Vasquez v. Los Angeles ("LA") County , 487 F.3d 1246 ( 2007 )


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  •                   FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    ERNESTO R. VASQUEZ,                     
    Plaintiff-Appellant,
    v.
    LOS ANGELES (“LA”) COUNTY; DON
    KNABE, in his official capacity as a
    Supervisor, LA County; GLORIA
    MOLINA, in her official capacity as          No. 04-56973
    a Supervisor, LA County; YVONNE
    B. BURKE, in her official capacity            D.C. No.
    CV-04-04010-SJO
    as a Supervisor, LA County; ZEV
    OPINION
    YAROSLAVSKY, in his official
    capacity as a Supervisor, LA
    County; and MICHAEL D.
    ANTONOVICH, in his official
    capacity as a Supervisor, LA
    County,
    Defendants-Appellees.
    
    Appeal from the United States District Court
    for the Central District of California
    S. James Otero, District Judge, Presiding
    Argued and Submitted
    October 17, 2006—Pasadena, California
    Filed May 15, 2007
    Before: Harry Pregerson, Ronald M. Gould, and
    Richard R. Clifton, Circuit Judges.
    Opinion by Judge Clifton
    5681
    VASQUEZ v. LOS ANGELES COUNTY            5685
    COUNSEL
    Robert J. Muise (argued), Edward L. White III, Thomas More
    Law Center, Ann Arbor, Michigan, for the appellant.
    Raymond G. Fortner, Jr., County Counsel; Gary N. Miller,
    Assistant County Counsel; Jennifer A. D. Lehman (argued),
    Deputy County Counsel, Office of the County Counsel, Los
    Angeles, California, for the appellees.
    John C. Eastman and Manuel S. Klausner, Orange, California,
    for amici curiae the Claremont Institute Center for Constitu-
    tional Jurisprudence and the Individual Rights Foundation,
    Los Angeles, California.
    OPINION
    CLIFTON, Circuit Judge:
    Plaintiff-Appellant Ernesto R. Vasquez appeals the district
    court’s dismissal of his 42 U.S.C. § 1983 action for failure to
    state a claim under Federal Rule of Civil Procedure 12(b)(6).
    Vasquez alleges that Defendants, the County of Los Angeles
    (“LA County”) and the members of the LA County Board of
    Supervisors, violated the Establishment Clause of the First
    Amendment by removing the image of a cross from the coun-
    ty’s official seal. Specifically, Vasquez alleges that Defen-
    dants’ removal of the cross from the seal conveyed a state-
    sponsored message of hostility toward Christians. Because we
    conclude that Defendants did not violate the Establishment
    Clause, we affirm the district court’s order dismissing
    Vasquez’s complaint with prejudice.
    I.    BACKGROUND
    According to Vasquez’s briefs and the record, the version
    5686               VASQUEZ v. LOS ANGELES COUNTY
    of the LA County Seal that included the image of the cross
    was first adopted on January 2, 1957, and contained “symbols
    of historical and cultural significance.”1 In addition to the
    cross, which represented the “influence of the church and the
    missions of California,” the seal also depicted the Roman
    Goddess Pomona,2 engineering instruments, the Spanish gal-
    leon San Salvador, a tuna, a cow, the Hollywood Bowl, two
    stars (representing the county’s motion picture and television
    industries), and oil derricks. A black and white image of the
    1957 seal is attached as Appendix A to this opinion.
    In 2004, Defendants revised the seal. First, Defendants
    removed the cross from the seal and substituted the image of
    Mission San Gabriel, the first mission established in the county.3
    Second, Defendants replaced the image of Pomona with that
    of a Native American woman holding a basket. Third, Defen-
    dants deleted the image of the oil derricks altogether. A black
    and white image of the 2004 seal is attached as Appendix B
    to this opinion.
    According to Defendants, their decision to remove the
    cross from the seal was motivated by a desire to “avoid a
    potential Establishment Clause violation . . . and [to] affirm
    [the county’s] neutrality.” Plaintiff Vasquez contends, how-
    ever, that Defendants’ decision to remove the cross was moti-
