United States v. Sandra Rodriguez ( 2021 )


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  •                            NOT FOR PUBLICATION                           FILED
    UNITED STATES COURT OF APPEALS                       DEC 27 2021
    MOLLY C. DWYER, CLERK
    U.S. COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    UNITED STATES OF AMERICA,                       No.    20-50006
    Plaintiff-Appellee,             D.C. No.
    3:19-cr-03339-LAB-1
    v.
    MEMORANDUM*
    SANDRA RODRIGUEZ,
    Defendant-Appellant.
    Appeal from the United States District Court
    for the Southern District of California
    Larry A. Burns, District Judge, Presiding
    Argued and Submitted July 29, 2021
    Pasadena, California
    Before: M. SMITH and LEE, Circuit Judges, and ROBRENO,** District Judge
    Partial Concurrence and Partial Dissent by Judge LEE
    Sandra Rodriguez appeals her sentence after pleading guilty to importation of
    methamphetamine and heroin, in violation of 
    21 U.S.C. §§ 952
     and 960. She
    contends that the district court erred in denying her a minor role reduction under
    *
    This disposition is not appropriate for publication and is not precedent
    except as provided by Ninth Circuit Rule 36-3.
    **
    The Honorable Eduardo C. Robreno, United States District Judge for
    the Eastern District of Pennsylvania, sitting by designation.
    United States Sentencing Guideline 3B1.2(b). We conclude that the district court
    abused its discretion when considering: (1) the degree to which Rodriguez
    understood the scope and structure of the criminal activity; (2) the degree to which
    she participated in the planning of the crime; and (3) the degree to which she stood
    to benefit from the crime. Accordingly, we will vacate Rodriguez’s sentence and
    remand for resentencing.
    I.     FACTUAL AND PROCEDURAL HISTORY
    Rodriguez, a former methamphetamine addict and current gambling addict,
    was recruited by her friend “Martha” to smuggle drugs across the Mexico/U.S.
    border for Alejandro Ibarra. Ibarra offered Rodriguez $4,000 to smuggle the drugs.
    After she agreed, Ibarra purchased and registered a vehicle in Rodriguez’s name,
    forging her signature. On the day of the operation, she drove to a location in Tijuana,
    Mexico where a Hispanic male took the vehicle for a few hours so that the drugs
    could be loaded into secret compartments. She was then told to drive across the
    border and give the vehicle to a man called “J5” at a gas station in Fontana,
    California. A week prior to this trip, Rodriguez had successfully smuggled drugs
    using this plan. However, on this occasion, Rodriguez was stopped at the border and
    arrested after 21.06 kilograms of methamphetamine and 2.25 kilograms of heroin
    were found in the vehicle.
    2
    Rodriguez quickly confessed and gave a full statement. She denied knowing
    the amount or type of drugs she was smuggling or where they were concealed. Her
    probation officer, the prosecutor, and defense counsel agreed Rodriguez was entitled
    to a minor role reduction under section 3B1.2(b) of the Sentencing Guidelines. The
    parties noted that Rodriguez had no decision-making authority or leadership role,
    her financial gain was minimal, and she knew little of the scope and structure of the
    broader drug trafficking organization. Defense counsel and the probation officer
    recommended the district court impose a thirty-six-month sentence. The prosecution
    recommended forty-six months.
    However, the district court denied Rodriguez a minor role reduction and
    sentenced her to seventy-eight months. In denying the reduction, the district court
    reviewed, inter alia, the five factors listed in application note 3(C) of the section
    3B1.2 commentary and concluded that four of the five factors weighed against the
    reduction.
    The district court prefaced its discussion of the five minor role factors by
    stating that it thought the reduction was “being applied in a way that was not
    intended.”
