Robert Cohen v. Board of Trustees , 819 F.3d 476 ( 2016 )


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  •  United States Court of Appeals
    FOR THE DISTRICT OF COLUMBIA CIRCUIT
    Argued October 6, 2015                 Decided April 22, 2016
    No. 15-7005
    ROBERT COHEN,
    APPELLANT
    v.
    BOARD OF TRUSTEES OF THE UNIVERSITY OF THE DISTRICT OF
    COLUMBIA, C/O CHAIR, DR. ELAINE CRIDER, IN THEIR
    OFFICIAL CAPACITIES AS TRUSTEES FOR THE UNIVERSITY
    SYSTEM FOR THE UNIVERSITY OF THE DISTRICT OF COLUMBIA
    AND ITS FLAGSHIP UNIVERSITY OF THE DISTRICT OF
    COLUMBIA, ET AL.,
    APPELLEES
    Appeal from the United States District Court
    for the District of Columbia
    (No. 1:14-cv-00754)
    Tyler Jay King argued the cause and filed the briefs for
    appellant.
    Anessa Abrams argued the cause and filed the brief for
    appellees. With her on the briefs was B. Patrice Clair.
    2
    Before: GRIFFITH, MILLETT, and PILLARD, Circuit
    Judges.
    Opinion for the Court filed by Circuit Judge GRIFFITH.
    GRIFFITH, Circuit Judge: In the summer of 2010, the
    University of the District of Columbia fired Robert Cohen
    from his position as a tenured professor. Cohen filed a
    complaint in D.C. Superior Court against the Board of
    Trustees and three university officials alleging, among other
    things, a violation of his procedural due process rights under
    the U.S. Constitution. According to Cohen, the university
    fired him without notice or an opportunity to be heard.
    The defendants removed Cohen’s case to federal court
    and moved to dismiss his claims under Federal Rule of Civil
    Procedure 12(b)(6). Cohen missed the deadline to file a brief
    in opposition to the motion to dismiss. He later sought an
    extension of time to respond, filed an opposition, and moved
    to amend his complaint. The district court enforced the missed
    deadline against Cohen and refused to consider his late
    opposition to the defendants’ motion to dismiss. Invoking
    Local Rule 7(b), the district court granted the motion to
    dismiss on the ground that its merits were unopposed and thus
    conceded by Cohen, thereby dismissing Cohen’s complaint
    and case with prejudice. The district court then denied
    Cohen’s motion to amend the complaint as moot and, in the
    alternative, for failure to consult with opposing counsel
    pursuant to Local Rule 7(m). Cohen filed a motion for
    reconsideration under Federal Rules 59(e) and 60(b), which
    the district court also denied.
    The district court’s application of prejudice   to Cohen’s
    complaint and case carried res judicata effect      and barred
    Cohen from ever bringing his claims again. See      Ciralsky v.
    CIA, 
    355 F.3d 661
    , 669 (D.C. Cir. 2004). Had        the district
    3
    court dismissed only Cohen’s complaint without prejudice
    and not dismissed the case at all, Cohen could have filed a
    new complaint in his original case and the statute of
    limitations would have been tolled from the date of his
    original complaint. See 
    id. at 666,
    672. Alternatively, had the
    district court dismissed Cohen’s complaint and case, both
    without prejudice, Cohen could have filed a new complaint in
    a new case only if the claims were still timely as of the new
    filing. See 
    id. at 672
    (recognizing that this statute-of-
    limitations difference between dismissing a case and
    dismissing only a complaint can mean that a case dismissed
    “nominally without prejudice” is de facto with prejudice, even
    though dismissal of only the complaint without prejudice
    would have allowed the case to go forward).
    Cohen appeals the district court’s rulings. We have
    jurisdiction under 28 U.S.C. § 1291 and our review is for
    abuse of discretion. See Smith v. District of Columbia, 
    430 F.3d 450
    , 456 (D.C. Cir. 2005) (motion to extend time); Fox
    v. Am. Airlines, Inc., 
    389 F.3d 1291
    , 1294 (D.C. Cir. 2004)
    (application of Local Rule 7(b) to failure to oppose a motion
    to dismiss). For the reasons set forth below, we affirm the
    district court’s denial of Cohen’s motion to extend time and
    its dismissal of the complaint. But we reverse the district
    court insofar as it dismissed the complaint with prejudice and
    dismissed the case. In light of our disposition, we need not
    reach Cohen’s remaining challenges.