    vated by their disapproval of, and hostility towards, the
    Christian religion. He further alleges that Defendants’ deci-
    sion to remove the cross was improperly influenced by the
    1
    A prior version of the seal, in effect from 1887 to 1957, featured a sin-
    gle image: a cluster of grapes nestled in leaves. See http://lacounty.info/
    grapeseal.pdf (last visited Mar. 6, 2007).
    2
    According to Defendants’ official website, Pomona is the “goddess of
    gardens and fruit trees,” and her presence on the seal represented the role
    of agriculture in the county.
    3
    Vasquez disputes Defendants’ characterization of the substitute symbol
    as a Christian mission. We address this argument in footnote 7 of this
    opinion.
    VASQUEZ v. LOS ANGELES COUNTY               5687
    American Civil Liberties Union, which had threatened to sue
    Defendants over the presence of the cross on the seal as an
    impermissible preference for Christianity.
    Vasquez is a resident and employee of LA County, and he
    identifies himself as a “devout Christian.” On June 4, 2004,
    Vasquez filed this action against LA County and the members
    of the LA County Board of Supervisors, seeking relief under
    the Establishment Clause of the First Amendment, as applied
    to the states through the Fourteenth Amendment. Defendants
    promptly filed a Rule 12(b)(6) motion to dismiss Vasquez’s
    complaint for failure to state a claim for which relief can be
    granted. Before the district court ruled on Defendants’
    motion, Vasquez filed a First Amended Complaint. In the
    amended complaint, Vasquez alleged that Defendants’ act in
    “singling out the cross for removal from the LA County Seal”
    conveyed a state-sponsored message of hostility towards
    Christians and sent a clear message to Christians that they
    were outsiders, not full members of the political community.
    Vasquez claimed that he was injured by Defendants’ conduct
    because he had “daily contact” with the revised seal and was
    forced to “alter his behavior to avoid this direct injury.” For
    relief, Vasquez requested that the district court: (1) enjoin
    Defendants’ removal of the cross from the seal; (2) issue a
    declaratory judgment holding Defendants’ removal of the
    cross from the seal to be unconstitutional; and (3) uphold the
    constitutionality of the 1957 version of the seal containing the
    cross. Defendants responded with a second Rule 12(b)(6)
    motion.
    The district court granted Defendants’ motion and dis-
    missed Vasquez’s complaint without leave to amend on Octo-
    ber 19, 2004. According to the district court, Vasquez’s
    complaint failed to state a claim for which relief can be
    granted because: (1) Vasquez did not have standing to bring
    the Establishment Clause challenge; (2) Defendants’ substitu-
    tion of the cross with the mission rendered Vasquez’s Estab-
    5688              VASQUEZ v. LOS ANGELES COUNTY
    lishment Clause challenge moot; and (3) the substance of
    Vasquez’s Establishment Clause challenge lacked merit.
    Vasquez timely appealed the district court’s order of dis-
    missal.
    II.    DISCUSSION
    We review de novo the district court’s dismissal of a com-
    plaint for failure to state a claim under Rule 12(b)(6). Zim-
    merman v. City of Oakland, 
    255 F.3d 734
    , 737 (9th Cir.
    2001). In reviewing such a motion, we accept all material
    allegations of fact as true and construe the complaint in a light
    most favorable to the non-moving party. We have consistently
    emphasized, however, that “conclusory allegations of law and
    unwarranted inferences” will not defeat an otherwise proper
    motion to dismiss. See Schmier v. U.S. Court of Appeals for
    the Ninth Circuit, 
    279 F.3d 817
    , 820 (9th Cir. 2002) (internal
    citation and quotation marks omitted). Dismissal for failure to
    state a claim is appropriate only “if it appears beyond doubt
    that the [non-moving party] can prove no set of facts in sup-
    port of his claim which would entitle him to relief.” Zimmer-
    
