Progressive Democrats v. Rob Bonta ( 2023 )


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  •                    FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    PROGRESSIVE DEMOCRATS FOR                   No. 22-15323
    SOCIAL JUSTICE, a Democratic
    Club Chartered by the Santa Clara          D.C. No. 4:21-cv-
    County Democratic Party; KRISTA              03875-HSG
    HENNEMAN; CARLIE WARE,
    Plaintiffs-Appellants,        OPINION
    v.
    ROB BONTA, in his official capacity
    as Attorney General for the State of
    California,
    Defendant-Appellee.
    Appeal from the United States District Court
    for the Northern District of California
    Haywood S. Gilliam, Jr., District Judge, Presiding
    Argued and Submitted March 29, 2023
    San Francisco, California
    Filed July 19, 2023
    Before: Ronald M. Gould, Marsha S. Berzon, and Sandra
    S. Ikuta, Circuit Judges.
    2               PROGRESSIVE DEMOCRATS V. BONTA
    Opinion by Judge Berzon;
    Concurrence by Judge Ikuta
    SUMMARY *
    Civil Rights/First Amendment
    The panel reversed the district court’s summary
    judgment for the State of California in an action alleging that
    California Government Code § 3205 violates the First
    Amendment and Equal Protection Clause by prohibiting
    local government employees from soliciting political
    contributions from their coworkers while state employees
    are not similarly barred.
    The panel analyzed the State’s decision to restrict the
    expression of certain government employees—but not other
    government employees—under the First Amendment. The
    panel held that Section 3205 does not survive constitutional
    scrutiny under either the “closely drawn” standard from
    McCutcheon v. FEC, 
    572 U.S. 185
     (2014), or the balancing
    test articulated in Pickering v. Board of Education, 
    391 U.S. 563
     (1968), and United States v. National Treasury
    Employees Union, 
    513 U.S. 454
     (1995).
    The panel held that the speculative benefits that Section
    3205 may provide the Government were not sufficient to
    justify the burden on plaintiffs’ expression. The State
    therefore did not meet its burden of justifying the differential
    *
    This summary constitutes no part of the opinion of the court. It has
    been prepared by court staff for the convenience of the reader.
    PROGRESSIVE DEMOCRATS V. BONTA                3
    ban under the First Amendment. None of the materials
    before the State at the time of Section 3205’s enactment
    supported the statute’s distinction between local and state
    workers; the State offered no affirmative evidence that intra-
    governmental solicitations have coerced government
    employees into financially supporting political candidates or
    caused government employees to perform their duties in a
    partisan manner; Section 3205 did not account for agency
    size which undercut the State’s argument that the statute
    was properly tailored to address the government’s interest;
    and Section 3205 was underinclusive as a means of limiting
    the actuality and appearance of partisan behavior by public
    employees. Because the panel concluded that Section 3205
    did not survive First Amendment scrutiny, it did not reach
    plaintiffs’ Equal Protection challenge.
    Concurring in the result, Judge Ikuta stated that Section
    3205 violates the First Amendment as a restriction on
    political speech that is not justified by California’s asserted
    governmental interests. But because California did not enact
    the law in its capacity as an employer, but rather in its
    capacity as a sovereign, the panel should have analyzed the
    statute under ordinary First Amendment principles and
    applied strict scrutiny to determine that California had not
    demonstrated either a compelling interest or narrowly
    tailored means.
    COUNSEL
    Charles Gerstein (argued), Gerstein Harrow LLP,
    Washington, D.C.; Jason S. Harrow, Equal Citizens, Los
    Angeles, California; for Plaintiffs-Appellants.
    4             PROGRESSIVE DEMOCRATS V. BONTA
    Keith L. Wurster (argued), Deputy Attorney General; Mark
    Beckington, Supervising Deputy Attorney General; Thomas
    S. Patterson, Senior Assistant Attorney General; Rob Bonta,
    Attorney General of California; Office of the California
    Attorney General; Sacramento, California; for Defendant-
    Appellee
    OPINION
    BERZON, Circuit Judge:
    Under California law, local government employees may
    not solicit political contributions from their coworkers, but
    state government employees may. A political organization
    and two of the organization’s officers challenged the statute
    responsible for this distinction, California Government Code
    § 3205, as violative of the First and Fourteenth
    Amendments. Because the statute’s discrimination against
    local employees is not justified under any arguably
    applicable standard, we hold that Section 3205 is
    unconstitutional and reverse the district court.
    I.
    A.
    Section 3205 generally prohibits local government
    employees in California from soliciting political
    contributions from their coworkers. It provides in relevant
    part:
    (a) An officer or employee of a local agency
    shall not, directly or indirectly, solicit a
    political contribution from an officer or
    PROGRESSIVE DEMOCRATS V. BONTA                 5
    employee of that agency, or from a person on
    an employment list of that agency, with
    knowledge that the person from whom the
    contribution is solicited is an officer or
    employee of that agency. . . .
    (c) This section shall not prohibit an officer
    or employee of a local agency . . . from
    requesting political contributions from
    officers or employees of that agency if the
    solicitation is part of a solicitation made to a
    significant segment of the public which may
    include officers or employees of that local
    agency.
    (d) Violation of this section is punishable as
    a misdemeanor. The district attorney shall
    have all authority to prosecute under this
    section.
    State government employees are not similarly barred
    from soliciting contributions from their colleagues. There
    are limitations on their political fundraising: they may not
    solicit during work hours, and they may not use state
    resources, their titles, or their positions when fundraising.
    See Cal. Gov’t Code § 19990(a)–(b). But there is no state
    law or regulation that categorically bars all forms of political
    solicitations among state workers.
    This distinction between local and state employees’
    solicitations rights did not always exist. In 1913, the
    California State Legislature enacted legislation banning state
    employees from soliciting contributions from state civil
    service employees. See 
    1913 Cal. Stat. 1035
    , 1046–47. Five
    decades later, the Legislature enacted a law prohibiting
    6             PROGRESSIVE DEMOCRATS V. BONTA
    political solicitation among local government employees.
    See 1963 Cal Stat. 4078, 4079. So between 1963 and 1976,
    both state and local workers were forbidden from soliciting
    political contributions from their coworkers. Compare 
    1913 Cal. Stat. 1035
    , 1046–47, and 1963 Cal Stat. 4078, 4079,
    with 
    1976 Cal. Stat. 6352
    , 6353.
    This era of parity did not last. Shortly after the
    Legislature enacted its solicitation ban for local employees,
    the California Supreme Court decided several cases limiting
    the government’s ability to restrict the political activity of
    public workers. See, e.g., Fort v. Civ. Serv. Comm’n., 
    61 Cal. 2d 331
     (1964); Bagley v. Wash. Twp. Hosp. Dist., 
    65 Cal. 2d 499
     (1966). Then, in 1976, State Assemblyman John
    Vasconcellos introduced Assembly Bill 4351, a bill to
    loosen certain restrictions on the political speech of
    government employees. See A.B. 4351, 1975–76 Leg., Reg.
    Sess. (Cal. 1976) (as introduced).
    As initially drafted, AB 4351 repealed the State’s bans
    on intra-governmental solicitations for state and local
    employees, treating both sets of workers identically. 
    Id.
     But,
    in the end, AB 4351 was amended to repeal the intra-
    governmental solicitation ban for state employees only and
    to reenact the prohibition for local employees, in a
    renumbered Section 3205. See A.B. 4351, 1975–76 Leg.,
    Reg. Sess. (Cal. 1976) (as amended in Senate, Aug. 6, 1976).
    Marty Morgenstern, Governor Jerry Brown’s Director of the
    Office of Employee Relations, could “find no reason for this
    unique treatment of State employees, vis-a-vis local agency
    employees” and “recommend[ed] against signing this bill, at
    least until we could determine the rationale for this
    distinction.” Memorandum from Marty Morgenstern,
    Director, Office of Emp. Rels., to Jerry Brown, Governor,
    PROGRESSIVE DEMOCRATS V. BONTA                   7
    State of Cal. (Sept. 22, 1976). Governor Brown nonetheless
    signed the bill into law. See 
    1976 Cal. Stat. 6352
    , 6353. 1
    B.
    Plaintiffs Progressive Democrats for Social Justice, a
    political organization, and Krista Henneman and Carlie
    Ware, two officers of that organization (collectively
    “PDSJ”), sued to challenge the constitutionality of Section
    3205. Henneman and Ware were deputy public defenders for
    Santa Clara County who supported Sajid Khan, a fellow
    county deputy public defender, in his campaign to become
    district attorney. They wanted to solicit contributions for
    Khan from other county employees, particularly other public
    defenders, outside of work hours and without using county
    resources or titles. 2 But Henneman and Ware determined, in
    accordance with a memorandum from Santa Clara County
    counsel, that individually soliciting donations from their
    coworkers would violate Section 3205. They therefore did
    not engage in the solicitations and instead filed this lawsuit
    challenging Section 3205 as unconstitutional. The complaint
    alleged that California’s law violated the First Amendment
    and Equal Protection Clause by banning political
    solicitations among local employees but not among state
    employees.
    After filing suit, PDSJ moved for a temporary restraining
    order enjoining the enforcement of Section 3205, which the
    district court denied. The parties then cross-moved for
    1
    In 1995, the Legislature designated violations of Section 3205 as
    misdemeanors and authorized district attorneys to prosecute such
    violations. See 
    1995 Cal. Stat. 5109
    .
    2
    At the times of the complaint and motions for summary judgment,
    neither Henneman nor Ware were employed as supervisors by Santa
    Clara County.
    8                PROGRESSIVE DEMOCRATS V. BONTA
    summary judgment on undisputed facts, including
    declarations from Henneman and Ware stating their desire
    to solicit their colleagues outside work hours and without
    using government resources, and the district court granted
    the State’s motion for summary judgment.
    On PDSJ’s First Amendment claim, the court
