Town of Barnstable v. Federal Aviation Administration , 740 F.3d 681 ( 2014 )


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  •  United States Court of Appeals
    FOR THE DISTRICT OF COLUMBIA CIRCUIT
    Argued October 8, 2013              Decided January 22, 2014
    No. 12-1362
    TOWN OF BARNSTABLE, MASSACHUSETTS,
    PETITIONER
    v.
    FEDERAL AVIATION ADMINISTRATION,
    RESPONDENT
    CAPE WIND ASSOCIATES, LLC,
    INTERVENOR
    Consolidated with 12-1363
    On Petitions for Review of Final Agency Action
    of the United States Federal Aviation Administration
    W. Eric Pilsk argued the cause for petitioners. With him on
    the briefs were Charles C. Lemley and Catherine M. van
    Heuven.
    Daniel J. Lenerz, Attorney, U.S. Department of Justice,
    argued the cause for respondent. With him on the brief were
    Stuart F. Delery, Principal Deputy Assistant Attorney General,
    Michael J. Singer, Attorney, Richard H. Saltsman, Assistant
    Chief Counsel for Litigation, Federal Aviation Administration,
    2
    and Vicki Leemon, Manager, Adjudication Branch.
    Christopher H. Marraro argued the cause for intervenor
    Cape Wind Associates, LLC. With him on the brief was
    Geraldine E. Edens.
    Before: GARLAND, Chief Judge, and ROGERS and BROWN,
    Circuit Judges.
    Opinion for the Court by Circuit Judge ROGERS.
    ROGERS, Circuit Judge: This case arises in the context of
    the approval of a lease by the U.S. Department of Interior to
    Cape Wind Associates for construction of an offshore wind farm
    in Nantucket Sound. Under the lease, Cape Wind must obtain
    the Federal Aviation Administration’s (“FAA”) determination
    whether the turbines pose a hazard to air navigation and comply
    with any mitigation measures before beginning construction. In
    Town of Barnstable, Mass. v. FAA, 
    659 F.3d 28
     (D.C. Cir. 2011)
    (“Barnstable I”), the court held that the “no hazard”
    determinations in 2010 for each of the wind turbines in a
    25–square mile area of Nantucket Sound were “inadequately
    justified.” 
    Id. at 31
    . Petitioners now challenge the no hazard
    determinations in 2012 as similarly deficient for failing to
    analyze the safety risks posed by the project and to perform an
    environmental review required by the National Environmental
    Policy Act (“NEPA”), 
    42 U.S.C. § 4332
    . For the following
    reasons, we deny the petitions for review.
    I.
    Regarding structures interfering with air commerce,
    Congress has instructed that:
    Under regulations prescribed by the Secretary [of
    3
    Transportation], if the Secretary decides that
    constructing . . . a structure may result in an
    obstruction of the navigable airspace or an interference
    with air navigation facilities and equipment or the
    navigable airspace, the Secretary shall conduct an
    aeronautical study to decide the extent of any adverse
    impact on the safe and efficient use of the airspace,
    facilities, and equipment.
    