    man, 255 F.3d at 737
    (internal citation and quotation marks
    omitted).
    A.     Standing
    We begin our review with the district court’s holding that
    Vasquez lacked standing to bring this Establishment Clause
    challenge. Standing is a question of law and we review de
    novo. Bernhardt v. County of Los Angeles, 
    279 F.3d 862
    , 867
    (9th Cir. 2002). A party has standing if: (1) he suffers an “in-
    jury in fact”; (2) the injury is “fairly traceable” to the chal-
    lenged conduct; and (3) the injury is likely to be redressed by
    a favorable judicial decision. Buono v. Norton, 
    371 F.3d 543
    ,
    546 (9th Cir. 2004); see also Lujan v. Defenders of Wildlife,
    
    504 U.S. 555
    , 560-61 (1992).
    VASQUEZ v. LOS ANGELES COUNTY                      5689
    Vasquez asserts two bases for standing. First, he claims he
    was forced to have daily contact with the revised seal, pre-
    sumably because he was a resident and employee of LA
    County. The injury resulting from such contact, Vasquez
    argues, is sufficiently “concrete and particularized” to confer
    Article III standing.4 See 
    Lujan, 504 U.S. at 560
    ; 
    Bernhardt, 279 F.3d at 868-69
    . Alternatively, Vasquez asserts standing as
    a county taxpayer. We hold that Vasquez has standing
    because he has alleged a legally cognizable injury arising out
    of his frequent regular contact with the revised county seal.
    Consequently, we do not reach the merits of Vasquez’s tax-
    payer standing argument.
    [1] Whether frequent regular contact with an allegedly
    offensive religious symbol — or, in this case, an allegedly
    offensive anti-religious symbol — can give rise to a legally
    cognizable injury is an open question in this circuit. In prior
    cases, we have held plaintiffs’ affirmative avoidance of areas
    where such symbols are located to be sufficient to confer
    standing. For example, in Buono v. Norton, 
    371 F.3d 543
    (9th
    Cir. 2004), a plaintiff who “regularly visited” the Mojave
    National Preserve sought to obtain an injunction for the
    removal of a cross located upon a tract of federally owned
    land in the Preserve. 
    Id. at 544,
    546. He claimed that he had
    standing because he was “deeply offended” by the public dis-
    play of the cross on government property and, as a result,
    tended to avoid the area where the cross was located. See 
    id. at 546-47.
    We held that defendant’s allegedly unconstitutional
    conduct had impaired plaintiff’s ability to “freely” and “unre-
    servedly use public land,” and that this impairment consti-
    tuted an injury in fact sufficient to confer Article III standing.
    See 
    id. at 547-48;
    see also Separation of Church & State
    4
    Although Vasquez also claimed to have affirmatively “alter[ed] his
    behavior” to avoid contact with the revised seal, the district court disre-
    garded this conclusory allegation for lack of specificity. Because we con-
    clude that Vasquez would have had standing even in the absence of any
    altered behavior, we do not address the finding of the district court.
    5690           VASQUEZ v. LOS ANGELES COUNTY
    Comm. v. City of Eugene, 
    93 F.3d 617
    , 619 n.2 (9th Cir.
    1996) (plaintiffs established injury in fact when “they alleged
    that the cross [on public land] prevented them from freely
    using” the public park at issue); Ellis v. City of La Mesa, 
    990 F.2d 1518
    , 1523 (9th Cir. 1993), cert. denied sub nom., San
    Diego County v. Murphy, 
    512 U.S. 122
    (1994) (plaintiffs
    established injury in fact when they alleged they were not
    “able to freely use the public areas” due to the presence of a
    cross on public land); Kreisner v. City of San Diego, 
    1 F.3d 775
    , 778 n.1 (9th Cir. 1993), cert. denied, 
    510 U.S. 1044
    (1994) (accord); Hewitt v. Joyner, 
    940 F.2d 1561
    , 1564-65
    (9th Cir. 1991) (accord). In none of our cases, however, have
    we held affirmative avoidance to be a necessary component
    of Article III’s standing requirement, and we decline to do so
    today.
    It is useful to understand the purpose of the standing doc-
    trine and, in particular, the element of the doctrine that
    requires a plaintiff to personally suffer some actual or threat-
    ened harm as a result of defendant’s putatively illegal con-
    duct. See Heckler v. Mathews, 
    465 U.S. 728
    , 738 (1984). At
    its core, the standing doctrine is aimed at “improv[ing] judi-
    cial decision-making by ensuring that there is a specific con-
    troversy before the court and that there is an advocate with a
    sufficient personal concern to effectively litigate the matter.”
    ERWIN CHEMERINSKY, FEDERAL JURISDICTION 58 (4th ed. 2003).
    As the Supreme Court emphasized in Baker v. Carr, 
    369 U.S. 186
    (1962), the “gist of the question of standing” is whether
    the plaintiff has “alleged such a personal stake in the outcome
    of the controversy as to assure that concrete adverseness
    which sharpens the presentation of issues upon which the
    court so largely depends for illumination of difficult constitu-
    tional questions.” 
    Id. at 204;
    see also Scott v. Rosenberg, 
    702 F.2d 1263
    , 1267 (9th Cir. 1983).
    [2] The concept of a “concrete” injury is particularly elu-
    sive in the Establishment Clause context. See Suhre v. Hay-
    wood County, 
    131 F.3d 1083
    , 1085 (4th Cir. 1997) (citing
    VASQUEZ v. LOS ANGELES COUNTY                5691
    Murray v. City of Austin, 
    947 F.2d 147
    , 151 (5th Cir. 1991)).
    This is because the Establishment Clause is primarily aimed
    at protecting non-economic interests of a spiritual, as opposed
    to a physical or pecuniary, nature. 
    Suhre, 131 F.3d at 1086
    (noting that “the spiritual, value-laden beliefs of the plaintiffs
    are often most directly affected by an alleged establishment of
    religion”) (citing ACLU v. Rabun County, 
    698 F.2d 1098
    ,
    1102 (11th Cir. 1983)) (internal quotation marks omitted). As
    the Fourth Circuit noted in Suhre, the injury that gives stand-
    ing to plaintiffs in the Establishment Clause context is the
    injury “caused by unwelcome direct contact with a religious
    display that appears to be endorsed by the state.” 
    Id. The Supreme
    Court recognized the spiritual interests
    embodied in the Establishment Clause in School District of
    Abington v. Schempp, 
    374 U.S. 203
    (1963). In that case, pub-
    lic school students and their parents challenged the school dis-
    trict’s practice of opening each day with Bible reading and
    voluntary prayer. The Supreme Court held that those plaintiffs
    had standing to sue, even though the students did not quit
    school in response to the defendant’s religious activities.
    According to the Court, plaintiffs had standing because they
    were “directly affected by the laws and practices against
    which their complaints [were] directed,” 
    id. at 224
    n.9, and
    therefore, had “a spiritual stake in First Amendment values
    sufficient to give standing to raise issues concerning the
    Establishment Clause.” Ass’n. of Data Processing Serv.
    Orgs., Inc. v. Camp, 
    397 U.S. 150
    , 154 (1970) (interpreting
    Schempp, 
    374 U.S. 203
    (1963)) (emphasis added); see also
    