    determined that the balancing test set forth in Pickering v.
    Board of Education, 
    391 U.S. 563
     (1968), provided the
    relevant framework. Weighing the “local employees’ First
    Amendment rights against the government’s justification for
    treating them differently from members of the public,” the
    court found “adequate justification” for Section 3205’s
    restriction of local employees’ solicitation rights. With
    respect to PDSJ’s Equal Protection claim, the court declined
    to resolve the parties’ dispute over the proper level of
    scrutiny. Rather, Section 3205 withstood PDSJ’s challenge
    even under a “heightened standard,” the court decided,
    because state and local employees were not “similarly
    situated” and, even if they were, the statute was closely
    drawn to support the important state interest of reducing the
    existence and appearance of corruption and workplace
    coercion. This appeal followed. 3
    3
    Although the campaign for which PDSJ sought to solicit contributions
    has ended, no party has argued that this appeal is moot. The Supreme
    Court has often concluded that litigation challenging election regulations
    is not moot even when the election at issue is complete, because such
    cases can “fit comfortably within the established exception to mootness
    for disputes capable of repetition, yet evading review.” FEC v. Wis. Right
    to Life, Inc., 
    551 U.S. 449
    , 462 (2007); see also Davis v. FEC, 
    554 U.S. 724
    , 735–36 (2008). Here, Henneman and Ware have declared that they
    would solicit campaign contributions from other county employees for
    future elections were they not prohibited from doing so by California
    law. So the case is not moot.
    PROGRESSIVE DEMOCRATS V. BONTA               9
    II.
    “Discrimination in the First Amendment context has
    sometimes been characterized as a violation of the First
    Amendment itself and has sometimes been characterized as
    a violation of the Equal Protection Clause.” SEIU v. Fair
    Pol. Pracs. Comm’n, 
    955 F.2d 1312
    , 1319 n.11 (9th Cir.
    1992) (citations omitted). Citizens United v. FEC, however,
    explained that “the First Amendment . . . [p]rohibit[s] . . .
    restrictions distinguishing among different speakers,
    allowing speech by some but not others.” 
    558 U.S. 310
    , 340
    (2010). So, as the Second and Third Circuits did in similar
    cases, we analyze the State’s decision to restrict the
    expression of certain government employees—but not other
    government employees—under the First Amendment. See
    Lodge No. 5 of Fraternal Ord. of Police ex rel. McNesby v.
    City of Philadelphia, 
    763 F.3d 358
    , 381 (3d Cir. 2014)
    (“Because the City does not enforce the Charter ban against
    the balance of its employees, it must explain why the ban has
    special significance against the police.”); Latino Officers
    Ass’n v. City of New York, 
    196 F.3d 458
    , 467 (2d Cir. 1999)
    (“Having allowed [at least 25] organizations to use the
    NYPD uniform in [marches] over many decades, the NYPD
    cannot now deny plaintiffs the same privilege without
    demonstrating that their use of the uniform is both
    distinguishable from that of the various authorized
    organizations and ‘so threatening to the efficiency of the
    [NYPD] as to render the [restriction] a reasonable response
    to the threat.’” (citation omitted)).
    The parties disagree on the appropriate level of First
    Amendment scrutiny for Section 3205.
    PDSJ argues that the “closely drawn” standard from
    McCutcheon v. FEC, 
    572 U.S. 185
     (2014), applies to this
    10               PROGRESSIVE DEMOCRATS V. BONTA
    case. Under that standard, a government restriction on First
    Amendment rights—in McCutcheon, a campaign
    contribution limitation—can be sustained if “the State
    demonstrates a sufficiently important interest and employs
    means closely drawn to avoid unnecessary abridgement of
    associational freedoms.” 
    Id. at 197
     (plurality opinion)
    (quoting Buckley v. Valeo, 
    424 U.S. 1
    , 25 (1976) (per
    curiam)). Although McCutcheon did not concern
    government employees and PDSJ does not cite cases in
    which distinctions between government employees were at
    issue, PDSJ contends that the McCutcheon standard is
    appropriate because Section 3205 discriminates among
    speakers in their exercise of First Amendment rights. 4
    The State, in contrast, maintains that the test articulated
    in Pickering governs, as the district court concluded.
    Applicable to limitations on government employee speech,
    Pickering asks “whether the relevant government entity had
    an adequate justification for treating the employee
    differently from any other member of the general public.”
    Garcetti v. Ceballos, 
    547 U.S. 410
    , 418 (2006). As the
    Supreme Court explained in United States v. National
    Treasury Employees Union (NTEU), 
    513 U.S. 454
     (1995),
    “the Government’s burden is greater with respect to [a]
    statutory restriction on expression than with respect to an
    isolated disciplinary action,” 
    id.
     at 468: “[t]he Government
    must show that the interests of both potential audiences and
    a vast group of present and future employees in a broad range
    of present and future expression are outweighed by that
    4
    PDSJ has not argued that Section 3205 should be analyzed under strict
    scrutiny. To the contrary, at oral argument, PDSJ’s counsel reiterated
    that McCutcheon’s close scrutiny standard should apply and explained
    that close scrutiny and strict scrutiny were not the same standard.
    PROGRESSIVE DEMOCRATS V. BONTA               11
    expression’s ‘necessary impact on the actual operation’ of
    the Government,” 
    id.
     (quoting Pickering, 
    391 U.S. at 571
    ),
    and “must demonstrate that the recited harms are real, not
    merely conjectural, and that the regulation will in fact
    alleviate these harms in a direct and material way,” id. at 475
    (quoting Turner Broad. Sys., Inc. v. FCC, 
    512 U.S. 622
    , 664
    (1994) (plurality opinion)).
    We need not resolve the parties’ disagreement
    concerning the type of scrutiny applicable here, as Section
    3205 does not survive constitutional scrutiny under either
    standard (or the more stringent strict scrutiny standard
    advocated for by the concurrence). In so doing, we follow
    the Supreme Court’s lead. McCutcheon declined to revisit
    the Court’s different standards for reviewing limits on
    political contributions and expenditures—rejecting Justice
    Thomas’s concurrence calling for the application of strict
    scrutiny to contribution restrictions—because both strict
    scrutiny and close scrutiny required the Court to “assess the
    fit between the stated governmental objective and the means
    selected to achieve that objective” and because the
    contribution limit at issue failed under either standard. 
    572 U.S. at 199
    . Here, both the McCutcheon and
    Pickering/NTEU tests require us to: (1) evaluate the State’s
    asserted interests in enacting Section 3205 and (2) decide
    whether the statute is appropriately tailored to achieve those
    interests. See 
    id. at 197
    ; NTEU, 
    513 U.S. at 470
    , 472–73,
    477; see also Lodge No. 5, 
    763 F.3d at 375
    . And because the
    parties agree that Pickering/NTEU sets forth a more
    deferential standard than McCutcheon, Section 3205
    necessarily fails under McCutcheon if it fails under
    Pickering/NTEU. See Wagner v. FEC, 
    793 F.3d 1
    , 7 (D.C.
    12                PROGRESSIVE DEMOCRATS V. BONTA
    Cir. 2015). 5 For the reasons stated below, we hold that “[t]he
    speculative benefits [Section 3205] may provide the
    Government are not sufficient to justify this crudely crafted
    burden on [PDSJ’s] freedom to engage in expressive
    activities.” NTEU, 
    513 U.S. at 477
    . 6
    5
    Neither the Supreme Court nor the Ninth Circuit has determined the
    appropriate level of scrutiny for a solicitation ban targeted at government
    employees. In Williams-Yulee v. Florida Bar, 
    575 U.S. 433
     (2015), a
    plurality of the Supreme Court applied strict scrutiny to a state regulation
    banning all judicial candidates, whether currently employed as judges or
    not, from soliciting campaign contributions from anyone, not only from
    government employees. See id. at 437, 444. The section of the primary
    opinion in Williams-Yulee discussing the applicable level of scrutiny was
    joined by four of the Justices. See id. at 442–44; id. at 457–58 (Ginsburg,
    J., concurring in part and concurring in the judgment). Wolfson v.
    Concannon, 
    811 F.3d 1176
    , 1180 (9th Cir. 2016) (en banc), relied upon
    by the concurrence, see Concurrence at 31, adopted a strict scrutiny
    standard to review a state’s solicitation restriction in “the context of
    judicial elections,” see Concurrence at 32 n.5. Again, the solicitation ban
    in Wolfson applied to all judicial candidates, whether currently employed
    as judges or not, and solicitations from anyone, not just from government
    employees. See 
    811 F.3d at 1187
     (Berzon, J., concurring).
    6
    The concurrence contends that Section 3205 should be analyzed as a
    general governmental regulation on citizens, as opposed to government
    employees, because “California concedes that the state government has
    no authority over local agency employees.” See Concurrence at 29–30.
    We are skeptical of this proposition. Local governments are creations of
    the state government under the California Constitution, see Cal. Const.
    art. XI, and California has plenary authority to regulate local
    governments on matters of statewide concern, see, e.g., Cal. Fed. Savs.
    & Loan Ass’n v. City of Los Angeles, 
    54 Cal. 3d 1
    , 15–18 (1991). And
    the Legislature has explicitly stated, in the same chapter that contains
    Section 3205, that the “political activities of public employees are of
    significant statewide concern,” overriding “all provisions on this subject
    in . . . any city, county, or city and county charter.” Cal. Gov’t Code
    PROGRESSIVE DEMOCRATS V. BONTA                          13
    III.
    Section 3205 precludes over a million local government
    employees from soliciting political contributions from co-
    employees.      “Soliciting    financial   support      is . . .
    characteristically intertwined with informative and perhaps
    persuasive speech seeking support for particular causes.”
    Village of Schaumburg v. Citizens for a Better Env’t, 
    444 U.S. 620
    , 632 (1980). Although local government
    employees may engage in other forms of political speech
    under Section 3205—such as solicitations directed at the
    public at large—Henneman and Ware declare, without
    contradiction, that individualized solicitations are “much
    more effective” than general solicitations. By banning
    targeted political solicitations among local government
    workers, California restricts a core form of political speech
    for “a vast group of present and future employees.” NTEU,
    