    49 U.S.C. § 44718
    (b)(1). In conducting the study, the Secretary
    is to “consider factors relevant to the efficient and effective use
    of the navigable airspace,” including “the impact on arrival,
    departure, and en route procedures for aircraft operating under
    visual flight rules [VFR],” “the impact on [such procedures] for
    aircraft operation under instrument flight rules [IFR],” and “the
    cumulative impact resulting from the proposed construction . .
    . when combined with the impact of other existing or proposed
    structures.” 
    Id.
     § 44718(b)(1)(A), (B) & (E).
    The Secretary’s regulations provide the standards to be used
    to determine whether a structure would constitute an
    “obstruction[] to air navigation,” 
    14 C.F.R. § 77.13
    , and define
    an “obstruction” in terms of height and location. 
    Id.
     § 77.17.
    As relevant, a structure within three nautical miles of an airport
    constitutes an obstruction if it is more than 200 feet above
    ground level, id. § 77.17(a)(2), but regardless of its location a
    structure higher than 499 feet above ground level will constitute
    an obstruction. Id. § 77.17(a)(1). The FAA is directed to issue
    a Determination of No Hazard to Air Navigation “when the
    aeronautical study concludes that the proposed construction . .
    . will exceed an obstruction standard but would not have a
    substantial aeronautical impact to air navigation,” id. § 77.31(d),
    or when “a proposed structure does not exceed any of the
    obstruction standards and would not be a hazard to air
    navigation.” Id. § 77.31(e). The FAA’s aeronautical studies are
    4
    conducted according to the FAA Handbook, Procedures for
    Handling Airspace Matters, FAA Order JO 7400.2J (February
    9, 2012), of which Section 3, on identifying and evaluating
    aeronautical effect, is relevant here.
    In 2009, the FAA determined that the proposed turbines,
    which are to be located in the middle of Nantucket Sound,
    would have an electromagnetic effect on local radar facilities —
    namely the ASR-8 radar at Otis Airfield in Falmouth,
    Massachusetts — and conducted a year-long aeronautical study
    of the effects of the project on the operation of navigation
    facilities and the safe and efficient use of the navigable airspace.
    Based on the study, the FAA issued no hazard determinations,
    finding that each of the turbines would not be a hazard to air
    navigation provided (1) a digital processor—the TDX-
    2000—was installed at the ASR-8 radar at Otis Airfield, (2)
    Cape Wind provided financial assurance for the installation of
    an additional radar upgrade if the TDX-2000 insufficiently
    mitigated any radar interference, and (3) the turbines were
    properly lighted and marked. Applying Handbook § 6-3-8(c)(1),
    the FAA concluded that the turbines would not have an adverse
    effect on aircraft operating under VFR, when pilots navigate by
    reference to physical landmarks, because the turbines would be
    less than 500 feet high and located in the area of “en route”
    operations (i.e., not affecting takeoffs or landings). Petitioners
    sought review.
    In Barnstable I, 
    659 F.3d at
    34–35, this court held that the
    FAA had misread its regulations by relying solely on § 6-3-
    8(c)(1) of the Handbook to find no adverse effect on VFR
    operations because the turbines would not exceed 500 feet in
    height. The FAA had not addressed whether the turbines would
    have an “adverse effect” under § 6-3-3. Id. at 35. Section 6-3-3
    states that “[a] structure is considered to have an adverse effect
    if it first . . . is found to have physical or electromagnetic
    5
    radiation effect on the operation of air navigation facilities.” If
    so, then an “adverse effect,” as relevant, exists where a structure
    would require a change to an IFR minimum flight altitude or to
    a VFR operation’s regular flight course or altitude, or affect
    future VFR or IFR operations. Handbook § 6-3-3 (a), (b), (e).
    The court found no “apparent analysis of the record evidence
    concerning the wind farm’s potentially adverse effects on VFR
    operations,” Barnstable I, 
    659 F.3d at 35
    , although at the time
    it was “undisputed” that the turbines would have “physical or
    electromagnetic radiation effect on the operation of air
    navigation facilities,” 
    id.
     The court therefore vacated the 2010
    no hazard determinations and remanded the matter. 
    Id. at 36
    .
    By the time the FAA issued no hazard determinations on
    August 15, 2012, the circumstances with regard to radar had
    changed. In January 2012, the FAA upgraded the ASR-8 radar
    and beacon at Otis Airfield by digitizing the output with a TDX-
    2000 processor. The FAA had concluded in the aeronautical
    study that the installation of the TDX-2000 would not only
    address existing radar issues with “coasting, dropped targets,
    and ring around,” but also reduce unwanted returns from the
    wind turbines. 2012 Determination at 5. In a study conducted
    before the TDX-2000 was permanently installed, the FAA ran
    tests simulating wind turbines on the ASR-8 radar at Otis
    Airfield with and without a TDX-2000 and confirmed that the
    modification was effective. The FAA further evaluated the
    actual operation of the TDX-2000 at Otis Airfield after its
    permanent installation in 2012. See Resp’t Br. at 13.
    On remand, the FAA explained that its aeronautical study
    had relied on multiple reports to evaluate potential impacts to
    the three FAA radar sites on or near Nantucket Sound. The
    FAA found that the Cape Wind project would have no
    noticeable impact on beacon, or “secondary,” radars. All three
    radar sites (at North Truro Cape, Nantucket, and Falmouth) are
    6
    more than 2.4 nautical miles from the proposed turbines, a
    distance at which a 2008 study near a wind farm in Great Falls,
    Montana, found that turbines generated no false target reports.
    2012 Determination at 4 & n.2 (citing Guidelines for Evaluating
    Wind Turbine Impacts to Radars (Dec. 2010) (“2010
    Guidelines”)).
    As to search, or “primary,” radar, the FAA found the