    Suhre, 131 F.3d at 1086
    (accord).
    [3] In certain cases, a plaintiff’s contact with an allegedly
    offensive religious or anti-religious symbol will remain too
    tenuous, indirect, or abstract to give rise to Article III stand-
    ing. This is necessarily so, lest this court be converted into “a
    vehicle for the vindication of the value interests of concerned
    bystanders,” United States v. SCRAP, 
    412 U.S. 669
    , 687
    (1973), or worse yet, a “judicial version[ ] of college debating
    5692           VASQUEZ v. LOS ANGELES COUNTY
    forums.” Valley Forge Christian College v. Ams. United for
    Separation of Church & State, Inc., 
    454 U.S. 464
    , 473 (1982).
    We do not believe, however, that this is such a case. Vasquez
    has alleged more than “a mere abstract objection” to Defen-
    dants’ removal of the cross from the county seal. See 
    Suhre, 131 F.3d at 1086
    . To the contrary, he has held himself out as
    a member of the community where the seal is located, as
    someone forced into frequent regular contact with the seal,
    and perhaps most importantly, as someone “directly affected”
    by his “unwelcome direct contact” with the seal. If we assume
    for the moment that the revised seal did, in fact, convey an
    anti-Christian message, then it is understandable that Vasquez
    would feel aggrieved by that message. He should, accord-
    ingly, be able to seek a legal remedy. See 
    Schempp, 374 U.S. at 224
    n.9 (holding that plaintiffs had standing because they
    were “directly affected by the laws and practices against
    which their complaints [were] directed”); 
    Suhre, 131 F.3d at 1087
    (“Plaintiffs who ‘are part of the community where chal-
    lenged religious symbolism is located and are directly
    affronted by the presence of this symbolism’ certainly ‘have
    more than an abstract interest in seeing that the government
    observes the Constitution.’ ”) (quoting Saladin v. City of Mil-
    ledgeville, 
    812 F.2d 687
    , 693 (11th Cir. 1987)) (internal alter-
    ations omitted). In short, Vasquez has alleged a sufficiently
    concrete injury arising out of his direct contact with the pur-
    portedly offensive anti-religious symbol at issue in this case.
    Defendants suggest that a standing rule that does not
    always require plaintiffs to show affirmative avoidance of the
    allegedly offensive religious (or anti-religious) symbol would
    be in tension with the Supreme Court’s decision in Valley
    Forge. In that case, a nonprofit organization headquartered in
    Washington, D.C. and four of the organization’s employees
    challenged a conveyance of land from the government to a
    religious institution in Pennsylvania, upon learning of the
    conveyance through a press release. The Court held that those
    plaintiffs lacked standing to sue:
    VASQUEZ v. LOS ANGELES COUNTY                 5693
    [Plaintiffs] complain of a transfer of property located
    in Chester County, Pa. The named plaintiffs reside in
    Maryland and Virginia; their organizational head-
    quarters are located in Washington, D.C. They
    learned of the transfer through a news release. Their
    claim that the Government has violated the Estab-
    lishment Clause does not provide a special license to
    roam the country in search of governmental wrong-
    doing and to reveal their discoveries in federal court.
    Valley 
    Forge, 454 U.S. at 486-87
    .
    We view Valley Forge to be distinguishable from this case.
    Unlike plaintiffs in Valley Forge, who were physically
    removed from defendant’s conduct, Vasquez is a member of
    the community where the allegedly offending symbol was
    located, and his contact with the symbol was frequent and
    regular, not sporadic and remote. In fact, if we accept all of
    Vasquez’s material factual allegations to be true, which we do
    at this stage, we must also accept the factual premise that the
    offending symbol “will be displayed on county buildings,
    vehicles, flags, stationary, forms, commendations, uniforms,
    and elsewhere through LA County,” thereby forcing Vasquez
    into unwelcome “daily contact and exposure” of the most per-
    vasive kind. These facts and allegations make Vasquez’s sta-
    tus fundamentally different from that of plaintiffs in Valley
    Forge. See 
    Suhre, 131 F.3d at 1087
    (noting that “where there
    is a personal connection between the plaintiff and the chal-
    lenged display in his or her home community, standing is
    more likely to lie”).
    In addition, we note that a standing rule requiring plaintiffs
    to show affirmative avoidance would impose too onerous a
    burden upon those seeking to challenge governmental action
    under the Establishment Clause. Such a requirement would
    effectively force individuals to quit their jobs or forgo school
    attendance, solely for the purpose of obtaining standing to
    sue. See 
    id. at 1089.
    As the Fourth Circuit pointed out in
    5694            VASQUEZ v. LOS ANGELES COUNTY
    Suhre, an avoidance requirement for standing would
    “[b]ring[ ] . . . Establishment Clause plaintiffs to the verge of
    civil disobedience [and] would go beyond what any court has
    heretofore decreed.” 
    Id. at 1088-89.
    We agree with the Fourth
    Circuit and, likewise, decline to impose such a heavy burden
    upon those seeking to vindicate their spiritual rights against
    allegedly unconstitutional governmental conduct under the
    Establishment Clause.
    We note that the majority of other circuits that have consid-
    ered the issue have held spiritual harm resulting from one’s
    direct contact with an offensive religious (or anti-religious)
    symbol to be a sufficient basis to confer Article III standing.
    See 
    Suhre, 131 F.3d at 1088
    (noting that a majority of circuits
    have held “that neither Supreme Court precedent nor Article
    III imposes . . . a change-in-behavior requirement”). For
    example, in Suhre, a county resident sued Haywood County,
    North Carolina, seeking removal of a Ten Commandments
    display from the county courtroom. Plaintiff alleged he was
    “offended” and “filled with revulsion” every time he came
    into contact with the display, which was often because he was
    a “contentious character” who had prosecuted no less than
    five civil suits against his neighbors and had twice been con-
    victed for misdemeanor telephone harassment. 
    Id. at 1085.
    Plaintiff, however, was unable to allege that the display
    caused him to alter his behavior in any way. 
    Id. The Fourth
    Circuit nevertheless held him to have standing, and in so
    doing, rejected the notion that legally cognizable injury could
    arise only when a plaintiff alters his behavior or curtails his
    activities in response to an offensive religious symbol. See 
    id. at 1085,
    1088.
    Other circuits are in accord. In Saladin v. City of Milledge-
    ville, 
    812 F.2d 687
    (11th Cir. 1987), the Eleventh Circuit con-
    cluded that city residents’ forced “direct contact with the
    offensive [city seal]” constituted an injury in fact sufficient to
    confer Article III standing. 
    Id. at 692-93.
    In Foremaster v.
    City of St. George, 
    882 F.2d 1485
    (10th Cir. 1989), cert.
    VASQUEZ v. LOS ANGELES COUNTY                       5695
    denied, 
    495 U.S. 910
    (1990), the Tenth Circuit considered the
    claim of an individual who lived outside the city but had “fre-
    quent and close connection” within, and held that his “allega-
    tions of direct, personal contact [with the offending city logo]
    suffice[d] as non-economic injury” and gave rise to standing.
    
