Mansourian v. Regents of the University of California ( 2010 )


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  •                     FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    AREZOU MANSOURIAN; LAUREN                 
    MANCUSO; CHRISTINE WING-SI NG,
    Plaintiffs-Appellants,
    v.                               No. 08-16330
    D.C. No.
    REGENTS OF THE UNIVERSITY OF
    CALIFORNIA, UNIVERSITY OF                    2:03-cv-02591-FCD-
    CALIFORNIA AT DAVIS; LAWRENCE                         EFB
    VANDERHOEF; GREG WARZECKA;                         OPINION
    PAM GILL-FISHER; LAWRENCE
    SWANSON,
    Defendants-Appellees.
    
    Appeal from the United States District Court
    for the Eastern District of California
    Frank C. Damrell, District Judge, Presiding
    Argued and Submitted
    October 8, 2009—San Francisco, California
    Filed February 8, 2010
    Before: Mary M. Schroeder and Marsha S. Berzon,
    Circuit Judges, and Milton I. Shadur,* District Judge.
    Opinion by Judge Berzon
    *The Honorable Milton I. Shadur, Senior United States District Judge
    for the Northern District of Illinois, sitting by designation.
    2209
    MANSOURIAN v. REGENTS OF UNIVERSITY   OF   CALIFORNIA 2213
    COUNSEL
    Noreen Farrell (argued), Debra Smith, James C. Sturdevant,
    Monique Olivier, San Francisco, California; Kristen Galles,
    Alexandria, Virginia, for plaintiffs-appellants Arezou Man-
    sourian, Lauren Mancuso, and Christine Wing-Si Ng.
    Nancy J. Sheehan, Sacramento, California, for defendants-
    appellees Regents of the University of California et al.
    OPINION
    BERZON, Circuit Judge:
    The statute known as Title IX, 20 U.S.C. § 1681, is widely
    recognized as the source of a vast expansion of athletic oppor-
    2214 MANSOURIAN v. REGENTS OF UNIVERSITY           OF   CALIFORNIA
    tunities for women in the nation’s schools and universities, so
    much so that a company that sells women’s athletic apparel
    now mimics its name. See www.titlenine.com. Despite that
    renown, the district court in this case held that a university
    that receives federal funds cannot be held liable in damages
    for failing effectively to accommodate the athletic interests of
    both men and women unless the aggrieved women first pro-
    vide the appropriate university officials with notice of their
    disadvantageous treatment and an opportunity to cure it.
    We disagree and so, with respect to the central issue in this
    case, reverse the district court’s grant of summary judgment
    on that ground. We hold as well that the defendant university
    is not entitled to summary judgment on the alternative ground
    that it has complied with Title IX. We also reverse the order
    dismissing the plaintiffs’ equal protection claim and remand
    for further proceedings consistent with this opinion.
    FACTUAL AND PROCEDURAL BACKGROUND
    Arezou Mansourian, Lauren Mancuso, and Christine Wing-
    Si Ng (hereafter plaintiffs or students) are women who wres-
    tled in high school and chose to attend the University of Cali-
    fornia, Davis (UCD) so they could participate in the
    university’s acclaimed wrestling program, which had long
    provided opportunities for women.1 The plaintiffs participated
    in varsity wrestling and enjoyed the benefits associated with
    varsity status: training, coaching, and laundry services; aca-
    demic tutoring; insurance; and access to varsity facilities and
    equipment.2 UCD did not operate separate wrestling teams for
    1
    Nancy Chiang, an additional plaintiff named in the complaint, was on
    a leave of absence from UCD when the complaint was filed. She dis-
    missed her claims in June 2007. Mansourian, Ng, and Mancuso graduated
    from UCD during the course of the litigation.
    2
    UCD disputes the very existence of a women’s varsity wrestling pro-
    gram, insisting that the plaintiffs were merely “permitted to practice with
    the wrestling team.” UCD acknowledges, however, that the plaintiffs “par-
    MANSOURIAN v. REGENTS OF UNIVERSITY           OF   CALIFORNIA 2215
    men and women; a handful of women wrestlers participated
    in what was largely a men’s team, practicing with the men
    and receiving coaching from Coach Mike Burch.
    During the 2000-2001 academic year, UCD eliminated all
    women from the wrestling team. After the students protested
    to UCD administrators and filed a complaint with the Office
    for Civil Rights (OCR),3 UCD agreed to permit women again
    to participate in varsity wrestling. Their participation, how-
    ever, was conditioned on their ability to beat male wrestlers
    in their weight class, using men’s collegiate wrestling rules.
    (Prior to their elimination from the team, women wrestlers at
    UCD had competed only against other women and used inter-
    national freestyle rules.) As a result of the new requirement
    that they compete against men under men’s rules, the female
    students were unable to participate on the wrestling team and
    lost the benefits associated with varsity status, including
    scholarships and academic credit.
    The students then filed a class action against UCD and sev-
    eral UCD officials in their individual and official capacities,
    on behalf of all current and future female UCD students
    denied equal athletic participation opportunities. The plain-
    tiffs sought damages and injunctive relief under Title IX and
    also asserted equal protection claims under 42 U.S.C. § 1983.4
    ticipated in wrestling” and that Mansourian, at least, was “on the wrestling
    team roster” and received varsity-associated benefits. Moreover, UCD
    listed four female varsity wrestlers in its 1999-2000 athletics report pursu-
    ant to the Equity in Athletics Disclosure Act, 20 U.S.C. § 1092(g). View-
    ing the facts in favor of the plaintiffs on UCD’s motion for summary
    judgment, we conclude that the plaintiffs were varsity wrestlers for pur-
    poses of Title IX.
    3
    OCR is the division of the United States Department of Education
    charged with enforcing Title IX.
    4
    The Title IX claims are asserted only against the university. The indi-
    vidual defendants are Larry Vanderhoef, University Chancellor; Greg
    Warzecka, Athletic Director; Pam Gill-Fisher and Lawrence Swanson,
    Associate Athletic Directors; and Robert Franks, Associate Vice Chancel-
    lor for Student Affairs. We refer to the individual defendants and the Uni-
    versity collectively as “UCD.”
    2216 MANSOURIAN v. REGENTS OF UNIVERSITY    OF   CALIFORNIA
    Just before the scheduled hearing on class certification, the
    plaintiffs requested a stay due to their attorney’s serious ill-
    ness. During the ten-month stay, Mancuso, the only named
    plaintiff still attending UCD at that point, graduated. As soon
    as the stay ended, the plaintiffs moved to add as plaintiffs
    three students, Kelsey Brust, Laura Ludwig, and Jessica
    Bulala, all still enrolled at UCD. The district court refused to
    allow the amendment, holding that the plaintiffs failed to meet
    the good cause required under Federal Rule of Civil Proce-
    dure 16 when such a motion is filed after the issuance of a
    scheduling order. See Johnson v. Mammoth Recreations, Inc.,
    