    turbines would not affect the service at the North Truro Cape
    site, which is used for long-range coverage, because it was
    located 31.66 nautical miles from the project. Because of the
    distance from the radar to the project and the “minimal”
    elevation angle of the proposed turbines, the FAA found that the
    low-altitude coverage of the North Truro radar would be
    unaffected. Id. at 4. The Departments of Homeland Security
    and Defense, which rely on this radar for national defense and
    drug interdiction, also evaluated the project and identified no
    impacts. Although acknowledging that the wind turbines could
    decrease the probability of detection at the Nantucket search
    radar as a result of wind turbine “clutter,” the FAA Operations
    Engineering Support Group had determined that this level of
    impact would not rise to the level of a “physical or
    electromagnetic effect” on the air navigation facility because the
    probability of detection is not expected to drop “below
    acceptable values,” in part because the ASR-9 sites have been
    upgraded with the installation of a 9PAC-II dynamic sensor that
    significantly reduces “clutter.” Id. at 5. The FAA also
    concluded that while search radar at Otis Airfield might be
    affected by the “shadowing” of aircraft flying behind turbines at
    lower than 800 feet and within three nautical miles of the wind
    farm, any such effect would be “brief and intermittent” due to
    the spacing between the turbines and their individual width. Id.
    In evaluating the likely effect of the turbines on VFR
    operations, the FAA applied the criteria in Handbook § 6-3-
    7
    8(c)(1). That subsection states as to “en route operations” that
    “[a] structure would have an adverse effect upon VFR air
    navigation if its height is greater than 500 feet above the surface
    at the site, and within 2 statute miles of any regularly used VFR
    route.” Although the wind farm would be within the two-mile
    distance, the height for the proposed turbines is not greater than
    500 feet above the surface at their sites. The FAA noted that its
    adverse effects determinations were based on “long-standing
    FAA policy governing aeronautical studies of proposed
    structures and their potential impact on VFR operations.” 2012
    Determination at 6. “Therefore, even if the proposed wind
    turbines exceeded an obstruction standard in 
    14 CFR § 77.17
    ,
    they would not adversely affect VFR operations.” 
    Id.
     The FAA
    also found no adverse effect on “any existing or proposed arrival
    or departure VFR operations or procedures.” 
    Id.
    Although the FAA therefore concluded that under its policy
    “no VFR analysis is required in this case,” the FAA collected
    data on VFR traffic in the area “to address concerns raised by the
    court in [Barnstable I].” 
    Id.
     The FAA hired the MITRE
    Corporation to assess the project’s effects on VFR flights. The
    MITRE study found that between January 1 and September 30,
    2011, 427 VFR flights equipped with transponders flew over the
    location of the proposed turbines at 949 feet or below, flights that
    presumably would have had to change altitude or route had the
    wind farm been in existence, see 
    14 C.F.R. § 91.119
    (a),(c). Of
    those flights, more than half (220) passed over the proposed
    location of the four turbines in the southeast corner of the wind
    farm. On any given day during the nine-month period, the
    greatest number of transponder-equipped VFR flights that passed
    over the turbines’ proposed location at an altitude of 949 feet or
    below was nine, which occurred three times. As the FAA notes,
    more often, on 165 of 273 days, no flights or one flight passed
    over that location at or below 950 feet. See Resp’t Br. at 11–12.
    8
    Because the FAA cannot track VFR aircraft that lack an
    operating transponder, see 2012 Determination at 6 n.10, the
    FAA also issued a public notice of the wind farm proposal on
    February 10, 2012 “to all known aviation interests and to non-
    aeronautical interests that may be affected by the proposed
    turbines,” 
    id.
     at 4 (citing Handbook § 6-3-17(a)(1)), and sought
    information regarding the turbines’ potential impact on this type
    of VFR operations. Of the public comments received,
    “supporting commenters stated that the turbines would not have
    a significant adverse effect on VFR flight in the area,” and “that
    any adjustments to flight paths or altitudes would be minor and
    brief,” with which the FAA agreed. Id. at 7. In response to the
    nine commenters objecting to the project because of its impact
    on the navigable airspace and radar, the FAA explained why it
    found none persuasive. For example, the FAA explained that the
    project would not compromise safety during marginal weather
    periods because the turbines would be marked and lighted to
    make them conspicuous and pilots could safely fly around them.
    Further, the FAA stated: “This is not unusual and does not of
    itself create a safety risk,” observing that some commenters
    indicated “aircraft currently make course and altitude
    adjustments in this area to avoid passenger ferries and other
    marine traffic.” Id. at 9. The FAA additionally explained that
    VFR operations would not be “compressed” into IFR corridors,
    which begin at 2,000 feet and higher, because VFR flights may
    operate as low as 940 feet over the turbines, permitting
    “adequate airspace for VFR and IFR aircraft operating in this
    area.” Id. at 8. The FAA noted as well that “[a] mixture of IFR
    and VFR operations is not unique to Nantucket Sound and is
    common in areas with major commercial airports and numerous
    general aviation airports,” and that “[a]dherence to [14 C.F.R.]
    § 91.119 provides basic separation between . . . operations,
    regardless of whether the pilot is familiar with local customs,
    because all pilots are operating under the same requirements.”
    Id.
    9
    Having found that the turbines, individually and as a group,
    would neither exceed the obstruction standards in 
    14 C.F.R. § 77.17
     nor have a physical or electromagnetic radiation effect on
