Montes-Lopez v. Holder , 694 F.3d 1085 ( 2012 )


Menu:
  •                     FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    MARIO MONTES-LOPEZ, AKA                   
    MARIO MORALES-ABREGO,
    No. 08-70229
    Petitioner,
    v.                                  BIA No.
    A095-487-944
    ERIC H. HOLDER Jr., Attorney
    OPINION
    General,
    Respondent.
    
    Petition to Review an Order of the
    Board of Immigration Appeals
    Argued and Submitted
    July 18, 2012—San Francisco, California
    Filed September 18, 2012
    Before: Richard R. Clifton, and Mary H. Murguia,
    Circuit Judges, and Raner C. Collins,*
    District Judge.
    Opinion by Judge Collins
    *The Honorable Raner C. Collins, United States District Judge for the
    District of Arizona, sitting by designation.
    11433
    MONTES-LOPEZ v. HOLDER              11435
    COUNSEL
    Robert B. Jobe, Law Office of Robert B. Jobe, San Francisco,
    California, for the petitioner.
    11436               MONTES-LOPEZ v. HOLDER
    Gregory G. Katsas, Aviva L. Poczter, and Craig A. Newell,
    Jr. (argued), U.S. Department of Justice, Washington, D.C.,
    for the respondent.
    OPINION
    COLLINS, District Judge:
    Petitioner Mario Montes-Lopez, a native and citizen of El
    Salvador, petitions for review of an order of removal. Peti-
    tioner’s attorney failed to appear at a scheduled merits hearing
    before an Immigration Judge (“IJ”) because his license to
    practice law had been temporarily suspended. The Immigra-
    tion Judge found that Petitioner may have learned of his attor-
    ney’s suspension as much as eleven days before the hearing,
    and concluded that Petitioner was not diligent in bringing his
    attorney’s suspension to the attention of the court. He denied
    Petitioner’s motion to continue, proceeded with the hearing
    with Petitioner unrepresented by counsel, and denied Petition-
    er’s application for asylum.
    We conclude that the Petitioner’s right to be represented in
    the proceedings by retained counsel, established under 8
    U.S.C. § 1362 and related regulations, was violated. We also
    conclude that a petitioner so denied his right to counsel in an
    immigration proceeding is not required to demonstrate actual
    prejudice in order to obtain relief. We therefore grant the peti-
    tion and remand for further proceedings.
    I
    Petitioner Mario Montes-Lopez, a native and citizen of El
    Salvador, entered the United States at Eagle Pass, Texas, on
    August 13, 2002. The Department of Homeland Security
    apprehended and detained Petitioner and initiated removal
    proceedings against him. On December 10, 2002, Petitioner
    MONTES-LOPEZ v. HOLDER                11437
    appeared before the immigration court in San Antonio, Texas,
    and was granted a continuance in order to obtain counsel.
    Thereafter, attorney Gloria Lopez appeared on behalf of Peti-
    tioner and filed a motion to transfer the case to San Francisco,
    California. Ms. Lopez subsequently withdrew as counsel.
    On April 10, 2003, Petitioner appeared in San Francisco
    before IJ Phan Quang Tue. Frank Sprouls, a pro bono attor-
    ney, appeared on Petitioner’s behalf and indicated that the
    Immigration Law Clinic in Davis, California had agreed to
    represent Petitioner and requested a second continuance. The
    IJ granted the continuance, but warned Petitioner that this
    would be his last continuance. Thereafter, Petitioner hired
    attorney Otto Peña, and timely filed his application for asy-
    lum.
    On May 12, 2004, Petitioner appeared before the IJ for his
    merits hearing. Mr. Peña was not present. Petitioner presented
    the IJ with a letter from Mr. Peña dated May 1, 2004, which
    stated:
    Dear Immigration Judge:
    the [sic] above mentioned person is scheduled for an
    individual hearing on May 12, 2004 at pm [sic].
    Unfortunately, I am not able to represent him
    because I have been suspended from the bar until
    August 2004. I respectfully ask the court to continue
    this matter until September to allow me to continue
    representing him or so that he may obtain new coun-
    sel.
    The IJ then questioned Petitioner about his contact with Mr.
    Peña:
    Q: When did you last talk to Mr. Peña?
    A: Last week.
    11438               MONTES-LOPEZ v. HOLDER
    Q: And did you talk to him in person?
    A: No.
    Q: By phone?
    A: Yes.
    Q: Okay, and that was after you received this letter?
    A: Yes.
    Q: The letter was dated May 1st, 2004. Why did you
    wait until today to give it to me?