    975 F.2d 604
    , 607-08 (9th Cir. 1992). Without any named
    plaintiffs currently attending UCD, the plaintiffs stipulated to
    dismissal of the class claims for injunctive relief.
    The district court subsequently dismissed the § 1983 claim
    as “subsumed” by the Title IX claim, citing Middlesex County
    Sewer Authority v. National Sea Clammers Ass’n., 
    453 U.S. 1
    (1981). The district court then granted UCD’s motion for
    summary judgment, holding that the students were required,
    to perfect their claim, to give UCD notice in advance of filing
    suit of the alleged Title IX violation and an opportunity to
    cure it, and had failed to do so. The students timely appealed.
    ANALYSIS
    We review de novo the district court’s dismissal on the
    pleadings pursuant to Rule 12(c), Dunlap v. Credit Protection
    Ass’n, L.P., 
    419 F.3d 1011
    , 1012 n.1 (9th Cir. 2005), as well
    as the grant of summary judgment. Avista Corp. Inc. v. Wolfe,
    
    549 F.3d 1239
    , 1246 (9th Cir. 2008). We review the denial of
    a motion to amend under Rule 16(b) for abuse of discretion.
    Noyes v. Kelly Servs., 
    488 F.3d 1163
    , 1174 n.6 (9th Cir.
    2006).
    Before proceeding to discuss the merits of this case, we
    consider whether we have jurisdiction to decide the plaintiffs’
    challenge to the district court’s denial of their motion to add
    MANSOURIAN v. REGENTS OF UNIVERSITY   OF   CALIFORNIA 2217
    Brust, Bulala, and Ludwig as plaintiffs. We hold that this
    issue is moot and so beyond our jurisdiction, for the reasons
    we now explain.
    [1] After the district court denied the motion, Brust,
    Bulala, and Ludwig initiated a separate lawsuit against UCD.
    The district court certified a class of “[a]ll present, prospec-
    tive, and future women students at [UCD] who seek to partici-
    pate in and/or who are deterred from participating in
    intercollegiate athletics at [UCD].” Stipulated Judgment and
    Order at 1, Brust v. Regents of the Univ. of Cal., No. 07-1488
    (E.D. Cal. Oct. 19, 2009). The parties to the Brust action
    reached a settlement, approved by the district court, which
    “resolves all class member claims for injunctive relief.” 
    Id. at 10.
    Moreover, Brust, Ludwig, and Bulala have now graduated
    from UCD. It is therefore apparent that, even if the district
    court had erred in denying the motion to add Brust, Ludwig,
    and Bulala initially, which we do not decide, they would no
    longer be appropriate plaintiffs in this litigation for the pur-
    poses of injunctive relief, as the current plaintiffs recognize.
    See Flint v. Dennison, 
    488 F.3d 816
    , 824 (9th Cir. 2007)
    (“Generally, once a student graduates, he no longer has a live
    case or controversy justifying declaratory and injunctive relief
    against a school’s action or policy, and his case is therefore
    moot.”); Cole v. Oroville Union High Sch., 
    228 F.3d 1092
    ,
    1099 (9th Cir. 2000) (holding, where the two original plain-
    tiffs had graduated and a third, later-joined plaintiff subse-
    quently graduated before the appeal, that all three lacked
    standing to seek injunctive relief).
    The plaintiffs contend, however, that the Brust settlement
    does not preclude current female students from seeking the
    specific injunctive relief — not awarded as part of the Brust
    settlement — of restoring the women’s wrestling program.
    That may be so; we need not decide whether it is or not. There
    are no current students in this case seeking that relief; no
    identified, current students looking to intervene in this case to
    seek that relief; and no identified, current students whom the
    2218 MANSOURIAN v. REGENTS OF UNIVERSITY             OF   CALIFORNIA
    plaintiffs seek to add to the case for purposes of obtaining that
    relief.
    [2] We therefore may not reach the merits of the claim that
    the district court improperly denied the motion to add new
    plaintiffs, as there is presently no cognizable dispute that
    would be affected by such a determination.5 See, e.g., McQuil-
    lion v. Schwarzenegger, 
    369 F.3d 1091
    , 1095 (9th Cir. 2004)
    (holding that a prisoner’s successful habeas petition and sub-
    sequent relief rendered moot his claim for injunctive and
    declaratory relief under § 1983); Porter v. Jones, 
    319 F.3d 483
    , 489 (9th Cir. 2003) (noting that a case or issue becomes
    moot when “the parties lack a legally cognizable interest in
    the outcome” (quotation omitted)); Di Giorgio v. Lee (In re
    Di Giorgio), 
    134 F.3d 971
    , 974 (9th Cir. 1998) (holding that
    tenants’ challenge to a state statute permitting their eviction
    was moot after they voluntarily vacated the property).
    [3] Turning to the merits of the students’ damages claims,
    we begin by setting out the statutory and regulatory frame-
    work governing Title IX athletics cases. Title IX provides that
    [n]o person in the United States shall, on the basis of
    sex, be excluded from participation in, be denied the
    5
    The parties did not inform this court before oral argument that (1) the
    putative additional plaintiffs had also all graduated and (2) those plaintiffs
    had settled their separate lawsuit for class injunctive relief and were await-
    ing approval of that settlement by the district court. We as judges take our
    responsibilities seriously, preparing carefully before argument on all
    issues presented in the briefs. Where, as here, the complexion of the case
    has entirely changed while the appeal is pending, counsel for both parties
    have an obligation to so inform the court. That is so even if a party
    believes it has a basis for arguing that the issue should still be decided.
    No such notice of changed circumstances was given here. Instead, the
    panel learned only at argument that Brust, Ludwig, and Bulala had gradu-
    ated, and learned only after independent post-argument research that there
    was a motion pending, to be heard in a matter of days, for approval of a
    settlement for broad-ranging injunctive relief in the Brust litigation.
    MANSOURIAN v. REGENTS OF UNIVERSITY           OF   CALIFORNIA 2219
    benefits of, or be subjected to discrimination under
    any education program or activity receiving Federal
    financial assistance.
    20 U.S.C. § 1681(a). As applied to intercollegiate athletics,
    the Department of Education’s Title IX regulations interpret
    the statute as requiring funding recipients to “provide equal
    athletic opportunity for members of both sexes.” 34 C.F.R.
    § 106.41(c).6
    [4] The regulations establish two components of Title IX’s
    equal athletic opportunity requirement: “effective accommo-
    dation” and “equal treatment.” “Effective accommodation”
    Title IX requirements derive from the Title IX regulation at
    34 C.F.R. § 106.41(c)(1), which bases Title IX compliance in
    part on whether “the selection of sports and levels of competi-
    tion effectively accommodate the interests and abilities of
    members of both sexes.”7 The “equal treatment” Title IX stan-
    dard, in contrast, derives from 34 C.F.R. § 106.41(c)(2)-(10),
    which has been interpreted by OCR to require “equivalence
    in the availability, quality and kinds of other athletic benefits
    and opportunities provided male and female athletes.”8
    6
    The existence of a private right of action to enforce Title IX is well-
    established and not at issue in this case. See Cannon v. Univ. of Chicago,
    