    the operation of air navigation facilities, see Handbook § 6-3-3,
    the FAA concluded, in the absence of either condition, that no
    further “adverse effect” evaluation was required. The FAA also
    found the turbines would not create a safety risk for local pilots
    because they would be properly lighted and marked. In issuing
    the 2012 no hazard determinations because the proposed wind
    farm would not have a substantial adverse effect and would not
    be a hazard to air navigation, the FAA included several
    conditions, one of which required Cape Wind to place $15
    million in escrow for two years to acquire and install an ASR-11
    radar system if the TDX-2000 upgrade at Otis Airfield proved
    insufficiently effective. Petitioners again sought review.
    II.
    Petitioners contend that on remand the FAA again relied on
    its erroneous view that a structure can only be a hazard if it is an
    “obstruction,” notwithstanding its adverse effect on the operation
    of air navigation facilities by interfering with the operation of
    FAA radar facilities or its effect on VFR flights, and failed to
    conduct the safety analysis mandated by the court in Barnstable
    I. To successfully challenge the 2012 no hazard determinations,
    petitioners must demonstrate that the FAA’s action was
    “arbitrary, capricious, an abuse of discretion, or otherwise not in
    accordance with law.” 
    5 U.S.C. § 706
    (2)(A); see, e.g., Clark
    Cnty., Nev. v. FAA, 
    522 F.3d 437
    , 441 (D.C. Cir. 2008). An
    agency’s interpretation of its regulations is “controlling unless
    plainly erroneous or inconsistent with the regulation.” Auer v.
    Robbins, 
    519 U.S. 452
    , 461 (1997) (citation and internal
    quotation marks omitted). And the FAA’s factual findings, if
    supported by substantial evidence in the record as a whole, are
    “conclusive.” 
    49 U.S.C. § 46110
    (c). The substantial evidence
    10
    standard “requires more than a scintilla, but can be satisfied by
    something less than a preponderance of the evidence.” Fla. Gas
    Transmission Co. v. FERC, 
    604 F.3d 636
    , 645 (D.C. Cir. 2010)
    (citation omitted). The court, however, must consider the
    evidence in light of “whatever in the record fairly detracts from
    its weight.” Universal Camera Corp. v. NLRB, 
    340 U.S. 474
    ,
    488 (1951).
    A.
    Petitioners contend that the 2012 no hazard determinations
    are inconsistent with the Handbook procedures and 
    49 U.S.C. § 44718
    . We conclude that the FAA could reasonably view its
    Handbook procedures implementing the Secretary’s regulations
    to establish a threshold finding necessary to trigger a further
    “adverse effects” analysis. Cf. Auer, 
    519 U.S. at 461
    . The
    Handbook provision for “Determining Adverse Effect” reads: “A
    structure is considered to have an adverse effect if it first exceeds
    the obstruction standards of part 77, and/or is found to have
    physical or electromagnetic radiation effect on the operation of
    air navigation facilities.” Handbook § 6-3-3 (emphasis added).
    By using the word “first” the FAA signaled, as a matter of the
    ordinary usage of the word, cf. Engine Mfrs. Ass’n v. S. Coast
    Air Quality Mgmt. Dist., 
    541 U.S. 246
    , 252 (2004), that a finding
    of either an obstruction or an air navigation effect is antecedent
    to the remaining analysis of adverse effects under the Handbook.
    See MERRIAM-WEBSTER’S COLLEGIATE DICTIONARY 439 (10th
    ed. 1993). Indeed, the FAA has revised the sentence to state
    explicitly that “[i]f a structure first exceeds the obstruction
    standards of Part 77, and/or is found to have a [radar effect], then
    the proposed or existing structure . . . has an adverse effect if it
    would [have other effects listed in ¶ 6-3-3 (a)-(f)].” Guidance on
    Determining Adverse Effect, FAA Notice N JO 7400.29 (June
    19, 2012). This further clarifies the FAA’s intended meaning.
    In any event, when read as a whole, the plain text of § 6-3-3
    indicates that VFR impact is one category of effects to be
    11
    considered once either of the two threshold conditions is found.
    See § 6-3-3(b).
    Reading § 6-3-3 in the context of the Handbook provisions
    on the identification and evaluation of aeronautical effect
    confirms that the FAA’s interpretation is reasonable. Section 7-
    1-3(e) states that the FAA will issue a hazard determination if a
    structure would have a “substantial adverse effect” that cannot
    be eliminated. Section 6-3-5 states that a “substantial adverse
    effect” exists when a structure “causes electromagnetic
    interference . . . or if there is a combination of: a. Adverse effect
    as described in paragraph 6-3-3; and b. A significant volume of
    aeronautical operations . . . would be affected.” Therefore, if a
    structure does not cause electromagnetic interference under § 6-
    3-5, then § 6-3-3 prescribes the process for determining adverse
    effect. When neither of the threshold conditions in § 6-3-3
    exists, the FAA has determined that it need not analyze whether
    a “significant volume” of VFR flights would be required to
    change their course or altitude, see § 6-3-3(b) and § 6-3-4. In
    Barnstable I, 
    659 F.3d at
    35 n.1, the court assumed this
    interpretation was permissible, and petitioners present no cause
    for a different conclusion. The FAA likewise does not need to
    evaluate VFR effects under § 6-3-8 when neither of the two § 6-
    3-3 threshold criteria is satisfied.
    Neither the governing statute on which petitioners rely nor
    the Secretary’s regulations render a threshold requirement
    impermissible. Congress specified the factors that must be
    considered in an aeronautical study, see 
    49 U.S.C. § 44718
    (b)(1)(A)-(E), but left to the Secretary’s broad discretion
    the determination of when a structure may result in an
    obstruction of navigable airspace and what constitutes an adverse
    impact. Section 44718 does not use the term “hazard,” much
    less set the requirements for determining when a structure is a
    “hazard.” To the extent petitioners maintain that the FAA’s
    “threshold” interpretation of § 6-3-3 of the Handbook violates 49
    
