Native Ecosystems Council v. Leslie Weldon , 697 F.3d 1043 ( 2012 )


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  •                   FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    NATIVE ECOSYSTEMS COUNCIL,             
    Plaintiff-Appellant,
    v.                          No. 11-35659
    LESLIE WELDON, in her official                D.C. No.
    capacity as Regional Forester of          9:10-cv-00057-
    Region One of the U.S. Forest                  DWM
    Service; UNITED STATES FOREST
    OPINION
    SERVICE, an agency of the U.S.
    Department of Agriculture,
    Defendants-Appellees.
    
    Appeal from the United States District Court
    for the District of Montana
    Donald W. Molloy, District Judge, Presiding
    Argued and Submitted
    July 9, 2012—Seattle, Washington
    Filed September 21, 2012
    Before: Stephen Reinhardt, Andrew J. Kleinfeld and
    Milan D. Smith, Jr., Circuit Judges.
    Opinion by Judge Milan D. Smith, Jr.
    11711
    NATIVE ECOSYSTEMS COUNCIL v. WELDON          11715
    COUNSEL
    John Philip Meyer (argued), Cottonwood Environmental Law
    Center, Bozeman, Montana, for the plaintiffs-appellants.
    Mark Steger Smith (argued), Assistant United States Attor-
    ney, Michael W. Cotter, United States Attorney, Billings,
    Montana, for the defendants-appellees.
    OPINION
    M. SMITH, Circuit Judge:
    This case arises out of Native Ecosystems Council’s
    (Native Ecosystems Council) appeal of the district court’s
    grant of summary judgment in favor of the United States For-
    est Service (Forest Service) in an action regarding the Ettien
    Ridge Fuels Reduction Project (the Project) in the Lewis and
    Clark National Forest, located in Montana. The Project was
    designed to reduce the spread and intensity of potential future
    wildfires in the Judith Basin County Wildland-Urban Inter-
    face by removing naturally occurring wildfire fuels. Native
    Ecosystems Council alleges that the Forest Service violated
    the National Environmental Policy Act, 42 U.S.C. §§ 4321,
    4331 (NEPA), and the National Forest Management Act, 16
    U.S.C. §§ 1600-14 (NFMA), when it issued a Finding of No
    Significant Impact (FONSI) and Decision Notice approving
    the Project.
    11716         NATIVE ECOSYSTEMS COUNCIL v. WELDON
    We hold that the Forest Service took the requisite “hard
    look” at the environmental impact of the Project on the elk
    hiding cover, and goshawk populations, in the manner
    required by NEPA. N. Plains Res. Council, Inc. v. Surface
    Transp. Bd., 
    668 F.3d 1067
    , 1075 (9th Cir. 2011) (quoting
    Bering Strait Citizens for Responsible Dev. v. U.S. Army
    Corps of Eng’rs, 
    524 F.3d 938
    , 947 (9th Cir. 2008)). We fur-
    ther hold that the district court did not err in granting sum-
    mary judgment to the Forest Service on Native Ecosystems
    Council’s NFMA claims, because the Forest Service reason-
    ably considered the “relevant factors” that could have
    impacted the elk hiding cover and goshawk populations in its
    analysis of the Project. Forest Guardians v. U.S. Forest Serv.,
    