    A: Because I received it just yesterday.
    Q: You received by mail?
    A: Yes.
    Q: But you just told me that you talked to Mr. P[e]na
    about a week ago.
    A: Yes.
    Q: After you received this letter.
    A: I would talk to him frequently.
    Q: Yes, but you said you talked to him after you
    received this letter.
    A: Well, yes.
    Q: But you said you just received this letter yester-
    day.
    MONTES-LOPEZ v. HOLDER                 11439
    A: And I called him to tell him that I received his let-
    ter.
    Q: When did you last talk to him?
    A: Well yesterday, later in the afternoon.
    Q: But you just told me you last talked to him about
    a week ago.
    A: Well what happened is that I was talking to him
    very frequently but often, that’s why.
    Q: But, I asked you when did you last talk to him
    and you said you last talked to him a week ago.
    A: Okay, it was a mistake, an error.
    At this point, the IJ placed Petitioner under oath and contin-
    ued with the interrogation:
    Q: Did you talk to him, last talk to him a week ago?
    A: I’ve talked to him often.
    Q: Answer to [sic] my question. When did you last
    talk to him a week ago?
    A: Yes.
    Q: And did you talk to him after you received this
    letter?
    A: Just two minutes.
    Q: Answer my question. Did you talk to him after
    you received this letter? The letter you just gave me?
    11440               MONTES-LOPEZ v. HOLDER
    A: Yes.
    Q: All right. The letter was dated May 1st, 2004,
    then why did you just wait until today to give it to
    me?
    A: Because he told me that I should give this to you
    when I came to court.
    Q: So, you received it May 1st?
    A: No.
    Q: When did you receive it?
    A: Yesterday.
    Q: You testifying [sic] that you last talked to him a
    week ago and you talked to him after you received
    the letter. How could you receive it yesterday if you
    talked to him a week ago?
    A: I beg your forgiveness sir.
    Q: Okay, I think you lied to the court.
    A: I’m sorry.
    Q: I’m going to deny the motion. Did you lie to the
    court? Yes or no.
    A: Yes.
    Q: Okay, well why did you have to lie?
    A: Well because I was getting confused because I do
    speak to him very often and also I apologized [sic]
    but I am very nervous.
    MONTES-LOPEZ v. HOLDER                 11441
    Q: Why are you being nervous? I just ask you simple
    questions.
    A: I was trying to concentrate.
    The IJ denied Petitioner’s request for a continuance, finding
    that Petitioner lied to the court and that Petitioner’s delay in
    seeking a continuance was unreasonable. The hearing pro-
    ceeded with Petitioner appearing pro se.
    After determining that Petitioner was not a credible wit-
    ness, the IJ denied Petitioner’s applications for asylum and
    withholding of removal, holding that young men in El Salva-
    dor resisting gang recruitment do not constitute a cognizable
    social group and that Petitioner failed to show past persecu-
    tion. The IJ concluded that Petitioner was not entitled to pro-
    tection under Article III of the United Nations Convention
    Against Torture (“CAT”) because according to the 2004 State
    Department Country Report on Human Rights Practices, the
    El Salvadoran government was actively combating gang vio-
    lence, and thus Petitioner could not demonstrate that his tor-
    ture would be sanctioned by the government.
    The BIA summarily affirmed the IJ’s decision without
    opinion and without discussing Petitioner’s claim that his
    right to counsel was violated. We reversed and remanded,
    holding that the “BIA errs when it fails on appeal to consider
    and decide claims that the IJ proceedings suffered from proce-
    dural irregularity.” Montes-Lopes v. Gonzales, 
    486 F.3d 1163
    ,
    1165 (9th Cir. 2007). On remand, the BIA adopted and
    affirmed the IJ’s decision, agreeing with the IJ’s credibility
    determination and concluding that Petitioner could not estab-
    lish that he was prejudiced by the denial of counsel at his mer-
    its hearing. This petition for review followed.
    II
    We must consider whether the IJ’s denial of a continuance
    violated Petitioner’s statutory right to counsel. This is a ques-
    11442              MONTES-LOPEZ v. HOLDER
    tion of law which we review de novo. See Hernandez-Gil v.
    Gonzales, 
    476 F.3d 803
    , 804 n.1 (9th Cir. 2007).
    [1] The Sixth Amendment does not apply in immigration
    proceedings, but the Immigration and Nationality Act pro-