    12 U.S.C. § 44718
    , by failing to “decide the extent of any adverse
    impact on the safe and efficient use of the airspace, facilities, or
    equipment,” Petrs’ Br. 37, they ignore the statutory scheme
    Congress created and the deference this court owes to the
    reasonable interpretation of the FAA, acting for the Secretary, in
    implementing the statute. See Chevron U.S.A. Inc. v. Natural
    Resources Def. Council, 
    467 U.S. 837
    , 843–44 (1984); see, e.g.,
    Public Citizen, Inc. v. FAA, 
    988 F.2d 186
    , 191 (D.C. Cir. 1993).
    When the FAA found in 2009 that the proposed turbines “may
    result in an obstruction of the navigable airspace or an
    interference with air navigation facilities and equipment or the
    navigable airspace,” 
    49 U.S.C. § 44718
    (b)(1), it conducted an
    aeronautical study and proceeded to “decide” and “disclose” the
    extent of any adverse impact. That is what Congress required,
    leaving further elaboration on standards for regulations to be
    issued in light of the Secretary’s expertise and judgment. Cf.
    Aircraft Owners & Pilots Ass’n v. FAA, 
    600 F.2d 965
    , 973–74
    (D.C. Cir. 1979). The statute’s reference to “any adverse
    impact,” while “all inclusive,” Petrs’ Br. 37, does not limit the
    Secretary’s discretion to reasonably determine what can
    constitute an adverse impact or how those impacts should be
    evaluated.
    Petitioners’ assertion that the statute proscribes the FAA’s
    decision to impose a backup plan for the TDX-2000 also finds no
    statutory support. Air Line Pilots’ Ass’n Int’l v. FAA, 
    446 F.2d 236
    , 241–42 (5th Cir. 1971), on which they rely, confirms that
    the regulatory purpose of the safety provisions administered by
    the FAA contemplates pre-construction evaluation of
    modification of operating procedures, but that opinion is
    addressing the ripeness of the FAA’s determination for judicial
    review, not the required substance of a determination.
    Neither do petitioners demonstrate that the FAA’s threshold
    interpretation of § 6-3-3 is arbitrary and capricious because it
    accounts for potential VFR effects only when either an
    13
    obstruction or radar interference is present. VFR flights do not
    rely on instruments or instructions from air traffic control to
    navigate; rather, the FAA explained, “[i]t is the pilot’s
    responsibility to see and avoid other aircraft and structures when
    conducting VFR flight.” 2012 Determination at 8. The FAA
    could reasonably conclude, at least in the circumstances here,
    that when proposed construction will not compromise radar
    operations, then changes to VFR flight paths will not be
    hazardous because air traffic control will be able to track VFR
    and IFR flights on radar and direct IFR flights away from other
    flights or the wind turbines.
    Petitioners’ suggestion that in Barnstable I the court
    mandated a “safety analysis” ignores the changed circumstances
    after 2010 and the FAA’s further evaluation in light of the
    court’s concerns. When there is neither an obstruction nor radar
    interference, as the FAA found in 2012, the FAA interprets its
    Handbook not to require the remaining “adverse effect” analysis
    under § 6-3-3, which in turn renders the analysis under § 6-3-8
    inapplicable. In Barnstable I, the court stated the FAA needed
    to perform additional analysis because the adverse effect on
    radar was at that time “undisputed,” 
    659 F.3d at 35
    .
    Notwithstanding the changed radar circumstances in 2012 and its
    longstanding policy reflected in its Handbook, the FAA on
    remand addressed the court’s concern in Barnstable I by hiring
    the MITRE Corporation to do a further study, which found that
    most VFR flights would be over just four turbines in one corner
    of the wind farm, and by seeking public comments and
    responding to aeronautical objections to the wind farm.
    B.
    Petitioners’ challenge to the FAA’s factual findings
    regarding radar and mitigation for interference with the Otis
    ASR-8 as lacking substantial evidentiary support fare no better.
    They suggest that the TDX-2000 may not mitigate the known
    adverse effects of the turbines and that an ASR-11 also may not
    14
    resolve the acknowledged interference issues. They also
    maintain that the FAA failed to fully analyze other adverse
    effects, specifically the “shadowing” effects on beacon and
    search radar, the decreased probability of detection for search
    radars, impacts to the Truro ARSR-4, and unique weather
    conditions in Nantucket Sound. And they maintain the FAA
    failed to impose mitigation measures it had identified as
    necessary.
    Multiple studies of record analyzing the anticipated impact
    of wind turbines on the radar systems in Nantucket Sound and on
    radar in general support the FAA’s findings that the wind
    turbines will neither “have physical or electromagnetic radiation
    effect on,” Handbook § 6-3-3, nor “cause[] electromagnetic
    interference to,” Handbook § 6-3-5, air navigation. These
    studies — which include the Technical Operations Division
    Response, the 2009 Impact Study of 130 Offshore Wind
    Turbines in Nantucket Sound (“Impact Study”), and the 2010