    441 U.S. 677
    (1979).
    7
    “Effective accommodation” as a doctrine within Title IX jurisprudence
    is analytically distinct from similarly titled doctrines under other statutes
    — for example, the obligation to “mak[e] reasonable accommodations to
    the known physical or mental limitations of an otherwise qualified individ-
    ual with a disability” under the Americans with Disabilities Act, 42 U.S.C.
    § 12112(b)(5).
    8
    The regulation requires OCR to consider, in assessing whether equal
    opportunities are available to students of both sexes:
    The provision of equipment and supplies; [s]cheduling of games
    and practice time; [t]ravel and per diem allowance; [o]pportunity
    to receive coaching and academic tutoring; [a]ssignment and
    compensation of coaches and tutors; [p]rovision of locker rooms,
    practice and competitive facilities; [p]rovision of medical and
    training facilities and services; [p]rovision of housing and dining
    facilities and services; [p]ublicity.
    34 C.F.R. § 106.41(c).
    2220 MANSOURIAN v. REGENTS OF UNIVERSITY             OF   CALIFORNIA
    Department of Education Office for Civil Rights, Clarification
    of Intercollegiate Athletics Policy Guidance: The Three-Part
    Test (Clarification) (1996), available at http://www.ed.gov/
    about/offices/list/ocr/docs/clarific.html. Effective accommo-
    dation claims thus concern the opportunity to participate in
    athletics, while equal treatment claims allege sex-based differ-
    ences in the schedules, equipment, coaching, and other factors
    affecting participants in athletics. See McCormick v. Sch. Dist.
    of Mamaroneck, 
    370 F.3d 275
    , 299 (2d Cir. 2004) (holding
    that a competition schedule permitting male but not female
    high school soccer players to participate in state and regional
    championships deprived female players of equal treatment
    under Title IX); see also Pederson v. La. State Univ., 
    213 F.3d 858
    , 865 n.4 (5th Cir. 2000) (explaining the relationship
    between effective accommodation and equal treatment
    claims); Boucher v. Syracuse Univ., 
    164 F.3d 113
    , 115 n.1 (2d
    Cir. 1999) (same). So “an institution may violate Title IX
    solely by failing to accommodate effectively the interests and
    abilities of student athletes of both sexes,” even if the benefits
    provided athletes of both sexes are equivalent. Kelley v. Bd.
    of Trs., 
    35 F.3d 265
    , 268 (7th Cir. 1994); see also Roberts v.
    Colo. State Bd. of Agric., 
    998 F.2d 824
    , 828 (10th Cir. 1993);
    Cohen v. Brown Univ., 
    991 F.2d 888
    , 897 (1st Cir. 1993).
    Whether a funding recipient has met its “effective accom-
    modation” obligation is determined using a “three-part test”
    drawn from OCR’s 1979 Policy Interpretation, 44 Fed. Reg.
    71,413 (Dec. 11, 1979), and further elaborated in OCR’s 1996
    Clarification.9 Congress has specifically authorized OCR to
    promulgate regulations governing intercollegiate athletics,10
    9
    We and other circuits have held that both the Policy Interpretation and
    the Clarification are entitled to deference under Chevron U.S.A. v. Natural
    Res. Def. Council, 
    467 U.S. 837
    , 843-44 (1984), and Martin v. Occupa-
    tional Safety & Health Review Comm’n, 
    499 U.S. 144
    , 150 (1991). See
    Neal v. Bd. of Trs., 
    198 F.3d 763
    , 770, 771 (9th Cir. 1999); accord
    Chalenor v. Univ. of N.D., 
    291 F.3d 1042
    , 1047 (8th Cir. 2002); 
    Kelley, 35 F.3d at 270-71
    ; 
    Cohen, 991 F.2d at 896-97
    .
    10
    “Intercollegiate” refers to varsity and junior varsity teams, as opposed
    to club or intramural teams, which do not receive coaching or athletic
    scholarships and other benefits listed in the regulations. See supra note 8.
    MANSOURIAN v. REGENTS OF UNIVERSITY     OF   CALIFORNIA 2221
    see Pub. L. No. 93-380, § 844, 88 Stat. 612 (1974), and the
    resulting three-part test gives universities three options for
    demonstrating compliance with Title IX: (1) showing substan-
    tial proportionality (the number of women in intercollegiate
    athletics is proportionate to their enrollment); (2) proving that
    the institution has a “history and continuing practice of pro-
    gram expansion” for the underrepresented sex (in this case,
    women); or (3) where the university cannot satisfy either of
    the first two options, establishing that it nonetheless “fully
    and effectively accommodate[s]” the interests of women. 44
    Fed. Reg. 71,418.
    [5] Funding recipients can satisfy any of the three options
    to comply with Title IX. UCD claims to have satisfied the
    second option by showing a history and continuing practice of
    program expansion.11 Compliance with this option “focuses
    on whether an institution has expanded the number of inter-
    collegiate participation opportunities” for women, but pro-
    vides institutions “flexibility in choosing which teams [they]
    add[ ].” Clarification nn. 2-3. The number of “participation
    opportunities” for women is defined by the number of female
    athletes actually playing intercollegiate sports.
    The district court determined that the plaintiffs had ade-
    quately pleaded a claim for effective accommodation under
    Title IX by alleging that UCD “chooses to make fewer ath-
    letic participation opportunities [available] to female students
    than to male students.” The district court did not, however,
    reach the merits of whether UCD complied with Option Two,
    instead concluding that “money damages cannot be awarded
    unless a plaintiff has given notice of and an opportunity to
    rectify the specific violation alleged by a Title IX plaintiff.”
    Finding that the plaintiffs had failed to provide such notice,
    the district court granted summary judgment to UCD.
    11
    The record does not demonstrate that UCD has complied with either
    Option One or Option Three, and UCD does not contend that it has.
    2222 MANSOURIAN v. REGENTS OF UNIVERSITY    OF   CALIFORNIA
    This circuit has yet to address whether any such require-
    ment applies in the athletics context. We conclude that it does
    not.
    [6] UCD’s notice argument, adopted by the district court,
    proceeds by analogy to the Supreme Court’s holding that
    notice and an opportunity to cure a violation is an essential
    precursor to a sexual harassment suit for damages under Title
    IX. We therefore begin by discussing the pertinent Title IX
    sexual harassment cases. As will appear, the analogy between
    this case and those is not apt.
    The starting point for this inquiry is Franklin v. Gwinnett
    County Public Schools, 
    503 U.S. 60
    (1992), in which the
    defendant school district was aware of a teacher’s sexual
    harassment of a student but took no action to stop it. The
    Court recognized that Pennhurst State School and Hospital v.
    Halderman, 
    451 U.S. 1
    , 28-29 (1981), precludes the award of
    damages for unintentional violations of statutes, like Title IX,
    enacted pursuant to Congress’s spending authority. See
    
