Childs v. Oregon ( 1970 )

TRASK, Circuit Judge:

The State of Oregon brings this appeal from a judgment of the district court granting a writ of habeas corpus to Harold G. Childs. The court’s opinion is reported at 300 F.Supp. 649 (D.Ore. 1969).

Childs, operator of a cigar store in Portland, Oregon, was convicted at jury trial in the Circuit Court of Multnomah County, Oregon, of disseminating obscene matter in violation of O.R.S. § 167.151¹ following his sale of a copy of the paperback book, “Lesbian Roommate”, to a Portland police officer. His conviction was affirmed by the Oregon Supreme Court. State v. Childs, Or., 447 P.2d 304 (1968). That court’s opinion describes the contents of the book in detail. The court held, among other things, that, applying the obscenity tests announced by the Supreme Court in A Book Named “John Clelands Memoirs” v. Massachusetts, 383 U.S. 413, 418, 86 S.Ct. 975, 16 L.Ed.2d 1 (1966), the book was not constitutionally protected as a matter of law. A petition for certiorari to the United States Supreme Court was denied. Childs v. Oregon, 394 U.S. 931, 89 S.Ct. 1198, 22 L.Ed.2d 460 (1969).

Childs then petitioned the district court for habeas corpus relief, alleging that he “was found guilty by the application of standards for judging obscenity which are in violation of the First and Fourteenth Amendments and in direct contradiction of the applicable decisions for judging obscenity.” The district judge determined that the Oregon Supreme Court misinterpreted the United States Supreme Court’s definition of “prurient interest.” He stated:

“The Oregon Supreme Court held that the book’s ‘obvious purpose * * * is to stimulate the reader sexually.’ 447 P.2d at 306. ‘The entire book,’ the Court said, ‘is for the purpose of inciting lascivious thoughts and arousing lustful desires.’ 447 P.2d at 307. This does not satisfy the requirement of appeal to prurient interest. A ‘prurient interest’ is a ‘shameful or morbid interest in nudity, sex or excretion.’ Roth v. United States, 354 U.S. 476, 487, n. 20, 77 S.Ct. 1304, 1310, 1 L.Ed.2d 1498 (1957).” 300 F.Supp. at 650.

He then found that “Lesbian Roommate” does not appeal to a “prurient interest”, and is therefore not obscene.

We consider that the Oregon state courts correctly applied the Supreme Court’s definition of “prurient interest.”

“Obscene material” was defined in Roth v. United States, 354 U.S. 476, 487, 77 S.Ct. 1304, 1310, 1 L.Ed.2d 1498 (1957), as “material which deals with sex in a manner appealing to prurient interest.” That phrase was, in turn, defined in footnote twenty to the Court’s opinion. That footnote reads as follows in its entirety:

“I. e., material having a tendency to excite lustful thoughts. Webster’s New International Dictionary (Unabridged, 2d ed., 1949) defines prurient, in pertinent part, as follows:

“ ‘ * * * Itching; longing; uneasy with desire or longing; or persons, having itching, morbid, or lascivious longings; of desire, curiosity, or propensity, lewd * * *.’

“Pruriency is defined in pertinent part, as follows:

‘ * * * Quality of being prurient; lascivious desire or thought. * * * ’

“See also Mutual Film Corp. v. Industrial Comm., 236 U.S. 230, 242, 35 S.Ct. 387, 390, 59 L.Ed. 552 where this Court said as to motion pictures:

‘ * * * They take their attraction from the general interest, eager and wholesome it may be, in their subjects, but a prurient interest may be excited and appealed to * * (Emphasis added.)

“We perceive no significant difference between the meaning of obscenity developed in the case law and the definition of the A.L.I., Model Penal Code, § 207.10(2) (Tent. Draft No. 6, 1957), viz:

‘ * * * A thing is obscene if, considered as a whole, its predominant appeal is to prurient interest, i.e., a shameful or morbid interest in nudity, sex, or excretion, and if it goes substantially beyond customary limits of candor in description or representation of such matters. * * * ’ See Comment, id., at 10, and the discussion at page 29 et seq.”

The Oregon trial judge adopted the ALI Model Penal Code definition in his charge to the jury in this case. He said:

“Referring back to the question of social importance, you should know that there may be social importance in ideas, whether the idea is conventional or shared by a majority of people or not, and even though you find that a book has no social importance within all of these definitions and substantially goes beyond the customary limits of candor in the description of sexual matters in our national community, you still may not consider it obscene, unless you find also, beyond a reasonable doubt, that the book appeals to the prurient interest, as I will define that for you.

“Now, the term ‘prurient interest’ does not mean a mere interest in sex or a mere arousal of sexual interest. Prurient interest is a shameful or morbid interest in nudity, sex or excretion, and you must measure this appeal by the average and ordinary adult.