    Id. at 1490-91.
    In Murray v. City of Austin, 
    947 F.2d 147
    (5th
    Cir. 1991), cert. denied, 
    505 U.S. 1219
    (1992), the Fifth Cir-
    cuit held that a resident had standing to challenge the city seal
    because he “live[d] and work[ed] in [the City], receiv[ed]
    many items of correspondence from the City, . . . [and] per-
    sonally confront[ed] the insignia in many locations around the
    City.” 
    Id. at 150.
    Finally, in Kaplan v. City of Burlington, 
    891 F.2d 1024
    (2d Cir. 1989), cert. denied, 
    496 U.S. 926
    (1990),
    the Second Circuit presumed that city residents had standing
    to sue after they claimed to “have been exposed to the meno-
    rah in the course of their daily activities.” 
    Id. at 1027.5
    [4] We join the majority of the circuits and hold that, in the
    Establishment Clause context, spiritual harm resulting from
    unwelcome direct contact with an allegedly offensive reli-
    gious (or anti-religious) symbol is a legally cognizable injury
    and suffices to confer Article III standing. Accordingly, we
    conclude that Vasquez’s Establishment Clause claim should
    not have been dismissed for lack of standing.
    B.    Mootness
    To qualify for adjudication in a federal court, a live contro-
    versy must exist at all stages of the litigation, not simply at
    5
    But see Freedom From Religion Found. v. Zielke, 
    845 F.2d 1463
    (7th
    Cir. 1988). In that case, the Seventh Circuit held that a city resident did
    not have standing to challenge the presence of a Ten Commandments dis-
    play in a city park because she failed to allege behavioral modification
    resulting from the presence of that display. 
    Id. at 1467.
    To the extent that
    the Seventh Circuit views affirmative avoidance or behavioral modifica-
    tion as an indispensable component of Article III’s injury in fact require-
    ment, we reject that court’s approach.
    5696                VASQUEZ v. LOS ANGELES COUNTY
    the time plaintiff filed the complaint.6 Preiser v. Newkirk, 
    422 U.S. 395
    , 401 (1975); In re Di Giorgio, 
    134 F.3d 971
    , 974
    (9th Cir. 1998). We review de novo the district court’s moot-
    ness determination. Di 
    Giorgio, 134 F.3d at 974
    .
    The district court dismissed Vasquez’s complaint as moot
    after it determined that in revising the seal, Defendants simply
    replaced one Christian symbol (the cross) with another (the
    mission). According to the district court, it is unclear how
    Defendants’ decision to “adopt a new seal displaying an
    image of a Christian church could possibly be viewed as hos-
    tile to Christianity.” Vasquez vigorously disputes the district
    court’s characterization of the substitute symbol as “Christian.”7
    6
    In United States Parole Comm’n v. Geraghty, 
    445 U.S. 388
    (1980), the
    Supreme Court defined the mootness doctrine as a “doctrine of standing
    in a time frame: The requisite personal interest that must exist at the com-
    mencement of the litigation (standing) must continue throughout its exis-
    tence (mootness).” 
    Id. at 397
    (quoting Henry Monaghan, Constitutional
    Adjudication: The Who and When, 82 YALE L.J. 1363, 1384 (1973)) (inter-
    nal quotation marks omitted).
    A case may be rendered moot by a number of different events:
    For example, a case is moot if a criminal defendant dies during
    the appeals process or if a civil plaintiff dies where the cause of
    action does not survive death. Also, if the parties settle the mat-
    ter, a live controversy obviously no longer exists. If a challenged
    law is repealed or expires, the case is moot. Essentially, any
    change in the facts that ends the controversy renders the case
    moot.
    ERWIN CHEMERINSKY, FEDERAL JURISDICTION 125-26 (4th ed. 2003) (internal
    citations omitted).
    7
    Specifically, Vasquez challenges the district court’s characterization of
    the substitute symbol as a “Christian” church or mission, noting the
    absence of a cross and arguing that there is nothing else to identify the
    depicted structure as “Christian.” The county, on its website, describes the
    substitute symbol as Mission San Gabriel, which, as a matter of history,
    was a Christian mission. We recognize, however, that few observers of the
    revised seal are likely to search the county website for the mission’s offi-
    cial description. In any event, we do not believe it is necessary for us to
    address the question of how the substitute symbol would likely be per-
    VASQUEZ v. LOS ANGELES COUNTY                    5697
    [5] The district court confused the doctrine of mootness
    with a determination of Vasquez’s claim on the merits. The
    central issue in any Establishment Clause case is whether a
    governmental act impermissibly endorsed or disapproved of
    religion. See Lemon v. Kurtzman, 
    403 U.S. 602
    , 612-13
    (1971). Here, the district court concluded — before applying
    Lemon and “as a simple matter of fact” — that Defendants’
    act in replacing the cross could not “possibly be viewed as
    hostile to Christianity.” This is a determination not of moot-
    ness, but rather of the substance of Vasquez’s Establishment
    Clause claim.
    [6] Had Defendants restored the old seal or inserted a cross
    of comparable size and style into the revised seal, the current
    action might have been rendered moot. Adding the image of
    the mission did not terminate the controversy, however,
    because Vasquez contends that the revised seal, including the
    mission, conveys a message of hostility to the Christian reli-
    gion. That claim is not moot, and the district court’s holding
    to the contrary was in error.
    C.   The Establishment Clause
    Having determined that Vasquez has standing to bring this
    claim and that the claim is not moot, we move to address the
    substance of Vasquez’s Establishment Clause challenge.
    Whether there has been an Establishment Clause violation is
    a question of law, and we review de novo. Buono v. Norton,
    
