda appeals the district court’s dismissal of his
petition for a federal writ of habeas corpus as untimely under
13162 ZEPEDA v. WALKER
the Antiterrorism and Effective Death Penalty Act of 1996
(“AEDPA”). He argues that AEDPA’s one-year limitation
period should be tolled for the entire time that his state habeas
petition was in the state court’s possession, even though it ini-
tially lacked the verification required by California law for
proper filing. We have jurisdiction under 28 U.S.C. § 1291,
and we affirm.
I
In July 2004, Zepeda was convicted by a California jury of
eight counts of attempted murder in violation of sections 664
and 187 of the California Penal Code. The jury found that
Zepeda acted with premeditation, that he had personally and
intentionally discharged a firearm causing great bodily injury
within the meaning of section 12022.53 of the California
Penal Code, and that the attempted murders were committed
for the benefit of a criminal street gang within the meaning of
section 186.22. The trial court sentenced Zepeda to eight con-
secutive terms of 40 years to life in prison, and further
imposed a one-year enhancement pursuant to section 667.5
based on the jury’s finding that Zepeda had previously been
incarcerated for a felony. The California Court of Appeal
affirmed Zepeda’s conviction on September 20, 2005, and the
California Supreme Court denied direct appellate review on
November 30, 2005.
On February 7, 2007, Zepeda’s attorney, Lorilee M. Gates,
signed but did not verify a petition seeking a state writ of
habeas corpus. The California Supreme Court stamped this
petition “received” on February 13, but requested that counsel
supply a verification. Gates executed the requested verifica-
tion on February 15, and this document was in turn stamped
“received” on February 20. The petition itself was then
stamped “filed” on February 21. The California Supreme
Court denied Zepeda’s habeas petition, without explanation,
on July 18, 2007.
ZEPEDA v. WALKER 13163
Zepeda filed a petition for a federal writ of habeas corpus
in the District Court for the Central District of California on
July 30, 2007. The district court, rejecting the magistrate
judge’s recommendation, dismissed the petition as time-
barred under AEDPA. Zepeda v. Walker, 564 F. Supp. 2d
1179, 1180 (C.D. Cal. 2008). Zepeda timely appealed.
II
We review de novo a district court’s dismissal of a federal
habeas petition as untimely. Spitsyn v. Moore, 345 F.3d 796,
799 (9th Cir. 2003). We review the district court’s findings of
fact for clear error. Id. Because Zepeda filed his federal
habeas petition after April 24, 1996, AEDPA applies. See
Furman v. Wood, 190 F.3d 1002, 1004 (9th Cir. 1999).
[1] AEDPA requires that a state prisoner seek federal
habeas corpus relief within one year after “the date on which
the [state] judgment became final by the conclusion of direct
review or the expiration of the time for seeking such review.”
28 U.S.C. § 2244(d)(1)(A). The period of direct review after
which a conviction becomes final includes the 90 days during
which the state prisoner can seek a writ of certiorari from the
United States Supreme Court. See Bowen v. Roe, 188 F.3d
1157, 1159 (9th Cir. 1999). The California Supreme Court
denied review on November 30, 2005, and Zepeda’s convic-
tion became final 90 days later on February 28, 2006. There-
fore, the one-year AEDPA deadline for Zepeda to file a
petition for a federal writ of habeas corpus was February 28,
2007. Zepeda filed his federal petition an additional 152 days
later, on July 30, 2007.
[2] However, the AEDPA limitation period is tolled for
“[t]he time during which a properly filed application for State
post-conviction or other collateral review with respect to the
pertinent judgment or claim is pending.” 28 U.S.C.
§ 2244(d)(2) (emphasis added). Zepeda seeks to toll the
AEDPA statute of limitation based on his application for post-
13164 ZEPEDA v. WALKER
conviction relief in the California Supreme Court. Whether
this tolling is sufficient to render timely Zepeda’s federal peti-
tion depends on when his state habeas petition is deemed
“properly filed” under § 2244(d)(2). If his state petition was
“properly filed” on February 13, 2007, when first marked “re-
ceived” by the court clerk, then Zepeda is entitled to 155 days
of tolling, and his federal petition was timely by three days.
However, if Zepeda’s state petition was not “properly filed”
before the court clerk received counsel’s verification on Feb-
ruary 20, 2007, then Zepeda is entitled at most to 148 days of
tolling, and his federal petition was untimely by at least four
days.