    I
    Cohen sought an extension of time to file his opposition
    to the motion to dismiss on the ground that his counsel made a
    mistake. According to Cohen, counsel misread the electronic
    docket and thus did not believe the defendants’ motion to
    dismiss had been filed properly. While trying to find the
    motion to dismiss on the electronic docket, Cohen’s counsel
    clicked the wrong link, and the file he opened included only
    4
    exhibits, but no motion. Counsel’s assistant made the same
    mistake, confirming in the mind of Cohen’s counsel his
    mistaken belief that the defendants had not properly filed the
    motion to dismiss. By the time counsel realized his error, the
    time for him to respond had run out.
    Rule 6(b) of the Federal Rules of Civil Procedure permits
    a court to extend deadlines, even after the time to act has
    expired, if there is good cause and the party “failed to act
    because of excusable neglect.” Fed. R. Civ. P. 6(b)(1)(B).
    Excusable neglect is an equitable concept that considers “all
    relevant circumstances” surrounding the failure to act.
    Pioneer Inv. Servs. Co. v. Brunswick Assocs. Ltd. P’ship, 
    507 U.S. 380
    , 395 (1993). Generally, “excusable neglect” does not
    require counsel to have been faultless, and “inadvertence,
    mistake, or carelessness” can fall within the rule. 
    Id. at 388;
    4B CHARLES A. WRIGHT & ARTHUR R. MILLER, FEDERAL
    PRACTICE AND PROCEDURE § 1165 (4th ed. 2015). But
    counsel typically must have “some reasonable basis” for not
    meeting a filing deadline. WRIGHT & MILLER, supra, § 1165.
    To determine whether the district court permissibly exercised
    its discretion to find counsel’s neglect inexcusable, we
    consider four factors set forth by the Supreme Court in
    Pioneer: (1) the risk of prejudice to the other side; (2) the
    length of the delay and the potential impact on judicial
    proceedings; (3) the reason for the delay and whether it was
    within counsel’s reasonable control; and (4) whether counsel
    acted in good faith. 
    See 507 U.S. at 395
    ; Yesudian ex rel.
    United States v. Howard Univ., 
    270 F.3d 969
    , 971 (D.C. Cir.
    2001) (applying the four Pioneer factors).
    The district court carefully considered the four Pioneer
    factors, finding that two weighed in Cohen’s favor and two
    against. On the one hand, granting the extension would cause
    minimal prejudice to the defendants, and the court found no
    bad faith by counsel. On the other hand, his repeated failure
    5
    “to meet almost every relevant deadline” created a pattern that
    could, taken together, burden judicial proceedings. Cohen v.
    Bd. of Trs., 
    305 F.R.D. 10
    , 13 (D.D.C. 2014). Most
    importantly, counsel “put forth no reasonable excuse” for the
    delay; there was no suggestion that anything went wrong with
    the court’s electronic docket. 
    Id. at 14.
    Instead, Cohen’s
    counsel and later his assistant simply misread its contents.
    We give “great deference” to a district court’s Rule 6(b)
    decision, 
    Yesudian, 270 F.3d at 971
    , and the district court here
    was well within its discretion to find that Cohen did not show
    excusable neglect. If we were to require the district court to
    excuse the type of mistake made by Cohen’s counsel, it would
    be “hard to fathom the kind of neglect that we would not
    deem excusable.” Lowry v. McDonnell Douglas Corp., 
    211 F.3d 457
    , 464 (8th Cir. 2000). His repeated late filings further
    justify the court’s “case-management decision[].” 