    513 U.S. at 468
    .
    The State asserts that two primary interests justify the
    burdens imposed by Section 3205: (1) assuring that
    government employees are free from workplace pressure to
    support certain political causes and candidates and (2)
    assuring that government employees perform their duties on
    behalf of the public rather than for partisan gain (i.e.,
    § 3201. In other words, local employees operate, at least to some degree,
    under the State’s authority. Although California argues that the State as
    a practical matter exercises stronger oversight over state employees than
    local governments do over local employees, nowhere does it assert that
    it has no authority to regulate the employment policies of local
    government agencies. Section 3205, which California defends as a valid
    exercise of state power, is a regulation on the political activities of local
    government employees, and the parties agree that California could have
    validly enacted an intragovernmental solicitation ban for both state and
    local employees.
    14             PROGRESSIVE DEMOCRATS V. BONTA
    avoiding the practice of “political justice,” U.S. Civ. Serv.
    Comm’n v. Nat’l Ass’n of Letter Carriers, 
    413 U.S. 548
    , 565
    (1973)). The Supreme Court has recognized the state’s
    legitimate interests in limiting workplace political coercion
    and the practice of political justice. See 
    id.
     at 564–67. And
    PDSJ recognizes that these interests would likely support a
    ban against political solicitations among all government
    employees.
    The critical question, then, is whether Section 3205 is
    properly tailored to support the State’s interests, given its
    exclusive application to local government employees. In
    other words, California must demonstrate that Section 3205,
    despite its differential treatment of state and local
    employees, is a reasonable response to the State’s posited
    and actual harms. See NTEU, 
    513 U.S. at
    475–76. After a
    review of the record before us, we cannot say that the State
    has met its burden of justifying the differential ban under the
    First Amendment.
    1. None of the materials before the State at the time of
    Section 3205’s enactment support the statute’s distinction
    between local and state workers. In defense of the statute,
    the State points to several letters sent to the Legislature and
    Governor about Section 3205 and a committee report issued
    over a decade before Section 3205’s enactment. But none of
    those documents explain why state and local workers should
    be treated differently with respect to intra-governmental
    solicitations.
    For instance, a letter from the Sacramento City Council
    to the Legislature opposing AB 4351 concerned an entirely
    PROGRESSIVE DEMOCRATS V. BONTA                      15
    different provision of the bill. 7 See Letter from Michael S.
    Sands, Chairman of Council Comm. on Law & Legis.,
    Sacramento City Council, to Ralph C. Dills, Chairman of S.
    Gov’t Org. Comm., Cal. State Legis. (July 15, 1976). And
    the Assembly’s committee report, in significant tension with
    and notably predating Section 3205, discussed the need to
    “improve the political freedom of local government
    employees,” deeming the State’s limits on local workers’
    speech “a definite problem.” See Assemb. of the State of Cal.
    Elections and Reapportionment Interim Comm., An
    Omnibus Report, 1963 Assemb., at 40 (1963) (emphasis
    added).
    The only clear pre-enactment acknowledgment of
    Section 3205’s disparate treatment of local employees was
    the warning from Governor Brown’s chief aide on
    employment issues. Because Morgenstern could “find no
    reason for [Section 3205’s] unique treatment of State
    employees, vis-a-vis local agency employees,” he
    recommended that the Governor not sign AB 4351, “at least
    until we could determine the rationale for this distinction.”
    Memorandum from Marty Morgenstern, Director, Office of
    Emp. Rels., to Jerry Brown, Governor, State of Cal. (Sept.
    22, 1976).
    2. When considering First Amendment challenges, the
    Supreme Court and this Court review evidence beyond the
    information available to the legislature and executive at the
    7
    Sacramento withdrew its opposition to the bill “[b]ecause of
    amendments worked out with the author” on the day before AB 4351
    was amended to address this different provision. See Letter from Michael
    S. Sands, Chairman of Council Comm. on Law & Legis., Sacramento
    City Council, to Ralph C. Dills, Chairman of S. Gov’t Org. Comm., Cal.
    State Legis. (Aug. 10, 1976); A.B. 4351, 1975–76 Leg., Reg. Sess. (Cal.
    1976) (as amended in Senate, Aug. 11, 1976).
    16            PROGRESSIVE DEMOCRATS V. BONTA
    time of the statute’s enactment. See Turner Broad. Sys., Inc.
    v. FCC, 
    520 U.S. 180
    , 196 (1997); Minority Television
    Project, Inc. v. FCC, 
    736 F.3d 1192
    , 1198–99 (9th Cir.
    2013) (en banc). The operation of California’s statutory
    scheme over the decades demonstrates the primary problem
    with Section 3205: the law curtails far more speech than
    necessary to achieve the State’s aims.
    Unlike local employees, state government employees
    are allowed to solicit political contributions from their
    coworkers, but only as long as the solicitations do not occur
    during work hours or use state titles or resources. Despite
    nearly thirty years under this regime, California does not
    identify any discipline initiated in response to such
    solicitations. Put another way, the State has offered no
    affirmative evidence that intra-governmental solicitations—
    constrained by the same conditions under which PDSJ seeks
    to solicit contributions according to their declarations—have
    coerced government employees into financially supporting
    political candidates or caused government employees to
    perform their duties in a partisan manner.
    In NTEU, the Supreme Court cited an analogous lack of
    evidence of known misconduct in the “vast rank and file of
    federal employees” to strike down the federal government’s
    blanket honoraria ban for public workers as violative of the
    First Amendment. 
    513 U.S. at 472
    . “A ‘reasonable’ burden
    on expression,” the Justices explained, “requires a
    justification far stronger than mere speculation about serious
    harms.” 
    Id. at 475
    . The evidentiary gap here raises similarly
    serious questions about the need for a flat solicitation
    prohibition among any set of governmental employees in
    California.
    PROGRESSIVE DEMOCRATS V. BONTA              17
    3. California’s defense of Section 3205 is further
    undermined by the statute’s poor fit for the State’s asserted
    interest in limiting workplace coercion. State and local
    agencies vary considerably by size. For example, Santa
    Clara County, a local government, employs approximately
    22,000 people, while the San Joaquin River Conservancy, a
    state agency, employs three. See About the County, County
    of                         Santa                       Clara,
    https://employeeservices.sccgov.org/sites/g/files/exjcpb531
    /files/about-our-county.pdf [https://perma.cc/ZJ93-CJSS];
    California State Controller, San Joaquin River Conservancy,
    Government Compensation in California (July 26, 2022),
    https://publicpay.ca.gov/Reports/State/StateEntity.aspx?ent
    ityid=3831&year=2021 [https://perma.cc/38PM-WQ9T].
    Agency size logically affects whether a colleague’s
    solicitation might be understood as coercive: solicitations
    among colleagues in a small agency, who must collaborate
    on a regular basis, are likely to be perceived differently by
    the targets of the solicitation from solicitations among
    workers within a thousand-person agency, who may be
    colleagues in name only and may never meaningfully
    interact. Section 3205, however, does not account for agency
    size at all; it instead distinguishes only between state and
    local governments in its coverage. To wit, under Section
    3205:
    A law clerk in a state judge’s chambers may
    solicit political contributions for a judicial
    candidate from one of her two or three fellow
    clerks at a Friday happy hour and sit next to
    the other clerk the following week;
    meanwhile, a Los Angeles County janitor
    may not solicit contributions for a
    Presidential candidate from a Los Angeles
    18              PROGRESSIVE DEMOCRATS V. BONTA
    County prosecutor at a barbecue that they
    both happen to attend with family, even
    though both are among approximately
    100,000 county employees, and even though
    they may go to work more than 85 miles (and
    an hours-long drive in LA traffic) from each
    other. 8
    The First Amendment does not tolerate such a “crudely
    crafted burden” on local employees’ expressive rights.
    NTEU, 
    513 U.S. at 477
    . If the State seeks to protect
    government employees from undue political pressure with a
    solicitation ban, it cannot enact a statute that illogically
    distinguishes between types of government employees but
    fails to account for a crucial factor in determining whether
    the prohibited solicitations will actually result in undue
    pressure. Section 3205’s indiscriminate application to local
    agencies of all sizes—and disregard for the potential for
    coercion in state agencies regardless of size—undercuts the
    State’s argument that the statute is properly tailored to
    address the government’s interests.
    4. Section 3205 fares no better with respect to
    California’s other stated goal: limiting the actuality and
    appearance that government employees are working on
    behalf of political parties. In Letter Carriers, the case the
    State cites in support of the importance of this interest, the
    Supreme Court explained that avoiding the practice and
    appearance of “political justice” was one of the “obviously
    important interests” served by the Hatch Act. 
    413 U.S. at
    564–65; see 
    Pub. L. No. 89-554, 80
     Stat. 378, 525 (1966).
    8
    This hypothetical was posed by PDSJ in its briefs before the district
    court and the Ninth Circuit.
    PROGRESSIVE DEMOCRATS V. BONTA               19
    But the Court in that case considered a markedly different
    provision than the one before us today.
    Letter Carriers upheld the Hatch Act’s complete
    prohibition on partisan activities by federal employees. 
    413 U.S. at
    550–51. That wide-ranging ban on political activities
    matched the federal government’s interest in “the impartial
    execution of the laws” “without bias or favoritism for or
    against any political party.” 
    Id. at 565
    . The same cannot be
    said of Section 3205. California’s statute is radically
    underinclusive as a means to limit the actuality and
    appearance of partisan behavior by public employees. See
    Fla. Star v. B.J.F., 
    491 U.S. 524
    , 540–41 (1989). Even
    setting aside the statute’s omission of state employees, local
    workers may still engage in a wide range of political
    activities under the law, including donating to partisan
    groups, leading political organizations, soliciting the public
    on behalf of their favored candidates and causes, and running
    for office themselves. Given the statute’s narrow focus, the
    State cannot plausibly contend that Section 3205
    meaningfully limits the actuality and public appearance of
    local employees behaving as partisan actors, when the law
    bans only the decidedly internal act of solicitations among
    coworkers.
    5. The Supreme Court’s caselaw on the problems
    underinclusive statutes present under the First Amendment
    underscores Section 3205’s infirmities. Williams-Yulee v.
    Florida Bar, 
    575 U.S. 433
     (2015), reviewed a Florida canon
    that banned judges and judicial candidates from personally
    soliciting campaign contributions. “Underinclusivity creates
    a First Amendment concern,” the Court explained, “when
    the State regulates one aspect of a problem while declining
    to regulate a different aspect of the problem that affects its
    stated interest in a comparable way.” Id. at 451 (emphasis
    20             PROGRESSIVE DEMOCRATS V. BONTA
    omitted). “[A] law’s underinclusivity raises a red flag.” Id.
    at 449. Florida’s regulation survived First Amendment
    scrutiny, the Court held, in part, because it was not
    underinclusive: “[t]he solicitation ban aim[ed] squarely at
    the conduct most likely to undermine public confidence in
    the integrity of the judiciary: personal requests for money by
    judges and judicial candidates.” Id. at 449.
    Section 3205 falls on the wrong side of Williams-Yulee’s
    underinclusivity line. California insists that solicitations
    among coworkers undermine a government’s ability to
    function. But instead of prohibiting that speech entirely, as
    Florida did with judicial solicitations, the State bans
    solicitations among local employees and not state
    employees. Moreover, as we have explained, Section 3205
    cannot be reasonably described as aiming squarely at the
    speech most likely to undermine the State’s interests,
    because it neither accounts for agency size in addressing
    political coercion nor bans much of the political activity that
    could raise the appearance and practice of political justice.
    See supra at 17–19. In sum, Section 3205 implicates the
    underinclusiveness problem that Florida’s canon in
    Williams-Yulee did not and also lacks the tailoring Florida’s
    canon had.
    *       *       *
    These combined anomalies fatally undercut California’s
    justifications for Section 3205. The State’s proffered goals
    are undoubtedly important. But “the lack of fit between the
    [State’s] purported interests and [Section 3205] renders the
    restriction an unacceptable response to the posited harms.”
    Lodge No. 5, 
    763 F.3d at 379
    .
    PROGRESSIVE DEMOCRATS V. BONTA              21
    IV.
    The State offers two primary counterarguments. First,
    California contends that state and local employees can be
    treated differently because state employees are subject to
    “stronger and more uniform oversight.” Second, California
    insists that Supreme Court precedent forecloses PDSJ’s
    challenge to Section 3205. Neither argument flies.
    A.
    California argues that state employees are differently
    situated from local employees because the state civil service
    system and the California Department of Human Resources
    (“CalHR”) govern state but not local government
    employees. The State does not explain how the supposed
    benefits flowing from these structures justify Section 3205’s
    burdens on local employees’ First Amendment rights.
    1. “Uniformity” cannot be the answer. California
    contends that CalHR imposes uniformity on state employees
    by approving employment regulations for state agencies and
    serving as a central entity to protect state employees and
    their rights; this uniformity, according to California, would
    not exist for local employees absent Section 3205. But the
    State never explains why uniformity in solicitation
    regulation among local government entities is a worthwhile
    state interest, especially when Section 3205 itself creates
    disuniformity by treating state and local employees
    differently. Local governments have different workplace
    policies on a wide range of matters and for any number of
    valid reasons. See, e.g., Cal. Gov’t Code § 45000 (enabling
    cities to adopt their own personnel systems); Cal. Gov’t
    Code § 31102 (enabling counties to adopt their own
    personnel systems). In fact, state law already explicitly
    allows local governments, in a provision also enacted by AB
    22            PROGRESSIVE DEMOCRATS V. BONTA
    4351, to devise their own policies on permissible political
    activities during work hours and at the workplace. See Cal.
    Gov’t Code § 3207.
    Further, even if we were to grant the importance of
    California’s interest in uniformity, there is a far better
    alternative to Section 3205 that would at least equally well
    achieve the State’s aims. See Lodge No. 5, 
    763 F.3d at
    383–
    84. As PDSJ seeks, the State could allow all public
    employees in California to solicit contributions from their
    coworkers under the same restrictions currently imposed on
    state employees. In doing so, the State would foster more
    uniformity in the rules applicable to government employees,
    by harmonizing solicitation regulations between state and
    local government workers as well as for all local government
    employees. At the same time, such legislation would restrict
    less speech by enabling local workers to engage in non-
    coercive solicitations, while simultaneously banning
    solicitations among government employees under
    circumstances that are most likely to be coercive.
    2. The State’s representation that state employees are
    subject to stronger oversight than local employees is no more
    compelling. California contends that CalHR and the state
    civil service system offer better protections from retaliation
    for state employees than local employees receive from their
    local governments. Yet, the State offers no evidence to
    justify its vague assertions.
    It is impossible to judge the relevance of CalHR and the
    state merit system when the State does not detail any relevant
    “protections” supposedly offered by them. The mere
    existence of CalHR says nothing about the quality of
    oversight over state employment conditions as compared to
    local employment conditions. It is true but irrelevant that a
    PROGRESSIVE DEMOCRATS V. BONTA                     23
    state employment agency exists for nearly 400,000 state
    employees while certain much smaller local governments
    only have a single employee to handle HR questions. And
    the record contains no information about the “protections”
    offered by the state civil service system as compared to the
    “protections” offered by local civil service systems—or even
    whether state employees are more likely than local
    employees to be governed by a merit system. 9
    Even if we were to somehow credit California’s
    amorphous claims about the protections offered to state
    employees, the State does not explain why these protections
    affect whether local governments can enforce a substantive
    rule permitting local employees to solicit their coworkers
    under certain restrictions. California currently requires local
    governments, apparently without incident, to supervise a
    regime in which solicitations among local government
    colleagues are completely banned. If there were a structural
    reason local governments were incapable of enforcing more
    discrete bans, one would think that reason would hamper
    enforcement under the current, more stringent regime as
    well. The State’s speculation about the capabilities of local
    government agencies combined with a record devoid of
    9
    California’s passing references to the protections offered by state
    unions are unpersuasive for similar reasons. Local as well as state
    governmental employees are entitled under California law to join unions
    and engage in collective bargaining. See, e.g., Meyers-Milias-Brown
    Act, Cal. Gov’t Code §§ 3500–3511; Educational Employment
    Relations Act, Cal. Gov’t Code §§ 3540–3549.3; Ralph C. Dills Act, Cal.
    Gov’t Code §§ 3512–3524; Higher Education Employer-Employee
    Relations Act, Cal. Gov’t Code §§ 3560–3599. No record information
    suggests that state employees are covered by collective bargaining
    agreements at significantly higher rates than local employees or have
    stronger workplace protections as compared to local employees because
    of their unions.
    24             PROGRESSIVE DEMOCRATS V. BONTA
    specific evidence about the benefits relevant to inter-
    employee campaigning offered by CalHR and the state civil
    service system cannot sustain a flat solicitation ban among
    all local government employees.
    B.
    None of the cases cited by the State justify the regulatory
    regime created by Section 3205.
    United Public Workers of America v. Mitchell, 
    330 U.S. 75
     (1947), addresses a different question from the one
    presented in this case. In Mitchell, the petitioners argued that
    the Hatch Act covered more employees than necessary to
    achieve the federal government’s anti-corruption goals. See
    
