Zachary Pilz v. Jay Inslee ( 2023 )

NOT FOR PUBLICATION FILED
UNITED STATES COURT OF APPEALS DEC 22 2023
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
ZACHARY PILZ; BRENDA CONTINE; No. 22-35508
JUAN LOPEZ; AARON KELLER; ADAM
BOGLE; ALEX CARBAJAL; ALEX D.C. No. 3:21-cv-05735-BJR
MURILLO; AMBER ROSKAMP; ANNA
TRAWCZYNSKI; BENJAMIN SWENSON;
BLAINE SCHIESS; BRIAN PATERIK; MEMORANDUM*
CANDACE KENNEDY; CATHY
BECKNER; DANIEL LITTLE; DAVID
DAHLIN; DAVID A. LAWTON; DAVID
TAYLOR; DAVID WALTERS; DAWN
ANDERSEN; GARRETT RAULSTON;
GWENDOLYN AUMAN; HALEIGH SEE;
HEATHER SWENSEN; HERIBERTO
MENDOZA; HOLLY VERNER; JAIME
KELLOGG; JAMES PALMER; JEFFREY
COWGILL; JENI VENABLES; JENNIFER
BARNES; JENNIFER TEMPLETON;
JENNIFER ZEHRUNG; JESSE GORHAM;
JODIE DEWEY; JOE DEGROAT; JONAH
KUHN; JOSEPHINE SWENSON; JOSH
GIBBS; JUDY CARPENTER-ROSS;
KAMALDEEP BHACHU; KARA
COALMAN; KARI LYNN DOHRMAN;
KATHERINE GALANGA; KATHLEEN
POKORNY; KAYLA BERG; KIMBERLY
SCOTT; KRIS WAIDLEY; KYLEE
BALLENSKY; LADONNA HEBERT;
LAURA COLEMAN; LESIYA DROZDOV;
LORI AUCKLAND; LORI SMITH;
LYNNETTE MATHIAS; MARSHA
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
LASKY; MATTHEW REINKE; MELISSA
STEELE; MICHAEL FAULK; MICHAEL
HAMILTON; MICHAEL JOHNSON;
MICHAEL URIBE; MISTY COX; MONTY
LEE WHITEAKER; NICHOLAS
AUCKLAND; NICHOLAS BLACKBURN;
NICOLE KINREAD-SINCLAIR; NIZA
PUCKETT; PAMELA COFFELL;
RONALD KESSLER; ROSEMARIE
BECKER; RYAN HOGAN; SANDRA
DOLAN; SANDRA OLERICH; SCOTT
FLEMING; SCOTT MILLENBACH;
SHANNON AYERS; SHEILA
HOLLINGSWORTH; TAMMY
KENNEDY; TERA GREEN; TERESA
FOX; THOMAS CORRIN; THOMAS
DELONG; TIFFANY BROWN; TIMOTHY
HENNING; TODD HUMPHREYS;
TRAVIS EILERTSON; TYLER CORRIN;
TYLER RATKIE; TYLER
TUERSCHMANN; WADE FAIRCLOTH;
WARREN SCOTTER; WAYNE
JOHNSON; WILLIAM CLEARY; ZANA
CARVER; JAMAL GEORGE; BRAD
OTTO; VENUS BAILEY; STEPHANIE
ADAMS; BRANON SNYDER,
Plaintiffs-Appellants,
v.
JAY ROBERT INSLEE, Governor of the
State of Washington; JOHN BATISTE,
Chief of the Washington State Patrol;
CHERYL STRANGE, Secretary of the
Washington State Department of
Corrections; ROGER MILLAR, Secretary of
the Washington State Department of
Transportation; DEREK SANDISON,
Director of the Washington Department of
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Agriculture; ROSS HUNTER, Secretary the
Washington State Department of Children,
Youth and Families; UMAIR A. SHAH,
Secretary of the Washington State
Department of Health; JOEL SACKS,
Director of the Washington State Department
of Labor and Industries,
Defendants-Appellees.