    Yesudian, 270 F.3d at 971
    (quoting Maldonado-Denis v. Castillo-
    Rodriguez, 
    23 F.3d 576
    , 583-84 (1st Cir. 1994)). This was
    counsel’s fourth missed deadline: counsel not only missed the
    deadline to respond to the motion to dismiss, but he was also
    late filing a motion to extend time to respond to the motion to
    dismiss, a reply brief in support of that motion to extend time,
    and a second motion to extend time to file his reply in support
    of his first motion to extend time. The district court did not
    abuse its discretion when it denied Cohen’s motion to extend
    time to file his opposition brief.
    II
    Having rejected Cohen’s tardy opposition, the district
    court treated the defendants’ unopposed motion to dismiss as
    conceded pursuant to Local Rule 7(b) and dismissed Cohen’s
    complaint and case with prejudice. We reluctantly affirm the
    court’s decision to grant the motion to dismiss the complaint.
    To do so with prejudice, however, and to dismiss the case as
    well were an abuse of discretion.
    6
    A
    Local Rule 7(b) permits a court to “treat . . . as conceded”
    a motion not met with a timely opposing memorandum of
    points and authorities. D.D.C. Local Rule 7(b). Local Rule
    7(b) is a “docket-management tool that facilitates efficient
    and effective resolution of motions,” and we have yet to deem
    a “straightforward application of Local Rule 7(b)” an abuse of
    discretion. 
    Fox, 389 F.3d at 1294
    ; see also Texas v. United
    States, 
    798 F.3d 1108
    , 1113-15 (D.C. Cir. 2015).
    We have upheld district courts’ application of Local Rule
    7(b) to grant unopposed motions to dismiss complaints with
    prejudice under Federal Rule 12(b)(6). See, e.g., 
    Fox, 389 F.3d at 1292
    ; Jackson v. Todman, 516 F. App’x 3 (D.C. Cir.
    2013) (per curiam) (unpublished). In Fox, the defendant
    moved to dismiss the complaint, at which point the plaintiffs
    filed both an amended complaint and an opposition to the
    motion to dismiss. The defendant responded by moving to
    dismiss the amended complaint, but this time the plaintiffs
    failed to respond. We affirmed the district court’s use of
    Local Rule 7(b) to dismiss the complaint with prejudice even
    though plaintiffs’ counsel claimed that he never saw the
    second motion to dismiss, an explanation we found “plainly
    unacceptable” because counsel was obliged to monitor the
    electronic docket. 
    Fox, 389 F.3d at 1294
    -95. We found it
    difficult to understand how counsel did not realize his
    mistake, particularly because counsel referenced the
    “pending” motion to dismiss in other filings submitted after
    the defendant filed its second motion to dismiss. 
    Id. We face
    a similar situation here. Because the district
    court properly denied Cohen’s motion to extend time, the
    court did not consider Cohen’s opposition brief. At that point
    the tardy opposition was equivalent to no opposition at all.
    Under our precedent, the district court did not commit
    reversible error in granting the defendants’ unopposed motion
    7
    to dismiss the complaint under Federal Rule 12(b)(6), at least
    insofar as dismissal was without prejudice.
    B
    Even so, we have concerns about that precedent. The
    local rules of a district court must be consistent with the
    Federal Rules of Civil Procedure, Fed. R. Civ. P. 83(a)(1) (“A
    local rule must be consistent with—but not duplicate—federal
    statutes and rules[.]”), and Local Rule 7(b) stands in tension
    with Federal Rule 12(b)(6). To the extent that it allows a
    district court to treat an unopposed motion to dismiss as
    conceded, Local Rule 7(b) effectively places the burden of
    persuasion on the non-moving party: when he fails to respond,
    he loses. But Federal Rule 12(b)(6) places this burden on the
    moving party. See 5B CHARLES A. WRIGHT & ARTHUR R.
    MILLER, FEDERAL PRACTICE AND PROCEDURE § 1357 (3d ed.
    2015) (“All federal courts are in agreement that the burden is
    on the moving party to prove that no legally cognizable claim
    for relief exists.”). Accordingly, when faced with a 12(b)(6)
    motion, the district court must answer the “single question”
    whether the movant met that burden—in other words, whether
    the complaint “includes ‘enough facts to state a claim to relief
    that is plausible on its face.’” Mediacom Se. LLC v. BellSouth
    Telecomms., Inc., 
    672 F.3d 396
    , 399 (6th Cir. 2012) (quoting
    Bell Atl. Corp. v. Twombly, 
    550 U.S. 544
    , 570 (2007)).