[3] Zepeda argues that his state habeas petition must be
deemed filed with the California Supreme Court on February
13, 2007. However, in Artuz v. Bennett, the Supreme Court
explained that when an application is “properly filed” for pur-
poses of § 2244(d)(2) differs from when it is “filed”:
An application is “filed,” as that term is commonly
understood, when it is delivered to, and accepted by,
the appropriate court officer for placement into the
official record. And an application is “properly
filed” when its delivery and acceptance are in com-
pliance with the applicable laws and rules governing
filings. These usually prescribe, for example, the
form of the document, the time limits upon its deliv-
ery, the court and office in which it must be lodged,
and the requisite filing fee.
531 U.S. 4, 8 (2000) (citations omitted). That a state court
clerk stamped Zepeda’s petition “received” on February 13,
2007, is therefore irrelevant to the § 2244(d)(2) tolling analy-
sis. For the same reason, also irrelevant is that California Rule
of Court 8.384(d) requires that the court clerk “file” a defec-
tive petition.1 The only question with which we are concerned
1
The clerk may, however, strike a defective petition if it “is not brought
into compliance within a stated reasonable time of not less than five days.”
Cal. R. Ct. 8.384(d).
ZEPEDA v. WALKER 13165
is when Zepeda’s state habeas petition was “properly filed,”
i.e., when that petition complied with all filing conditions
imposed by California law.
[4] Section 1474 of the California Penal Code requires that
a petition for habeas relief “be verified by the oath or affirma-
tion of the party making the application.” See also Cal. Penal
Code § 1475 (“Every application for a writ of habeas corpus
must be verified . . . .”); People v. Romero, 883 P.2d 388, 391
(Cal. 1995) (“A habeas corpus proceeding begins with the fil-
ing of a verified petition for a writ of habeas corpus.” (empha-
sis added)). A verification is thus a condition to filing under
California law. See Pace v. DiGuglielmo, 544 U.S. 408, 415
(2005) (noting in passing that Pennsylvania requires verifica-
tion as a “condition to filing”); Chavis v. LeMarque, 382 F.3d
921, 927 (9th Cir. 2004) (concluding that the AEDPA statute
of limitation was not tolled where the California Superior
Court deemed the petition “not filed” because submitted on an
incorrect form), rev’d on other grounds sub nom. Evans v.
Chavis, 546 U.S. 189 (2006). Because counsel did not submit
a verification until February 20, 2007,2 Zepeda’s petition was
not properly filed with the California Supreme Court before
that date.
Notwithstanding Zepeda’s argument to the contrary, Ex
parte Shackleford, 204 P. 822 (Cal. 1922) (per curiam), only
bolsters this conclusion. The California Supreme Court indeed
noted therein that Shackleford’s petition was unverified in
contravention of the California Penal Code. Id. at 823. But
because Shackleford asserted that medical authorities at the
hospital in which he was confined refused to allow him to
2
Section 1474 of the California Penal Code also provides that a petition
may be “signed either by the party for whose relief it is intended, or by
some person in his behalf.” The California Supreme Court has on this
basis explained that “[b]ecause counsel may apply for habeas corpus relief
on behalf of his or her client, it follows that when appointed counsel does
so, verification by counsel satisfies the statute.” In re Robbins, 959 P.2d
311, 319 n.5 (Cal. 1998).
13166 ZEPEDA v. WALKER
verify his petition, the court “deemed it best to issue the writ
with the direction that the court to which he is taken for a
hearing thereof shall, before proceeding therein, allow the
petitioner to make oath to his petition before some authorized
officer.” Id. (emphasis added). Therefore, rather than standing
for the proposition that verification is not a condition to filing,
Shackleford emphasizes that the verification requirement is so
important under California law that where a petitioner is
denied the opportunity to provide a verification upon filing,
he must provide one prior to any judicial proceeding.
In further support of his position that verification is not
required for the filing of a habeas petition with the California
Supreme Court, Zepeda raises a number of arguments based
on the content and structure of the California Rules of Court.
He asserts that Rule 8.384 does not require the submission of
a verification where the petition is filed by an attorney. He
also claims that section 1474 of the California Penal Code is
applicable only to petitions filed with the Superior Court
because it is only referenced by the criminal, and not the
appellate, rules.
The California Rules of Court are promulgated by the Judi-
cial Council of California. Cal. R. Ct. 1.3. “Rules promul-
gated by the Judicial Council may not conflict with governing
statutes.” Hess v. Ford Motor Co., 41 P.3d 46, 57 (Cal. 2002).
Thus, “[i]f a rule is inconsistent with a statute, the statute con-
trols.” Id. The text of section 1474 of the California Penal
Code in no way limits the verification requirement to habeas
petitions filed directly by the petitioner (as opposed to peti-
tioner’s counsel), nor to petitions filed in California Superior
Court (as opposed to the California appellate courts). As
Zepeda’s interpretation of the California Rules of Court con-
flicts with the statute governing habeas petitions, we must
reject it.