“In order for you to find the book to be obscene — a particular book to be obscene — you must find from the evidence beyond reasonable doubt that the predominant theme of the book considered as a whole appeals to the prurient interest with reference to the ordinary and average adult, again applying the contemporary national community standards, and whether the book appeals to a prurient interest or not, you should consider the book as a whole, and not merely excerpted passages or matters less than the entire book.”

We are convinced that, although the Oregon Supreme Court’s opinion does not contain the phrase, “shameful or morbid interest in nudity, sex or excretion”, the court applied that standard. The court previously had adopted that standard in State v. Jackson, 224 Or. 337, 356 P.2d 495, 507 (1960);

“The majority opinion in the Roth case defines ‘prurient’ as ‘having a tendency to excite lustful thoughts.’ 354 U.S. 476, at page 486, note 20, 77 S.Ct. at page 1310. We think, however, that the court had in mind the narrower meaning used by the Model Penal Code or means to use the narrower meaning in cases following Roth. See Times Film Corporation v. City of Chicago, 355 U.S. 35, 78 S.Ct. 115, 2 L.Ed.2d 72, reversing 7 Cir., 1957, 244 F.2d 432.

“We accept the American Law Institute’s definition of obscenity as a proper standard for Oregon courts to follow.”

The Court in Childs was not unmindful of Jackson, and cited it for another proposition. See 447 P.2d at 308.²

Even if Childs is read as a departure from Jackson in that it defines “prurient interest” in terms of “lascivious thoughts” and “lustful desires” ³ we do not view this definition as impermissible in light of Roth v. United States, supra, 354 U.S. at 487 n.20, 77 S.Ct. 1304.

At least two other federal courts, relying on Roth, have adopted similar definitions. Flying Eagle Publications v. United States, 273 F.2d 799, 803 (1st Cir. 1960); United States v. Keller, 259 F.2d 54, 58 (3d Cir. 1958).

We hold that both the trial court, in its instructions to the jury, and the Oregon Supreme Court applied the proper federal constitutional standards in this case.

We also consider that we are obligated to make an independent, de novo constitutional judgment on the facts of the case as to whether the material involved is constitutionally protected. Jacobellis v. Ohio, 378 U.S. 184, 189-190, 84 S.Ct. 1676, 12 L.Ed.2d 793 (1964).⁴ The fact that this case reaches us on review from a petition for habeas corpus after having been considered by four ⁵ previous courts does not appear to diminish our obligation.

“[A]n independent review of the questioned material to determine whether it is ‘obscene’ within the constitutional requirements is now the obligation of every judge and appellate court before whom the constitutional issue is raised * * Lockhart and McClure, Censorship of Obscenity: The Developing Constitutional Standards, 45 MINN.L.REV. 5, 114 (1960). (Emphasis supplied).

“This obligation — to reach an independent judgment in applying constitutional standards and criteria to constitutional issues that may be cast by lower courts ‘in the form of determinations of fact’ — appears fully applicable to findings of obscenity by juries, trial courts, and administrative agencies. The Supreme Court is subject to that obligation, as is every court before which the constitutional issue is raised.” Id. at 116, quoted in Jacobellis v. Ohio, supra, 378 U.S. at 188 n.3, 84 S.Ct. at 1678. (Emphasis supplied).

This court has made de novo determinations of obscenity in state habeas corpus eases on several occasions. See, e. g., Pinkus v. Pitchess, 429 F.2d 416 (9th Cir. June 29, 1970); Culbertson v. California, 385 F.2d 209 (9th Cir. 1967); Wenzler v. Pitchess, 359 F.2d 402 (9th Cir. 1966), cert. denied, 388 U.S. 912, 87 S.Ct. 2096, 18 L.Ed.2d 1351 (1967).

Applying the three-pronged test announced in Memoirs v. Massachusetts, supra, 383 U.S. at 418, 86 S.Ct. 975, and in Redrup v. New York, 386 U.S. 767, 770, 87 S.Ct. 1414, 18 L.Ed.2d 515 (1967), we find that the dominant theme of the book in question, taken as a whole, appeals to a prurient interest in sex, that the book is patently offensive because it affronts contemporary national community standards relating to the description or representation of sexual matters, that it is utterly without redeeming social value, and that these elements coalesce in the book.

In a close case — which we do not concede this to be — evidence of pandering⁶ may be considered in determining whether the elements of the Memoirs test have been met. Ginzburg v. United States, 383 U.S. 463, 470, 86 S.Ct. 942, 16 L.Ed.2d 31 (1965); United States v. Baranov, 418 F.2d 1051, 1053 (9th Cir. 1969).

There is considerable evidence of pandering in this case. A color drawing of two nude women, one reclining on a bed, appears on the front cover of the book, with a capitalized quotation as follows:

“THEY SLASHED EACH OTHER WITH THE SAVAGERY OF PERVERTED DESIRES.

“ ‘BEAT ME!’ SHE CRIED.”