    vides that “[i]n any removal proceedings before an immigra-
    tion judge . . . the person concerned shall have the privilege
    of being represented (at no expense to the Government) by
    such counsel, authorized to practice in such proceedings, as
    he shall choose.” 8 U.S.C. § 1362. Regulations require that
    immigration judges must “[a]dvise the respondent [in a
    removal proceeding] of his or her right to representation” and
    of “the availability of free legal services.” 8 C.F.R.
    § 1240.10(a)(1)-(2); see also 8 U.S.C. § 1229a(b)(4)(A)
    (directing the Attorney General to adopt regulations that
    ensure aliens “shall have the privilege of being represented,
    at no expense to the Government, by counsel of the alien’s
    choosing.”). Additionally, the Fifth Amendment guarantees
    that immigration proceedings meet basic standards of proce-
    dural fairness. Baltazar-Alcazar v. INS, 
    386 F.3d 940
    , 944
    (9th Cir. 2004). We have recognized that denial of counsel or
    ineffective assistance of counsel in an immigration proceed-
    ing may violate the Fifth Amendment. Id.; Mohsseni Behba-
    hani v. INS, 
    796 F.2d 249
    , 251 (9th Cir. 1986).
    [2] Petitioner’s right to counsel was violated when the IJ
    required him to proceed with the hearing without counsel. It
    was not Petitioner’s fault that his retained attorney was sus-
    pended from practice. Although there might have been some
    confusion and conflicting testimony as to how many days
    before the hearing Petitioner learned about counsel’s suspen-
    sion, there was no basis to conclude that Petitioner had been
    aware of the problem for very long or was derelict in respond-
    ing to it.
    Petitioner’s ultimate admission that he lied to the court was
    the result of the IJ’s prolonged and hostile interrogation,
    which did not give Petitioner a fair opportunity to explain
    MONTES-LOPEZ v. HOLDER                 11443
    himself. The IJ ignored Petitioner’s explanation that he made
    a mistake and that he was nervous and confused. Instead, the
    IJ forced Petitioner to admit to lying after submitting him to
    a confusing barrage of questions. We do not give significant
    weight to Petitioner’s admission. Because the IJ did not iden-
    tify any other problems with Petitioner’s testimony, we con-
    clude that the IJ’s adverse credibility determination is not
    supported by substantial evidence. See Mendoza-Mazariegos
    v. Mukasey, 
    509 F.3d 1074
    , 1082-83 (9th Cir. 2007) (giving
    little weight to petitioner’s admission of negligence in failing
    to contact an attorney when petitioner was confused by the
    IJ’s questions and the IJ showed little patience for petitioner’s
    attempts to explain why he had good cause for a continuance).
    [3] More importantly, under any interpretation of Petition-
    er’s testimony, the fact was that Petitioner did not know about
    Mr. Peña’s suspension more than a few days before the hear-
    ing. The record shows that Petitioner was diligent in making
    his court appearances and meeting deadlines at every point in
    the removal proceedings. It was not unreasonable for Peti-
    tioner to wait until the hearing to give the IJ the letter from
    Mr. Peña. See Baires v. INS, 
    856 F.2d 89
    , 93 (9th Cir. 1988)
    (noting that any unreasonable conduct on the part of the party
    seeking a continuance should be considered). Nothing sug-
    gests that Petitioner was aware of Mr. Peña’s suspension
    before receiving the letter. Even assuming Petitioner received
    the letter on May 1, 2004, only eleven days passed before
    Petitioner notified the IJ at the merits hearing. This was not
    an unreasonable amount of time to wait, especially in light of
    Petitioner’s testimony that he was following Mr. Peña’s
    instructions. Nor was it unreasonable for Petitioner to con-
    clude that the best thing for him to do, as he was apparently
    advised by Mr. Peña, was to appear at the hearing and ask for
    a continuance that would be long enough to permit Mr. Peña
    to appear for him after his suspension had ended. The IJ was
    not required to grant that request, to be sure, but if the
    requested continuance until August was denied, Petitioner still
    11444               MONTES-LOPEZ v. HOLDER
    had a right to counsel and should have been given time to
    retain another attorney.
    [4] Even if Petitioner should have notified the immigration
    court of Mr. Peña’s letter sooner, “this misstep does not jus-
    tify a forfeiture of his right to counsel.” See Mendoza-
    
