United States v. Eric Banks ( 2022 )

NOT FOR PUBLICATION FILED
UNITED STATES COURT OF APPEALS AUG 11 2022
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 20-50175
Plaintiff-Appellee, D.C. Nos.
5:17-cr-00103-DMG-2
v. 5:17-cr-00103-DMG
ERIC BANKS, AKA Daniel Ulices
Acevedo, AKA Eric Perry, AKA Lamar MEMORANDUM*
Sterling Perry, AKA Perry Lamar Sterling,
AKA Latrell White,
Defendant-Appellant.
UNITED STATES OF AMERICA, No. 20-50323
Plaintiff-Appellee, D.C. Nos.
5:17-cr-00103-DMG-1
v. 5:17-cr-00103-DMG
VERNON WHITE, AKA Marquette Adams,
AKA Billy Edwards, AKA Slim, AKA Jamir
Williams,
Defendant-Appellant.
Appeal from the United States District Court
for the Central District of California
Dolly M. Gee, District Judge, Presiding
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
Argued and Submitted July 14, 2022
Pasadena, California
Before: BENNETT and KOH, Circuit Judges, and KATZMANN,** Judge.
Concurrence by Judge KOH
Defendants-Appellants Eric Banks and Vernon White, inmates at the United
States Penitentiary in Victorville, California (USPV), raise several arguments
challenging their convictions under 18 U.S.C. § 113(a)(3) and (a)(6) for assaulting
another inmate. We have jurisdiction under 28 U.S.C. § 1291 and affirm.
1. Banks argues that we should dismiss the indictment because his
Speedy Trial Act rights were violated.1 But the “[f]ailure of the defendant to move
for dismissal prior to trial . . . shall constitute a waiver of the right to dismissal
under [the Speedy Trial Act].” 18 U.S.C. § 3162(a)(2). Banks never moved to
dismiss before trial, and he therefore waived any right to dismissal under the
Speedy Trial Act. Banks’s argument that a defendant’s mere assertion of his
speedy trial rights is sufficient to preserve a Speedy Trial Act claim is foreclosed
by our precedent. See United States v. Tanh Huu Lam, 251 F.3d 852, 858 n.9,
860–61 (9th Cir. 2001) (holding that, even though the defendant had repeatedly
**
The Honorable Gary S. Katzmann, Judge for the United States Court
of International Trade, sitting by designation.
1
We grant Banks’s unopposed motion to take judicial notice of district court
dockets and filings in two other cases, which support his Speedy Trial Act claim.
Dkt. No. 15.
2
asserted a desire for a speedy trial, he waived his Speedy Trial Act claim because
he failed to file a motion to dismiss until after his trial).
2. White argues that the district court erred by precluding him from
presenting a duress defense. “We review the district court’s decision to exclude
the duress defense de novo.” United States v. Chi Tong Kuok, 671 F.3d 931, 947
(9th Cir. 2012). The district court did not err because White failed to make a prima
facie showing of an immediate, specific threat, which is a necessary element of
duress. See id. at 947–48; United States v. Vasquez-Landaver, 527 F.3d 798, 802
(9th Cir. 2008). White presented no evidence of any specific threats. He offered
only generic, undetailed evidence that gangs usually assault those who refuse to
carry out orders. Such evidence is insufficient. See Chi Tong Kuok, 671 F.3d at
948 (“[V]ague and undetailed threats will not suffice.”).
3. Banks argues that the district court abused its discretion in conducting
voir dire by failing to adequately test for bias against prisoners. We disagree
because the record shows that the voir dire as a whole was reasonably sufficient to
test for bias against prisoners. See United States v. Powell, 932 F.2d 1337, 1340–
41 (9th Cir. 1991); Darbin v. Nourse, 664 F.2d 1109, 1113 (9th Cir. 1981).
Indeed, defense counsel for White asked several questions that were specifically
aimed at eliciting bias against prisoners.
4. For the first time on appeal White challenges the jury instruction on
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the jurisdictional element of the charged offenses. Both charged offenses required
the government to prove that the assault occurred “within the special maritime and
territorial jurisdiction of the United States.” 18 U.S.C. § 113(a)(3), (a)(6). White
waived his challenge because (1) he and the government jointly proposed the
instruction he now challenges; (2) the basis for his challenge—the plain statutory
text of the charged offenses—existed before he submitted the proposed instruction;
and (3) he was aware of the statutory text because the indictment referenced the
charged offenses and recited the statutory text that White now claims was
improperly omitted. See United States v. Cain, 130 F.3d 381, 383–84 (9th Cir.
1997). Even if White did not waive his challenge, it would fail because the
instruction on the jurisdictional element was proper under United States v. Read,
918 F.3d 712 (9th Cir. 2019). See United States v. Hong, 938 F.3d 1040, 1046 (9th
Cir. 2019).