    329 F.3d 1089
    , 1097 (9th Cir. 2003). Accordingly, we affirm.
    FACTUAL AND PROCEDURAL BACKGROUND
    The Project is a small fuels-reduction project that involves
    understory thinning (cutting and logging) and burning1. The
    Project was approved by the Forest Service on September 29,
    2009.
    The Project was initiated to benefit the Middle Fork Judith
    Wilderness Study Area (WSA), and to mitigate wildfire dan-
    ger, particularly to Sapphire Village. The Project benefits the
    WSA by reducing the danger of stand-replacing crown fires2
    1
    The Forest Service defines “understory fire” as: “Fire regime in which
    fires are generally not lethal to the dominant vegetation and do not sub-
    stantially change the structure of the dominant vegetation. Most of the
    aboveground dominant vegetation survives fires (75% according to Hann
    and others 2004, 80% according to Smith (2000). Applies mostly to forest
    and woodland vegetation types (Smith 2000).” U.S. Forest Service, Fire
    Effects Information System Glossary (2012), available at http://
    www.fs.fed.us/database/feis/glossary.html#ULTRAMAFIC SOILS.
    2
    The Forest Service defines “crown fire” as: “Fire that burns in the
    crowns of trees and shrubs. Usually ignited by a surface fire. Crown fires
    are common in coniferous forests and chaparral-type shrublands.” U.S.
    Forest Service, Fire Effects Information System Glossary (2012), available
    NATIVE ECOSYSTEMS COUNCIL v. WELDON                   11717
    to the Project area. The WSA is particularly important
    because it provides adjacent cover for elk and other large
    game animals that may be temporarily displaced during Proj-
    ect implementation.
    The Project also benefits Sapphire Village by reducing the
    risk of fire danger. Sapphire Village was already identified by
    the Federal Register as a “high risk” wildland-urban interface
    community, which has historically suffered from crown fires.
    The Project was designed to restore the Project area to its his-
    torical natural stand composition—a more open understory
    maintained by more frequent, low intensity fires.
    The absence of fire for more than 100 years has signifi-
    cantly changed the Project area: Douglas-fir conifers (a high
    fuel load type of evergreen) have become established in
    stands of ponderosa pine, and the fire condition of the Project
    area has changed from condition class 1 (no deviation from
    natural vegetation) to condition classes 2 and 3 (moderate and
    high departure from natural vegetation characteristics). The
    Project treatments are intended to help restore natural mainte-
    nance of the Project area.
    Following an administrative appeal by Native Ecosystems
    Council , the Project was reduced in size so that the total area
    of treatment was decreased from 1,655 acres to 832 acres.
    Thinning was reduced from 632 acres to 243 acres. All treat-
    ment in unroaded lands was eliminated. Temporary roads
    were decreased by about 70% so that only one half mile of
    at http://www.fs.fed.us/database/feis/glossary.html#ULTRAMAFIC
    SOILS.
    The Forest Service defines “stand replacement fire” as: “Fire that kills
    or top-kills aboveground parts of the dominant vegetation, changing
    aboveground structure substantially. The majority . . . of the aboveground,
    dominant vegetation is either consumed or dies as a result of the fire.
    Applies to forests, shrublands, and grasslands . . . though not often used
    to describe grasslands.” Id.
    11718          NATIVE ECOSYSTEMS COUNCIL v. WELDON
    temporary road was planned to be constructed, decommis-
    sioned and subsequently rehabilitated. The Forest Service
    estimated that the Project would take six to ten years to com-
    plete.
    In the district court for the District of Montana, Native Eco-
    systems Council challenged several aspects of the Project on
    NEPA and NFMA grounds. Count I of Native Ecosystems
    Council’s complaint alleged that the Forest Service violated
    NEPA when it failed to give renewed consideration to the
    Native Ecosystems Council’s proposed Alternative C, follow-
    ing the agency’s decision to reduce the scope of the Project
    according to Alternative B. Counts II through V of the com-
    plaint related to the effects of the Project on elk habitat and
    hiding cover. Specifically, Count II alleged that the Project
    violated NFMA because it allowed for logging in mapped elk
    winter range during the winter months, in violation of the
    Lewis and Clark National Forest Plan (Forest Plan). Count III
    alleged that the Forest Service violated the NFMA by failing
    to adhere to the Forest Plan when it neglected to analyze big
    game hiding cover at the drainage level. Count IV alleged a
    companion NEPA claim stating that the failure to analyze hid-
    ing cover at the drainage level meant that the Forest Service
    relied upon inaccurate or unreliable scientific information.
    Count V alleged a NFMA claim charging that the Project
    would cause higher road density than the Forest Plan allows.
    Counts VI through VIII dealt with the effects of the Project
    on goshawk habitat.3 Count VI alleged that the Forest Service
    violated NFMA because it failed to adhere to the Forest
    3
    The goshawk is a bird of prey that “tend[s] to nest in mature forests
    . . . building large nests that are used by the original pair or successors for
    many years . . . A variety of forest types and structural stages are used as
    foraging habitat, but the important role of mature forests as long-term
    nesting sites has placed considerable attention on the goshawk.” See U.S.
    Dep’t of Agric., Northern Goshawk Inventory and Monitoring Technical
    Guide, available at http://www.fs.fed.us/wildecology/GoshawkTechGuide
    July06.pdf (July 2006).
    NATIVE ECOSYSTEMS COUNCIL v. WELDON              11719
    Plan’s monitoring requirements for the goshawk population.
    Count VII alleged both NFMA and NEPA violations on the
    grounds that the Forest Plan failed to ensure that habitat is
    available to maintain viable populations of goshawks. It also
    alleged that the Forest Service’s failure to implement a scien-
    tifically reliable monitoring protocol also violated NEPA’s
    requirement that the Forest Service act with scientific integ-
    rity in the NEPA analysis. Count VIII alleged a NEPA viola-
    tion on the grounds that the agency arrived at inconsistent
    conclusions regarding the canopy cover and goshawk forag-
    ing habitat that will remain after the completion of the Proj-
    ect.
    On June 7, 2011, the district court granted summary judg-
    ment in favor of the Forest Service. Specifically, the district
    court held that Native Ecosystems Council failed to present
    arguments addressing the claims set forth in Counts I, VII,
    and VIII of the Complaint, and therefore, that such claims
    were deemed abandoned.4 The district court then granted
    summary judgment to the Forest Service on the remainder of
    the claims, on the merits. Native Ecosystems Council timely
    appealed on August 4, 2011.
    JURISDICTION AND STANDARD OF REVIEW
    We have jurisdiction pursuant to 28 U.S.C. § 1291.
    The Administrative Procedure Act (APA) provides that we
    “shall . . . hold unlawful and set aside agency action, findings,
    and conclusions found to be . . . arbitrary, capricious, and an