Appeal from the United States District Court
for the Western District of Washington
Barbara Jacobs Rothstein, District Judge, Presiding
Argued and Submitted September 14, 2023
Seattle, Washington
Before: HAWKINS, R. NELSON, and COLLINS, Circuit Judges.
Partial Concurrence and Partial Dissent by Judge COLLINS.
Proclamation 21-14 and Proclamation 21-14.1 (together, “Proclamation”),
issued by Washington Governor Jay Inslee, required workers for state agencies,
healthcare providers, and educational settings to be fully vaccinated against COVID-
19 by October 18, 2021. Plaintiffs, former Washington State employees who sought
medical or religious exemptions from the vaccination requirement, sued the
Governor and other state officials for violating (1) their right to privacy under the
Fourth Amendment and Article I, Section 7 of the Washington Constitution; (2) the
Free Exercise Clause of the First Amendment; (3) separation of powers under
Washington law; and (4) the Contract Clause of the federal and Washington
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constitutions. The district court granted Defendants’ motion for judgment on the
pleadings. We have jurisdiction under 28 U.S.C. § 1291 and affirm.
1. This case is not moot because we may still grant effective relief. See
Brach v. Newsom, 38 F.4th 6, 11 (9th Cir. 2022) (en banc). The Governor’s
rescission of the Proclamation moots claims for declaratory or injunctive relief, but
Plaintiffs seek reinstatement and damages. An injunction requiring reinstatement
could provide the relief Plaintiffs seek, see Doe v. Lawrence Livermore Nat’l Lab.,
131 F.3d 836, 839–42 (9th Cir. 1997); see also Fellowship of Christian Athletes v.
San Jose Unified Sch. Dist. Bd. of Educ., 82 F.4th 664, 696 (9th Cir. 2023) (en banc),
as could an award of damages, Bernhardt v. Cnty. of Los Angeles, 279 F.3d 862, 872
(9th Cir. 2002). So those claims are not moot.
2. Sovereign immunity does not bar the damages claims because we
“presume[] that officials necessarily are sued in their personal capacities where those
officials are named in a complaint, even if the complaint does not explicitly mention
the capacity in which they are sued.” Romano v. Bible, 169 F.3d 1182, 1186 (9th
Cir. 1999). The Eleventh Amendment does not “bar claims for damages against
state officials in their personal capacities.” Mitchell v. Washington, 818 F.3d 436,
442 (9th Cir. 2016).
3. Plaintiffs forfeited their privacy claim under the federal constitution—
whether it is raised as a substantive due process right or as a Fourth Amendment
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right. Starting with the Fourth Amendment, Plaintiffs waived that right by failing to
“specifically and distinctly argue[]” the issue in their opening brief. Koerner v.
Grigas, 328 F.3d 1039, 1048 (9th Cir. 2003) (quoting United States v. Ullah, 976
F.2d 509, 514 (9th Cir. 1992)). We “have repeatedly admonished that we cannot
‘manufacture arguments for an appellant.’” Indep. Towers of Wash. v. Washington,
350 F.3d 925, 929 (9th Cir. 2003). “It is no accident that the Federal Rules of
Appellate Procedure require the opening brief to contain the ‘appellant’s contentions
and the reasons for them, with citations to the authorities and parts of the record on
which the appellant relies.’” Id. at 929–30 (quoting Fed. R. App. P. 28(a)(9)(A)).
We decline to do Plaintiffs’ work for them.
The result is the same if Plaintiffs raise their privacy claim as a Fourteenth
Amendment substantive due process right. Plaintiffs abandoned any such claim by
failing to address substantive due process in response to the motion for judgment on
the pleadings below. B&G Foods N. Am., Inc. v. Embry, 29 F.4th 527, 538 (9th Cir.
2022).