    Mazariegos, 509 F.3d at 1083
    (holding that alien’s failure to
    fire incompetent counsel and find a new attorney “does not
    justify a forfeiture of his right to counsel.”); see also
    
    Hernandez-Gil, 476 F.3d at 808
    (“When an immigrant has
    engaged counsel and the IJ is aware of the representation, if
    counsel fails to appear, the IJ must take reasonable steps to
    ensure that the immigrant’s statutory right to counsel is hon-
    ored.”). Here, the IJ did not attempt to ensure that Petitioner’s
    statutory right to counsel was upheld. Instead, the IJ “exhaus-
    tively interrogate[d]” Petitioner regarding his contact with Mr.
    Peña, and after forcing Petitioner to proceed without represen-
    tation, conducted a “relatively limited” colloquy on Petition-
    er’s claims for asylum, withholding, and CAT protection.
    
    Montes-Lopez, 486 F.3d at 1164-65
    . Therefore, we conclude
    that the IJ’s refusal to grant Petitioner a continuance was a
    violation of Petitioner’s right to counsel.
    III
    Finally, we must decide whether Petitioner is required to
    demonstrate that he was prejudiced by the lack of representa-
    tion at his merits hearing. We hold that he is not.
    [5] It is well-settled that a petitioner must show prejudice
    to prevail on a claim that ineffective assistance of counsel in
    an immigration hearing violated his or her right to counsel.
    See Colindres-Aguilar v. INS, 
    819 F.2d 259
    , 261-62 (9th Cir.
    1987) (citing Mohsseni Behbahani v. INS, 
    796 F.2d 249
    , 251
    (9th Cir. 1986)). Certain types of ineffective assistance entitle
    a petitioner to a rebuttable presumption of prejudice. This is
    the case, at least, “when the petitioner was deprived of an
    opportunity to appeal because of counsel’s untimely filing of
    MONTES-LOPEZ v. HOLDER                 11445
    [an administrative] appeal.” Rojas-Garcia v. Ashcroft, 
    339 F.3d 814
    , 826 (9th Cir. 2004); see also Siong v. INS, 
    376 F.3d 1030
    (9th Cir. 2004).
    [6] We have never decided, however, whether prejudice is
    an element of a claim that counsel has been denied in an
    immigration proceeding. 
    Hernandez-Gil, 476 F.3d at 808
    ;
    
    Baltazar-Alcazar, 386 F.3d at 947
    ; 
    Colindres-Aguilar, 819 F.2d at 262
    ; Rios-Berrios v. INS, 
    776 F.2d 859
    , 863 (9th Cir.
    1985). In each case that has presented that question, we noted
    the absence of governing law, but determined that the peti-
    tioner(s) had in fact suffered prejudice, and so were entitled
    to reversal even if prejudice was required. 
    Baltazar-Alcazar, 386 F.3d at 957
    (noting that “[t]he Ninth Circuit has yet to
    decide whether prejudice is required when a petitioner has
    demonstrated denial of the right to counsel in deportation pro-
    ceedings” but reserving the question because the petitioners
    “were in fact prejudiced by the denial of their right to coun-
    sel”); 
    Hernandez-Gil, 476 F.3d at 808
    (noting that it was “un-
    settled whether there must be a showing of prejudice where,
    as in this case, counsel has been effectively denied” but deter-
    mining that “Hernandez-Gil has shown that he was preju-
    diced”) (internal quotation marks omitted); Ram v. Mukasey,
    
    529 F.3d 1238
    , 1243 n.1 (9th Cir. 2008) (“[b]ecause we con-
    clude that Ram’s due process rights were violated, we need
    not reach the question, which was neither briefed nor argued,
    of whether the violation of the statutory or regulatory right to
    counsel requires a showing of prejudice.”).
    The relevant authority in the sister circuits is split.
    