    Regarding the first minor role reduction factor, “the degree to which the
    defendant understood the scope and structure of the criminal activity,” U.S.S.G. §
    3B1.2 cmt. n.3(C)(i), the district court concluded that, while it was “sure, in this
    3
    case, the defendant was kept in the dark about” the details of the operation,
    Rodriguez “did know . . . she was working for an organization that used automobiles
    registered to the people that were driving them across,” and “she knew that the
    organization would hide drugs in these cars, that she would drive them across. She
    knew the location she was to go to at the end was J5, who would pick up the drugs,
    take them out of the car, she’d come back and get paid.” The district court found that
    Rodriguez “certainly” had “an understanding of the scope and structure of the
    criminal activity [which was] importing drugs into the United States.” It provided
    that, “[i]f you say, well, she didn’t know . . . who was at the top of this drug
    organization, she had no idea where the methamphetamine came from, she didn’t
    know all the players involved, that type of analysis would describe every importer
    of drugs into the United States.” The district court concluded that this “factor doesn’t
    help her.”
    Concerning the second factor, “the degree to which the defendant participated
    in planning or organizing the criminal activity,” id. § 3B1.2 cmt. n.3(C)(ii), the
    district court noted that Rodriguez “took possession of the vehicle,” “was told, drive
    down and meet somebody in Mexico,” turned over the car, knew that “the car
    [would] be filled with drugs,” knew that her “mission [was] to come back and turn
    it over to someone else [who would] retrieve the drugs,” and knew that she would
    then “get paid.” The district court continued, “[a]nd she said, check, check, check,
    4
    check. I think that makes her part of the plan, don’t you?” The district court stated
    that while Rodriguez “was not the initiator, she didn’t come up with the plan, she
    didn’t devise it,” she “[o]f course” was “part of the plan” and “was a willing
    participant in the plan. And there was an incentive for her to be involved.” The court
    further concluded that “[s]he implemented the plan” and “she knew exactly what she
    was doing. That factor doesn’t help her.”
    Regarding the third factor, “the degree to which the defendant exercised
    decision-making authority or influenced the exercise of decision-making authority,”
    id. § 3B1.2 cmt. n.3(C)(iii), the district court recognized that Rodriguez “didn’t
    exercise decision-making authority,” and did not weigh this factor against her.
    Regarding the fourth factor, “the nature and extent of the defendant’s
    participation in the commission of the criminal activity, including the acts the
    defendant performed and the responsibility and discretion the defendant had in
    performing those acts,” id. § 3B1.2 cmt. n.3(C)(iv), the district court concluded that
    Rodriguez’s participation in the crime was “extensive” given that she drove the car
    and had previously smuggled a load of drugs for the same organization.
    Concerning the fifth factor, “the degree to which the defendant stood to
    benefit from the criminal activity,” id. § 3B1.2 cmt. n.3(C)(v), the district court
    concluded that “she was going to make another 4,000. She’d already gotten 4,000.
    $8,000 is not an insubstantial amount for importers of drugs.” The district court did
    5
    not weigh her payment against the worth of the drugs she smuggled, asserting that
    “[i]t’s a metric, but it’s a foolish one. It’s an irrational one. Why does it make a
    difference what the importer is paid versus what the value of the drugs is, I don’t get
    that.”
    The district court acknowledged that these five factors are not exclusive and
    also considered the quantity and dangerousness of the drugs at issue. After noting
    that Rodriguez was smuggling 21.06 kilograms of methamphetamine and 2.25
    kilograms of heroin, it concluded “[t]hat’s a huge and deadly amount of drugs, and
    it argues against making a finding that the defendant is in any way or can be
    characterized in any way minor in this case.”
    Rodriguez appeals the district court’s decision not to apply a minor role
    reduction, arguing that the district court’s allegedly generalized rule of denying the
    minor role reduction in this and a number of prior cases violates the Due Process and
    Equal Protection clauses and that, regardless, it also abused its discretion in failing
    to grant the reduction in her specific case. Given that we conclude the district court
    abused its discretion in assessing Rodriguez for a minor role reduction, we find it
    unnecessary to address Rodriguez’s broader constitutional claims. See United States
    v. Sandoval-Lopez, 
    122 F.3d 797
    , 802 n.9 (9th Cir. 1997) (“We avoid constitutional
    questions when an alternative basis for disposing of the case presents itself.”).