Zepeda next argues that because habeas corpus is a civil
action, it should not be governed by the California Penal
ZEPEDA v. WALKER 13167
Code. However, “[t]he location and labels of a statutory pro-
vision do not by themselves transform a civil remedy into a
criminal one.” Hatton v. Bonner, 356 F.3d 955, 963 (9th Cir.
2004) (quoting Smith v. Doe, 538 U.S. 84, 94 (2003)) (alter-
ation in original). Moreover, placement of the statutory provi-
sions governing habeas petitions in the criminal code can
hardly be criticized given that the individuals who will be fil-
ing such petitions are themselves convicted criminals.
Finally, Zepeda argues that a condition to filing must be
firmly established and regularly followed before noncompli-
ance will render a petition improperly filed for AEDPA tolling.3
We disagree, as the Supreme Court has now twice found state
habeas petitions improperly filed under AEDPA even though
the relevant condition to filing was either new or unevenly
applied. First, in Pace v. DiGuglielmo, 544 U.S. at 410, the
Supreme Court refused to toll the AEDPA statute of limita-
tion even though Pennsylvania courts had rejected the state
petition as untimely based on a recently amended statute
whose application to the petitioner’s situation was far from
clear. See Pace v. Vaughn, 151 F. Supp. 2d 586, 588-89 (E.D.
Pa. 2001), rev’d, 71 F. App’x 127 (3d Cir. 2003) (unpub-
lished), aff’d sub nom. Pace v. DiGuglielmo, 544 U.S. 408.
And in Allen v. Siebert, 552 U.S. 3, 128 S. Ct. 2, 4-5 (2007)
(per curiam), the Supreme Court similarly refused to toll the
AEDPA statute of limitation even though Alabama courts at
times reached the merits of untimely state petitions. See Sie-
bert v. Campbell, 334 F.3d 1018, 1030 (11th Cir. 2003).
[5] Contrary to Zepeda’s assertion, therefore, Supreme
Court precedent indicates that whether a condition to filing is
3
The California Attorney General argues that Zepeda forfeited this argu-
ment by failing to raise it before the district court. This assertion is factu-
ally incorrect. See Supplemental Brief of Petitioner at 3, Zepeda, 564 F.
Supp. 2d 1179 (No. CV 07-4881). Zepeda, in turn, relies on Eleventh Cir-
cuit authority that is irrelevant because it concerns not statutory tolling
under AEDPA but rather the nature of procedural bars in federal habeas
proceedings. See Hurth v. Mitchem, 400 F.3d 857, 858 (11th Cir. 2005).
13168 ZEPEDA v. WALKER
firmly established and regularly followed is irrelevant. Accord
Walker v. Norris, 436 F.3d 1026, 1031 (8th Cir. 2006).
Instead, where a state court rejects a petition for failure to
comply with conditions of filing, that is “the end of the mat-
ter.” See Carey v. Saffold, 536 U.S. 214, 226 (2002) (observ-
ing that “[i]f the California Supreme Court had clearly ruled
that Saffold’s 4 1/2-month delay was ‘unreasonable,’ that
would be the end of the matter” for tolling purposes); see also
Pace, 544 U.S. at 417 (“Because the state court rejected peti-
tioner’s PCRA petition as untimely, it was not ‘properly
filed,’ and he is not entitled to statutory tolling under
§ 2244(d)(2).”). Because a clerk of the California Supreme
Court required that Zepeda’s counsel submit a verification,
we need look no further.
Nor is it unfair to find Zepeda’s petition time-barred in the
absence of evidence that the California Supreme Court regu-
larly rejects petitions lacking a verification. Zepeda bears the
burden of demonstrating that the AEDPA limitation period
was sufficiently tolled.4 See Smith v. Duncan, 297 F.3d 809,
814 (9th Cir. 2002). Apart from the self-serving affidavit of
his counsel, Zepeda has submitted no evidence that Califor-
nia’s verification requirement is not firmly established or reg-
ularly followed.
III
[6] Because Zepeda’s state habeas petition was not “prop-
erly filed” until a verification was submitted in accordance
with California law, we AFFIRM the district court’s dis-
missal of his federal habeas petition as untimely under
AEDPA’s one-year limitation period.
4
Zepeda makes no allegation that he was denied adequate notice of and
an opportunity to respond to the California Attorney General’s assertion
of untimeliness. See Herbst v. Cook, 260 F.3d 1039, 1043 (9th Cir. 2001).