5. Defendants argue that the evidence was insufficient to establish that
USPV was within the special maritime and territorial jurisdiction of the United
States. See 18 U.S.C. § 113(a); id. § 7. Read forecloses Defendants’ challenge
because the government here offered precisely the type of uncontroverted
testimony that the Read court held was sufficient. See Read, 918 F.3d at 718. Two
officers who responded to the attack testified that they worked for the Federal
Bureau of Prisons at USPV. Another officer testified that he worked for the
4
Bureau of Prisons at USPV at the time of the attack. All three officers testified that
the attack occurred on the field at USPV. Defendants’ reliance on United States v.
Redmond, 748 F. App’x 760 (9th Cir. 2018), is unconvincing because they rely on
the dissent in the unpublished disposition. Finally, as a three-judge panel bound by
Read, we are compelled to reject Defendants’ arguments that Read was wrongly
decided and that we should follow United States v. Davis, 726 F.3d 357 (2d Cir.
2013). See Miller v. Gammie, 335 F.3d 889, 899 (9th Cir. 2003) (en banc). 2
6. Banks claims he was tried and punished in violation of the Double
Jeopardy Clause because he had already been adjudicated and punished for the
same conduct in a Bureau of Prisons proceeding. But as Banks correctly concedes,
his argument is foreclosed by United States v. Brown, 59 F.3d 102, 103 (9th Cir.
1995) (per curiam).
7. Banks argues for reversal based on the cumulative effect of the
alleged errors. But because he has identified no error, there was no cumulative
error. See United States v. Martinez-Martinez, 369 F.3d 1076, 1090 (9th Cir.
2004).
AFFIRMED.
2
Because it is unnecessary, we do not reach whether Defendants waived their
sufficiency of the evidence challenge by arguing during closing that they were
guilty of the lesser included offense of simple assault or whether we may take
judicial notice that USPV is within the special maritime and territorial jurisdiction
of the United States.
5
FILED
United States v. Banks, 20-50175; United States v. White, 20-50323 AUG 11 2022
MOLLY C. DWYER, CLERK
KOH, Circuit Judge, concurring: U.S. COURT OF APPEALS
I join the memorandum disposition because I agree that United States v.
Read, 918 F.3d 712 (9th Cir. 2019), controls. See Miller v. Gammie, 335 F.3d 889,
899 (9th Cir. 2003) (en banc) (a three-judge panel cannot overrule Ninth Circuit
precedent in the absence of an intervening Supreme Court decision). I write
separately because I believe that Read was incorrectly decided and that we should
reconsider Read in a future case.
The Enclave Clause of the United States Constitution imposes limits on
federal jurisdiction over federally owned land acquired from a state. See U.S.
Const., art. I, § 8, cl. 17. Here, defendants were convicted of assaulting another
inmate in federal prison, in violation of 18 U.S.C. § 113(a). Section 113(a)
contains a jurisdictional element, which requires that the government prove the
offense occurred “within the special maritime and territorial jurisdiction of the
United States.” 18 U.S.C. § 113(a).
Consistent with the Enclave Clause, 18 U.S.C. § 7(3) defines the “special
maritime and territorial jurisdiction of the United States” as:
Any lands reserved or acquired for the use of the United States, and
under the exclusive or concurrent jurisdiction thereof, or any place
purchased or otherwise acquired by the United States by consent of
the legislature of the State in which the same shall be, for the erection
of a fort, magazine, arsenal, dockyard, or other needful building.
1
Id. § 7(3).
Accordingly, proving the existence of federal jurisdiction over land acquired
from a state requires clearing two hurdles. First, the federal government must show
that the state agreed to the transfer of jurisdiction, usually through consent or
cession. 1 See, e.g., Kleppe v. New Mexico, 426 U.S. 529, 542-43 (1976) (“Absent
consent or cession a State undoubtedly retains jurisdiction over federal lands
within its territory . . . .”).
Second, the federal government must show that it accepted the jurisdiction
from the state. See Atkinson v. Tax Comm’n, 303 U.S. 20, 23 (1938). For lands
acquired prior to 1940, the federal government’s acceptance of jurisdiction is
presumed. Id. However, for lands acquired after 1940, there is a conclusive
presumption against the federal government’s acceptance of jurisdiction. See 40
U.S.C. § 3112(c); see also Adams v. United States, 319 U.S. 312, 313-15 (1943).
The upshot here is that federal ownership of land alone does not establish
federal jurisdiction. As such, “one cannot simply assume that a federal installation
1
Cession occurs when the state cedes jurisdiction over territory to the
federal government through legislation and usually arises when the federal
government has not purchased the land or the transfer of jurisdiction occurred after
the purchase. See, e.g., Fort Leavenworth Railway Co. v. Lowe, 114 U.S. 525, 526
(1885) (finding the federal government had jurisdiction over Fort Leavenworth
despite not purchasing the underlying land).
2
on federal land automatically comes within Federal jurisdiction.” United States v.