    6
    II.    STANDARD OF REVIEW1
    In applying the Sentencing Guidelines, we have directed district courts to
    follow three steps. United States v. Gasca-Ruiz, 
    852 F.3d 1167
    , 1170 (9th Cir. 2017)
    (en banc). “First, the district court must identify the correct legal standard . . . .” 
    Id.
    We review this step de novo. 
    Id.
     “Second, the court must find the relevant historical
    facts, meaning the facts that answer primarily ‘what happened’ types of questions .
    . . .” 
    Id.
     We review this step for clear error. 
    Id.
     “[T]hird, the court must apply the
    appropriate guideline to the facts of the case—that is, decide whether the set of
    historical facts as found satisfies the governing legal standard.” 
    Id.
     We generally
    review this final step for an abuse of discretion. 
    Id. at 1171
    .
    III.   DISCUSSION
    Section 3B1.2(b) of the United States Sentencing Guidelines provides: “[i]f
    the defendant was a minor participant in any criminal activity, decrease by 2 levels.”
    U.S.S.G. § 3B1.2(b). The reduction applies to a defendant “who is less culpable than
    most other participants in the criminal activity, but whose role could not be described
    as minimal.” Id. § 3B1.2 cmt. n.5.
    “[W]e read § 3B1.2 as instructing courts to look beyond the individuals
    brought before it to the overall criminal scheme when determining whether a
    1
    The district court had jurisdiction pursuant to 
    18 U.S.C. § 3231
    . We have
    jurisdiction pursuant to 
    28 U.S.C. § 1291
     and 
    18 U.S.C. § 3742
    (a).
    7
    particular defendant is a minor participant in the criminal scheme.” United States v.
    Rojas-Millan, 
    234 F.3d 464
    , 473 (9th Cir. 2000). “[D]istrict courts must compare
    the defendant’s involvement to that of all likely participants in the criminal scheme
    for whom there is sufficient evidence of their existence and participation.” United
    States v. Diaz, 
    884 F.3d 911
    , 916 (9th Cir. 2018) (citing Rojas-Millan, 
    234 F.3d at 473
    ).
    In 2015, the Sentencing Commission amended the commentary to section
    3B1.2 to include five factors that help guide this culpability analysis:
    (i) the degree to which the defendant understood the scope and structure
    of the criminal activity; (ii) the degree to which the defendant
    participated in planning or organizing the criminal activity; (iii) the
    degree to which the defendant exercised decision-making authority or
    influenced the exercise of decision-making authority; (iv) the nature
    and extent of the defendant’s participation in the commission of the
    criminal activity, including the acts the defendant performed and the
    responsibility and discretion the defendant had in performing those
    acts; [and] (v) the degree to which the defendant stood to benefit from
    the criminal activity.
    U.S.S.G. § 3B1.2 cmt. n.3(C). These factors were added to the commentary because
    the Sentencing Commission believed that the minor role reduction was being under-
    utilized. See Diaz, 884 F.3d at 915 (“In stating its purpose for the [2015]
    Amendment, the Sentencing Commission explained that minor-role adjustments had
    been ‘applied inconsistently and more sparingly than the Commission intended,’ and
    that it intended to address caselaw that might discourage courts from applying
    minor-role adjustments.”) (quoting U.S.S.G. App. C. Amend. 794); United States v.
    8
    Quintero-Leyva, 
    823 F.3d 519
    , 523 (9th Cir. 2016) (discussing that the 2015
    amendments to the commentary of section 3B1.2 were enacted to encourage the
    application of the minor role reduction).
    We have also explained, however, that:
    Once the court has considered all the factors . . . it may grant or deny a
    reduction even if some of the factors weigh toward the opposite result.
    A district court, therefore, may grant a minor role reduction even if
    some of the factors weigh against doing so, and it may deny a minor
    role reduction even if some of the factors weigh in favor of granting a
    reduction. And because the factors set forth in the Amendment are non-
    exhaustive, a district court may also consider other reasons for granting
    or denying a minor role reduction.