    Franklin, 503 U.S. at 74
    . Franklin held, however, that the
    failure to halt harassment of which a school district is aware
    constitutes intentional discrimination for which monetary
    damages are an appropriate remedy. 
    Id. at 75-76.
    Gebser v. Lago Vista Independent School District, 
    524 U.S. 274
    (1998), further defined the scope of a school’s monetary
    liability under Title IX for inaction in the face of serious sex-
    ual harassment. In Gebser, the Court held that principles of
    respondeat superior and constructive notice are inadequate to
    impose Title IX liability on a school district for a teacher’s
    sexual abuse of a high school student. 
    Id. at 285.
    Noting that
    Title IX’s express enforcement scheme, termination of federal
    funding, requires “an opportunity for voluntary compliance”
    before suspending or terminating funding, see 20 U.S.C.
    § 1682, Gebser held that the judicially implied private right of
    action similarly should not impose liability “without regard to
    the recipient’s knowledge or its corrective actions upon
    MANSOURIAN v. REGENTS OF UNIVERSITY      OF   CALIFORNIA 2223
    receiving notice.” 
    Id. at 289.
    Monetary damages premised on
    constructive notice or respondeat superior for sexual harass-
    ment, the Court held in Gebser, would entail a risk that “the
    recipient of funds was unaware of the discrimination.” 
    Id. at 287.
    Rather,
    in cases like this one that do not involve official pol-
    icy of the recipient entity, . . . a damages remedy will
    not lie under Title IX unless an official who . . . has
    authority to address the alleged discrimination and to
    institute corrective measures . . . has actual knowl-
    edge of discrimination . . . and fails adequately to
    respond.
    
    Id. at 290
    (emphasis added).
    [7] Critically for present purposes, Gebser does not make
    pre-litigation notice of an alleged violation a prerequisite to
    recovery in every Title IX case, or even in every sexual
    harassment case. Proof of actual notice is required only when
    the alleged Title IX violation consists of an institution’s delib-
    erate indifference to acts that “do not involve official policy
    of the recipient entity.” 
    Id. In sexual
    harassment cases, it is
    the deliberate failure to curtail known harassment, rather than
    the harassment itself, that constitutes the intentional Title IX
    violation.12 See Davis v. Monroe County Bd. of Educ., 
    526 U.S. 629
    , 641 (1999) (holding that Gebser permits the plain-
    tiff “to hold the Board liable for its own decision to remain
    idle in the face of known student-on-student harassment in its
    schools.”). The Tenth Circuit has held that a corollary of this
    principle is that where the official policy is one of deliberate
    indifference to a known overall risk of sexual harassment,
    notice of a particular harassment situation and an opportunity
    12
    The harassment itself may be actionable under state law or 42 U.S.C.
    § 1983. 
    Gebser, 524 U.S. at 292
    .
    2224 MANSOURIAN v. REGENTS OF UNIVERSITY            OF   CALIFORNIA
    to cure it are not predicates for liability. See Simpson v. Univ.
    of Colo. Boulder, 
    500 F.3d 1170
    (10th Cir. 2007).13
    [8] Consistent with the reasoning underlying Gebser, the
    Supreme Court has made clear that no notice requirement is
    applicable to Title IX claims that rest on an affirmative insti-
    tutional decision. Jackson v. Birmingham Board of Education,
    