    abuse of discretion, or otherwise not in accordance with law”
    or “without observance of procedure required by law . . . .”
    5 U.S.C. § 706(2). In our determination of compliance, we
    conduct a “searching and careful” inquiry. Marsh v. Oregon
    Natural Res. Council, 
    490 U.S. 360
    , 378 (1989). A decision
    4
    Native Ecosystems Council conceded abandonment of these claims and
    does not raise them again on appeal.
    11720          NATIVE ECOSYSTEMS COUNCIL v. WELDON
    is arbitrary and capricious if the agency “relied on factors
    which Congress has not intended it to consider, entirely failed
    to consider an important aspect of the problem, offered an
    explanation for its decision that runs counter to the evidence
    before the agency, or is so implausible that it could not be
    ascribed to a difference in view or the product of agency
    expertise.” Motor Vehicle Mfrs. Ass’n of U.S., Inc. v. State
    Farm Mut. Ins. Co., 
    463 U.S. 29
    , 43 (1983).
    DISCUSSION
    I.    Waiver
    As an initial matter, we address the question of waiver:
    We will review an issue that has been raised for the
    first time on appeal under certain narrow circum-
    stances: (1) to prevent miscarriage of justice; (2)
    when a change in law raises a new issue while an
    appeal is pending; and (3) when the issue is purely
    one of law. The decision to consider an issue not
    raised below is discretionary, and such an issue
    should not be decided if it would prejudice the other
    party.
    MacDonald v. Grace Church Seattle, 
    457 F.3d 1079
    , 1086
    (9th Cir. 2006) (internal citations and quotations omitted).
    “The matter of what questions may be taken up and resolved
    for the first time on appeal is one left primarily to the discre-
    tion of the courts of appeals, to be exercised on the facts of
    the individual cases.” Singleton v. Wulff, 
    428 U.S. 106
    ,
    120-21 (1976)
    In light of the interests of justice and our discretion to
    review issues raised on appeal, we proceed to address each of
    Native Ecosystems Council’s challenges on the merits.
    NATIVE ECOSYSTEMS COUNCIL v. WELDON             11721
    II.   NEPA Claims
    [1] NEPA is a procedural statute that requires the federal
    government to carefully consider the impacts of and alterna-
    tives to major environmental decisions. 42 U.S.C. §§ 4321,
    4331. Its purpose is to ensure that federal agencies take a
    “hard look” at the environmental consequences of their pro-
    posed actions before deciding to proceed. Robertson v.
    Methow Valley Citizens Council, 
    490 U.S. 332
    , 350-51
    (1989). A court generally must be “at its most deferential”
    when reviewing scientific judgments and technical analyses
    within the agency’s expertise under NEPA. Northern Plains,
    668 F.3d at 1075 (quoting Balt. Gas & Elec. Co. v. Natural
    Res. Def. Council, Inc., 
    462 U.S. 87
    , 103 (1983)). Although
    NEPA establishes procedures by which agencies must con-
    sider the environmental impacts of their actions, it does not
    dictate the substantive results of agency decision making.
    Robertson, 490 U.S. at 350. Courts may not impose them-
    selves “as a panel of scientists that instructs the [agency] . . . ,
    chooses among scientific studies . . . , and orders the agency
    to explain every possible scientific uncertainty.” Lands Coun-
    cil v. McNair, 
    537 F.3d 981
    , 988 (9th Cir. 2008) (en banc),
    rev’d on other grounds by Winter v. Natural Res. Def. Coun-
    cil, Inc., 
    555 U.S. 7
     (2008). And “[w]hen specialists express
    conflicting views, an agency must have discretion to rely on
    the reasonable opinions of its own qualified experts even if,
    as an original matter, a court might find contrary views more
    persuasive.” Id. at 1000 (internal citations and quotations
    omitted).
    “At a minimum, an agency must support its conclusions
    with studies that the agency deems reliable.” Tri-Valley
    CAREs v. U.S.D.O.E., 
    671 F.3d 1113
    , 1124 (9th Cir. 2012)
    (citing Lands Council, 537 F.3d at 994). An agency will have
    acted arbitrarily and capriciously only when “the record
    plainly demonstrates that [the agency] made a clear error in
    judgment in concluding that a project meets the requirements”
    of NEPA. Id. (quoting Lands Council, 537 F.3d at 994).
    11722          NATIVE ECOSYSTEMS COUNCIL v. WELDON
    A.    Elk Hiding Cover Methodology
    Native Ecosystems Council contends that the Forest Ser-
    vice’s aerial photo interpretation (PI Type) methodology is
    invalid and unreliable because the Forest Service can slash
    and burn an understory without affecting what would be seen
    on an aerial photo due to canopy cover. Native Ecosystems
    Council contends that the PI Type methodology fails to con-
    sider the possibility that the removal of understory may not be
    cognizable aerially if a forest has very dense vegetation and
    thick canopy cover.
    Native Ecosystems Council’s challenge fails to prove that
    the Forest Service acted arbitrarily and capriciously in select-
    ing the PI Type methodology to analyze elk hiding cover. The
    Forest Service based its selection of the PI Type methodology
    upon a rigorous and scientific 1982 elk logging study involv-
    ing the use of a life-sized, two dimensional cutout of an elk
    in various types of forest stands.5 The Forest Service noted the
    characteristics of each stand in the various areas in which hid-
    ing covered was measured. The stand characteristics were
    then classified into different PI Types. Based upon those
    descriptions, a “Montana Rule” was developed to calculate an
    average percentage hiding cover by type. For any given area,
    the percentage of effective cover was then determined by
    multiplying the acres of each PI Type by the Montana Rule
    percentages, totaling the acres providing hiding cover, and
    then dividing by total acres. The “Montana Rule” percentages
    were tested for accuracy in the elk logging study of 1982; in
    that comparison of over 22 sites, the Montana Rule estimated
    5
    The Rocky Mountain Research Station of the U.S. Forest Service
    (which includes the Lewis and Clark National Forest) defines “stand” as:
    “a biotic community, particularly of trees, possessing sufficient uniformity
    of composition, age, and spatial arrangement to be distinguishable from
    adjacent communities. Stand structure refers to the composition, age, and
    arrangement of the trees in a delimited biotic community.” Rocky Moun-
    tain Research Station, Glossary, http://www.rmrs.nau.edu/publications/
    rm_gtr_295/glossary.html (last visited August 16, 2012).
    NATIVE ECOSYSTEMS COUNCIL v. WELDON            11723
    hiding cover at 46.7% (+/- 2.4%) and actual observation
    determined 46.2% hiding cover. Based upon those findings,
    the Forest Service determined that PI Type analysis, as
    applied using the Montana Rule, is reliable. Moreover, and in
    addition to the classic PI Type/Montana Rule analysis, in
    order to specifically address concerns that aerial photos would
    not reflect the effects of thinning on lower understory due to
    canopy cover, the Forest Service created new criteria for
    determining whether the understory treatments would change
    the PI types. These new criteria provided that PI Type would