    We have yet to wrestle with the tension between Local
    Rule 7(b) and Federal Rule 12(b)(6), but most circuits that
    have considered the application of similar local rules in this
    context prohibit district courts from granting a motion to
    dismiss solely because the plaintiff failed to respond. See
    McCall v. Pataki, 
    232 F.3d 321
    , 322-23 (2d Cir. 2000) (“If a
    complaint is sufficient to state a claim on which relief can be
    granted, the plaintiff’s failure to respond to a Rule 12(b)(6)
    motion does not warrant dismissal.”); Carver v. Bunch, 
    946 F.2d 451
    , 454-55 (6th Cir. 1991) (recognizing that, in the
    8
    absence of “bad faith or contumacious conduct,” a district
    court abuses its discretion by dismissing a plaintiff’s
    complaint “solely for his failure to respond to defendants’
    motion to dismiss”); Ghazali v. Moran, 
    46 F.3d 52
    , 53-54 (9th
    Cir. 1995) (permitting dismissal as a sanction only if other
    factors are met); Issa v. Comp USA, 
    354 F.3d 1174
    , 1177-78
    (10th Cir. 2003) (reasoning that failure to oppose a motion to
    dismiss cannot be the sole basis for dismissal because “the
    district court must still examine the allegations in the
    plaintiff’s complaint and determine whether the plaintiff has
    stated a claim upon which relief can be granted” but
    permitting dismissal as a sanction if other conditions are met);
    see also Servicios Azucareros de Venezuela, C.A. v. John
    Deere Thibodeaux, Inc., 
    702 F.3d 794
    , 806 (5th Cir. 2012)
    (recognizing in the context of a different procedural failure
    that “Rule 12 does not by its terms require an opposition;
    failure to oppose a 12(b)(6) motion is not in itself grounds for
    granting the motion”). The Fourth Circuit also has recognized,
    albeit in dicta, that district courts are obliged to review the
    merits of a motion to dismiss even if the plaintiff fails to
    respond. Stevenson v. City of Seat Pleasant, 
    743 F.3d 411
    ,
    416 n.3 (4th Cir. 2014) (citing cases where other circuits
    address such dismissals for failure to comply with local rules).
    And the Third Circuit requires district courts to consider the
    merits of a claim before granting an unopposed 12(b)(6)
    motion pursuant to a local rule, Shuey v. Schwab, 350 F.
    App’x 630, 633 (3d Cir. 2009) (unpublished) (collecting
    cases), although it previously recognized in dicta that there
    could be exceptions to that general approach, see Stackhouse
    v. Mazurkiewicz, 
    951 F.2d 29
    , 30 (3d Cir. 1991).
    In contrast, the First Circuit has said that there is no
    conflict between its version of Local Rule 7(b) and Federal
    Rule 12(b)(6). ITI Holdings, Inc. v. Odom, 
    468 F.3d 17
    , 18-19
    (1st Cir. 2006) (reasoning that the text of Rule 12(b)(6) does
    not “compel[] the court to apply any particular standard”). But
    9
    see Vega-Encarnación v. Babilonia, 
    344 F.3d 37
    , 40-41 (1st
    Cir. 2003) (reasoning, in the context of uncertainty about the
    basis for dismissal, that “[i]f the merits are at issue, the mere
    fact that a motion to dismiss is unopposed does not relieve the
    district court of the obligation to examine the complaint itself
    to see whether it is formally sufficient to state a claim”). And
    the Eleventh Circuit’s cases reflect tension within that circuit
    on this issue. Compare Rex v. Monaco Coach, 155 F. App’x
    485, 486 (11th Cir. 2005) (per curiam) (unpublished) (holding
    that dismissal for failure to comply with a local rule requiring
    a timely response is appropriate “only as a last resort” when
    there is a pattern of delay or willful contempt and lesser
    sanctions would not suffice), with Magluta v. Samples, 
    162 F.3d 662
    , 664 (11th Cir. 1998) (noting that “the district court
    could have dismissed the action” under a similar local rule).