    id.
     at 100–02. Here, PDSJ contends that Section 3205
    arbitrarily singles out a specific group of public employees
    for regulation instead of covering all state and local
    employees. The Supreme Court’s rejection of the
    petitioners’ claim in Mitchell, which challenged the Hatch
    Act for being overly broad, does not inform our analysis of
    PDSJ’s claim in this dispute, which challenges California’s
    statute for being overly narrow. See Williams-Yulee, 575
    U.S. at 451.
    Nor does a footnote from Broadrick v. Oklahoma, 
    413 U.S. 601
     (1973), undermine PDSJ’s First Amendment
    challenge. In upholding Oklahoma’s decision to ban civil
    servants—but not other state employees—from engaging in
    a range of political activities, the Supreme Court in
    Broadrick explained that “the legislature must have some
    leeway in determining which of its employment positions
    require restrictions on partisan political activities and which
    may be left unregulated.” 
    Id.
     at 607 n.5. This statement was
    made in the context of Oklahoma’s scheme for designating
    some state employees but not others as covered by a merit-
    PROGRESSIVE DEMOCRATS V. BONTA               25
    based, nonpartisan civil service system. See 
    id.
     at 602–07 &
    n.5. Such systems are designed to combat the actuality and
    appearance of political patronage in the more ministerial
    governmental jobs, while permitting other governmental
    employees to be appointed by, and beholden to, elected
    officials, reflecting the need for political control at some
    levels of governmental decision-making. See 
    id. at 606
    ;
    Elrod v. Burns, 
    427 U.S. 347
    , 364–66 (1976) (plurality
    opinion). Prohibiting civil service employees in particular
    from engaging in political activity directly fosters those
    goals.
    Section 3205 operates in a decidedly different manner.
    Rather than banning all civil-service-covered employees
    from engaging in political activity, California’s law
    prohibits all local employees, but not any state employees,
    from individually soliciting political contributions from their
    coworkers. In other words, Section 3205 matches neither the
    means nor ends of Oklahoma’s statute: it does not track
    Broadrick’s distinction between civil-service-covered
    governmental employees and other governmental employees
    and does not use a comparably broad set of restrictions to
    achieve the State’s interests. Broadrick’s footnote cannot
    save Section 3205 from constitutional scrutiny.
    The remaining case cited by California, Ex parte Curtis,
    