    also be changed by the existence of “cutover,” which was
    characterized as “areas with obvious evidence of man’s recent
    cutting activities, such as cutting unit boundaries, characteris-
    tic roading systems, etc.”
    [2] Native Ecosystems Council fails to present any com-
    pelling evidence that the Forest Service’s reliance on the elk
    logging study was arbitrary or capricious. To the contrary,
    Native Ecosystems Council fails to assert any distinguishing
    facts between the 1982 elk logging study and the instant case
    that would render the PI Type methodology inapposite.
    Native Ecosystems Council presented no evidence that under-
    story removal had not occurred prior to 1982 in any of the 11
    sample areas analyzed in the elk logging study. Moreover,
    Native Ecosystems Council has not proffered any evidence
    that the PI Type methodology is predicated on only assessing
    stands in which no understory treatment has occurred. In con-
    trast, the Forest Service has demonstrated that the PI Type
    methodology accounts for stocking levels and understory den-
    sity because the PI Type/Montana Rule calculation is deter-
    mined by the number of trees in a given area. Thus, regardless
    of whether the understory was previously treated, the Forest
    Service was not arbitrary or capricious in selecting the PI
    Type methodology because it reasonably relied upon the 1982
    elk logging study and the Montana Rule to conclude that the
    methodology adequately gauged stand density.
    [3] The mere fact that Native Ecosystems Council dis-
    agrees with the methodology does not constitute a NEPA vio-
    11724       NATIVE ECOSYSTEMS COUNCIL v. WELDON
    lation. In reviewing Native Ecosystems Council’s NEPA
    appeal, we may not insert our opinions in the place of those
    of forest biologists. Lands Council, 537 F.3d at 988. Rather,
    we are required to apply the highest level of deference in our
    review of the Forest Service’s scientific judgments in select-
    ing the elk hiding cover methodology. Northern Plains, 668
    F.3d at 1075. Given the paucity of Native Ecosystems Coun-
    cil’s factual distinctions, and the substantial deference owed
    to the Forest Service’s determinations, we hold that the Forest
    Service’s selection of the PI Type methodology did not vio-
    late NEPA. Lands Council, 537 F.3d at 987-88.
    B.    Flawed Conclusions in Elk Hiding Cover Analysis
    An agency decision is arbitrary and capricious if, among
    other things, it “offered an explanation that runs counter to the
    evidence before the agency or is so implausible that it could
    not be ascribed to a difference in view or the product of
    agency expertise.” Lands Council, 537 F.3d at 987 (internal
    citation and quotation marks omitted). Under NEPA, the pur-
    pose of an Environmental Assessment (EA) is simply to
    create a workable public document that briefly provides evi-
    dence and analysis for an agency’s finding regarding an envi-
    ronmental impact.” Tri-Valley CAREs, 671 F.3d at 1129. We
    do not require the agency “to compile an exhaustive examina-
    tion of each and every tangential event that potentially could
    impact the local environment. Such a task is impossible, and
    never-ending. The purpose of the EA is simply to create a
    workable public document that briefly provides evidence and
    analysis for an agency’s finding regarding an environmental
    impact.” Id. The EA must only “provide the public with suffi-
    cient environmental information, considered in the totality of
    the circumstances, to permit members of the public to weigh
    in with their views and thus inform the agency decision-
    making process.” Bering Strait Citizens, 524 F.3d at 953. We
    thus defer to agency decisions so long as those conclusions
    are supported by studies “that the agency deems reliable.” N.
    Plains Res. Council, 66 F.3d at 1075 (emphasis added).
    NATIVE ECOSYSTEMS COUNCIL v. WELDON                   11725
    Native Ecosystems Council contends that the Forest Ser-
    vice’s elk cover hiding analysis violated NEPA because it was
    contradicted by the record based upon the following three
    arguments: (1) the agency’s logging conclusion that the Proj-
    ect would not thin stands below 40% density (“moderately
    stocked”) was contradicted by a 2007 Forest Service silvicul-
    tural report, which stated that the Project would thin stands
    from being “moderately stocked” to being “poorly stocked”;
    (2) the agency’s conclusion that the Project would not change
    the PI Types of stands treated by prescribed burning was con-
    tradicted by the fact that burning would per se alter the height,
    texture, and stocking of a stand; and (3) the agency’s conclu-
    sion that slashing will not produce cutover was contradicted
    by the fact that slashing will produce tree stumps. We address
    each of Native Ecosystems Council’s arguments in turn.
    1.   Logging and Thinning
    Native Ecosystems Council challenges the Forest Service’s
    commercial logging findings based on a 2007 silvicultural
    report on the impacts of the Project that indicated that the
    project goal of reducing the risk of crown fire would be met
    by reducing canopy cover to less than 40 percent. Because the
    threshold between a “moderately stocked” stand and a “poorly
    stocked” stand is 40 percent, and a change from “moderately
    stocked” to “poorly stocked” would result in a change in PI
    Type, Native Ecosystems contends that the Forest Service’s
    conclusion that the logging and thinning aspects of the Project
    would not change PI Type is contradicted by the record.
    [4] We disagree. The Forest Service based its analysis of
    the impacts of logging and thinning on a 2009 revision of the
    original 2007 silvicultural report upon which Native Eco-
    systems Council relies. The 2007 silvicultural report was thus
    superseded by the final 2009 version, which corrected previ-
    ous errors6 and reflected more accurate data about the Proj-
    6
    The 2007 report had originally indicated that no trees greater than 15”
    in diameter would be cut. This was in error. In fact, the final limitation on
    11726          NATIVE ECOSYSTEMS COUNCIL v. WELDON
    ect’s impacts on canopy cover. In the final 2009 silvicultural
    report, which was subsequently incorporated into the third
    chapter of the EA, entitled “Affected Environment and Envi-
    ronmental Consequences,” the Forest Service specifically
    considered the direct and indirect consequences of past, pres-
    ent and reasonably foreseeable future project related activities
    based upon two different alternatives: (1) no agency action
    and (2) proposed action by the Project. In that chapter alone,
    the Forest Service cited over thirty different studies upon
    which it based its findings. Based upon those studies and its
    own revised analysis in 2009, the Forest Service thus reason-
    ably concluded that the Project goals could be accomplished
    by reducing canopy cover to 40 percent (or lower), and there-
    fore it was not necessary to thin stands below the “moderately
    stocked” category.
    Moreover, a separate February 2010 report supplementing
    the elk hiding cover analysis confirmed the findings of the
    final 2009 silvicultural report included in the EA. There, the