    544 U.S. 167
    (2005), held that a high school athletics coach
    fired in retaliation for complaining about discrimination in
    athletics funding had a private right of action under Title IX.
    The Court held that no pre-litigation notice is required in the
    retaliation context. In Gebser and Davis, the Court stated, “we
    emphasized that [the notice] limitation on private damages
    actions is not a bar to liability where a funding recipient inten-
    tionally violates the statute.” 
    Id. at 182
    (quotation omitted).
    As retaliation is “easily attributable to the funding recipient
    and it is always — by definition — intentional,” 
    id., the Court
    allowed Jackson’s retaliation claim to proceed without regard
    to whether adequate pre-litigation notice and opportunity to
    cure the violation had been provided.
    [9] Universities’ decisions with respect to athletics are
    even more “easily attributable to the funding recipient and . . .
    always — by definition — intentional,” 
    id. at 183,
    than the
    retaliation in Jackson. Institutions, not individual actors,
    13
    Simpson concerned two female University of Colorado (CU) students
    sexually assaulted by football players and high school football recruits.
    The Tenth Circuit held that Gebser’s notice standard did not apply. The
    record supported the finding that the head football coach was aware of
    “the serious risk of sexual . . . assault during college-football recruiting
    efforts [and] that such assaults had indeed occurred during CU recruiting
    visits,” 
    Simpson, 500 F.3d at 1184
    , and that, although the Boulder District
    Attorney’s office had recommended a policy to curb such assaults after a
    previous incident involving recruits, the policy was not followed and CU
    continued to sponsor an “unsupervised player-host program to show high-
    school recruits ‘a good time.’ ” 
    Id. The court
    held this sequence of events
    satisfied the “official policy” element of Gebser and that a woman
    assaulted thereafter need provide no separate notice and opportunity to
    cure before filing suit.
    MANSOURIAN v. REGENTS OF UNIVERSITY    OF   CALIFORNIA 2225
    decide how to allocate resources between male and female
    athletic teams. Decisions to create or eliminate teams or to
    add or decrease roster slots for male or female athletes are
    official decisions, not practices by individual students or staff.
    Athletic programs that fail effectively to accommodate stu-
    dents of both sexes thus represent “official policy of the recip-
    ient entity” and so are not covered by Gebser’s notice
    requirement. 
    Gebser, 524 U.S. at 290
    .
    Moreover, a judicially imposed notice requirement would
    be superfluous in light of universities’ ongoing obligations to
    certify compliance with Title IX’s athletics requirements and
    to track athletics gender equity data. OCR regulations require
    funding recipients to evaluate their policies and certify, as a
    condition for receiving funds, that they are “tak[ing] whatever
    remedial action is necessary . . to eliminate . . . discrimina-
    tion.” 34 C.F.R. § 106.4; see also 
    id. § 106.3.
    UCD and other
    funding recipients therefore have an affirmative obligation to
    ensure compliance with at least one prong of the three-part
    effective accommodation test.
    The Equity in Athletics Disclosure Act (EADA) further
    requires federally funded universities to report to the Depart-
    ment of Education and make available to students the number
    of undergraduates and athletes, broken down by sex, as well
    as sex-segregated data on operating expenses, coach salaries,
    athletic scholarships, recruiting expenditures, and revenues.
    20 U.S.C. § 1092(g). UCD’s EADA reports contain ample
    data demonstrating that it could not satisfy the substantial pro-
    portionality option and that the trend of increasing female ath-
    letic participation reversed after 2001, indicating that UCD
    may not have had a continuing practice of program expansion.
    Thus, where the alleged harm is unequal provision of athletic
    opportunity, the notice requirement would not supply univer-
    sities with information of which they are legitimately
    unaware. See 
    Gebser, 524 U.S. at 289
    .
    [10] We conclude for these reasons that pre-litigation
    notice and opportunity to cure is not necessary in cases alleg-
    2226 MANSOURIAN v. REGENTS OF UNIVERSITY      OF   CALIFORNIA
    ing unequal provision of athletic opportunities in violation of
    Title IX. Applying the notice requirement to institutional
    decisions would contravene the clear language of Gebser and
    its progeny. It would also be inconsistent with funding recipi-
    ents’ affirmative obligations to provide nondiscriminatory
    athletic participation opportunities and continually to assess
    and certify compliance with Title IX.
    The Fifth Circuit has reached the same conclusion we do,
    holding that
    the requirement in the sexual harassment cases —
    that the academic institution have actual knowledge
    of the sexual harassment — is not applicable for pur-
    poses of determining whether an academic institu-
    tion intentionally discriminated on the basis of sex
    by denying females equal athletic opportunity. . . . In
    the instant case, it is the institution itself that is dis-
    criminating.
    
    Pederson, 213 F.3d at 882
    . The Eighth Circuit, the only other
    circuit to address the issue, has assumed, without any analy-
    sis, that Gebser’s notice requirement applies equally to Title
    IX cases where plaintiffs allege discrimination in the adminis-
    tration of an athletic program. Grandson v. Univ. of Minn,,
    