    106 U.S. 371
     (1882), affirmed the government’s power to
    ban solicitations among federal employees. It did not
    consider, and petitioners did not challenge, the government’s
    decision to exempt presidential appointees from the ban.
    V.
    We do not doubt the State’s interests in combatting
    corruption and worker coercion. But we cannot, applying
    First Amendment precepts, countenance California’s
    26             PROGRESSIVE DEMOCRATS V. BONTA
    “second-class treatment” of local employees, absent any
    plausible reason for the distinction. See Lodge No. 5, 
    763 F.3d at 381
    . For the foregoing reasons, we reverse the district
    court’s grant of summary judgment to the State and remand
    for further proceedings consistent with this opinion. 10
    REVERSED and REMANDED.
    IKUTA, Circuit Judge, concurring in the result
    Section 3205 of the California Government Code
    violates the First Amendment as a restriction on political
    speech that is not justified by California’s asserted
    governmental interests. But because California did not enact
    the law in its capacity as an employer, but rather in its
    capacity as a sovereign, we should analyze the statute under
    ordinary First Amendment principles, not under a
    Pickering/NTEU balancing test. Maj. Op. at 11–12.
    Therefore, I concur only in the result.
    I
    Krista Henneman and Carlie Ware are deputy public
    defenders who work for Santa Clara County. Although they
    wanted to solicit donations from other County employees to
    support the candidacy of Sajid Khan to become district
    attorney, they did not do so because Section 3205 of the
    California Government Code forbids employees of a local
    agency from soliciting a political contribution from an
    10
    Because we conclude that Section 3205 does not survive First
    Amendment scrutiny, we do not reach PDSJ’s Equal Protection
    challenge.
    PROGRESSIVE DEMOCRATS V. BONTA                      27
    officer or employee of that agency. This suit challenging the
    constitutionality of Section 3205 followed.
    There is no doubt that a state statute forbidding
    individuals from soliciting donations, a form of protected
    speech, impinges on the First Amendment rights of those
    individuals. See Barr v. Am. Ass’n of Pol. Consultants, Inc.,
    