    Quintero-Leyva, 823 F.3d at 523. Moreover, while the sentence must be adequately
    reviewable on appeal, the district court is not required to discuss every factor in
    detail. Diaz, 884 F.3d at 916. And the misapplication of any one factor does not
    necessarily compel reversal. Ultimately, the record must show that the district court
    applied the law properly, gave thoughtful consideration to the relevant factors, and
    exercised sound discretion in their application.
    Regarding    defendants    like   Rodriguez    specifically,   the   Sentencing
    Commission commented that:
    A defendant who is accountable . . . only for the conduct in which the
    defendant personally was involved and who performs a limited function
    in the criminal activity may receive an adjustment under this guideline.
    For example, a defendant who is convicted of a drug trafficking offense,
    whose participation in that offense was limited to transporting or
    storing drugs and who is accountable . . . only for the quantity of drugs
    9
    the defendant personally transported or stored may receive an
    adjustment under this guideline.
    U.S.S.G. § 3B1.2 cmt. n.3(A). The Commission continued that “a defendant who
    does not have a proprietary interest in the criminal activity and who is simply being
    paid to perform certain tasks should be considered for an adjustment under this
    guideline.” Id. § 3B1.2 cmt. n.3(C). Moreover, “[t]he fact that a defendant performs
    an essential or indispensable role in the criminal activity is not determinative.” Id.
    The district court discussed the five factors listed in application note 3(C) of
    the section 3B1.2 commentary, as well as additional factors, and applied them to the
    facts of this case.
    A.        The Application of Diaz and the 2015 Amendments
    to the Section 3B1.2 Commentary
    We review the application of the minor role factors listed in the section 3B1.2
    commentary to the facts of the case for abuse of discretion as part of the third step
    of the analysis described in Gasca-Ruiz, 852 F.3d at 1170.
    The defendant in Diaz, like Rodriguez, was a drug courier who pleaded guilty
    to drug importation. 884 F.3d at 913. He too was denied a minor role reduction. Id.
    at 914. We remanded the case for resentencing after concluding that the district court
    incorrectly interpreted several of the factors listed in application note 3(C) to the
    section 3B1.2 commentary. Id. at 918. We noted that the defendant: (1) “only knew
    two other participants . . . [which] tends to show that he had minimal knowledge
    10
    regarding the scope and structure of the criminal operation,” id. at 917 (referencing
    the first factor of section 3B1.2 cmt. n.3(C)); (2) “did not know the type or quantity
    of the drugs hidden in his vehicle, [which] suggest[s] he did not play a significant
    role in planning or organizing,” id. (referencing the second factor of section 3B1.2
    cmt. n.3(C)); and (3) “was to receive a set fee of $1,000 and had no ownership
    interest or other stake in the outcome of the trafficking operation,” indicating that
    “he is among the offenders the Sentencing Commission described as not having a
    ‘proprietary interest in the criminal activity and who is simply being paid to perform
    certain tasks.’” Id. at 917-18 (quoting Quintero-Leyva, 823 F.3d at 523) (referencing
    the fifth factor of section 3B1.2 cmt. n.3(C)).
    Under Diaz, and contrary to the district court’s analysis in this case, these
    three factors2 also weigh in favor of awarding Rodriguez a minor role reduction.
    Additionally, because the district court correctly found that the third factor (the
    degree to which the defendant exercised decision-making authority)3 weighed in
    favor of a reduction, at least four of five factors support granting the reduction.4
    2
    U.S.S.G. §3B1.2 cmt. n.3(C)(i), (ii), (v).
    3
    U.S.S.G. §3B1.2 cmt. n.3(C)(iii).
    4
    We perceive no obvious abuse of discretion regarding the district court’s
    application of the fourth factor (the nature and extent of the defendant’s
    participation in the commission of the criminal activity), or its consideration of the
    additional factor of the type and amount of drugs at issue.
    11
    Regarding the first factor, “the degree to which the defendant understood the
    scope and structure of the criminal activity,” U.S.S.G. § 3B1.2 cmt. n.3(C)(i), the
    district court concluded that the factor weighed against the reduction despite
    acknowledging that Rodriguez knew very little of the larger scope of the enterprise.