    Baltazar-Alcazar, 386 F.3d at 947
    n.6 (collecting relevant
    out-of-circuit cases). The Second, Third, Seventh, and D.C.
    Circuits do not require a showing of prejudice, but the Fourth,
    Fifth, and Tenth Circuits do. Id.; Leslie v. Attorney Gen., 
    611 F.3d 171
    (3d Cir. 2010). We think the reasoning of the Cir-
    cuits that do not require prejudice is more persuasive and
    more applicable to this case than the reasoning of the Circuits
    that do require prejudice.
    11446               MONTES-LOPEZ v. HOLDER
    In Montilla v. INS, 
    926 F.2d 162
    , 169 (2d Cir. 1991), the
    Second Circuit concluded that an immigration judge had vio-
    lated applicable regulations by failing to notify an alien of his
    right to counsel and of the availability of free legal services.
    The Second Circuit reasoned from “the long-settled principle
    that the rules promulgated by a federal agency, which regulate
    the rights and interests of others, are controlling upon the
    agency.” 
    Id. at 166 (citing
    Columbia Broadcasting System,
    Inc. v. United States, 
    316 U.S. 407
    , 422 (1942)). It declined
    to add a prejudice requirement to this rule because it reasoned
    that automatic reversal upon violation of such a regulation
    would encourage agency compliance with its own rules and
    serve the interests of judicial economy. 
    Id. at 169. It
    con-
    cluded that:
    [A]n alien claiming the INS has failed to adhere to
    its own regulations regarding the right to counsel in
    a deportation hearing is not required to make a
    showing of prejudice before he is entitled to relief.
    All that need be shown is that the subject regulations
    were for the alien’s benefit and that the INS failed to
    adhere to them.
    
    Id. at 169; see
    also Waldron v. INS, 
    17 F.3d 511
    , 518 (2d Cir.
    1993) (adhering to Montilla but declining to extend it to pro-
    cedural violations that do not involve the deprivation of fun-
    damental rights).
    In Leslie, the Third Circuit reached the same result by very
    similar reasoning. It observed that the Supreme Court has
    imposed a prejudice requirement in cases involving violation
    of “a mere ‘procedural rule[ ] adopted for the orderly transac-
    tion of business’ in order to ‘aid the Commission in exercising
    its discretion.’ ” 
    Leslie, 611 F.3d at 176
    (quoting Am. Farm
    Lines v. Black Ball Freight Serv., 
    397 U.S. 532
    , 538-39
    (1970)). No showing of prejudice is required, however, when
    a rule is “ ‘intended primarily to confer important procedural
    benefits upon indiv[i]duals’ ” or “when alleged regulatory
    MONTES-LOPEZ v. HOLDER                 11447
    violations implicate fundamental statutory or constitutional
    rights.” 
    Id. at 176, 180
    (quoting Am. Farm 
    Lines, 397 U.S. at 539
    ). It reasoned that the regulation requiring immigration
    judges to give notice of the availability of free legal services
    in Leslie was a “particularly important procedural safeguard”
    that “derives from 8 U.S.C. § 1362.” 
    Id. at 180-81. Accord-
    ingly, the petitioner in Leslie was not required to show preju-
    dice. 
    Id. at 182. In
    Castaneda-Delgado v. INS, 
    525 F.2d 1295
    (7th Cir.
    1975), the Seventh Circuit also declined to impose a prejudice
    requirement on a petitioner who alleged deprivation of his
    right to counsel in an immigration proceeding. The Seventh
    Circuit observed that in the criminal context, it is well-settled
    that the Sixth Amendment right to counsel “ ‘is too funda-
    mental and absolute to allow courts to indulge in nice calcula-
    tions as to the amount of prejudice arising from its denial.’ ”
    