    140 S. Ct. 2335
    , 2346–47 (2020); Riley v. Nat’l Fed’n of the
    Blind of N.C., Inc., 
    487 U.S. 781
    , 789 (1988); Wolfson v.
    Concannon, 
    811 F.3d 1176
    , 1180–81 (9th Cir. 2016). The
    more difficult issue is to identify the framework mandated
    by the Supreme Court to determine whether the government
    speech restriction violates the First Amendment.
    Instead of determining the appropriate degree of
    constitutional scrutiny with which to review Section 3205,
    Maj. Op. 11, the majority analyzes the law under the test set
    forth in Pickering v. Board of Education, 
    391 U.S. 563
    (1968), and United States v. National Treasury Employees
    Union (NTEU), 
    513 U.S. 454
     (1995), explaining that
    “because the parties agree that Pickering/NTEU sets forth a
    more deferential standard,” “Section 3205 necessarily fails
    under” a higher level of scrutiny “if it fails under
    Pickering/NTEU.” 1 Maj. Op. 11.
    1
    Relying on McCutcheon (which declined to determine if the challenged
    restriction on political contributions was subject to strict scrutiny or
    closely drawn scrutiny review because the contribution limit at issue
    failed under the less rigorous closely drawn scrutiny standard, see
    McCutcheon v. FEC, 
    572 U.S. 185
    , 199 (2014)), the majority declines to
    “resolve the parties’ disagreement concerning the type of scrutiny
    applicable here” because Section 3205 fails under any level of scrutiny.
    Maj. Op. 11. The McCutcheon approach does not apply in this context,
    however, because while both strict scrutiny and closely drawn scrutiny
    28               PROGRESSIVE DEMOCRATS V. BONTA
    This is incorrect. Pickering and NTEU considered the
    balance between the government’s needs as an employer and
    its employees’ First Amendment rights. See Pickering, 
    391 U.S. at 568
    ; see also NTEU, 
    513 U.S. at 468
    . Pickering
    recognized that the government’s “interests as an employer
    in regulating the speech of its employees . . . differ
    significantly from those it possesses in connection with
    regulation of the speech of the citizenry in general.” 
    391 U.S. at 568
    . As an employer, the government is “charged by
    law with doing particular tasks” and “hire[s] employees to
    help do those tasks as effectively and efficiently as possible.”
    Engquist v. Or. Dep’t of Agr., 
    553 U.S. 591
    , 598 (2008)
    (citation omitted). “Government employers, like private
    employers, need a significant degree of control over their
    employees’ words and actions; without it, there would be
    little chance for the efficient provision of public services.”
    Garcetti v. Ceballos, 
    547 U.S. 410
    , 418–19 (2006); see also
    Rankin v. McPherson, 
    483 U.S. 378
    , 384 (1987) (“[P]ublic
    employers are employers, concerned with the efficient
    function of their operations.”).
    In light of the nature of the employer-employee
    relationship, the Supreme Court held that challenges to
    restrictions on public employees’ speech are evaluated by
    balancing their First Amendment rights “as a citizen, in
    commenting upon matters of public concern” against the
    government’s interest “as an employer, in promoting the
    efficiency of the public services it performs through its
    employees.” Pickering, 
    391 U.S. at 568
    ; see also NTEU,
    may apply to government restrictions on speech generally, see 
    572 U.S. at 199
    , the Pickering/NTEU test applies only to government restrictions
    on speech of its employees, and thus is not a relevant standard for
    determining if Section 3205 violates the First Amendment. See infra pp.
    28–30.
    PROGRESSIVE DEMOCRATS V. BONTA               29
    