    Surveillance Engineering Study — address the potential safety
    concerns such as unwanted search radar returns (“clutter”) and
    drops of targets. The Technical Operations Division Response
    found that impacts of the wind turbines to radars other than Otis
    Airfield were unlikely and that the TDX-2000 would
    “significantly improve[]” the Otis Airfield radar performance.
    The Impact Study acknowledged the vulnerability of the older
    Otis Airfield radar and recommended a TDX-2000 to ameliorate
    the problem, stating that TDX-2000s “are known to perform well
    with the ASR-8” and have “many post processing tools and
    features that are designed for operating in a high clutter
    environment.” Impact Study at 24–25. Although at the time the
    TDX-2000 had not been tested near a wind farm, the study
    concluded that it would “greatly enhance the radar product.” Id.
    at 25. For the Surveillance Engineering Study, the FAA
    temporarily installed a TDX-2000 at Otis Airfield and tested its
    performance with simulated wind turbines. The TDX-2000 was
    found to have “exceeded expectations” for search radar
    15
    probability of detection. Surveillance Engineering Study at 16.
    Other FAA documents of record also indicate that the ASR-
    11’s performance would be satisfactory. The FAA’s 2010
    Guidelines on the technical operations process for evaluating
    effects of wind turbines on radar state that turbine effects require
    detailed study only if they are less than 6.5 nautical miles from
    the radar, see 2010 Guidelines at 5, and here the nearest radar is
    9.5 miles away. Additionally, the FAA pointed out in
    responding to concerns of an FAA air traffic control specialist
    about a proposed mitigation plan for radar interference,
    particularly with respect to the ASR-8 at Otis Airfield, that the
    TDX-2000 is “performing as expected, with a reduction in false
    and dropped targets,” that “the enhancement of a TDX-2000 has
    been performed at approximately 25% of the ASR-8 sites, with
    documented improvements to clutter and false targets,” and that
    Technical Operations and Air Traffic personnel have
    “acknowledged improvements in overall radar performance.”
    Response of Douglas A. Klauck, FAA, (July 9, 2012) to
    Affidavit of Mark J. Cool, Air Traffic Control Specialist (July 2,
    2012).
    There also was evidence regarding the faulty performance
    of a TDX-2000/ASR-8 combination and an ASR-11 over a wind
    farm in Travis Air Force Base in California. In opposing the
    project, two concerned citizens “with extensive radar
    experience” submitted a 2008 presentation indicating that neither
    a TDX-2000 nor an ASR-11 had worked near the Travis Air
    Force Base wind turbines and that the base eventually warned
    search radar–only aircraft that they were invisible to radar over
    the turbines. They also stated that restricting flights without
    transponders over Nantucket Sound would necessitate substantial
    rerouting because the Sound has many small and recreational
    aircraft. But neither the commenters nor petitioners offered
    details about the Travis wind farm to indicate it is comparable in
    size or geography to the proposed wind farm in Nantucket
    16
    Sound. By contrast, the FAA’s February 2010 engineering study
    tested the Otis ASR-8 and the TDX-2000 to predict the effects of
    the proposed wind farm at its future location in Nantucket
    Sound. The FAA’s Guidelines noted that the TDX-2000 at
    Travis had “good results.” 2010 Guidelines at 10.
    To the extent petitioners cite concerns about impacts to other
    radars, radar “shadowing,” and the unique weather conditions of
    Nantucket Sound, the FAA addressed many of these matters in
    the Impact Study and found these impacts, if any, would be at
    acceptable levels. The FAA’s findings with regard to the ARSR-
    4 at Truro are buttressed by the lack of objections from the
    Departments of Defense and Homeland Security that rely on the
    radar. The FAA was “not required to address every argument
    advanced by petitioners,” only, as it has done, to “state the main
    reasons for its decision and indicate that it has considered the
    most important objections.” Simpson v. Young, 
    854 F.2d 1429
    ,
    1434–35 (D.C. Cir. 1988). Given the record evidence and the
    level of FAA expertise involved in drawing factual conclusions
    from the reports, conducting the aeronautical study, and
    responding to comments, petitioners fail to show that the FAA
    findings are unsupported by substantial evidence. See Aircraft
    Owners & Pilots’ Ass’n, 
    600 F.2d at
    973–74.
    C.
    Finally, petitioners’ contention that the FAA was required
    under NEPA, 
    42 U.S.C. § 4332
    , to perform or participate in an
    analysis of the environmental impacts of its no hazard
    determinations is based on a flawed premise.
    Preliminarily, we note that intervenor Cape Wind
    Associates’ challenges to petitioners’ standing to raise the NEPA
    objection are unpersuasive. Given the location of the Town of
    Barnstable, its standing might well appear self-evident in view
    of its concerns the wind farm would adversely affect noise or
    traffic, or degrade views or coastal areas. Sierra Club v. EPA,
    17
    