    Id. at 1300 (quoting
    Glasser v. United States, 
    315 U.S. 60
    , 76
    (1942), superseded by statute on other grounds as stated in
    Bourjaily v. United States, 
    483 U.S. 171
    , 177 (1987)); accord
    Campbell v. Rice, 
    408 F.3d 1166
    , 1176 (9th Cir. 2005). The
    Seventh Circuit identified no reason for indulging in such cal-
    culations outside the criminal context. See 
    id. at 1300-1301. Moreover,
    it reasoned that the statutes and regulations grant-
    ing a right to representation in immigration proceedings
    “would be eviscerated by the application of the harmless error
    doctrine.” 
    Id. at 1302; see
    also Batanic v. INS, 
    12 F.3d 662
    ,
    667 (7th Cir. 1993) (adhering to Castaneda-Delgado); Sna-
    jder v. INS, 
    29 F.3d 1203
    , 1207 (7th Cir. 1994) (same).
    Accordingly, it reversed without requiring the petitioner to
    show prejudice. 
    Id. at 1302. In
    Cheung v. INS, 
    418 F.2d 460
    , 464 (D.C. Cir. 1969), the
    D.C. Circuit reached a similar decision. After concluding that
    the petitioner’s right to counsel had been violated, the D.C.
    Circuit reasoned that “there is limited room in administrative
    law for the doctrine of harmless error.” 
    Id. It concluded that
    no prejudice inquiry is appropriate for “some rights, like the
    11448               MONTES-LOPEZ v. HOLDER
    assistance of counsel, [that] are so basic to a fair trial that
    their infraction can never be treated as harmless error.” 
    Id. The Fourth, Fifth,
    and Tenth Circuits do require a showing
    of prejudice, but we think the decisions in which they adopted
    this requirement are less persuasive than the decisions dis-
    cussed above. All of the cases of which we are aware arose
    from either relatively minor violations of the right-to-counsel
    regulations, Delgado-Corea v. INS, 
    804 F.2d 261
    , 263 (4th
    Cir. 1986), or from situations where there was no violation of
    the right to counsel at all, and the court of appeals noted the
    absence of prejudice only as an alternative holding. Farrokhi
    v. INS, 
    900 F.2d 697
    , 702 (4th Cir. 1990); Patel v. INS, 
    803 F.2d 804
    , 807 (5th Cir. 1986). None of the cases persuasively
    address the principles of administrative and constitutional law
    applied in the Second, Third, Seventh, and D.C. Circuit opin-
    ions. See 
    id. The government argues
    that it is inconsistent to make prej-
    udice an element of claims of ineffective assistance of counsel
    in an immigration proceeding but not of claims of denial of
    counsel in an immigration proceeding. We disagree. Such
    ineffective assistance of counsel claims require a showing of
    prejudice because they are based on the Fifth Amendment
    right to a proceeding that is “full and fair” as a whole. Garcia-
    Jaramillo v. INS, 
    604 F.2d 1236
    , 1239 (9th Cir. 1979). If the
    alien cannot show prejudice, then his or her right to a full and
    fair hearing has not been violated. 
    Id. A claim that
    counsel
    has been denied is different for two reasons. First, such a
    claim is not based not only on the Fifth Amendment’s general
    right to a full and fair hearing, but on the specific law and reg-
    ulations that give aliens a right to be represented by the attor-
    ney of their choice. See., e.g., 
    Baltazar-Alcanzar, 386 F.3d at 947
    . When this court concludes that an agency has not cor-
    rectly applied controlling law, it must typically remand, even
    if we think the error was likely harmless. INS v. Orlando Ven-
    tura, 
    537 U.S. 12
    , 16-17 (2002).
    MONTES-LOPEZ v. HOLDER                 11449
    Second, denial of counsel more fundamentally affects the
    whole of a proceeding than ineffective assistance of counsel.
    Among other things, the absence of counsel can change an
    alien’s strategic decisions, prevent him or her from making
    potentially-meritorious legal arguments, and limit the evi-
    dence the alien is able to include in the record. This means
    that denial of counsel is likely, at least in the aggregate, to be
    more prejudicial than ineffective assistance of counsel. It also
    means that it is more impractical for courts to determine
    whether prejudice accompanied a particular denial of counsel
    than whether it accompanied a particular instance of ineffec-
    tive assistance of counsel.
    [7] This circuit’s Sixth Amendment law recognizes this
    distinction. A criminal defendant who alleges ineffective
    assistance of counsel must generally show prejudice, Smith v.
    Mahoney, 
    611 F.3d 978
    , 1001 (9th Cir. 2010), but a defendant
    who has been denied counsel need not. Campbell v. Rice, 
    408 F.3d 1166
    , 1176 (9th Cir. 2005). When counsel’s assistance
    is so ineffective as to amount to a constructive denial of coun-
    sel, prejudice is presumed, but may be rebutted by the prose-
    cution. 
    Smith, 611 F.3d at 1001
    ; see also McNeal v. Adams,
    