    513 U.S. at 468
    . This balancing test reflects “the common-
    sense realization that government offices could not function
    if every employment decision became a constitutional
    matter.” Engquist, 
    553 U.S. at 599
     (cleaned up); see also
    Rankin, 
    483 U.S. at 384
     (“[R]eview of every personnel
    decision made by a public employer could, in the long run,
    hamper the performance of public functions.”). It also
    ensures that “constitutional review of government
    employment decisions” (where “the government act[s] ‘as
    proprietor to manage [its] internal operation’”) “rest[s] on
    different principles than review of restraints imposed by the
    government as sovereign” (where the government acts “as
    lawmaker” “to regulate or license”). Engquist, 
    553 U.S. at
    598–99 (cleaned up) (citation omitted).
    In light of that underlying rationale, it follows that the
    Pickering/NTEU balancing test is the appropriate analytic
    framework only where the government restricts speech in
    order to advance its interest “in promoting the efficiency of
    the public services it performs through” the employee
    subject to the restriction. Pickering, 
    391 U.S. at 568
    ; see
    also Connick v. Myers, 
    461 U.S. 138
    , 150–51 (1983)
    (recognizing that the Pickering balancing test applies where
    the government is “promot[ing] efficiency and integrity in
    the discharge of official duties” (citation omitted)). Because
    the government may have such an interest where the person
    is a contractor or vendor, the test applies to speech
    restrictions imposed on those individuals as well. See Bd. of
    Cnty. Comm’rs, Wabaunsee Cnty. v. Umbehr, 
    518 U.S. 668
    ,
    673 (1996) (government contractors); Alpha Energy Savers,
    Inc. v. Hansen, 
    381 F.3d 917
    , 923 (9th Cir. 2004)
    (government vendors).
    But we have never applied the test to a government’s
    imposition of speech restrictions on individuals who provide
    30                PROGRESSIVE DEMOCRATS V. BONTA
    no services and perform no duties for the government at
    issue. 2 That is the situation here. California concedes that
    the state government has no authority over local agency
    employees. Indeed, California’s theory of the case is that
    Section 3205 is justified because California has no power or
    jurisdiction to oversee local agency employees and their
    solicitation of political contributions from co-workers.
    California repeatedly states that “[t]here is no . . . oversight,
    absent Section 3205, for local agencies,” and that
    “California’s 3,500 local agencies are each responsible for
    managing their own personnel,” thus recognizing that the
    state government has no authority in this area. Put
    differently, California concedes that it did not enact and does
    not enforce Section 3205 in order to “promot[e] the
    efficiency of the public services it performs through” local
    agencies. Pickering, 
    391 U.S. at 568
    . Therefore, the
    Pickering/NTEU balancing test is simply inapplicable here.
    It should not be used to analyze the constitutionality of
    Section 3205. 3
    2
    A state government may have an employer-employee interest where a
    person officially employed by a local government functionally serves as
    an employee of the state government. See, e.g., Weiner v. San Diego
    County, 
    210 F.3d 1025
    , 1030 (9th Cir. 2000) (holding that, for purposes
    of a § 1983 action, “a county district attorney acts as a [California] state
    official when deciding whether to prosecute”). But Section 3205 is not
    limited to local agency employees who have that sort of relationship to
    the state.
    3
    The majority says it is “skeptical” that Section 3205 should be analyzed
    as a governmental regulation on citizens generally because the state has
    plenary authority to regulate local governments on matters of statewide
    concern. See Maj. Op. 12–13 n.6. But this observation sheds no light
    on the question before us: whether the state acts as an employer with
    respect to individuals who work for local governments. The state’s
    PROGRESSIVE DEMOCRATS V. BONTA                          31
    II
    Because California enacted and enforces Section 3205 in
    its capacity as sovereign, not employer, I would analyze the
    law as a restriction on protected political speech under
    ordinary First Amendment principles.
    A restriction on political solicitations is unconstitutional
    unless it “is narrowly tailored to serve a compelling
    [governmental] interest.” Wolfson v. Concannon, 
    811 F.3d 1176
    , 1180 (9th Cir. 2016) (en banc) (citation omitted). 4 A
    authority to enact legislation affecting local governments’ operations
    does not mean that the state has an employment relationship with the
    local governments’ employees. Moreover, state law limits the degree to
    which California can affect local governments’ employees. Under the
    California Constitution, the state lacks authority to regulate matters
    falling within “municipal affairs” of charter cities, Cal. Fed. Sav. & Loan
    Ass’n. v. City of Los Angeles, 
    54 Cal. 3d 1
    , 12–13, 24 (1991), which
    includes employment-related matters such as “the wage levels of
    contract workers constructing locally funded public works,” State Bldg.
    & Constr. Trades Council of Cal. v. City of Vista, 
    54 Cal. 4th 547
    , 556
    (2012). And the California Constitution also provides that each county
    has plenary authority over employment matters. See CAL. CONST. art.
    XI, § 1(b) (providing that each county “shall provide for the number,
    compensation, tenure, and appointment of [its] employees”).
    4
    The majority asserts that Wolfson’s standard of scrutiny applies only to
    restrictions on political solicitations by judicial candidates and does not
    extend to restrictions on solicitations by non-candidates or candidates for
    other offices. Maj. Op. 12 n.5. This argument is incorrect. Wolfson
    endorsed the plurality view in Williams-Yulee v. Florida Bar that
    “speech about public issues and the qualifications of candidates for
    elected office commands the highest level of First Amendment
    protection,” 
    811 F.3d at 1180
     (quoting Williams-Yulee v. Fla. Bar, 
    575 U.S. 433
    , 443 (2015)), and agreed “that strict scrutiny is appropriate
    here,” without limiting this principle to candidates for judicial office, 
    id.
    That the plaintiffs in Williams-Yulee and Wolfson were campaigning for
    32                PROGRESSIVE DEMOCRATS V. BONTA
    speech restriction “is narrowly tailored if it targets and
    eliminates no more than the exact source of the ‘evil’ it seeks
    to remedy.” Frisby v. Schultz, 
    487 U.S. 474
    , 485 (1988)
    (citation omitted). Thus, where a court “find[s] a substantial
    mismatch between the Government’s stated objective and
    the means selected to achieve it,” the challenged speech
    restriction fails strict scrutiny review. McCutcheon, 
    572 U.S. at 199
    .
    California has not demonstrated either a compelling
    interest or narrowly tailored means. First, the Supreme
    Court has repeatedly held that the “one permissible ground
    for restricting political speech” is the governmental interest
    in preventing quid pro quo corruption or its appearance. 5
    FEC v. Cruz, 
    142 S. Ct. 1638
    , 1652 (2022); see also
    McCutcheon, 
    572 U.S. at 192
     (“Any regulation [on political
    speech] must . . . target what we have called ‘quid pro quo’
    corruption or its appearance [to be constitutional].”). Here,
    California claims its interests in enacting Section 3205 are to
    prevent corruption, cronyism, and workplace coercion.
    Under Supreme Court precedent, the goals of preventing
    cronyism and workplace coercion cannot serve as a
    judicial office was relevant to determine whether the state had a
    compelling interest in prohibiting solicitation, not to determine the
    standard of review. See Williams-Yulee, 575 U.S. at 445–46; Wolfson,
    