Davis, 726 F.3d 357, 366-67 (2d Cir. 2013) (cleaned up).
Indeed, numerous courts across the country have concluded that mere
evidence of a federal installation on federally owned land is insufficient to show
federal jurisdiction. See, e.g., United States ex rel. Greer v. Pate, 393 F.2d 44, 45-
47 (7th Cir. 1968) (post office); DeKalb Cnty., Georgia v. Henry C. Beck Co., 382
F.2d 992, 994-96 (5th Cir. 1967) (Veterans Administration hospital); United States
v. Williams, 17 M.J. 207, 211, 215 (Ct. Mil. App. 1984) (federal military base).
Yet that is precisely what we did in Read. Notwithstanding a conclusive
presumption against federal acceptance of jurisdiction over land acquired after
1940, 2 in Read we relied solely on the trial testimony of government witnesses.
Specifically, we held that mere prisoner testimony that “he was an inmate ‘of the
Phoenix federal prison’ at the time of the assault,” in conjunction with prison guard
testimony that “he worked at the Federal Bureau of Prison’s male facility in
Phoenix, and was employed by the United States Department of Justice, Federal
Bureau of Prisons,” was sufficient to prove beyond a reasonable doubt that the
federal prison was under federal jurisdiction, Read, 918 F.3d at 718.
2
The government conceded in their brief that the presumption applied. See
United States v. Read, No. 17-10439, ECF No. 32 (9th Cir. Aug. 23, 2018).
3
Recall that the government must prove, whether to the judge or the jury,3
that the state agreed to, and the federal government accepted, the transfer of
jurisdiction. A prisoner or employee’s testimony about the location of the assault
fails to prove either state agreement to transfer, or federal government acceptance
of, jurisdiction beyond a reasonable doubt. See Davis, 726 F.3d at 364 (employee
testimony that assault took place in a federal prison insufficient to prove that the
federal government had jurisdiction over the prison). Indeed, Read fails to explain
why such testimony is sufficient to rebut the conclusive presumption against
federal government acceptance of jurisdiction for federal lands acquired after 1940.
My concern is not hypothetical. Because proving state agreement and federal
acceptance is often complex, federal courts can get the jurisdictional analysis
wrong. For example, in United States v. Hernandez-Fundora, 58 F.3d 802 (2d Cir.
1995), the defendant was convicted of § 113 assault in Raybrook federal prison. Id.
at 804. The Second Circuit rejected the defendant’s jurisdictional challenge
3
Read’s holding that “[t]he existence of federal jurisdiction over the place in
which the offense occurred is an element of the offenses defined at 18 U.S.C. §
113(a), which must be proved to the jury beyond a reasonable doubt,” appears to
implicitly overrule prior Ninth Circuit decisions holding that the existence of
federal jurisdiction is a legal question determined by the district court. See, e.g.,
United States v. Warren, 984 F.2d 325, 327 (9th Cir. 1993) (explaining that the
“existence of federal jurisdiction over the geographic area” is a question of law and
“the locus of the offense within the area” is a question of fact); see also United
States v. Mujahid, 799 F.3d 1228, 1237 (9th Cir. 2015). I do not address this issue
here because, in either circumstance, the government still bears the burden to prove
its case.
4
because an FBI agent testified at trial that the federal government had jurisdiction
over the prison. Id. at 808-10. However, after the Second Circuit vacated the
conviction on other grounds, the government discovered on remand that the prison
was not subject to federal jurisdiction because the underlying land was acquired
after 1940, and New York withheld consent. Davis, 726 F.3d at 366 n.5.
Moreover, our Court has expressed differing views about the jurisdictional
status of United States Prison Victorville, the prison in the instant case. Judges
Wardlaw and Bybee previously concluded the government had federal jurisdiction
over Victorville. See United States v. Redmond, 748 F. App’x 760, 761-62 (9th Cir.
2018). However, Judges Berzon, Bea, Ikuta, and Ngyuen have expressed doubt. Id.
at 762-63 (Ikuta, J., dissenting); United States v. Redmond, No. 21-55142, 2022
WL 1658445, at *2 (9th Cir. May 25, 2022).
At bottom, the Constitution requires that the government “prove beyond a
reasonable doubt all of the elements included in the definition of the offense of
which the defendant is charged.” United States v. Perlaza, 439 F.3d 1149, 1171
n.24 (9th Cir. 2006) (quoting Patterson v. New York, 432 U.S. 197, 210 (1977));
see also United States v. Gaudin, 515 U.S. 506, 510 (1995). Our decision in Read
acknowledges the government’s burden to prove “[t]he existence of federal
jurisdiction over the place in which the offense occurred . . . to the jury beyond a
5
reasonable doubt,” 916 F.3d at 718, but excuses the government from being held to
its proper burden.
I would therefore encourage the Court to reconsider Read in an appropriate
case.
6