    371 F.3d 543
    , 548 (9th Cir. 2004).
    [7] Notwithstanding its “checkered career,” Lemon v.
    Kurtzman, 
    403 U.S. 602
    (1971), continues to set forth the
    ceived in order to resolve this appeal. In our consideration of Vasquez’s
    Establishment Clause challenge, set forth below, we accept Vasquez’s
    contention and do not assume that a “reasonable observer” of the revised
    seal containing the mission would make the connection to Christianity
    inferred by the district court.
    5698           VASQUEZ v. LOS ANGELES COUNTY
    applicable constitutional standard for assessing the validity of
    governmental actions challenged under the Establishment
    Clause. See Santa Fe Indep. Sch. Dist. v. Doe, 
    530 U.S. 290
    ,
    319 (2000) (Rehnquist, C.J., dissenting) (noting the Lemon
    test’s “checkered career in the decisional law of [the Supreme
    Court]”); Am. Family Ass’n., Inc. v. City & County of San
    Francisco, 
    277 F.3d 1114
    , 1121 (9th Cir. 2002), cert. denied,
    
    537 U.S. 886
    (2002) (applying Lemon). In fact, the Supreme
    Court recently reaffirmed the viability of the Lemon test in
    McCreary County v. ACLU, 
    545 U.S. 844
    , 859 (2005) (apply-
    ing the first prong of Lemon to invalidate defendants’ public
    display of the Ten Commandments). Under Lemon, a govern-
    ment act is consistent with the Establishment Clause if it: (1)
    has a secular purpose; (2) has a principal or primary effect
    that neither advances nor disapproves of religion; and (3) does
    not foster excessive governmental entanglement with religion.
    See 
    Lemon, 403 U.S. at 612-13
    ; Brown v. Woodland Joint
    Unified Sch. Dist., 
    27 F.3d 1373
    , 1378 (9th Cir. 1994).
    Although Lemon is most frequently invoked in cases involv-
    ing alleged governmental preferences to religion, the test also
    “accommodates the analysis of a claim brought under a hostil-
    ity to religion theory.” Am. Family 
    Ass’n., 277 F.3d at 1121
    ;
    see also Vernon v. City of Los Angeles, 
    27 F.3d 1385
    , 1396
    (9th Cir. 1994), cert. denied, 
    513 U.S. 1000
    (1994) (“The
    government neutrality required under the Establishment
    Clause is . . . violated as much by government disapproval of
    religion as it is by government approval of religion.”).
    Vasquez’s appeal comes before us on a Rule 12(b)(6)
    motion to dismiss. We are not, however, precluded from con-
    sidering the merits of Vasquez’s claim simply because that
    claim reaches us on a threshold motion. To the contrary, pre-
    cedent from this court and others indicates that it is appropri-
    ate to test the viability of Vasquez’s claim under Lemon, even
    at this early stage. See, e.g., Am. Family 
    Ass’n., 277 F.3d at 1121
    -22; Utah Gospel Mission v. Salt Lake City Corp., 
    425 F.3d 1249
    , 1258-60 (10th Cir. 2005); McGinley v. Houston,
    
    361 F.3d 1328
    , 1332-33 (11th Cir. 2004). We do so and con-
    VASQUEZ v. LOS ANGELES COUNTY               5699
    clude that Vasquez’s Establishment Clause claim is without
    merit. We therefore affirm the district court’s order dismiss-
    ing the claim with prejudice.
    1.   Secular Purpose
    Under the first prong of Lemon, we consider whether the
    challenged government act is grounded in a secular purpose.
    See 
    Lemon, 403 U.S. at 612
    . While we must “distinguish a
    sham secular purpose from a sincere one,” we should also be
    “reluctant to attribute unconstitutional motives to the [govern-
    ment].” Am. Family 
    Ass’n., 277 F.3d at 1121
    ; McCreary
    