    Forest Service concluded that the project would not change
    “Effective Hiding Cover” for elk from the existing condition
    (“moderately stocked”) and that broadcast burning, as well as
    cutting and slashing, would not alter the PI type.
    [5] Under Lands Council, the 2007 silvicultural report does
    not prove that the Forest Service’s conclusion was “implausi-
    ble” because it was superseded by more accurate predictions.
    537 F.3d at 987. Nor does the 2007 report demonstrate that
    the Forest Service’s reliance on the 2009 revisions or 2010
    biologist report was contradicted by facts in the record
    because the Forest Service reasonably determined the 2009
    and 2010 reports were based upon corrected and more recent
    data and various different studies. Id. Accordingly, because
    trees subject to the thinning aspects in the final 2009 report was actually
    more restrictive: prohibiting cutting of any trees greater than 14” in diame-
    ter.
    NATIVE ECOSYSTEMS COUNCIL v. WELDON           11727
    the Forest Service supported its findings with multiple differ-
    ent studies and analyses, we defer to the Forest Service’s con-
    clusion that the slashing and thinning activities would not
    alter the PI of the Project area. Id.
    2.   Prescribed Burning
    Native Ecosystems Council contends that the prescribed
    burning of the Project area per se changes the character of the
    treated stand by altering its height and texture, thus changing
    the stand’s PI Type. Besides the outdated 2007 silvicultural
    report, Native Ecosystems Council cites minimal evidence, if
    any, to support its position. It contends, based on the report,
    that: “Removing trees indisputably alters their height. Reduc-
    ing stand density has the potential to alter the texture and
    stocking of the stand.” However, Native Ecosystems Council
    fails to appreciate that the Project actually serves to preserve
    the distinguishing features of the PI Types of the burned
    stands by removing the invasive fauna that has caused the
    increased fire risk.
    [6] Specifically, Native Ecosystems Council ignores the
    fact that the prescribed burns will occur only “within and
    adjacent to meadows,” which are assigned at PI Type of 93
    (“nonforest,” defined as having generally 10 percent cover
    from shrubs, grass, riparian trees, etc.) Such meadows and
    adjacent areas in the Project area were actually threatened by
    the invasive conifers and shrubs causing the fire danger. Thus,
    the Forest Service demonstrated that the prescribed burning
    would restore the status quo by limiting the shrubs and coni-
    fers presently invading the meadows. Accordingly, we hold
    that the Forest Service’s conclusion that the prescribed burn-
    ing “preserves the meadow and does not change its PI Type,”
    is supported, rather than contradicted by the evidence in the
    record, and therefore does not violate NEPA. Lands Council,
    537 F.3d at 987.
    11728         NATIVE ECOSYSTEMS COUNCIL v. WELDON
    3.   Cutting and Slashing
    [7] Native Ecosystems Council contends that hand slashing
    will produce stumps, and that stumps are “evidence of man’s
    recent cutting activities,” thus rendering Project areas “cut-
    over,” and changing their PI type. However, the very docu-
    ment upon which Native Ecosystems Council relies defines
    “cutover” as “areas with obvious evidence of man’s cutting
    activities, such as cutting unit boundaries, characteristic road-
    ing systems, etc.” The mere fact that some stumps may exist
    does not rise to the level of rendering a stand “cutover”—that
    is why the report emphasizes “cutting unit boundaries,”
    because the cutting has to be significant and widespread. We
    hold that the Forest Service is entitled to substantial deference
    in this interpretation of its own regulations. Forest Guardians,
    329 F.3d at 1097. Moreover, Native Ecosystems Council has
    presented no evidence that some stumps would constitute true
    “cutover.” Indeed, the record indicates that larger trees would
    be retained and “the spatial arrangement (horizontal structure)
    would be irregular and random to feature groups of larger
    diameter trees of similar age.” And contrary to Native Eco-
    systems Council’s contentions, the temporary road to be con-
    structed during the project would not constitute a “roading
    system” because it would be decommissioned and rehabili-
    tated after the Project is completed.
    [8] Given these considerations, the Forest Service does not
    rely upon facts that are contradicted by the record; rather,
    Native Ecosystems Council attempts to distort the meaning of
    “evidence of man’s recent cutting activities” by ignoring the
    technical definitions of cutover in the EA. Such logic fails to
    prove a NEPA violation. Lands Council, 537 F.3d at 987.
    Accordingly, we hold that the Forest Service did not violate
    NEPA in concluding that the slashing would not render the
    Project area cutover.
    III.    NFMA Claims
    [9] The NFMA and its implementing regulations provide
    for forest planning and management by the Forest Service on
    NATIVE ECOSYSTEMS COUNCIL v. WELDON            11729
    two levels: (1) forest level and (2) individual project level.
    See generally 16 U.S.C. § 1604; see also Ohio Forestry Ass’n
    v. Sierra Club, 
    523 U.S. 726
    , 729-30 (1998). On the forest
    level, the Forest Service develops a Land and Resource Man-
    agement Plan (forest plan), which consists of broad, long-term
    plans and objectives for the entire forest. Forest plans are
    designed to manage forest resources by balancing the consid-
    eration of environmental and economic factors. Citizens for
    Better Forestry v. U.S. Dep’t of Agric., 
    341 F.3d 961
    , 966 (9th
    Cir. 2003). The NFMA’s purpose is to require that the Forest
    Service “provide for diversity of plant and animal communi-
    ties” in managing national forests. 16 U.S.C. § 1604(g)(3)(B).
    After a forest plan is approved, the Forest Service imple-
    ments the forest plan when approving or denying site-specific
    projects. Forest Guardians, 329 F.3d at 1092. Site specific
    actions may include resource plans, permits, contracts, and
    other instruments for occupancy or use of forest lands. Inland
    Empire Pub. Lands Council v. U.S. Forest Serv., 
    88 F.3d 754
    ,
    757 (9th Cir. 1996). While NFMA requires that the proposed
    site-specific actions be consistent with the governing Forest
    Plan, the Forest Service’s interpretation and implementation
    of its own forest plan is entitled to substantial deference. For-
    est Guardians, 329 F.3d at 1097. The Forest Service’s failure
    to comply with the provisions of a Forest Plan is a violation
    of the NFMA. Native Ecosystems Council v. U.S. Forest
    Serv., 
    418 F.3d 953
    , 961 (9th Cir. 2005). Agency decisions
    challenged under the NFMA may be set aside only if they are
    arbitrary, capricious, an abuse of discretion, or otherwise not
    in accordance with the law. Forest Guardians, 329 F.3d at
    1096-97; 5 U.S.C. § 706(2)(A). In determining whether a
    decision is arbitrary or capricious, we “must consider whether
    the decision was based on a consideration of the relevant fac-
    tors and whether there has been a clear error of judgment.”
    Morongo Band of Mission Indians v. Fed. Aviation Admin.,
    