Our dissenting colleague challenges this conclusion, explaining the ways that
the opening brief discusses substantive due process. He thus concludes that
“Plaintiffs’ substantive due process claim must be remanded.” But—perhaps
recognizing that substantive due process was a dead letter after they abandoned it
below—Plaintiffs raised no such claim on appeal. Instead, they style their privacy
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claim as a Fourth Amendment claim. Despite framing the issue under the Fourth
Amendment, the brief only mentions the Fourth Amendment to distinguish the
Fourth Amendment’s privacy protections from the privacy right protected by the
Washington Constitution. Plaintiffs cannot sustain an issue by not talking about it
or by only mentioning it in fleeting references to other issues. Nor will we construct
an argument not succinctly presented by stringing together unrelated pages and
propositions that litter the lines of the brief.
Moreover, Plaintiffs quote Potter v. City of Lacey, 46 F.4th 787, 791 (9th Cir.
2022), to explain that we should not decide the federal constitutional issue because
“[i]t is well established that [this Court] should avoid adjudication of federal
constitutional claims when alternative state grounds are available . . .[] even when
the alternative ground is one of state constitutional law.” The opening brief then
details the privacy right under the Washington constitution. Thus, the federal
privacy claim has been waived. Further, as we explain below, we lack jurisdiction
to grant any relief on that state-law privacy claim.
4. The Proclamation does not facially violate the Free Exercise Clause.
“[A] law that is neutral and of general applicability need not be justified by a
compelling governmental interest even if the law has the incidental effect of
burdening a particular religious practice.” Church of the Lukumi Babalu Aye, Inc.
v. City of Hialeah, 508 U.S. 520, 531 (1993). “As this is a facial challenge, we
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consider only the text of the [Proclamation], not its application.” Calvary Chapel
Bible Fellowship v. Cnty. of Riverside, 948 F.3d 1172, 1176 (9th Cir. 2020).1 On its
face, the Proclamation is neutral because it neither “infringe[s] upon [n]or restrict[s]
practices because of their religious motivation.” Lukumi, 508 U.S. at 533. The
Proclamation is also generally applicable, as it applies to all relevant employees
unless they can show that they are legally entitled to an exemption. See Doe v. San
Diego Unified Sch. Dist., 19 F.4th 1173, 1177–78, 1180 (9th Cir. 2021). Unlike
cases in which “the State has in place a system of individual exemptions” and
“refuse[s] to extend that system to cases of ‘religious hardship,’” Fulton v. City of
Philadelphia, 141 S. Ct. 1868, 1877 (2021) (quoting Emp. Div., Dep’t of Hum. Res.
of Or. v. Smith, 494 U.S. 872, 884 (1990)), the Proclamation on its face exempts
those with a sincerely held religious belief and does not purport to grant discretion
to deny exemptions, see Proclamation 21-14 at 4; Proclamation 21-14.1 at 5–6.
Accordingly, Plaintiffs’ facial challenge to the Proclamation is evaluated under the
rational basis standard. See Stormans, Inc. v. Wiesman, 794 F.3d 1064, 1075–76
(9th Cir. 2015). During the relevant timeframe, the Supreme Court held that
“[s]temming the spread of COVID-19 is unquestionably a compelling interest.”
Roman Cath. Diocese of Brooklyn v. Cuomo, 141 S. Ct. 63, 67 (2020). Because
1
Although the complaint raised an as-applied Free Exercise challenge, Plaintiffs
abandoned that challenge on appeal.
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requiring vaccination of state agency and healthcare workers is rationally related to
that goal, the Proclamation survives Plaintiffs’ constitutional challenge.
5. To the extent Plaintiffs seek injunctive or declaratory relief based on
violations of state law, we lack jurisdiction to grant such relief. See Pennhurst State
Sch. & Hosp. v. Halderman, 465 U.S. 89, 117–23 (1984). The Governor did not
issue the challenged Proclamation, as Plaintiffs argue, “without any authority
whatever” under state law, thereby triggering Pennhurst’s narrow exception. See id.at 101 n.11 (citation omitted). To the extent other relief is sought for alleged
violations of their rights under the Washington Constitution, the “Washington courts
have consistently refused to recognize a cause of action in tort for violations of the
state constitution.” See Janaszak v. Washington, 297 P.3d 723, 723–24 & n.48
(Wash. Ct. App. 2013) (internal citation omitted).