    623 F.3d 1283
    , 1286 (9th Cir. 2010). The Sixth Amendment
    does not apply in the immigration context, but we see no rea-
    son why the logic that has guided our interpretation of the
    Sixth Amendment should not also guide our decision here.
    Our decision today is not contrary to our decisions in
    appeals from convictions for illegal re-entry after deportation
    under 8 U.S.C. § 1326. See, e.g., United States v. Reyes-
    Bonilla, 
    671 F.3d 1036
    , 1047-49 & n.11 (9th Cir. 2012). In
    Reyes-Bonilla, we held that a § 1326 defendant who collater-
    ally attacks a predicate deportation on the grounds that he or
    she was denied counsel during the deportation proceeding
    must show that the denial of counsel caused prejudice. 
    Id. The prejudice requirement
    we imposed in Reyes-Bonilla, however,
    is rooted in the limitations on criminal defendants’ right to
    collaterally attack the result of a prior proceeding. Such col-
    11450               MONTES-LOPEZ v. HOLDER
    lateral attacks are generally not allowed, but there is an excep-
    tion to this rule when the alleged procedural deficiencies in a
    prior proceeding unconstitutionally “foreclose judicial
    review.” United States v. Mendoza-Lopez, 
    481 U.S. 828
    , 837-
    38 (1987). This constitutional right is only implicated when
    the deportee has suffered prejudice. United States v. Proa-
    Tovar, 
    975 F.2d 592
    , 595 (9th Cir. 1992) (en banc). Thus, any
    collateral attack on the predicate deportation proceeding in a
    § 1326 prosecution requires a showing of prejudice, irrespec-
    tive of whether the defendant alleges denial of counsel or
    some other procedural problem. The denial of counsel claim
    in this case is different because it reaches this court as part of
    a petition for review under 8 U.S.C. § 1252, not a collateral
    attack on the result of a prior proceeding. Since the petitioner
    does not need to avail himself of the constitutional exception
    to the rule against collateral attacks, he need not meet the
    Proa-Tovar prejudice requirement.
    Our decision today is also not contrary to our decision in
    United States v. Calderon-Medina, 
    591 F.2d 529
    , 531 (9th
    Cir. 1979). In Calderon-Medina, the defendant appealed from
    his conviction for illegal re-entry after deportation under 8
    U.S.C. § 1326. He argued that during his deportation proceed-
    ing the INS had violated regulations requiring the INS to
    make personal service of an order to show cause and to advise
    the alien of his right to contest the evidence against him. 
    Id. at 531. We
    held that “[v]iolation of a regulation does not
    invalidate a deportation proceeding unless the regulation
    serves a purpose of benefit to the alien.” 
    Id. The Second and
    Third Circuits subsequently interpreted this broadly-phrased
    sentence in Calderon-Medina to mean that in this Circuit prej-
    udice is an element of a denial of counsel claim. 
    Leslie, 611 F.3d at 177
    ; 
    Montilla, 926 F.2d at 167
    .
    We do not read Calderon-Medina this way. First,
    Calderon-Medina was a § 1326 case, so its relevance outside
    that context is limited by the considerations discussed above.
    Moreover, we based the prejudice requirement in Calderon-
    MONTES-LOPEZ v. HOLDER                 11451
    Medina on the Supreme Court’s decision in American Farm
    Lines. As described above, American Farm Lines requires a
    showing of prejudice when a petitioner seeks relief from vio-
    lation of a relatively minor procedural rule “adopted for the
    orderly transaction of 
    business.” 397 U.S. at 539
    . As the Third
    Circuit has recognized, American Farm Lines must be recon-
    ciled with Accardi, which “teaches that some regulatory vio-
    lations are so serious as to be reversible error without a
    showing of prejudice.” 
    Leslie, 611 F.3d at 178
    . We agree with
    the other circuits that have concluded that denial of counsel
    in an immigration proceeding is serious enough to be revers-
    ible without a showing of error, and we do not think
    Calderon-Medina is to the contrary.
    [8] For these reasons, we hold that an alien who shows that
    he has been denied the statutory right to be represented by
    counsel in an immigration proceeding need not also show that
    he was prejudiced by the absence of the attorney.
    IV
    [9] Immigration judges have broad discretion to deny an
    alien’s motion to continue. It is not necessary to continue
    hearings indefinitely merely because an alien says that he or
    she cannot find counsel. The IJ’s decision in this case, how-
    ever, was based on an unrealistic analysis of Petitioner’s dili-
    gence and failed to adequately protect the Petitioner’s right
    under 8 U.S.C. § 1362 to be represented by an attorney. The
    law does not require Petitioner to show that the violation of
    this statute caused him prejudice. Accordingly, we grant the
    petition and remand for further proceedings consistent with
    our opinion.
    PETITION GRANTED.
    