    In Diaz, we recognized that “a true minor participant may be unable to identify other
    participants with specificity” and that knowing only a few other participants “tends
    to show that [the defendant] had minimal knowledge regarding the scope and
    structure of the criminal operation.” 884 F.3d at 917. Like the defendant in Diaz,
    who only knew two other participants, id., Rodriguez only knew two participants by
    name and two others by description. The district court recognized that Rodriguez
    “was kept in the dark,” but found the fact largely irrelevant. The district court
    provided that, “[i]f you say, well, she didn’t know . . . who was at the top of this drug
    organization, she had no idea where the methamphetamine came from, she didn’t
    know all the players involved, that type of analysis would describe every importer
    of drugs into the United States.” Even if true in some cases, Diaz teaches that this
    exact fact is indicative of a minor role in the crime. Id. The fact that Rodriguez “was
    kept in the dark” is an important consideration under Diaz that weighs in favor of a
    minor role reduction. As a result, the district court abused its discretion in applying
    the first factor.
    12
    Regarding the second factor, “the degree to which the defendant participated
    in planning or organizing the criminal activity,” U.S.S.G. § 3B1.2 cmt. n.3(C)(ii),
    the district court found that because Rodriguez participated in the plan, this factor
    weighed against the reduction. The district court explained that while Rodriguez
    “didn’t come up with the plan,” she “[o]f course” was “part of the plan.” In light of
    Diaz, as well as the plain wording of application note 3(C)(ii), the district court
    abused its discretion in reaching this conclusion. Participating in the plan is not
    participating in the planning of the plan. Every person involved in the crime
    participates in the plan, but minor participants do not generally participate in the
    planning of the crime.
    Additionally, like the defendant in Diaz, Rodriguez claimed to “not know the
    type or quantity of the drugs hidden in [her] vehicle,” which also suggests she “did
    not play a significant role in planning or organizing.” 884 F.3d at 917. During the
    sentencing hearing, however, the district court suggested that the fact a defendant
    did not know the type and amount of drugs he or she was transporting should only
    weigh in favor of the reduction if the defendant actually tried to investigate that fact
    for him or herself. The district court asked:
    Did she ever ask [the type of drugs]? I mean, it seems to me – I
    understand that not knowing what kind of drug is involved can be a
    mitigating fact, but it seems to me one has to say, hey,
    methamphetamine, I know what a pox that is on our community. You
    know, a little weed, sure, I’ll cross that. I can live with that, but
    methamphetamine, no . . . . Did she ever ask that?
    13
    Such an inquiry negates the dictate in Diaz that this lack of knowledge weighs in
    favor of the minor role reduction, as well as the purpose of the 2015 amendments to
    the section 3B1.2 commentary of broadening the reduction’s application. As the
    district court recognized, it would be very atypical for a courier to ask such
    questions, especially given the disparity of power between a drug courier and
    someone with such knowledge. To the extent the district court imposed a duty of
    inquiry upon Rodriguez in connection with the application of the second factor of
    note 3(C), this too was an abuse of discretion.
    Regarding the fifth factor, “the degree to which the defendant stood to benefit
    from the criminal activity,” U.S.S.G. § 3B1.2 cmt. n.3(C)(v), the district court
    concluded that this factor weighed against the reduction since “$8,000 is not an
    insubstantial amount for importers of drugs.” 5 The district court also contended that
    it was “foolish” and “irrational” to weigh the defendant’s compensation against the
    value of the drugs at issue.
    In Diaz, we focused on whether the defendant had a proprietary or ownership
    interest in the criminal activity. See 884 F.3d at 917-18; see also U.S.S.G. § 3B1.2
    cmt. n.3(C) (providing that “a defendant who does not have a proprietary interest in
    5
    The district court also erred by considering $8,000 rather than $4,000 in
    connection with Rodriguez’s compensation since the lesser amount is what
    Rodriguez was promised for committing the crime to which she pleaded guilty.