    161 F.3d 569
    , 573 (9th Cir. 1998) (internal quotation marks
    and citation omitted).
    11730        NATIVE ECOSYSTEMS COUNCIL v. WELDON
    A.     Flawed Assumptions in Elk Hiding Cover Analysis
    Native Ecosystems Council contends that the Forest Ser-
    vice’s elk cover hiding analysis violates NFMA because it
    would reduce elk hiding cover beyond a “threshold level,” as
    required under the Forest Plan. Specifically, Native Eco-
    systems Council contends that because the Project would
    change the PI Type of treated stands, it would therefore
    reduce elk hiding cover in violation of the Forest Plan’s
    requirement that elk hiding cover be “maintained.” Native
    Ecosystems Council relies upon the same three “flawed
    assumptions” challenged under NEPA in their NFMA claims
    regarding logging and thinning, prescribed burning and cut-
    ting and slashing. As was the case under NEPA, each of
    Native Ecosystems Council’s challenges under NFMA also
    fails.
    1.    Logging and Thinning
    [10] Native Ecosystems Council’s first challenge regarding
    the Forest Service’s assumptions about commercial logging
    fails because, as we held under its NEPA challenge, the 2007
    silvicultural report was corrected, updated and revised in the
    final 2009 silvicultural report incorporated into the EA. The
    final version of the report made clear that the Project would
    not change effective hiding cover and that the burning, cutting
    and slashing would not change the PI Type. Thus, for the rea-
    sons discussed in our rejection of Native Ecosystems Coun-
    cil’s NEPA challenge, and because of the inherent
    “substantial deference” owed to agency in interpreting its own
    plans, we hold that the 2009 report and confirming 2010
    report support a finding that the Forest Service did not violate
    its own plan. Forest Guardians, 329 F.3d at 1097, 1099.
    2.    Prescribed Burning
    [11] Native Ecosystems Council next contends that pre-
    scribed burning will change PI type, in violation of the Forest
    NATIVE ECOSYSTEMS COUNCIL v. WELDON           11731
    Plan, because it will alter the height and texture of forest veg-
    etation. In so doing, however, Native Ecosystems Council
    fails to overcome the fact that burning will, in fact, retain the
    defining characteristics of “nonforest” PI Type of 93. Based
    upon this logic, we hold that the Forest Service was neither
    arbitrary nor capricious in concluding that removing the
    encroaching conifers, seedlings and saplings “preserves the
    meadow and does not change its PI Type.” As was the case
    in our review of Native Ecosystems Council’s first NFMA
    challenge, we hold that the Forest Service did not violate the
    NFMA in its analysis of the impact of prescribed burning on
    PI Type. Forest Guardians, 329 F.3d at 1097.
    3.    Cutting and Slashing
    [12] Finally, Native Ecosystems Council contends that cut-
    ting and slashing treatments that may produce stumps render
    an area “cutover,” thus altering its PI Type in violation of the
    Forest Plan. As we rejected this argument in Native Eco-
    systems Council’s NEPA challenge, we also do so here.
    Accordingly, we hold that the Forest Service complied with
    NFMA and its Forest Plan. Forest Guardians, 329 F.3d at
    1097.
    B.     Goshawk Population
    Under the NFMA, Native Ecosystems Council must show
    a “specific connection” between the challenged site-specific
    action and the alleged violation. Ecology Ctr. v. Castaneda,
    