Document Info

Docket Number: 08-70229

Citation Numbers: 694 F.3d 1085, 2012 U.S. App. LEXIS 19554, 2012 WL 4075747

Judges: Clifton, Murguia, Collins

Filed Date: 9/18/2012

Precedential Status: Precedential

Modified Date: 10/19/2024

Authorities (24)

Glasser v. United States , 62 S. Ct. 457 ( 1942 )

American Farm Lines v. Black Ball Freight Service , 90 S. Ct. 1288 ( 1970 )

Vlado Snajder v. Immigration and Naturalization Service , 29 F.3d 1203 ( 1994 )

Ivan Batanic v. Immigration and Naturalization Service , 12 F.3d 662 ( 1993 )

Nestor Rodrigo Rios-Berrios v. Immigration and ... , 776 F.2d 859 ( 1985 )

Columbia Broadcasting System, Inc. v. United States , 62 S. Ct. 1194 ( 1942 )

Julio Baltazar-Alcazar Maria Guadalupe Baltazar v. ... , 386 F.3d 940 ( 2004 )

Mendoza-Mazariegos v. Mukasey , 509 F.3d 1074 ( 2007 )

Jose Alfredo Colindres-Aguilar v. Immigration and ... , 819 F.2d 259 ( 1987 )

Edgar Hernandez-Gil v. Alberto R. Gonzales, Attorney General , 476 F.3d 803 ( 2007 )

Rodolfo Garcia-Jaramillo v. Immigration and Naturalization ... , 604 F.2d 1236 ( 1979 )

Bhima Nathubhai Patel v. United States Immigration and ... , 86 A.L.R. Fed. 815 ( 1986 )

Mario Montes-Lopez v. Alberto R. Gonzales, Attorney General , 486 F.3d 1163 ( 2007 )

Immigration & Naturalization Service v. Ventura , 123 S. Ct. 353 ( 2002 )

Yiu Fong Cheung v. Immigration and Naturalization Service , 418 F.2d 460 ( 1969 )

Raudel Castaneda-Delgado and Sebastiana Godina De Castaneda ... , 525 F.2d 1295 ( 1975 )

Rafael Montilla v. Immigration and Naturalization Service , 926 F.2d 162 ( 1991 )

Bourjaily v. United States , 107 S. Ct. 2775 ( 1987 )

Leslie v. Attorney General of US , 611 F.3d 171 ( 2010 )

Mario Antonio Portillo Baires v. Immigration and ... , 856 F.2d 89 ( 1988 )

View All Authorities »