The book’s back cover contains a three-quarter page photograph of the upper half of the body of a woman, clad only in an inadequate brassiere. Below the photograph is a caption, as follows:

“Betty was rich and perverted. Her need for another woman’s love was so great that she was willing to descend from her upper crust life to the sordidness of a cheap rented room and third rate job * * * just so she could have a lesbian roommate. But when her darling took a liking to men, Betty turned to a savage beast.”

The book is thus deliberately represented as erotically arousing. The cover emphasizes appeal to the prurient interest rather than having intellectual content or social importance. “Where the purveyor’s sole emphasis is on the sexually provocative aspects of his publications, that fact may be decisive in the determination of obscenity.” Ginzburg, supra, 383 U.S. at 470, 86 S.Ct. at 947. In addition, there is evidence that the defendant openly exhibited them and sold them as part of his stock of “dirtier books.”⁷

We think this evidence of pandering resolves all ambiguity and doubt, if any, in favor of a finding of obscenity. We therefore hold that “Lesbian Roommate” is obscene, and is not entitled to the protection for free expression that is guaranteed by the First and Fourteenth Amendments.⁸

The order releasing appellee from probation is reversed and the case is remanded to the District Court for consideration of the other contentions raised in appellee’s petition.

1 . “(1) No person shall knowingly disseminate obscene matter. A person disseminates obscene matter if he exhibits, sells, delivers or provides, or offers or agrees to exhibit, sell, deliver or provide, or has in his possession with intent to exhibit, sell, deliver or provide any obscene writing, picture, motion picture, device, record, material or other representation or embodiment of the obscene.

“(2) As used in subsection (1) of this section, matter is obscene if, considered as a whole, its predominant theme appeals to prurient interest and if it is patently offensive and goes substantially beyond the customary limits of candor in describing or representing such matter with reference to ordinary persons.

“(3) In any prosecution for an offense under this section, evidence shall be admissible, as relevant to a determination of whether or not the predominant theme of the matter appeals to prurient interest, to show artistic, literary, scientific or educational merit of the matter.

“(4) In any prosecution for a violation of this section, it shall be relevant on the issue of knowledge to prove the advertising, publicity, promotion, method of handling or labelling of the matter, including any statement on the cover or back of any book or magazine.

“(5) Violation of subsection (1) of this section is punishable by imprisonment in the county jail for not more than six months, or a fine of not more than $1,000, or both.”

2 . The Oregon Supreme Court in Cliilds took notice of and applied the “appeal to prurient interest” test. The court stated in its carefully documented and complete opinion:

“The United States Supreme Court has held that before material may be classified as obscene it must meet each and every one of three requirements, [citing cases] First, the dominant theme of the material taken as a whole must appeal to a prurient interest in sew. Second, the material must be patently offensive because it affronts contemporary community standards relating to the description or representation of sexual matters. Third, the material must be utterly without redeeming social value.” (Emphasis supplied). 447 P. 2d at 306.

The court then continued for several paragraphs in detailing its reasoning with respect to the finding that the material in this ease does appeal to a prurient interest in sex and in documenting that reasoning with convincing references to the text.

3 . 447 P.2d at 307, 310.

4 . See also, Brown v. Allen, 344 U.S. 443, 506-507, 73 S.Ct. 397, 97 L.Ed. 469 (1953); Developments in the Law — Federal Habeas Corpus, 83 HARV.L.REV. 1038, 1113 (1970).

5 . First, a jury of representative citizens in the trial court found the book obscene; the trial judge did not set aside the verdict; second, the Supreme Court of Oregon found it obscene; third, The Supreme Court of the United States must have given it some consideration although its denial of certiorari has no significance on the merits ; and fourth, the District Court considered it on a habeas petition and reviewed the merits.

6 . Pandering has been defined as “the business of purveying textual or graphic matter openly advertised to appeal to the erotic interest of [the purveyor’s] cus-tainers.” Roth v. United States, supra, 354 U.S. at 495-496, 77 S.Ct. at 1314 (1957) (Warren, C. J., concurring).

7 . When officer Prank went to the defendant’s store to investigate he asked the defendant where the defendant kept the “dirtier hooks.” (R.T. 243). The defendant identified a particular rack where they were kept and volunteered that the “worst ones” were obtained from out of town and kept in this group. (R.T. 244).

There is also evidence of pandering by the “originator” (see Ginzburg, 383 U.S. at 467, 86 S.Ct. 942.) The advertising material inside the back cover leaves no doubt as to the market to which the book is directed.

8 . The district court in finding the book not constitutionally obscene stated that “the book does not dwell on particular aspects of love making. Its sexual episodes are relevant to the plot and are described in broad and general language. Detail depends on the reader’s imagination and inferences he is oMe to draw.” (Emphasis supplied.)

The characterization by the district court of the flavor of the book is expressed in customary objective and detached observations. In view of the disparate conclusions reached by that court and this on the ultimate issue of constitutional obscenity we reluctantly attach as an appendix to this opinion two excerpts from the text which we find typical of the episodes which are tacked together by the flimsiest of plot to simulate a story.