    Cf. Tobel v. City of Hammond, 
    94 F.3d 360
    , 362 (7th Cir.
    1996) (recognizing in the context of failure to respond to a
    motion for judgment on the pleadings that “the district court
    clearly has authority to enforce strictly its Local Rules, even if
    a default results”).
    Our sister circuits recognize a similar tension between
    Local Rule 7(b) and the Federal Rules in the related context
    of summary judgment. See Grimes v. District of Columbia,
    
    794 F.3d 83
    , 97 (D.C. Cir. 2015) (Griffith, J., concurring)
    (collecting cases). Federal Rule 56 places the burden of
    persuasion on the movant by requiring him to “show[]” that
    he is entitled to summary judgment. Fed. R. Civ. P. 56. This is
    why a court may grant summary judgment “only if the motion
    and supporting materials . . . show that the movant is entitled
    to it.” Fed. R. Civ. P. 56(e) advisory committee’s note. There
    may be a problem when a district court applies its local rules
    to grant a motion for summary judgment even if the movant
    has not met that burden under Rule 56—a burden that does
    not shift simply because the non-moving party fails to oppose
    the motion. See 
    Grimes, 794 F.3d at 95-98
    (Griffith, J.,
    10
    concurring) (highlighting the tension between this principle
    and our holding in FDIC v. Bender, 
    127 F.3d 58
    , 68 (D.C.
    Cir. 1997)). In line with that concern, the Advisory
    Committee Note that accompanies Rule 56 explains that
    “summary judgment cannot be granted by default even if
    there is a complete failure to respond to the motion[.]” Fed. R.
    Civ. P. 56(e) advisory committee’s note.
    We have a second concern as well. Applying Local Rule
    7(b) to grant an unopposed motion to dismiss under Federal
    Rule 12(b)(6) risks circumventing the clear preference of the
    Federal Rules to resolve disputes on their merits. This
    preference is particularly strong when dismissal has
    preclusive effect. See Krupski v. Costa Crociere S. p. A., 
    560 U.S. 538
    , 550 (2010) (recognizing the preference to resolve
    disputes on their merits); Rudder v. Williams, 
    666 F.3d 790
    ,
    794 (D.C. Cir. 2012) (same when dismissal is with prejudice).
    For this reason, heightened protections attach when courts
    dismiss cases with prejudice on procedural grounds under
    Federal Rules 41(b) or 55, which are the tools that the Federal
    Rules provide to address the same docket-management
    concerns of “efficient and effective resolution of motions,”
    
    Texas, 798 F.3d at 1113-14
    , that inform Local Rule 7(b). For
    example, this preference is why, when dismissing a case
    under Federal Rule 41(b) for a plaintiff’s failure to prosecute,
    a court ordinarily may order that “harsh sanction” only if the
    conduct is “egregious” and “less dire alternatives” have not
    worked. Peterson v. Archstone Cmtys. LLC, 
    637 F.3d 416
    ,
    418 (D.C. Cir. 2011). And for the same reason, when a court
    enters default judgment against a defendant under Federal
    Rule 55, procedural protections nevertheless allow relief in
    certain circumstances, such as when a defendant with a valid
    argument on the merits has not “willfully defaulted” and the
    plaintiff would not suffer prejudice. Jackson v. Beech, 
    636 F.2d 831
    , 832 (D.C. Cir. 1980).
    11
    Local Rule 7(b) works against that weighty preference in
    favor of deciding cases on their merits when applied to a case-
    dispositive motion under Federal Rule 12(b)(6). Not only
    does Local Rule 7(b) effectively shift the burden of
    persuasion to the non-moving party, allowing the district
    court to dispose of cases without examining their merits, but it
    also provides none of the procedural protections that attach
    when the court dismisses a case under Federal Rules 41(b) or
    55 instead. See 
    Carver, 946 F.2d at 454
    (refusing to uphold a
    similar application of a local rule because doing so “would, at
    a minimum, expand the district court’s authority over that
    which it possesses under Rule 41(b)”).