    14
    the criminal activity and who is simply being paid to perform certain tasks should
    be considered for an adjustment under this guideline”). Rodriguez undisputedly did
    not have such an interest; she received only a relatively modest fixed payment.
    Therefore, this factor weighs in favor of the reduction. As in Diaz, the district court
    here abused its discretion and erroneously “ignored that [Rodriguez’s] compensation
    was relatively modest and fixed,” which is indicative of a minor role. 884 F.3d at
    918.
    Moreover, our focus in Diaz on the defendant’s proprietary interest in the
    criminal enterprise necessarily requires a comparison of the monetary value of the
    drugs or enterprise to the defendant’s stake. Similarly, the use of the word “degree”
    in application note 3(C)(v) underscores that the benefit to the defendant requires
    some sort of comparative scale. The district court appeared to conclude that the
    comparison should be between the amount received and the amount the court thinks
    a courier would believe is a lot of money. This proposed comparison is purely
    speculative. The more concrete comparison is between the payment amount and the
    monetary value of the cargo, or some other scale that places the payment in relation
    to the worth of, or risk to, the enterprise. Contrary to the district court’s
    understanding, this comparison envisioned under Diaz helps define the defendant’s
    interest in the criminal activity.
    15
    In light of Diaz and the 2015 amendments to the commentary of section
    3B1.2, we conclude that the district court abused its discretion in failing to properly
    consider: (1) factor one of application note 3(C), i.e., Rodriguez’s limited knowledge
    of the scope and structure of the criminal activity, even though the court recognized
    Rodriguez was largely “kept in the dark” regarding the operation; (2) factor two, i.e.,
    that, while Rodriguez participated in the planned crime, she did not participate in the
    planning of the crime, and that she did not know the type and amount of drugs in the
    vehicle; and (3) factor 5, i.e., Rodriguez’s lack of a proprietary interest in the
    criminal activity and the fixed nature of her payment, and the degree to which she
    benefited from the crime.
    B.     Relative Culpability
    To determine whether a particular defendant is “substantially less culpable
    than the average participant in the criminal activity,” the district court should
    consider the factors set forth in U.S.S.G. § 3B1.2 cmt. n.3(C) and discussed above.
    In this case, the district court also separately considered whether, unconnected to the
    factors and as a general matter, Rodriguez was less culpable than other participants
    (and thus warranted a section 3B1.2 minor role reduction). Rodriguez argues that in
    doing so the district court erred by not comparing her culpability to that of other
    unidentified individuals who are generally involved in drug trafficking
    organizations. She cites a report the Sentencing Commission sent to Congress that
    16
    lists roles of individuals often involved in drug trafficking organizations in order of
    their typical culpability, notes that “courier” appears second from the bottom, and
    argues that the district court should have compared her conduct to individuals
    occupying these roles who participated in her crime.
    We disagree. The relevant comparators are the individuals involved in the
    crime for whom there is “sufficient evidence of their existence and participation in
    the overall scheme.” United States v. Rojas-Millan, 
    234 F.3d 464
    , 474 (9th Cir.
    2000). Thus, in Rojas-Millan, we held that the district court was required to compare
    the defendant’s conduct to “the alleged Los Angeles supplier” from whom the
    defendant obtained the drugs and “the Reno distributor” to whom the defendant was
    delivering the drugs. 
    Id.
     We did not hold that the court was required to compare
    Rojas-Millan’s culpability to other unknown and unidentified individuals who may
    or may not have been involved in a larger drug trafficking organization. Indeed, we
    have rejected the argument Rodriguez raises here: “Every drug trafficking defendant
    could point to an unknown network preceding them in the drug trade. Such an
    argument will normally be ineffective when considering whether the defendant is
    entitled to a mitigating role reduction.” United States v. Rosas, 
    615 F.3d 1058
    , 1068
    (9th Cir. 2010). Because Rodriguez did not produce any evidence that the individuals
    identified in the Sentencing Commission’s report existed and participated in her
    17
    crime, the district court did not err by declining to compare her conduct to the
    imagined conduct of those hypothetical participants.