    292 F.3d 895
    , 900 (D.C. Cir. 2002); see Lujan v. Defenders of
    Wildlife, 
    504 U.S. 555
    , 560–61 (1992); Ass’n of Data Processing
    Serv. Orgs., Inc. v. Camp, 
    397 U.S. 150
    , 153 (1970); see also Ry.
    Labor Execs. Ass’n v. U.S., 
    987 F.2d 806
    , 810 (D.C. Cir. 1993).
    To the extent the FAA challenged the causation and
    redressability prongs of the standing analysis in Barnstable I, this
    court held that petitioners had standing. 
    659 F.3d at 31
    . Were
    there any doubt now, petitioners’ supplemental declarations
    establish that they have standing to raise this NEPA claim. See,
    e.g., Cmtys. Against Runway Expansion, Inc. v. FAA, 
    355 F.3d 678
    , 685 (D.C. Cir. 2004); see also Am. Library Ass’n v. FCC,
    
    401 F.3d 489
    , 494 (D.C. Cir. 2005). Neither is the court’s
    jurisdiction defeated because, as Cape Wind suggests, petitioners
    have impermissibly split their NEPA claim, which is pending in
    the district court, since any challenge to the no hazard
    determinations must be brought in the court of appeals. 
    49 U.S.C. § 46110
    (a); see U.S. Indus., Inc. v. Blake Constr. Co.,
    Inc., 
    765 F.2d 195
    , 205 n.21 (D.C. Cir. 1985).
    No hazard determinations generally do not require
    preparation of an environmental impact statement because they
    are not legally binding. See BFI Waste Sys. of N. Am., Inc. v.
    FAA, 
    293 F.3d 527
    , 530 (D.C. Cir. 2002). The fact that the
    Interior Department has required Cape Wind to obtain the FAA’s
    hazard determination and comply with any mitigation measures
    it imposes before beginning construction does not create an
    exception. The FAA has no authority to countermand Interior’s
    approval of the project or to require changes to the project in
    response to environmental concerns. Cf. Dep’t of Transp. v.
    Pub. Citizen, 
    541 U.S. 752
    , 770 (2004). Although in Barnstable
    I this court supposed, when addressing petitioners’ standing,
    “that the Interior Department would rethink the project if faced
    with an FAA determination that the project posed an unmitigable
    hazard,” 
    659 F.3d at 34
    , the court did not suggest that the FAA
    could unilaterally alter the project or that Interior would alter its
    decision in response to environmental, as distinct from aviation,
    18
    concerns expressed by the FAA. “[W]here an agency has no
    ability to prevent a certain effect due to its limited statutory
    authority over the relevant actions, the agency cannot be
    considered a legally relevant ‘cause’ of the effect.” Pub. Citizen,
    541 U.S. at 770. Because the FAA “simply lacks the power to
    act on whatever information might be contained in the
    [environmental impact statement (“EIS”)],” id. at 768, NEPA
    does not apply to its no hazard determinations.
    NEPA’s “rule of reason” does not require the FAA to
    prepare an EIS when it would “serve no purpose.” Id. at 767
    (citation and internal quotation marks omitted). The Interior
    Department prepared an EIS on the wind farm project and stated
    that it would assess whether additional mitigation measures
    included in the FAA determination merited a supplemental EIS.
    There is no need for FAA to duplicate Interior’s NEPA analysis,
    which has been challenged in another proceeding. New York v.
    Nuclear Regulatory Commission, 
    681 F.3d 471
     (D.C. Cir. 2012),
    on which petitioners rely, is not on point. The court held there
    that the agency rulemaking on the safety of nuclear waste storage
    was subject to NEPA even though the Commission did not
    license any storage because the rule and its findings would
    “enable licensing decisions” and “render[] uncontestable general
    conclusions about the environmental effects of plant licensure”
    that would apply in later decisions. 
    Id. at 477
    . By contrast, the
    FAA’s no hazard determinations were not a preliminary stage of
    decisionmaking that enabled Interior’s lease to Cape Wind
    Associates; rather, the lease was the product of a distinct
    decisionmaking process by a different agency prior to FAA’s
    final determinations. Nor do the FAA’s determinations
    “render[]” any conclusions about the environmental impacts of
    the wind turbine project “uncontestable.” Petitioners can and
    have challenged the sufficiency of Interior’s EIS for the wind
    farm project, including Interior’s decision not to supplement the
    EIS in response to FAA’s determinations and mitigation
    requirements. See Town of Barnstable First Am. Compl. ¶¶
    19
    179–94 in Public Employees for Environmental Responsibility v.
    Bromwich, No. 1:10-cv-01067 (D.D.C. Sept. 14, 2011).
    Accordingly, for these reasons, we deny the petitions for
    review.
    