    574 F.3d 652
    , 658 (9th Cir. 2009). Although the threshold for
    establishing a site-specific connection is not a high bar, we
    may only consider “challenges to the lawfulness of a forest
    plan . . . to the extent that the contested portion of the plan
    ‘plays a causal role with respect to the [Project].’ ” Hapner v.
    Tidwell, 
    621 F.3d 1239
    , 1250 (9th Cir. 2010).
    Under the Forest Plan, the goshawk is a Management Indi-
    cator Species (MIS) under the “Old Growth Forest” category.
    The Forest Plan standard for MIS provides:
    11732       NATIVE ECOSYSTEMS COUNCIL v. WELDON
    Monitor population levels of all Management Indica-
    tor Species on the Forest and determine the relation-
    ship to habitat trends. Population levels will be
    monitored and evaluated as described in the monitor-
    ing plan (Chapter V).
    Chapter V monitoring item C-8 requires annual measurement
    of “active nesting territories.” If there is a decrease of more
    than 10% in active nesting territories, the Forest Service is
    required to conduct “further evaluation” to determine why.
    Native Ecosystems Council contends the Forest Service vio-
    lated the NFMA by failing to satisfy the Forest Plan’s stan-
    dards regarding the goshawk population on two grounds: (1)
    by failing to monitor 100% of the goshawk population in the
    annual monitoring reports; and (2) by failing to conduct fur-
    ther studies on the goshawk nesting rates following popula-
    tion decreases in excess of 10%. We address each of Native
    Ecosystems Council’s arguments in turn.
    1.   Annual Monitoring Requirement
    [13] Native Ecosystems Council may not challenge the
    Forest Service’s compliance with the NFMA on the grounds
    that the agency does not comply with its C-8 monitoring
    requirements because there is not a sufficient site-specific
    challenge. The Forest Service does not dispute that it, at some
    points, failed to monitor all populations (in 2007 and 2008 the
    agency left out Indian Point Territory in their monitoring
    report on the grounds that it was located in a remote location
    in the Bob Marshall Wilderness, thus only monitoring 98% of
    populations; in 2009 the agency also neglected to monitor the
    Indian Point, Lower Blacktail and Badger Junction territories,
    thus monitoring only 94% of goshawk nesting territories).
    However, the unmonitored territories are not in the vicinity of
    the Project area, and the only nesting territory in the Project
    area has always been monitored as required by the Forest
    Plan. Accordingly, Native Ecosystems Council failed to prove
    NATIVE ECOSYSTEMS COUNCIL v. WELDON           11733
    a site-specific challenge based upon the annual monitoring
    report claims. Ecology Ctr., 574 F.3d at 658.
    2.   “Further Evaluation” Requirement
    [14] In contrast, Native Ecosystems Council’s second
    NFMA challenge to the “further evaluation” requirements for
    10 percent or greater declines in goshawk nesting populations
    demonstrates a sufficient, albeit tenuous, site-specific connec-
    tion. We find a sufficient site specific connection here
    because stand treatment has been shown to affect goshawk
    nesting territories, and the Project requires significant stand
    treatment in known goshawk nesting territories. See, e.g.,
    Neighbors of Cuddy Mountain v. Alexander, 
    303 F.3d 1059
    ,
    1067-68 (9th Cir. 2002). Thus, whereas the violations with
    regard to the annual monitoring reports never fell within the
    ambit of the Project area, there is a sufficient nexus between
    the alleged violations for monitoring declining goshawk pop-
    ulations and the prospective Project stand treatments.
    [15] In their challenge to the Forest Service’s compliance
    with its “further evaluation” requirement, Native Ecosystems
    Council contends that there was an 11 percent decrease in
    goshawk occupancy in 2007 and a 25 percent decrease in gos-
    hawk occupancy between 2008, but that the Forest Service
    never completed the “further evaluation” required under the
    Forest Plan. Specifically, Native Ecosystems Council con-
    tends that the Forest Service failed to determine how vegeta-
    tion management activities were affecting the goshawk
    population or habitat in 2007 and 2008. We disagree. In the
    2007 report, the Forest Service concluded:
    Many factors contribute to variability. Annual varia-
    tions in weather and climate occur . . . Predation of
    nests, fledglings, and adults can also affect nesting
    success. These factors and others yet to be identified
    all affect the annual change in percentage of active
    nest areas. As outlined in our 2006 monitoring
    11734        NATIVE ECOSYSTEMS COUNCIL v. WELDON
    report, the direction to conduct further evaluation
    when a 10% decrease is identified and does not
    address any of the potential reasons for variability.
    The 2007 evaluation specifically attributed the variability to
    such natural conditions as “[c]old and wet weather while the
    eggs are being incubated and [while] nestlings are young” and
    the fact that “[w]eather also affects . . . the . . . availability of
    prey.” Following the 2008 decline, the Forest Service applied
    a similar analysis. Specifically, the Forest Service concluded
    that “[t]he reduction was likely due to unusually cold, wet,
    harsh weather during the 2008 nesting period. Wet, heavy
    snow and cold, wind-driven rain occurred frequently through-
    out the spring season and into early summer and probably
    resulted in an unusually high failure rate.” Given the Forest
    Service’s weather-based explanation for the goshawk nesting
    population declines, we conclude that the Forest Service rea-
    sonably conducted the requisite “further evaluation” required
    under the Forest Plan.
    [16] Native Ecosystems Council’s reliance on various
    scholarly papers emphasizing the importance of monitoring
    prey habitat for the welfare of goshawk populations fails to
    prove that the Forest Service violated its own Plan when it
    attributed the 2007 and 2008 declines to natural variability
    and weather. Under the NFMA, the Forest Service’s interpre-
    tation and implementation of its own Forest Plan is entitled to
    substantial deference. Forest Guardians, 329 F.3d at 1097.
    We reject Native Ecosystems Council’s argument that the
    Forest Service violated the NFMA simply because the Forest
    Service failed to arrive at the same conclusion regarding the
    causes and need for further investigation of goshawk nesting
    failure rates. All that is necessary is that the Forest Service
    reasonably consider the “relevant factors” involved in the gos-
    hawk population decreases in 2007 and 2008. Id. We find that
    it did. Accordingly, the Forest Service complied with the
    NFMA in its evaluation of goshawk population decreases, as
    required under the Forest Plan.
    NATIVE ECOSYSTEMS COUNCIL v. WELDON       11735
    CONCLUSION
    For the foregoing reasons, we AFFIRM the decision of the
    district court.
    