    County, 545 U.S. at 864
    ; Santa Fe Indep. Sch. Dist. v. Doe,
    
    530 U.S. 290
    , 308 (2000); Mueller v. Allen, 
    463 U.S. 388
    ,
    394-95 (1983).
    Vasquez claims that Defendants’ purpose in removing the
    cross from the seal was “anti-Christian” and “motivated by
    hostility toward Christianity.” Defendants counter that their
    purpose in removing the cross was “to avoid a potential
    Establishment Clause violation . . . and [to] affirm [the coun-
    ty’s] neutrality.” The district court accepted Defendants’
    explanation and concluded that “[i]n the instant case, it is
    more plausible the County was seeking to avoid the expense
    associated with defending a threatened lawsuit over an alleged
    Establishment Clause violation in making its decision to
    remove the cross from the seal.”
    [8] We agree with the district court. Governmental actions
    taken to avoid potential Establishment Clause violations have
    a valid secular purpose under Lemon. See, e.g., 
    Vernon, 27 F.3d at 1397
    ; Utah Gospel Mission v. Salt Lake City 
    Corp., 425 F.3d at 1259-60
    ; Roberts v. Madigan, 
    921 F.2d 1047
    ,
    1054 (10th Cir. 1990); Bishop v. Aronov, 
    926 F.2d 1066
    ,
    1077-78 (11th Cir. 1991), cert. denied sub nom., Bishop v.
    Delchamps, 
    505 U.S. 1218
    (1992). In this respect, our deci-
    sion in Vernon v. City of Los Angeles controls. In that case,
    an officer of the Los Angeles Police Department sued the city
    5700               VASQUEZ v. LOS ANGELES COUNTY
    after the city launched an investigation into his religious
    views. Plaintiff claimed the city acted for an improper pur-
    pose. We rejected plaintiff’s argument after concluding that
    the city’s primary purpose in conducting the investigation was
    to determine whether plaintiff’s on-duty job performance had
    violated the Establishment Clause. See 
    Vernon, 27 F.3d at 1397
    . We said in Vernon that “[i]t is well-established that
    governmental actions primarily aimed at avoiding violations
    of the Establishment Clause have a legitimate secular pur-
    pose.” 
    Id. (internal citation
    omitted). The same is true in
    Vasquez’s case.8
    [9] Because Defendants’ removal of the cross from the LA
    County Seal was motivated by a legitimate secular purpose —
    namely, the purpose of avoiding a potential Establishment
    Clause violation — we hold that the district court did not err
    in concluding that Defendants satisfied the first prong of the
    Lemon test.
    2.    Secular Effect
    [10] The second prong of Lemon bars governmental action
    that has the “principal or primary effect” of advancing or dis-
    approving of religion. See 
    Lemon, 403 U.S. at 612
    ; Am. Fam-
    ily 
    Ass’n., 277 F.3d at 1122
    . Governmental action has the
    primary effect of advancing or disapproving of religion if it
    is “sufficiently likely to be perceived by adherents of the con-
    trolling denominations as an endorsement, and by the nonad-
    herents as a disapproval, of their individual religious choices.”
    Brown v. Woodland Joint Unified Sch. Dist., 
    27 F.3d 1373
    ,
    8
    Indeed, as McGinley v. Houston, 
    282 F. Supp. 2d 1304
    (M.D. Ala.
    2003), aff’d, 
    361 F.3d 1328
    (11th Cir. 2004), points out, Establishment
    Clause jurisprudence would be unworkable if it were any other way: “For
    this court . . . to hold that the removal of . . . objects to cure an Establish-
    ment Clause violation would itself violate the Establishment Clause would
    . . . result in an inability to cure an Establishment Clause violation and
    thus totally eviscerate the [E]stablishment [C]lause.” 
    Id. at 1307
    (internal
    citation and quotation marks omitted).
    VASQUEZ v. LOS ANGELES COUNTY               5701
    1378 (9th Cir. 1994). We analyze the effect prong of Lemon
    from the point of view of a reasonable observer who is “in-
    formed . . . [and] familiar with the history of the government
    practice at issue.” See 
    id. We have
    noted that “because it is far more typical for an
    Establishment Clause case to challenge instances in which the
    government has done something that favors religion or a par-
    ticular religious group, we have little guidance concerning
    what constitutes a primary effect of inhibiting religion.” Am.
    Family 
    Ass’n., 277 F.3d at 1122
    . The most instructive cases
    in our circuit are Vernon and American Family Association,
    which addressed alleged violations of the Establishment
    Clause in a hostility to religion context.
    In Vernon, plaintiff, a police officer who identified himself
    as a member of the Grace Community Church, allegedly con-
    sulted with religious elders on matters of police policy,
    thwarted the progress of gay and female police officers, pres-
    sured other officers to attend religious meetings, and refused
    to arrest anti-abortion demonstrators. 
    See 27 F.3d at 1388-89
    .
    When the city launched an investigation into his religious
    beliefs, plaintiff sued, claiming that the city’s pursuit of the
    investigation had the primary effect of inhibiting or disap-
    proving of his religion. See 
    id. at 1390.
    We held that
    “[n]otwithstanding the fact that one may infer possible city
    disapproval of [plaintiff’s] religious beliefs from the direction
    of the investigation, this cannot objectively be construed as
    the primary focus or effect of the investigation.” 
    Id. at 1398-
    99. To the contrary, “[t]he primary purpose of the government
    action was the investigation of any possible impermissible or
    illegal on-duty conduct of [plaintiff].” 
    Id. at 1399.
    As such,
    the investigation could not “reasonably be construed to send
    as its primary message the disapproval of [plaintiff’s] reli-
    gious beliefs.” 
    Id. (emphasis in
    original).
    Similarly, in American Family Association, defendants
    adopted a resolution condemning a series of anti-gay adver-
    5702            VASQUEZ v. LOS ANGELES COUNTY
    tisements that plaintiff religious groups had put forth in a
    local newspaper. 
    See 277 F.3d at 1118-20
    . We held that the
    resolution, when “read in context as a whole, [was] primarily
    geared toward promoting equality for gays and discouraging
    violence against them.” 
    Id. at 1122.
    On that basis, we con-
    cluded that “a reasonable, objective observer would view the
    primary effect of [the resolution] as encouraging equal rights
    for gays and discouraging hate crimes, and any statements
    from which disapproval can be inferred only incidental and
    ancillary.” 
    Id. at 1122-23
    (citing 
    Vernon, 27 F.3d at 1398-99
    ).
    [11] In the context of this case, a reasonable observer who
    is “informed . . . [and] familiar with the history of the govern-
    ment practice at issue” would not view Defendants’ removal
    of the cross from the LA County Seal as an act of hostility
    towards religion. See 
    Brown, 27 F.3d at 1378
    . To the con-
    trary, Defendants’ removal of the cross is more reasonably
    viewed as an effort to restore their neutrality and to ensure
    their continued compliance with the Establishment Clause.
    This is demonstrated by the fact that Defendants removed the
    cross only after the presence of crosses on other municipal
    seals had been held to be unconstitutional. See, e.g., Robinson
    v. City of Edmond, 
    68 F.3d 1226
    , 1232 (10th Cir. 1995); Har-
    ris v. City of Zion, 
    927 F.2d 1401
    , 1413 (7th Cir. 1991);
    Friedman v. Bd. of County Comm’rs, 
    781 F.2d 777
    , 778 (10th
    Cir. 1985); see also Murray v. City of Austin, 
    947 F.2d 147
    ,
    163 (5th Cir. 1991) (Goldberg, J., dissenting), cert. denied,
    