    811 F.3d at 1182
    .
    5
    In Williams-Yulee, the Court recognized a compelling governmental
    interest in protecting the integrity of the judiciary and maintaining the
    public’s confidence in an impartial judiciary. 575 U.S. at 445. But
    Williams-Yulee was careful to clarify that “a State has compelling
    interests in regulating judicial elections that extend beyond its interests
    in regulating political elections, because judges are not politicians.” Id.
    at 455. Thus, Williams-Yulee does not apply to restrictions on political
    speech outside the context of judicial elections.
    PROGRESSIVE DEMOCRATS V. BONTA               33
    compelling government interest to restrict political speech.
    See Cruz, 142 S. Ct. at 1652. Even California’s interest in
    preventing corruption is not a compelling interest, because it
    is not aimed at preventing quid pro quo corruption or its
    appearance. See McCutcheon, 
    572 U.S. at 192
     (defining
    quid pro quo corruption); see also 
    id. at 209
     (“The line
    between quid pro quo corruption and general influence may
    seem vague at times, but the distinction must be respected in
    order to safeguard basic First Amendment rights.”).
    Second, Section 3205 is not narrowly tailored to these
    asserted interests, as the majority explains. Maj. Op. 14–20.
    For one, California presents no evidence that state
    employees’ solicitation of political donations from their co-
    workers has resulted in corruption, cronyism, or workplace
    coercion. Thus, California’s fear, absent any factual support,
    is the type of “mere conjecture” that the Supreme Court has
    held is not “adequate to carry a First Amendment burden.”
    
    Id. at 210
     (citation omitted).
    Section 3205 is also underinclusive. An underinclusive
    speech restriction, meaning one that “abridg[es] too little
    speech,” Williams-Yulee v. Fla. Bar., 
    575 U.S. 433
    , 448
    (2015) (emphasis omitted), “creates a First Amendment
    concern when the State regulates one aspect of a problem
    while declining to regulate a different aspect of the problem
    that affects its stated interest in a comparable way,” id. at
    451 (emphasis omitted). Section 3205 is underinclusive
    because it restricts the political speech of local agency
    employees by prohibiting them from soliciting political
    donations from their co-workers, but does not prohibit the
    same political speech of state employees. And that
    underinclusion raises a First Amendment concern because
    solicitations among state employees equally raise the risk of
    actual and apparent corruption, cronyism, and workplace
    34            PROGRESSIVE DEMOCRATS V. BONTA
    coercion. California’s assertion that state employees are
    situated differently than local employees because they are
    overseen by the California Department of Human Resources
    is unpersuasive, given that California presents no evidence
    that its human resources department has historically
    prevented corruption, cronyism, or workplace coercion due
    to employees’ political speech, or that local agencies have
    failed to prevent those harms. Again, this type of conjecture
    is insufficient to sustain a restriction on First Amendment
    protected speech. See McCutcheon, 
    572 U.S. at 210
    .
    Because I agree that Section 3205 fails under strict
    scrutiny, thereby constituting an unconstitutional restriction
    on speech, I concur in the result.
    

Document Info

Docket Number: 22-15323

Filed Date: 7/19/2023

Precedential Status: Precedential

Modified Date: 7/19/2023

Authorities (25)

Wendy Wagner v. Federal Election Commission , 793 F.3d 1 ( 2015 )

Board of Comm'rs, Wabaunsee Cty. v. Umbehr , 116 S. Ct. 2342 ( 1996 )

Ex Parte Curtis , 1 S. Ct. 381 ( 1882 )

Frisby v. Schultz , 108 S. Ct. 2495 ( 1988 )

United States v. National Treasury Employees Union , 115 S. Ct. 1003 ( 1995 )

Garcetti v. Ceballos , 126 S. Ct. 1951 ( 2006 )

Fort v. Civil Service Commission , 61 Cal. 2d 331 ( 1964 )

Murray Weiner,plaintiff-Appellant v. San Diego County , 210 F.3d 1025 ( 2000 )

Alpha Energy Savers, Inc., an Oregon Corporation Robert ... , 381 F.3d 917 ( 2004 )

Randolph Wolfson v. Colleen Concannon , 811 F.3d 1176 ( 2016 )

Riley v. National Federation of Blind of North Carolina, ... , 108 S. Ct. 2667 ( 1988 )

Village of Schaumburg v. Citizens for a Better Environment , 100 S. Ct. 826 ( 1980 )

McCutcheon v. Federal Election Comm'n , 134 S. Ct. 1434 ( 2014 )

Barr v. American Assn. of Political Consultants, Inc. , 207 L. Ed. 2d 784 ( 2020 )

Buckley v. Valeo , 96 S. Ct. 612 ( 1976 )

Lodge No. 5 of the Fraternal Order of Police v. City of ... , 763 F.3d 358 ( 2014 )

Bagley v. Washington Township Hospital District , 65 Cal. 2d 499 ( 1966 )

Elrod v. Burns , 96 S. Ct. 2673 ( 1976 )

Turner Broadcasting System, Inc. v. Federal Communications ... , 117 S. Ct. 1174 ( 1997 )

Federal Election Commission v. Wisconsin Right to Life, Inc. , 127 S. Ct. 2652 ( 2007 )

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