Document Info

Docket Number: 11-35659

Citation Numbers: 697 F.3d 1043, 12 Cal. Daily Op. Serv. 10, 42 Envtl. L. Rep. (Envtl. Law Inst.) 20199, 2012 WL 4215919, 75 ERC (BNA) 1385, 2012 U.S. App. LEXIS 19872

Judges: Reinhardt, Kleinfeld, Smith

Filed Date: 9/21/2012

Precedential Status: Precedential

Modified Date: 10/19/2024

Authorities (18)

inland-empire-public-lands-council-a-non-profit-corporation-montana , 88 F.3d 754 ( 1996 )

Singleton v. Wulff , 96 S. Ct. 2868 ( 1976 )

Baltimore Gas & Electric Co. v. Natural Resources Defense ... , 103 S. Ct. 2246 ( 1983 )

Morongo Band of Mission Indians v. Federal Aviation ... , 161 F.3d 569 ( 1998 )

Winter v. Natural Resources Defense Council, Inc. , 129 S. Ct. 365 ( 2008 )

Motor Vehicle Mfrs. Assn. of United States, Inc. v. State ... , 103 S. Ct. 2856 ( 1983 )

Marsh v. Oregon Natural Resources Council , 109 S. Ct. 1851 ( 1989 )

Tri-Valley Cares v. U.S. Department of Energy , 671 F.3d 1113 ( 2012 )

Ecology Center v. Castaneda , 574 F.3d 652 ( 2009 )

The Lands Council v. McNair , 537 F.3d 981 ( 2008 )

forest-guardians-a-nonprofit-corporation-white-mountain-conservation , 329 F.3d 1089 ( 2003 )

native-ecosystems-council-the-ecology-center-inc-v-united-states-forest , 418 F.3d 953 ( 2005 )

Ohio Forestry Assn., Inc. v. Sierra Club , 118 S. Ct. 1665 ( 1998 )

citizens-for-better-forestry-the-ecology-center-gifford-pinchot-task-force , 341 F.3d 961 ( 2003 )

Northern Plains Resource Council, Inc. v. Surface ... , 668 F.3d 1067 ( 2011 )

neighbors-of-cuddy-mountain-idaho-sporting-congress-inc-the-ecology , 303 F.3d 1059 ( 2002 )

Hapner v. Tidwell , 621 F.3d 1239 ( 2010 )

Robertson v. Methow Valley Citizens Council , 109 S. Ct. 1835 ( 1989 )

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