    505 U.S. 1219
    (1992) (noting that there has been “constant
    . . . judicial disapproval of government use of Christian
    crosses . . . on municipal seals” and pointing out that “[t]he
    Supreme Court itself has repeatedly disapproved in dicta the
    governmental display of crosses”). But see 
    Murray, 947 F.2d at 158
    (holding that the presence of a cross on the city insig-
    nia did not violate the Establishment Clause).
    We need not adjudge the constitutionality of the cross on
    the original county seal for purposes of this case, nor do we
    discount the possibility that Defendants here may have been
    VASQUEZ v. LOS ANGELES COUNTY               5703
    able to distinguish their usage of the cross on the seal to
    achieve a contrary result. Nevertheless, we believe that a “rea-
    sonable observer” familiar with the history and controversy
    surrounding the use of crosses on municipal seals would not
    perceive the primary effect of Defendants’ action as one of
    hostility towards religion. Rather, it would be viewed as an
    effort by Defendants to comply with the Establishment Clause
    and to avoid unwanted future litigation.
    Because a reasonable observer would not have viewed
    Defendants’ removal of the cross from the seal as an act of
    hostility towards the Christian religion, or towards religion in
    general, we hold that the district court did not err in conclud-
    ing that Defendants satisfied the second prong of the Lemon
    test.
    3.   Excessive Entanglement
    [12] The third prong of Lemon bars governmental action
    that fosters “excessive governmental entanglement with reli-
    gion.” See 
    Lemon, 403 U.S. at 613
    . Vasquez argues that
    Defendants’ removal of the cross from the seal caused exces-
    sive entanglement because it “tacitly created a hierarchy of
    religious symbols,” resulted in “tremendous public outcry,”
    and brought about great social and political divisiveness. It is
    true that in prior cases, we have suggested that one of the fac-
    tors we examine in determining whether excessive entangle-
    ment has occurred is whether the challenged governmental
    action caused citizens to divide along political lines. See Ver-
    
    non, 27 F.3d at 1401
    ; Cammack v. Waihee, 
    932 F.2d 765
    , 781
    (9th Cir. 1991), cert. denied, 
    505 U.S. 1219
    (1992). We have
    consistently held, however, that political divisiveness is not an
    “independent ground for holding a government practice
    unconstitutional.” See, e.g., 
    Brown, 27 F.3d at 1383
    (emphasis
    added); Am. Family 
    Ass’n., 277 F.3d at 1123
    ; 
    Cammack, 932 F.2d at 781
    . In that regard, our decision in American Family
    Association is dispositive. In that case, we rejected plaintiffs’
    argument that excessive entanglement resulted solely from
    5704              VASQUEZ v. LOS ANGELES COUNTY
    governmental action that “encouraged political divisiveness
    along religious lines.” 
    Id. at 1123.
    In so doing, we noted that
    if “[political divisiveness] were enough to create an Establish-
    ment Clause violation on entanglement grounds, government
    bodies would be at risk any time they took an action that
    affected potentially religious issues.” 
    Id. Because Vasquez
    did
    not allege anything other than social and political divisive-
    ness, his entanglement argument must necessarily fail.
    [13] Based on our de novo review of the allegations set
    forth in Vasquez’s complaint, we conclude that the district
    court did not err in dismissing Vasquez’s Establishment
    Clause challenge pursuant to Rule 12(b)(6). Accordingly, we
    affirm the district court’s order of dismissal.
    D.     Dismissal Without Leave to Amend
    Lastly, we consider whether the district court appropriately
    dismissed Vasquez’s complaint without leave to amend. Dis-
    missal without leave to amend is improper unless it is clear,
    upon de novo review, that the complaint could not be saved
    by any amendment. Schmier v. U.S. Court of Appeals for the
    Ninth Circuit, 
    279 F.3d 817
    , 824 (9th Cir. 2002).
    [14] In light of our prior discussion, we are satisfied that
    Vasquez’s complaint falls short of stating a claim under the
    Establishment Clause in ways that could not be overcome by
    any amendment. Granting Vasquez leave to amend would
    have been futile, and we hold that the district court did not err
    in preventing such futility. See 
    id. at 824
    (recognizing
    “[f]utility of amendment” as a proper basis for dismissal with-
    out leave to amend).9
    9
    Because Vasquez failed to state a claim under the Establishment
    Clause, we also deny his request for leave to amend his complaint to add
    a claim for nominal damages. See generally Carey v. Piphus, 
    435 U.S. 247
    , 266-67 (1978) (holding that nominal damages are appropriate for
    deprivations of constitutional rights that do not result in actual injury).
    VASQUEZ v. LOS ANGELES COUNTY            5705
    III.   CONCLUSION
    In sum, although we conclude that Vasquez’s Establish-
    ment Clause claim should not have been dismissed for lack of
    standing or for mootness, we hold that the district court did
    not err in dismissing Vasquez’s claim on the merits. Accord-
    ingly, we affirm the order of the district court dismissing
    Vasquez’s Establishment Clause claim with prejudice.
    AFFIRMED.
    

Document Info

Docket Number: 04-56973

Citation Numbers: 487 F.3d 1246, 2007 WL 1412671

Judges: Pregerson, Gould, Clifton

Filed Date: 5/15/2007

Precedential Status: Precedential

Modified Date: 10/19/2024

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