    IV.    CONCLUSION
    The district court abused its discretion when analyzing: (1) factor one of
    application note 3(C), i.e., the degree to which Rodriguez understood the scope and
    structure of the criminal activity; (2) factor two, i.e., the degree to which she
    participated in the planning of the crime; and (3) factor five, i.e., the degree to which
    she stood to benefit from the crime.
    Thus, we vacate Rodriguez’s sentence and remand “because the decision to
    deny the adjustment rested on incorrect interpretations of the § 3B1.2 Guideline”
    and “we cannot determine whether the district court would have granted a minor role
    adjustment had these factors been properly applied.” Diaz, 884 F.3d at 918.
    VACATED and REMANDED.
    18
    FILED
    DEC 27 2021
    LEE, Circuit Judge, concurring-in-part and dissenting-in-part:           MOLLY C. DWYER, CLERK
    U.S. COURT OF APPEALS
    This case presents a very close call on whether the district court abused its
    discretion in denying a minor role reduction for Sandra Rodriguez. While I concur
    in most of the majority’s excellent opinion, I disagree with the majority’s assessment
    for the second (knowledge of scope and structure of criminal scheme) and fifth
    factors (degree to which defendant stood to benefit) under § 3B1.2.             I thus
    respectfully dissent.
    * * * * *
    First, I do not believe the district court abused its discretion in assessing
    Rodriguez’s knowledge of the scope and structure of the criminal activity. She knew
    four participants in the scheme, including their roles and how she would interact
    with them. She also knew about the general smuggling scheme: she understood that
    the vehicle was registered to her, that she would have it loaded with drugs in Mexico,
    that she would cross the border, that drugs would be dropped off to an individual in
    the United States, and that she was carrying a large quantity of illegal drugs across
    the border. As the district court found, this all suggests more than a limited
    understanding of the scope and structure of the scheme. Cf. United States v.
    Quintero-Leyva, 
    823 F.3d 519
    , 521, 523 (9th Cir. 2016) (stating that district court
    may not have abused discretion in denying minor role reduction where defendant
    “did not purchase or register the vehicle, was not present when the narcotics were
    19
    loaded into the vehicle … [and] did not know where he was supposed to drop off the
    vehicle after crossing into the United States”).
    Second, I also do not think the district court abused its discretion in finding
    that Rodriguez substantially benefited from this criminal scheme. When analyzing
    this factor, a court considers “the degree to which the defendant stood to benefit from
    [it].” U.S.S.G. § 3B1.2 cmt. 3(C)(v). This factor may support a minor role reduction
    if “[t]here [i]s no evidence that [defendant] had a proprietary interest in the outcome
    of the operation or stood to benefit more than minimally.” Diaz, 884 F.3d at 918.
    Here, she still stood to gain $4,000, which is not an insignificant amount of money.
    See Hurtado, 760 F.3d at 1069 (concluding that defendant’s $3,500 benefit from
    drug smuggling supported denial of minor role reduction).
    Comment 3(C) is not to the contrary, as it merely states that a defendant “who
    is simply being paid to perform certain tasks should be considered for an
    adjustment.” U.S.S.G. § 3B1.2 cmt. 3(C) (emphasis added). This language is not
    mandatory, and it leaves room for the district court to exercise its discretion.
    Finally, I note that the district court within its discretion properly considered
    the large quantity of dangerous drugs and Rodriguez’s prior smuggling run. See
    United States v. Rodriguez-Castro, 
    641 F.3d 1189
    , 1193 (9th Cir. 2011) (“The
    [district] court was justifiably skeptical that [33.46 kg.] of drugs would be entrusted
    20
    to a minor player.”); Hurtado, 760 F.3d at 1069 (amount of drugs supported denial
    of minor role reduction).
    I thus respectfully dissent.
    21
    

Document Info

Docket Number: 20-50006

Filed Date: 12/27/2021

Precedential Status: Non-Precedential

Modified Date: 12/27/2021