    Although in Fox we did not require the district court to
    consider less harsh alternatives before granting a dispositive
    motion based on the plaintiff’s procedural 
    failure, 389 F.3d at 1295
    , we typically do require consideration of such
    alternative sanctions in similar situations. See 
    Peterson, 637 F.3d at 418
    (discussing requirements for dismissal under
    Federal Rule 41(b)). Because “[g]ranting an unopposed
    motion is similar to granting a default judgment against a
    defendant who fails to respond,” Hosseinzadeh v. Green Point
    Mortg. Funding, Inc., 577 F. App’x 925, 929 (11th Cir. 2014)
    (per curiam) (unpublished), this use of Local Rule 7(b) in a
    way that seems to undermine the Federal Rules’ protections is
    troubling.
    In an appropriate case, we may wish to revisit en banc
    our approach to Local Rule 7(b) in the context of a Rule
    12(b)(6) motion. In any event, district courts may in their
    discretion consider alternatives that are less harsh to parties,
    and should find alternatives to merits dismissals under Local
    Rule 7(b) especially appropriate where the attorney’s, not the
    party’s, conduct is the problem.
    C
    12
    Although our decision in Fox v. American Airlines
    compels us to affirm the district court’s decision insofar as it
    granted the motion to dismiss the complaint, it does not
    require us to affirm the court’s decision to do so with
    prejudice or to affirm the dismissal of the case.
    Cohen’s case is different from Fox, where the district
    court faced a “straightforward” situation in which to apply
    Local Rule 7(b) to dismiss a complaint with prejudice. 
    Id. at 1294.
    In Fox, counsel had failed to respond at all to the
    motion to dismiss for the eight months that preceded the
    district court’s dismissal of the complaint. 
    Id. at 1293.
    Here,
    Cohen filed an opposition to the motion to dismiss, albeit a
    few weeks late, as well as an amended complaint, both
    attempts to remedy what the district court treated as his
    effective concession. Cohen’s relatively prompt attempt to
    respond to the motion to dismiss, as well as the absence of
    any bad faith or prejudice to the defendants, makes all the
    difference.
    Our decision in Rudder v. Williams illustrates why this is
    so. In Rudder, we reversed the district court’s application of
    prejudice to a dismissal under Rule 12(b)(6), because the
    plaintiffs had made a “belated attempt” to retract the
    concession that drove 
    dismissal. 666 F.3d at 794-95
    . In that
    case, adult and juvenile plaintiffs brought an excessive force
    case against the District of Columbia and two police officers,
    asserting common law and Fourth Amendment claims. They
    conceded to the district court that all of their common law
    claims were untimely when, in fact, only the adult plaintiffs’
    claims were barred by the statute of limitations. 
    Id. at 794.
    The plaintiffs sought to change their position to pursue the
    juveniles’ claims, but we affirmed the dismissal because their
    attempt to do so came too late to undo their “unambiguous
    concession” below. 
    Id. Nevertheless, we
    reversed the decision
    to dismiss with prejudice, crediting instead the plaintiffs’
    13
    attempt to remedy the procedural error that led to dismissal.
    
    Id. at 795
    (reasoning that “the deficiency” in their case lay
    “not in the complaint but in the plaintiffs’ erroneous
    concession, which requires no cure beyond simply filing the
    complaint anew”). We saw “no reason” in Rudder to deny the
    plaintiffs another opportunity to pursue their claims,
    particularly in light of the aspiration of the Federal Rules to
    resolve disputes on their merits. 
    Id. at 794-95.
         Neither do we here. Rudder’s reasoning carries equal
    force in this case where the district court granted a case-
    dispositive motion because Cohen failed to respond. It seems
    an onerous bar to preclude Cohen from ever having his claims
    heard because of an inadvertent concession—one that he
    never made in fact, that was created through the suspect
    application of a local rule, and that he promptly sought to
    remedy. The defendants here offer no reason to deny Cohen
    the opportunity to pursue his claims in an amended complaint,
    and we see none. See 
    id. at 795.