    272 F.3d 568
    , 575 (8th Cir. 2001). But the plaintiffs in
    Grandson did not argue otherwise, 
    id., and the
    Eighth Circuit
    reached the merits of a later Title IX athletics case without
    mentioning Grandson, Gebser, or the notice requirement. See
    Chalenor, 
    291 F.3d 1042
    . It is therefore far from clear that
    Grandson is controlling even in the Eighth Circuit. If it is,
    then the circuits are already split on the issue, and we find the
    Fifth Circuit’s holding (and that of the Tenth Circuit in Simp-
    son, on a different but related issue) the more persuasive, for
    reasons already surveyed.
    [11] We therefore join the Fifth Circuit in holding that
    Gebser’s notice requirement is inapplicable to cases alleging
    MANSOURIAN v. REGENTS OF UNIVERSITY   OF   CALIFORNIA 2227
    that a funding recipient has failed effectively to accommodate
    women’s interest in athletics. The district court’s decision
    granting summary judgment on that basis is reversed.
    UCD also moved for summary judgment on the grounds
    that the record demonstrated “a history and continuing prac-
    tice of program expansion” for women that satisfied Option
    Two of the three-part test. Although the district court granted
    summary judgment on the notice grounds discussed above,
    UCD contends that we could, alternatively, affirm the district
    court’s decision on the merits. See Atel Fin. Corp. v. Quaker
    Coal Co., 
    321 F.3d 924
    , 926 (9th Cir. 2003). That is so, but
    only if, viewing the evidence in the light most favorable to the
    students, there are no genuine issues of material fact concern-
    ing UCD’s compliance with Option Two. See, e.g., Becerril
    v. Pima County Assessor’s Office, 
    587 F.3d 1162
    , 1163 (9th
    Cir. 2009). On the record before us we cannot affirm on this
    alternative ground.
    [12] In assessing compliance with Option Two, we must,
    under the Clarification, focus on both the institution’s record
    of adding female participation opportunities and its current
    “plan of program expansion that is demonstrably responsive
    to the developing interests and abilities” of women. “History”
    and “continuing practice” thus constitute two separate inqui-
    ries. We conclude that the undisputed facts fall short of dem-
    onstrating UCD’s compliance with either facet of Option
    Two.
    [13] The Clarification specifies the following factors as
    evidence of an institution’s history of program expansion:
    [A]n institution’s record of adding intercollegiate
    teams, or upgrading teams to intercollegiate status,
    for [women]; an institution’s record of increasing the
    number of participants in intercollegiate athletics
    who are [women]; and an institution’s affirmative
    2228 MANSOURIAN v. REGENTS OF UNIVERSITY           OF   CALIFORNIA
    responses to requests by students or others for addi-
    tion or elevation of sports.
    The Option Two analysis focuses primarily, but not exclu-
    sively, on increasing the number of women athletes rather
    than increasing the number of women’s teams. “OCR will
    assess whether past actions of the institution have expanded
    participation opportunities for the underrepresented sex . . .”
    (emphasis added). The number of “participation opportuni-
    ties” is defined by the number of female athletes actually
    playing intercollegiate sports.
    UCD had seven women’s teams in 1970 and added another
    in 1974, thereby increasing the number of female varsity ath-
    letes. The record indicates that UCD did not further expand
    participation opportunities for women until 1996. The 1991
    Report of the UCD Title IX Review Committee (Report) indi-
    cated that UCD did not comprehensively review its compli-
    ance with Title IX between 1976 and 1991. The Report also
    stated that since 1976, UCD had added two women’s sports
    (soccer and cross country track) but dropped two (golf and
    field hockey).14 The Report concluded that UCD’s record
    “cannot be termed a demonstrably responsive process of pro-
    gram expansion . . . particularly when female participation
    relative to male participation has been decreasing over the
    past three years.” Internal UCD memoranda from directors of
    the athletics program suggest that the numerical participation
    gap continued to grow over the next two years.15
    14
    UCD does not dispute that it eliminated field hockey but denies that
    it eliminated a women’s golf team, asserting that UCD “attempted” to start
    a women’s golf team in the 1970s that “never got off the ground.” Draw-
    ing all reasonable inferences in favor of the plaintiffs, as we must, we
    credit UCD’s internal report as accurately describing the elimination of a
    women’s golf team.
    15
    In 1992 an associate athletic director warned of a “backward slide in
    compliance,” and in 1993 UCD’s acting athletic director noted that “the
    ratio of women participating has decreased slightly in recent years.”
    MANSOURIAN v. REGENTS OF UNIVERSITY         OF   CALIFORNIA 2229
    In 1995, UCD decided to add three women’s varsity teams.
    The university reviewed proposals from five women’s club
    teams and elevated water polo, crew and lacrosse to varsity
    status. When the three new teams began competing the fol-
    lowing year, the number of female athletes rose from 211 to
    348, with the difference between female enrollment and
    female participation in athletics dropping from twenty percent
    to eleven percent.
    UCD represents that it created another women’s varsity
    team, indoor track, in 1999. The addition of indoor track,
    however, cannot be considered evidence of program expan-
    sion. It did nothing to expand the number of female athletes,
    as all the women participating in indoor track also partici-
    pated in an existing varsity sport. See Cohen v. Brown Univ.,
    