Document Info

Docket Number: 12-1362, 12-1363

Citation Numbers: 408 U.S. App. D.C. 150, 740 F.3d 681, 44 Envtl. L. Rep. (Envtl. Law Inst.) 20017, 2014 U.S. App. LEXIS 1159, 2014 WL 224444

Judges: Garland, Rogers, Brown

Filed Date: 1/22/2014

Precedential Status: Precedential

Modified Date: 10/19/2024

Authorities (19)

Chevron U. S. A. Inc. v. Natural Resources Defense Council, ... , 104 S. Ct. 2778 ( 1984 )

Railway Labor Executives' Association v. United States of ... , 987 F.2d 806 ( 1993 )

Clark County v. Federal Aviation Administration , 522 F.3d 437 ( 2008 )

Commty Agnst Runway v. FAA , 355 F.3d 678 ( 2004 )

Sierra Club v. Environmental Protection Agency , 292 F.3d 895 ( 2002 )

BFI Wst Sys N Amer v. FAA , 293 F.3d 527 ( 2002 )

Lujan v. Defenders of Wildlife , 112 S. Ct. 2130 ( 1992 )

nancy-hendree-simpson-public-citizen-health-research-group-and-center-for , 854 F.2d 1429 ( 1988 )

Air Line Pilots' Association International v. Department of ... , 446 F.2d 236 ( 1971 )

Public Citizen, Inc., Aviation Consumer Action Project, and ... , 988 F.2d 186 ( 1993 )

Universal Camera Corp. v. National Labor Relations Board , 71 S. Ct. 456 ( 1951 )

Engine Manufacturers Ass'n v. South Coast Air Quality ... , 124 S. Ct. 1756 ( 2004 )

Department of Transportation v. Public Citizen , 124 S. Ct. 2204 ( 2004 )

U.S. Industries, Inc. v. Blake Construction Co., Inc. , 765 F.2d 195 ( 1985 )

Auer v. Robbins , 117 S. Ct. 905 ( 1997 )

Aircraft Owners and Pilots Association v. Federal Aviation ... , 600 F.2d 965 ( 1979 )

Town of Barnstable v. Federal Aviation Administration , 659 F.3d 28 ( 2011 )

Association of Data Processing Service Organizations, Inc. ... , 90 S. Ct. 827 ( 1970 )

Florida Gas Transmission Co. v. Federal Energy Regulatory ... , 604 F.3d 636 ( 2010 )

View All Authorities »