6. Plaintiffs forfeited their Contract Clause argument by failing to make
the argument “specifically and distinctly in [their] opening brief.” Indep. Towers of
Wash., 350 F.3d at 929 (citation omitted).
AFFIRMED.
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FILED
DEC 22 2023
Zachary Pilz, et al. v. Jay Inslee, et al., No. 22-35508
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
COLLINS, Circuit Judge, concurring in part and dissenting in part:
I concur in the court’s memorandum disposition to the extent that it holds
that this case is not moot; that sovereign immunity does not bar Plaintiffs’ § 1983
claims for damages against Defendants in their personal capacities; that we lack
jurisdiction to grant available relief for violations of the Washington Constitution;
and that Plaintiffs forfeited their Contract Clause claims by failing to develop any
argument in support of those claims in their opening brief. I write separately to
address Plaintiffs’ substantive due process and Free Exercise Clause claims.
1. The majority wrongly holds that Plaintiffs “forfeited their privacy claim
under the federal constitution—whether it is raised as a substantive due process
right or as a Fourth Amendment right.” Memo. Dispo. at 4–5.
The majority contends that Plaintiffs forfeited any substantive due process
claim “by failing to address substantive due process in response to the motion for
judgment on the pleadings below.” See Memo. Dispo. at 5. That is incorrect. The
district court’s opinion discussed two distinct claims that might be characterized as
falling within the rubric of substantive due process. The first was a peculiar hybrid
claim that the State “violated [Plaintiffs’] substantive due process rights because
the Proclamation exceeded the Governor’s authority under state law,” and the
district court correctly held that that “substantive due process claim” was
“abandoned” because it had not been “raised in [Plaintiffs’] opposition to
Defendants’ motion for judgment on the pleadings.” But the district court then
proceeded to discuss, and to reject on the merits, a distinct “[r]ight to [p]rivacy”
claim based on, inter alia, “[c]onstitutional . . . rights to bodily integrity and
autonomy.”
The majority alternatively asserts that Plaintiffs’ opening brief in this court
“raised no such claim” either. See Memo. Dispo. at 5. That too is wrong.
Plaintiffs’ opening brief explicitly argues that there is a “fundamental right” to
refuse forced medical treatment, and on that score the brief cites the Supreme
Court’s statement that “[t]he forcible injection of medication into a nonconsenting
person’s body represents a substantial interference with that person’s liberty.”
Washington v. Harper, 494 U.S. 210, 229 (1990). The brief further asserts that this
right survives the Supreme Court’s recent decision in Dobbs v. Jackson Women’s
Health Org., 597 U.S. 215 (2022). The brief recognizes that, in contrast to
compelled medical treatment for the recipient of medication (as in Harper), the
State has appropriate power under Jacobson v. Massachusetts, 197 U.S. 11, 30
(1905), to require vaccination against a disease for the purpose of preventing the
transmission of serious illness to third parties. The brief argues that the Jacobson
power is inapplicable here, because it was assertedly known at the time that the
Proclamation was adopted that the Covid vaccines that were being mandated were
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not effective in preventing transmission in the way that Jacobson posits. As a
result, Plaintiffs contend, the Proclamation’s requirement was not a third-party-
protection public health measure, but a first-party requirement to take a particular
medical treatment for one’s own benefit. Plaintiffs’ brief recognizes that the State
vigorously disputes the proposition that the mandated vaccines do not protect
against transmission in the way that the smallpox vaccine in Jacobson did, but
Plaintiffs argue that this disputed issue could not properly be resolved on the
pleadings. Moreover, Plaintiffs’ brief also squarely addresses the sole ground
provided by the district court for rejecting this claim—namely, that (according to
the district court) threatening to fire employees who refuse state-mandated
injections “does not compel anyone to be vaccinated without their consent.”