    809 F. Supp. 978
    , 991 (D.R.I. 1992), aff’d, 
    991 F.2d 888
    (1st
    Cir. 1993) (dismissing the alleged addition of winter track as
    “a sport that merely involved providing indoor space to the
    existing women’s track team”). Nonetheless, the number of
    women athletes did continue to rise. In the 1999-2000 school
    year, women varsity athletes at UCD reached a historic high
    in both total numbers and proportion of female athletes to
    enrolled women students.
    Subsequently, however, the number of women playing
    intercollegiate athletics dropped sharply. Meanwhile, in the
    ten years since UCD last added a significant number of
    female varsity slots, the number of female students at UCD
    grew by 35%. Rather than keeping pace with this growth in
    women’s enrollment, the number of female athletes fluctuated
    but never regained the apex it reached in 2000.
    [14] In sum, UCD expanded varsity opportunities for
    women only between 1996 and 2000. UCD’s elimination of
    women from the varsity wrestling team thus took place in the
    context of an overall contraction of female athletic participa-
    tion opportunities that began in 2000.16 UCD’s post-2000
    16
    As noted, supra note 2, the plaintiffs have submitted sufficient facts
    showing the existence of female varsity wrestling opportunities to survive
    2230 MANSOURIAN v. REGENTS OF UNIVERSITY           OF   CALIFORNIA
    strategy for sports equality between the sexes appears to have
    consisted of reducing varsity athletics overall, and in the pro-
    cess reducing men’s participation more than women’s partici-
    pation by using “roster management” to limit the size of
    men’s teams. The Clarification explicitly precludes consider-
    ing such reductions as evidencing program expansion:
    OCR will not find a history and continuing practice
    of program expansion where an institution increases
    the proportional participation opportunities for
    [women] by reducing opportunities for [men] alone
    or by reducing participation opportunities for [men]
    to a proportionately greater degree than for [women].
    . . . [Option Two] considers an institution’s good
    faith remedial efforts through actual program expan-
    sion. . . . Cuts in the program for [women], even
    when coupled with cuts in the program for [men],
    cannot be considered remedial because they burden
    members of the sex already disadvantaged by the
    present program.
    [15] An institution that has eliminated some participation
    opportunities for women can still satisfy Option Two if the
    summary judgment. UCD’s subsequent decision to permit women to com-
    pete against men for a slot on the team does not affect our analysis. By
    requiring women to prevail against men, the university changed the condi-
    tions under which women could participate in varsity wrestling in a man-
    ner that foreseeably precluded their future participation.
    UCD’s contention that it “ha[d] not declared wrestling to be a contact
    sport” does not advance its position. First, wrestling is a contact sport
    under OCR regulations. 34 C.F.R. § 106.41(b). While women must be per-
    mitted to try out for all-male teams if there is no women’s team in that
    sport, this requirement is waived for contact sports. 
    Id. But the
    contact-
    sport “exemption did not give [UCD] license to discriminate against [the
    plaintiffs] because of their sex once [UCD] decided to allow [them] to join
    the team.” Mercer v. Duke Univ., 
    401 F.3d 199
    , 202 (4th Cir. 2005) (cita-
    tion omitted).
    MANSOURIAN v. REGENTS OF UNIVERSITY       OF   CALIFORNIA 2231
    elimination is offset by a strong history of program expansion.
    In UCD’s case, however, the elimination of women’s wres-
    tling opportunities occurred in the context of a women’s ath-
    letics program that was, at best, stagnant. We therefore hold
    that UCD has not had a history of program expansion for
    women and so did not satisfy Option Two through such a his-
    tory.
    The 1996 Clarification lists two factors that may indicate a
    continuing practice of program expansion:
    [A]n institution’s current implementation of a non-
    discriminatory policy or procedure for requesting the
    addition of sports (including the elevation of club or
    intramural teams) and the effective communication
    of the policy or procedure to students; and an institu-
    tion’s current implementation of a plan of program
    expansion that is responsive to developing interests
    and abilities.
    The record contains undisputed evidence that UCD has a
    procedure for requesting additional varsity sports and effec-
    tively communicates that procedure to students. According to
    the procedure distributed to students, the “primary factor” in
    UCD’s evaluation of proposals to create new varsity teams is
    the “[o]verall impact on intercollegiate program gender equi-
    ty.” In 2003, UCD received detailed applications from mem-
    bers of four women’s club sports (bowling, horse polo, field
    hockey, and rugby) seeking elevation to varsity status. These
    applications indicate that students are aware of the opportu-
    nity to request new varsity athletic opportunities.17
    17
    UCD points to its Title IX Compliance Officer and grievance proce-
    dure as evidence of a practice of program expansion. As both are required
    by OCR regulations, 34 C.F.R. § 106.8, and neither affects the number of
    female athletes or teams, they do not indicate program expansion for pur-
    poses of Option Two.
    2232 MANSOURIAN v. REGENTS OF UNIVERSITY      OF   CALIFORNIA
    The 2003 application was the field hockey club team’s sec-
    ond attempt to regain varsity status. An earlier application
    was rejected in 1995. At that time, the Title IX Advisory
    Committee advocated elevating lacrosse rather than field
    hockey to varsity status but noted that field hockey had “de-
    veloped strong interest from students” and was “a relatively
    strong NCAA sport,” with three Division I teams competing
    at nearby universities. The committee recommended that
    “[s]hould gender equity not be achieved by the addition of the
    three sports proposed, and funding be available in the future,
    field hockey would be considered a prime candidate for addi-
    tion to the ICA program in the future.”
    When field hockey club players applied for varsity status in
    2003, however, their application was again denied. In fact,
    UCD rejected all four club team applications, even though all
    applicants were evaluated as “successful” and “active” club
    teams with “a long tradition of participation.” Instead, UCD
    decided to create a women’s golf team at the behest of the
    men’s golf coach.
    UCD contends that the fact that golf was proposed by the
    men’s golf coach rather than female students is irrelevant. We
    disagree. Universities are free to consider applications from
    individuals other than students, and it is appropriate to evalu-
    ate interest at the high school level as well as among current
    UCD students. A funding recipient can only satisfy Option
    Two, however, by showing an expansion of participation
    opportunities that is “demonstrably responsive to [women’s]
    developing interests and abilities . . . includ[ing] interests that
    already exist at the institution.” The fact that there were no
    women currently attending UCD who were interested enough
    in golf to participate at the club level or to request varsity sta-
    tus suggests that the addition of golf instead of field hockey,
    bowling, horse polo or rugby was not “demonstratively
    responsive” to the interests of current female students.
    MANSOURIAN v. REGENTS OF UNIVERSITY     OF   CALIFORNIA 2233
    Moreover, UCD’s selection of golf, which added only
    seven participation opportunities for women, was at odds with
    its stated priority of taking a significant step toward overall
    gender equity. Elevating horse polo, rugby or field hockey
    would have added far more female varsity athletes.18
    We recognize that budgetary constraints often prevent uni-
    versities from creating new teams and adding varsity slots.
    But “Title IX does not require that a school pour ever-
    increasing sums into its athletic establishment.” Cohen v.
    Brown 
    Univ., 991 F.2d at 898-99
    n.15. Universities may
    achieve compliance by reducing men’s athletic slots until par-
    ticipation rates become substantially proportionate to the
    undergraduate population. Id.; 
    Neal, 198 F.3d at 771
    ; 
    Kelley, 35 F.3d at 270
    ; 
    Roberts, 998 F.2d at 830
    . They may not, how-
    ever, maintain varsity teams for male students while denying
    female students comparable “opportunities to enjoy the thrill
    of victory, the agony of defeat, and the many tangible benefits
    that flow from just being given a chance to participate in
    intercollegiate athletics.” 
    Neal, 198 F.3d at 773
    .
    [16] UCD took a significant step towards Title IX compli-
    ance by adding three women’s teams in 1996, but Option Two
    requires more than a single step. It requires evidence of con-
    tinuous progress toward the mandate of gender equality that
    Title IX has imposed on funding recipients for the past thirty
    years. The record before us does not contain undisputed facts
    showing a history and continuing practice of program expan-
    sion that is responsive to women’s interests.
    [17] We conclude that the grant of summary judgment to
    UCD cannot be affirmed on the alternative merits ground that
    UCD complies with Title IX’s requirement of providing equal
    athletic opportunities to students of both sexes.
    18
    UCD’s review committee estimated that field hockey would add 22
    female athletes; horse polo, 35; rugby, 30 to 40. Bowling would have
    added 12 to 15.
    2234 MANSOURIAN v. REGENTS OF UNIVERSITY    OF   CALIFORNIA
    The students also sue under 42 U.S.C. § 1983, alleging that
    UCD violates the Equal Protection Clause by maintaining an
    athletics program that discriminates on the basis of gender.
    The district court dismissed the claim because it determined
    that “Title IX’s enforcement scheme is sufficiently compre-
    hensive to . . . demonstrate that Congress intended to preclude
    § 1983 claims when it enacted this statute.”
    [18] Fitzgerald v. Barnstable School Committee, 
    129 S. Ct. 788
    (2009), decided after the district court dismissed the stu-
    dents’ claims, held, to the contrary, that Title IX does not bar
    § 1983 suits to enforce rights under the Equal Protection
    Clause. As in Fitzgerald, the plaintiffs here invoke § 1983 to
    seek damages for violations of constitutional rights. See 
    id. at 796-97
    (explaining distinctions between the rights created by
    Title IX and those afforded by the Equal Protection Clause).
    The defendants concede that the district court ruling does
    not survive Fitzgerald but urge us to affirm dismissal of the
    § 1983 claim on other grounds. We decline to do so, for rea-
    sons we now explain.
    UCD first contends that the § 1983 claim for damages is
    precluded by the statute of limitations and that the district
    court did not address this argument. In fact, the district court
    considered and rejected the statute of limitations defense as to
    both the Title IX effective accommodation and § 1983 equal
    protection claims in response to UCD’s original motion to
    dismiss. The court held that because the students claimed that
    they were “currently being subjected to defendants’ allegedly
    sex discriminatory practices . . . their claims accrue each and
    every day they are denied equal access to athletic participa-
    tion.”
    [19] The district court was quite correct. Section 1983 “is
    presumptively available to remedy a state’s ongoing violation
    of federal law.” AlohaCare v. Haw. Dep’t. of Human Servs.,
    