    In light of Cohen’s efforts to
    respond, his lack of bad faith, the absence of any prejudice to
    the defendants, and the short delay involved, dismissal of the
    complaint without prejudice would have been the proper route
    to accomplish Local Rule 7(b)’s docket-management
    objectives. The district court abused its discretion by instead
    dismissing the complaint with prejudice. We note that our
    holding comports with our approach to other “case-ending
    sanction[s]” like Rule 41(b) as well. See 
    Peterson, 637 F.3d at 417-19
    (“[T]he court must ‘explain why the harsh sanction of
    dismissal was necessary under the circumstances of th[e]
    case,’” 
    id. at 418
    (quoting English-Speaking Union v.
    Johnson, 
    353 F.3d 1013
    , 1016 (D.C. Cir. 2004))). For the
    same reasons, the district court also abused its discretion by
    dismissing the case when its dismissal of the complaint under
    Local Rule 7(b) should have been, at most, without prejudice.
    III
    14
    In light of our disposition, Cohen is free to file an
    amended complaint in this case. We are not aware of any bar
    that would prevent him from doing so. Accordingly, we need
    not address whether the district court properly denied Cohen’s
    motion for leave to amend, because our disposition allows
    Cohen simply to file his proposed amended complaint with
    the district court if he so chooses. “[T]he cardinal principle of
    judicial restraint—if it is not necessary to decide more, it is
    necessary not to decide more—counsels us to go no further.”
    PDK Labs. Inc. v. DEA, 
    362 F.3d 786
    , 799 (D.C. Cir. 2004)
    (Roberts, J., concurring in part and concurring in the
    judgment).
    We note as well, however, that should this case continue,
    the district court is also free to fashion an appropriate remedy
    to protect the interests of the defendants given the significant
    delay they have already experienced. We recognize that our
    holding seemingly benefits Cohen by allowing him to file the
    amended complaint he wanted to file all along, despite the
    fact that Cohen’s repeated tardiness was what prompted
    dismissal in the first place. But our partial reversal of the
    district court’s judgment of dismissal under Local Rule 7(b)
    does not prevent the district court from acting to protect the
    defendants’ interests, whether by appropriately sanctioning
    Cohen’s counsel or otherwise. Indeed, the better practice
    would be for district courts generally to treat dismissal under
    Local Rule 7(b) as a sanction of last resort.
    Finally, Cohen does not raise any new arguments in
    support of his motion for reconsideration under Federal Rules
    59(e) and 60(b). Having fully considered his arguments
    above, we decline to rehash them here. Federal Rule 59(e)
    provides for relief to “correct a clear error or prevent manifest
    injustice,” Firestone v. Firestone, 
    76 F.3d 1205
    , 1208 (D.C.
    Cir. 1996) (per curiam), while Federal Rule 60(b) applies in
    cases of “mistake, inadvertence, surprise, or excusable
    15
    neglect,” or for “any other reason that justifies relief.” Fed. R.
    Civ. P. 60(b)(1), (6). To the extent we hold that the district
    court abused its discretion, there is no need to address
    whether its ruling was also clear error. And to the extent we
    hold the district court was within its discretion, there is no
    “need to correct a clear error or prevent manifest injustice”
    under Rule 59(e), 
    Firestone, 76 F.3d at 1208
    , or otherwise
    grant relief under Rule 60(b), Hall v. CIA, 
    437 F.3d 94
    , 99
    (D.C. Cir. 2006) (“Relief under Rule 60(b)(1) motions is rare;
    such motions allow district courts to correct only limited
    types of substantive errors.”); Kramer v. Gates, 
    481 F.3d 788
    ,
    790 (D.C. Cir. 2007) (recognizing that relief under Rule
    60(b)(6)     is    appropriate    only    in     “‘extraordinary
    circumstances’” (quoting Ackermann v. United States, 
    340 U.S. 193
    , 199 (1950))).
    IV
    We reverse the district court insofar as it dismissed the
    complaint with prejudice and dismissed the case, and remand
    for further proceedings consistent with this opinion.
    

Document Info

Docket Number: 15-7005

Citation Numbers: 422 U.S. App. D.C. 129, 819 F.3d 476

Filed Date: 4/22/2016

Precedential Status: Precedential

Modified Date: 1/12/2023

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