The majority seizes on the fact that the opening brief at one point refers to
this asserted “right to refuse medical treatment” as being a right “protected by the
Fourth Amendment,” but that comment does not somehow justify our ignoring the
substance of the argument as set forth in the brief. Likewise, the opening brief’s
argument that the court should rely on “available” state law grounds to avoid
unnecessary federal decisions does not forfeit those federal arguments—and that is
particularly true where, as here, those state law grounds are not available in light of
Pennhurst State School & Hospital v. Halderman, 465 U.S. 89, 117–23 (1984).
For all of these reasons, the majority’s assertion that Plaintiffs forfeited their
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federal privacy/substantive-due-process claim is plainly incorrect. Accordingly, I
think that we need to address this issue on the merits.
2. Turning to the merits, I think that the district court’s limited analysis was
flawed. The district court seemed to think that, because vaccination here was a
condition of employment—rather than a direct mandate on the populace—the
resulting requirement was wholly insulated from any constitutional scrutiny. That
is wrong. See, e.g., Goe v. Zucker, 43 F.4th 19, 34 n.16 (2d Cir. 2022) (agreeing
that conditioning a benefit “on a basis that infringes [the plaintiff’s]
constitutionally protected interests” would violate the “unconstitutional conditions
doctrine,” but holding that, under Jacobson, the measles vaccination condition for
school attendance in that case “does not unconstitutionally infringe upon Plaintiffs’
substantive due process rights”); see also O’Hare Truck Serv., Inc. v. City of
Northlake, 518 U.S. 712, 720 (1996) (“[W]e considered it settled that to fire a
public employee as a penalty for refusing a request for political and financial
support would impose an unconstitutional condition on government
employment.”); cf. BST Holdings, LLC v. Occupational Safety & Health Admin.,
17 F.4th 604, 618 & n.21 (5th Cir. 2021) (holding that a federal Covid vaccine
mandate “threatens to substantially burden the liberty interests of reluctant
individual recipients put to a choice between their job(s) and their jab(s)” (footnote
omitted)). The State notes that two circuits have observed that Jacobson—which
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upheld a direct vaccination mandate—necessarily validates a less intrusive
conditional mandate, see We the Patriots USA, Inc. v. Hochul, 17 F.4th 266, 293–
94 (2d Cir. 2021), clarified on other grounds, 17 F.4th 368 (2d Cir. 2021);
Klaassen v. Trustees of Indiana Univ., 7 F.4th 592, 593 (7th Cir. 2021), but those
two decisions both rested on the premise that Jacobson did supply the correct
standard of review. As noted earlier, that point is disputed here, and the district
court did not address it. Accordingly, I would vacate the district court’s decision
on this claim and remand for further proceedings.
3. Because I think that Plaintiffs’ substantive due process claim must be
remanded, I would likewise vacate and remand, for further consideration, the
district court’s decision rejecting Plaintiffs’ Free Exercise Clause claim. In light of
my conclusion on the substantive due process claim, it would be premature, in my
view, to say how Employment Division v. Smith, 494 U.S. 872 (1990), applies to
the Proclamation. Under Smith, a “hybrid” claim that is based on “the Free
Exercise Clause in conjunction with other constitutional protections” is not subject
to Smith’s rational-basis standard. Id. at 881–82; see also Danville Christian
Acad., Inc. v. Beshear, 141 S. Ct. 527, 529 (2020) (Gorsuch, J., joined by Alito, J.,
dissenting) (“[U]nder this Court’s precedents, even neutral and generally
applicable laws are subject to strict scrutiny where (as here) a plaintiff presents a
‘hybrid’ claim—meaning a claim involving the violation of the right to free
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exercise and another right”). Although we have expressed uncertainty concerning
this “hybrid rights exception,” see Parents for Privacy v. Barr, 949 F.3d 1210,
1238 (9th Cir. 2020) (declining to decide “whether the hybrid rights exception
exists and requires at least a colorable companion claim, or whether it does not
really exist at all”), we have not definitively resolved the issue. Given that I think
that the substantive due process claim must be remanded, I would leave it for the
district court to consider this aspect of Smith in the first instance on remand.
For the foregoing reasons, I concur in sections 1, 2, 5, and 6 of the
memorandum disposition, but I respectfully dissent from sections 3 and 4.
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