    572 F.3d 740
    , 745 (9th Cir. 2009) (quotation omitted). A
    MANSOURIAN v. REGENTS OF UNIVERSITY             OF   CALIFORNIA 2235
    plaintiff has adequately pled an ongoing claim if she can
    “show a systematic policy or practice that operated, in part,
    within the limitations period — a systematic violation.”
    Douglas v. Cal. Dep’t. of Youth Auth., 
    271 F.3d 812
    , 822 (9th
    Cir. 2001) (quotation omitted); see also Gutowsky v. County
    of Placer, 
    108 F.3d 256
    , 259 (9th Cir. 1997) (holding plain-
    tiff’s § 1983 claims timely because she alleged “widespread
    policy and practices of discrimination [that] continued every
    day of her employment, including days that fall within the
    limitation period”).19 A university’s ongoing and intentional
    failure to provide equal athletic opportunities for women is a
    systemic violation. As the plaintiffs were students and there-
    fore subject to the policy that allegedly discriminated on the
    basis of sex at the time they filed their complaint, their § 1983
    claim is not time-barred.
    [20] UCD next urges this court to conclude that the § 1983
    claim against the individual defendants is precluded by the
    doctrine of qualified immunity. The defendants, however, did
    not raise a qualified immunity defense in any of their disposi-
    tive motions before the district court.20 Our discretion to
    affirm on grounds other than those relied on by the district
    court extends to issues raised in a manner providing the dis-
    trict court an opportunity to rule on it. See Proctor v. Vishay
    Intertechnology, Inc., 
    584 F.3d 1208
    , 1226 (9th Cir. 2009);
    Washington v. Confederated Bands and Tribes of Yakima
    Indian Nation, 
    439 U.S. 463
    , 478 n.20 (1979) (“[T]he prevail-
    ing party . . . was of course free to defend its judgment on any
    ground properly raised below whether or not that ground was
    relied upon, rejected, or even considered by the District Court.
    19
    Nat’l R.R. Passenger Corp. v. Morgan, 
    536 U.S. 101
    , 114 (2002), held
    that each “[d]iscrete act[ ] such as termination, failure to promote, denial
    of transfer or refusal to hire . . . constitutes a separate actionable ‘unlawful
    . . . practice’ ” for the purposes of triggering the statute of limitations
    period in a Title VII case. Morgan left undisturbed our case law governing
    continuing systemic violations.
    20
    UCD raised a qualified immunity defense in its answer to the stu-
    dents’ complaint but never litigated it thereafter.
    2236 MANSOURIAN v. REGENTS OF UNIVERSITY   OF   CALIFORNIA
    . . .”) (emphasis added). As the district court has had no
    opportunity to rule on the individual defendants’ qualified
    immunity defense, we will not affirm on that basis. The dis-
    missal of the students’ § 1983 claim is therefore reversed.
    CONCLUSION
    [21] For the foregoing reasons, the plaintiffs’ motion to
    amend their complaint is dismissed as moot. The district
    court’s grant of summary judgment to the defendants on the
    Title IX claim is reversed. The district court’s order dismiss-
    ing the equal protection § 1983 claim is also reversed, and the
    case is remanded for further proceedings consistent with this
    opinion.
    REVERSED AND REMANDED.
    

Document Info

Docket Number: 08-16330

Judges: Schroeder, Berzon, Shadur

Filed Date: 2/8/2010

Precedential Status: Precedential

Modified Date: 10/19/2024

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